180020-CONTRACT WESTERN.PDF

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ENGINEERING SERVICES CONTRACT (TERM)
MARICOPA COUNTY, ARIZONA
Term Geotechnical Engineering Services
FOR PROFESSIONAL SERVICES
Office of Procurement Services
Serial # 180020-ROQ
Contract # 180020-ROQ
C-
Project # 180020-ROQ
Facilities Management Department
MARICOPA COUNTY, ARIZONA
Three (3) YEAR TERM
ENGINEERING SERVICES CONTRACT
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Table of Contents
RECITALS 4
SECTION I - ENGINEERS BASIC SERVICES 4
SECTION II- PERIOD OF SERVICE 5
SECTION III - REIMBURSABLE EXPENSES 6
SECTION IV - COUNTY RESPONSIBILITIES
SECTION V - COMPENSATION AND PAYMENTS 7
SECTION VI - PROJECT CONSTRUCTION BUDGET AND COST ESTIMATES 8
SECTION VII - ENGINEER'S ACCOUNTING RECORDS 9
SECTION VIII- TERMINATION OF AGREEMENT 9
SECTION IX - OWNERSHIP OF DOCUMENTS 9
SECTION X - GENERAL CONSIDERATIONS 9
SECTION XI- INDEMNIFICATION AND INSURANCE 10
SECTION XII - SUCCESSORS AND ASSIGNS 1 7
SECTION XIII - NO KICK-BACK 13
SECTION XIV - NONDISCRIMINATION, EQUAL EMPLOYMENT OPPORTUNITY, &
AMERICANS WITH DISABILITIES; SMALL BUSINESS ENTERPRISE POLICY 13
SECTION XV - INDEPENDENT CONTRACTOR 13
SECTION XVI - CONFLICTS 14
SECTION XVII - CONTINGENCY FEE 14
SECTION XVIII - MATERIALITY AND WAIVER OF BREACH 14
SECTION XIX - COMPLIANCE WITH LAWS 14
SECTION XX - SEVERANCE 15
SECTION XXI - JOINT PREPARATION 15
SECTION XXII - PRIORITY OF PROVISIONS 15
SECTION XXIII - APPLICABLE LAW AND VENUE 15
SECTION XXIV - AMENDMENTS 15
SECTION XXV - PRIOR AGREEMENTS 15
SECITON XXVI - DRUG-FREE WORKPLACE 16
SECTION XXVII - INCORPORATION BY REFERENCE 16
SECTION XXVIII - LEGAL WORKER REQUIREMENTS 16
SECTION XXIX - ATTACHMENTS 16
SECTION XXX - NOTICES 16
SECTION XXXI - CLAIMS AND DISPUTE RESOLUTION 17
SECTION XXXII - CONTRACT EXECUTION 18
SECTION XXXII' - ISRAEL BOYCOTT: 18
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SECTION XXXIV - UNIFORM ADMINISTRATIVE REQUIREMENTS: 18
EXHIBIT A - PROJECT SERVICES 20
I - GENERAL 20
II - PRE-DESIGN SERVICES PHASE 20
III - SCHEMATIC DESIGN PHASE 20
IV - DESIGN DEVELOPMENT PHASE 21
V - CONSTRUCTION DOCUMENTS PHASE 21
VI - QUALITY ASSURANCE/QUALITY CONTROL T)
VII - BIDDING PHASE
VIII- CONSTRUCTION PHASE 23
IX - ENGINEERS REQUIRED ADDITIONAL SERVICES
X - OPERATION AND MAINTENANCE MANUAL(s) 26
EXHIBIT B — HOURLY RATES 28
EXHIBIT C - MARICOPA COUNTY SMALL BUSINESS ENTERPRISE PROGRAM
PARTICIPATION REPORTING FORM 29
EXHIBIT D - LEGAL WORKER CERTIFICATION 30
EXHIBIT E 31
ALTERNATIVE DISPUTE RESOLUTION 31
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PROFESSIONAL SERVICES AGREEMENT
AGREEMENT BETWEEN MARICOPA COUNTY, ARIZONA, AND Western Technologies, Inc.
FOR PROFESSIONAL ENGINEERING SERVICES
THIS AGREEMENT is made and entered into by and between MARICOPA COUNTY, ARIZONA
hereinafter called the "COUNTY" or "OWNER" and Western Technologies, Inc.; hereinafter called the
"ENGINEER."
RECITALS
A. Pursuant to Arizona Revised Statutes § 11-251(8) and § 34-102, the Board of Supervisors has the authority
to enter into contracts for the construction of such buildings and structures are necessary, and for
alterations thereto, and for the employment of ENGINEERS as warranted by the type of construction.
B. The COUNTY proposes to engage the service of an engineering firm to perform certain engineering and
engineering services for the COUNTY on an "on-call" or "as needed" basis. This Agreement is intended
to cover performance by the ENGINEER under individual Task Orders. The terms of this Agreement and
a Task Order govern the ENGINEER's work unless the ENGINEER and the COUNTY agree otherwise n
writing.
C. The COUNTY may require drawings, plans, specifications, cost estimates, construction administration,
and other engineering services, and the ENGINEER is willing to prepare such drawings, plans,
specifications, cost estimates, provide construction administration, and perform other engineering services
under this Agreement as may be required by the COUNTY.
D. The COUNTY desires to contract with the ENGINEER for the preparation of such drawings, plans,
specifications, cost estimates, construction administration, and other engineering services on such twits
and conditions as hereinafter follows:
E. NOW THEREFORE, on consideration of the premises and the mutual promises herein contained, the
COUNTY and the ENGINEER agree as follows:
SECTION I - ENGINEER'S BASIC SERVICES
A. GENERAL
The ENGINEER shall prepare drawings, plans, and specifications and cost estimates according to the
direction and designated standards of the COUNTY. Also, in consideration of the fee hereinafter
stated, the ENGINEER agrees to perform contract administration, inspection services and other
engineering services on the PROJECT as described in this Section. It is understood and agreed that
the County's authorized Administration for the PROJECT shall be the Director of Facilities
Management Department, or designee.
2. The ENGINEER shall review the requirements of the PROJECT as outlined by the COUNTY. Prior
to performance of any services under this Agreement, the ENGINEER and his consultants shall meet
with the authorized COUNTY personnel to review the scope and nature of the work to be performed.
3. The ENGINEER shall be responsible for providing written minutes of all PROJECT meetings that
occur during the course of this work under this Agreement, which are attended by the ENGINEER or
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his representative and by the representatives of the COUNTY. A copy of these minutes shall be sent
to, and received by, the COUNTY no later than three (3) working days after the meeting date. The
ENGINEER will be responsible for final publishing and distributing of meeting minutes as directed by
the COUNTY.
4. The ENGINEER will meet with the COUNTY and representatives of appropriate jurisdictional
agencies to review the requirements of the project and the solutions proposed by the ENGINEER at
times appropriate to the PROJECT. At no time shall the ENGINEER meet with jurisdictional agencies
without prior consent or attendance of COUNTY representatives.
5. The ENGINEER may be required to coordinate with the COUNTY and its designated workstation
supplier for the design and provisions for installation of open office workstations. This work may
include but is not limited to: layout of workstations per COUNTY standards, providing backgrounds
on ,AutoCAD to the supplier for shop drawing purposes, coordination with the electrical systems of the
building, and provision in the specifications for installation of COUNTY supplied workstations by the
Contractor.
6. As a part of basic services, the ENGINEER will produce record drawings from the marked-up plans
prepared by the Contractor. Record drawings shall be submitted on CD discs as required by the
COUNTY containing the complete drawings in a pdf electronic format that is 100% compatible with
AutoCAD, references bound.
7. Typical project services are listed in attached Exhibit A. The compensation method shall be
determined on a project by project basis, utilizing Exhibit B ("Hourly Rates") for reference only.
SECTION - PERIOD OF SERVICE
A. The initial contract shall be in effect for no longer than Three (3) calendar years from the date of approval
by the Maricopa County Board of Supervisors. If work is underway under the terms of this contract at the
time of the expiration date, the contract expiration date shall be extended to the date for completion of
services underway. Furthermore, by mutual written agreement between the County and ENGINEER, this
contract may be extended for a period of Two (2), One (1) year period(s). The total term of this contract,
including all extension periods, shall not exceed five (5) years.
B. Based upon the mutually agreed scope of work for a project, the ENGINEER shall submit to the COUNTY
an anticipated schedule for completion of each phase of the project. The ENGINEER will be required to
complete total design phase basic and additional services as required within the total allotment of time.
C. The time required by the COUNTY, or its designee or regulatory agencies, for reviews or approvals shall
be included in the allotted calendar days for Design phase and shall be considered to be included in each
project schedule. ENGINEER revisions, additions and corrections required by the COUNTY through its
review of each phase's first document submittal, shall be required as part of the work of each subsequent
phase if applicable. A time extension will not be punted during such phase for these document
modifications. Construction document revisions as required by regulatory agencies and the COUNTY
shall be accomplished by the ENGINEER within the stated period for that phase.
D. The ENGINEER shall provide construction administration services from the date of construction contract
award through the PROJECT construction period and final written acceptance of the PROJECT by the
COUNTY regardless of the project delivery method selected. For purposes of this contract, the PROJECT
shall be completed when the building(s) and related warranty Work is accepted in writing by the
COUNTY.
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E. The ENGINEER may be required to provide reviews and reports during the one-year post construction
warranty period. The one-year period shall be in addition to the total design and construction periods of
service.
SECTION III - REIMBURSABLE EXPENSES
A. Reimbursable expenses are additional compensation for Basic and Additional Services that include actual
expenditures made by the ENGINEER, his employees, or his professional consultants in the interest of the
Project and have the specific prior written approval of the COUNTY. The ENGINEER hereby agrees that
no reimbursable expense shall be incurred, nor requested for payment, without the ENGINEER having
obtained prior written approval of the COUNTY. The COUNTY is under no obligation to pay the
ENGINEER for such expenses without evidence of the COUNTY'S written consent prior to the
ENGINEER incurring such expenses. Reimbursable expenses may be approved for:
Printing costs by a non-COUNTY contracted printing service vendor according to Subsection C
below, if requested by the COUNTY for additional plan review sets or for bidding purposes.
2. Permit fees if levied by an authorized regulatory agency and paid directly by the ENGINEER with the
COUNTY'S permission.
3. Approved travel expenses where travel is required as part of the project scope shall be billed by
ENGINEER only for those travel expenses that are in compliance with the Federal Travel Regulation,
CFR Chapter 300-304, as applicable. All out of state travel expenses must be pre-approved by the
County in writing,
B. Costs associated with normal office supplies and equipment expenses shall not be considered as Additional
Reimbursable Expenses paid by the COUNTY as these costs shall be considered as normal overhead and
operating costs which are factored into the ENGINEER's fee. Normal overhead and operating costs shall
include but are not limited to:
1. Paper, pens, pencils, copier supplies, and computer media.
2. Drafting supplies tools 84 equipment.
3. Telephone and facsimile equipment, rental & toll charges.
4. Office rental, utility, and other overhead expenses.
5. Plan and specification reproduction costs for CONSULTING review purposes.
6. Postage and delivery costs.
7. Use or rental of computer equipment Or related supplies.
8. Overtime work necessary to meet deadlines stipulated within the COUNTY's Notice to Proceed.
C. Unless specifically authorized in writing in advance as part of the approve scope of work, the COUNTY
will not pay for any of the following expenses of the ENGINEER:
1. Vehicle mileage to any COUNTY-owned facility located within the State of Arizona.
Vehicle mileage for the ENGINEER or its sub-consultants to attend project related meetings located
within the State of Arizona.
3. Meal costs for employees of ENGINEER or its sub-consultants whether or not employees of the
COUNTY are in attendance for meetings or other gatherings related to project work for the COUNTY,
except where authorized in writing in advance for out-of-state consultants/sub-consultants traveling to
Arizona or out of state travel related to the assignment.
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D. Unless specifically authorized in writing, the ENGINEER shall use the COUNTY contracted printing
vendor for all reproduction work if copies are required by the COUNTY in addition to the review
document sets required elsewhere in this Agreement.
E. The ENGINEER shall accompany each payment request for Reimbursable Expenses with a copy of the
original vendor invoice for any and all Reimbursable Expense costs. The COUNTY reserves the right to
reject any and all requests for payment of Reimbursable Expenses costs where no invoice or receipt is
attached.
F. The ENGINEER shall only be paid the actual amount charged to the ENGINEER by the original vendor
for Reimbursable Expenses.
G. Refer to Exhibit "B" for hourly billing rates for ENGINEER staff and sub-consultants.
SECTION IV - COUNTY RESPONSIBILITIES
A. The COUNTY shall provide the following:
I. Review of documents submitted by the ENGINEER.
2. Sufficient copies, electronic access or electronic files of all COUNTY forms required to be completed
by the ENGINEER as described in this Agreement.
3. Response to the ENGINEER's written request for decisions within a reasonable amount of time, such
time being appropriate to the request.
4. The necessary staff for consultation with the ENGINEER during program review, schematic, design
development and construction document phases in order to identify problems, needs and other
functional aspects of the PROJECT.
5. Staff for consultation with the ENGINEER and Contractor during the course of construction.
6. Periodic updates on the progress of reviews and requests for information, progress of submittals and
deliveries of equipment and furniture to be supplied by the COUNTY.
7. All required fees for securing approvals from governmental and other agencies having lawful
jurisdiction over the design of the PROJECT. The COUNTY will pay such fees directly to said
jurisdictional authorities.
B. THE CONSTRUCTION BUDGET. The COUNTY shall monitor both ENGINEER and Contractor
performance during the period of performance of the ENGINEER's services under this Agreement. The
COUNTY's monitoring of the ENGINEER'S and Contractor's performance shall be solely for the
information of the COUNTY and shall not be construed to abridge, limit, supplement, or modify the
ENGINEER'S duties and responsibilities to provide the usual and customary basic engineering services,
including, but not limited to, the services and duties specifically described in this Agreement.
SECTION V - COMPENSATION AND PAYMENTS
A. The ENGINEER shall be compensated for contracted services that have been authorized in writing by the
COUNTY. The ENGINEER shall be compensated on an hourly fees basis in accordance with those items
listed in Exhibit B — Hourly Rates.
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B. All engineering, service requests for payment shall be submitted to the COUNTY for review in electronic
format and approval and must be accompanied by a detailed invoice as required by the COUNTY. A
detailed invoice shall include copies of all related invoices and substantiating receipts; a completed SBE
reporting form; andior other documentation for any charges incurred. Where pre-authorization is required
by the County, a copy of the written pre-authorization of the County will be included with the invoice
where those charges are submitted.
1. Invoices shall be submitted to: FMD-AccountsPayable@mail.maricopa.gov with all required
supporting, documentation.. Invoices should not be hand-delivered, mailed or otherwise transmitted.
C. The ENGINEER's fee for contract administration services shall be due and payable monthly during the
progress of the construction work, and shall be contingent upon receipt of ENGINEER's field reports.
D. The ENGINEER shall be limited to a maximum total fee of One Million, Five Hundred Thousand Dollars
(S1,500,000.00) for all work on all projects assigned under this Agreement during the term of this contract.
This shall include fees for both basic, additional services, and reimbursable expenses for all projects
assigned to the ENGINEER during,- the term of the contract.
E. Payment for additional services as authorized by the COUNTY shall be made upon completion of the
additional services and upon receipt of a detailed invoice and request for payment.
F. If the PROJECT is abandoned or suspended in whole or in part, for a period of more than 180 days
through no fault of the ENGINEER, the ENGINEER is to be paid for the services actually performed in
accordance with ARS Section 34-104.F, but not for any services not actually performed.
G. No deductions shall be made from the ENGINEER's compensation on account of retainage withheld from
payments to Contractors.
SECTION VI- PROJECT CONSTRUCTION BUDGET AND COST ESTIMATES
A. Until such time as construction bids have been received for the PROJECT, the ENGINEER shall treat the
PROJECT Construction Budget and all estimates of construction cost as confidential information. Under
no circumstances shall the ENGINEER cause the publication of the PROJECT Construction Budget or
construction cost estimates or reveal same to anyone other than authorized COUNTY personnel.
B. To help ensure that the PROJECT is under budget, the ENGINEER shall include, as part of the bid
package, additive alternates which represent up to 10 percent of the PROJECT construction budget and do
not materially affect the basic function, operation, or design intent of the facility. The ENGINEER will
identify and make recommendations on the various alternates, but acceptance of any or all of the alternates
will be the sole responsibility of the COUNTY.
C. The successful construction bid as herein referenced, means the bid amount submitted by the Contractor
actually awarded the PROJECT by the Board of Supervisors and shall include the cost for all work
designed or specified by the ENGINEER.
D. Over-Budget Bids. In the event a PROJECT is bid and the lowest responsible bid is higher than the
COUNTY construction budget amount for the specific project, the COUNTY may reject all bids or
appropriate such additional moneys as are necessary to award the bid. In the event the COUNTY elects to
reject all bids, the COUNTY may direct the ENGINEER to revise the drawings, plans, and specifications
at no additional expense to the COUNTY in order to obtain a bid for construction not exceeding the
construction budget amount.
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SECTION VII- ENGINEER'S ACCOUNTING RECORDS
A. Records of the ENGINEER's direct personnel payroll, and reimbursable expense pertaining to the
PROJECT and accounts between the COUNTY and ENGINEER shall be kept on a generally recognized
accounting basis for a period of no less than nine years after final completion of the PROJECT and shall be
available to the COUNTY (on reasonable notice) for examination during normal business hours.
SECTION Viii - TERMINATION OF AGREEMENT
A. The COUNTY and the ENGINEER hereby agree to the full performance of the covenants herein, except
that the COUNTY reserves the right ; at its discretion, to terminate or abandon the service provided for in
this Agreement, or abandon any portion of the ENGINEER's services or portion of the PROJECT for
which services have been performed by the ENGINEER.
B. In the event the COUNTY shall abandon the services, or any part of the services, as herein provided, the
COUNTY shall notify the ENGINEER in writing, and immediately after receiving such notice, the
ENGINEER shall discontinue advancing the work under this Agreement. Notification shall be made in
writing to the ENGINEER's principal place of business.
C. Upon such termination or abandonment, the ENGINEER shall appraise the work completed and submit his
appraisal to the COUNTY for evaluation. The COUNTY shall have the right to inspect the ENGINEER's
work to appraise the work completed.
D. Except when terminated for delinquency, insolvency, or non-compliance with the terms of this Agreement,
the ENGINEER shall receive as compensation for services performed to the date of such termination, a fee
for the percentage of the ENGINEER's services as provided in this Agreement under Section V. and that
fee shall be in the amount to be agreed mutually by the ENGINEER and the COUNTY. If there is no
mutual agreement, the COUNTY will use the same method used for "Additional Services" as a guide in
the final determination. In no event, however, shall the fee exceed that set forth in Section VI of this
document. The ENGINEER will not be paid for any services not actually performed.
SECTION IX - OWNERSHIP OF DOCUMENTS
A. The ENGINEER may retain ownership of original drawings, plans, specifications, and related documents;
however, the COUNTY shall have ownership of the reproducible, specifications and other contract
documents as referred to in Section I, paragraph 3, and Section I, paragraph 6, which are to be delivered to
the COUNTY before the final payment is made to the ENGINEER. The COUNTY will not reuse, alter or
modify these reprodueibles for other constniction projects without first soliciting consultation from the
ENGINEER. In the event such documents are used without further consultation from the ENGINEER, the
COUNTY agrees to hold the ENGINEER harmless from any claim arising from the reuse of these
documents for subsequent construction work. •
SECTION X - GENERAL CONSIDERATIONS
A. The use of words "he," "himself," "his," or other terms of masculine gender are intended to apply to both
genders, whether male or female.
B. All services provided by the ENGINEER under this Agreement shall be performed by employees, agents
or Consultants of the ENGINEER who are experienced and skilled in their profession and shall be
performed in accordance with the standards of care and workmanship in their profession. The
ENGENEER's findings, recommendations and professional advice shall be based on practices and
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procedures customarily applied in his profession. The ENGINEER shalt be solely responsible for the
completeness and accuracy of his drawings, plans, specifications, supporting data and documents prepared
or complied by either his staff or his Consultants in fulfillment of this Agreement.
C. The ENGINEER shall make no agreements with his Consultants which abridge, modify or conflict with
the requirements of this Agreement.
D. The ENGINEER shall require each Consultant, by an appropriate written agreement, of the extent of the
services to be performed by the Consultant on the PROJECT, to be bound to the ENGINEER by the terms
of this Agreement, and to assume toward the ENGINEER all the obligations and responsibilities which the
ENGINEER, by this Agreement, assumes with the COUNTY. Said agrbement shall preserve and protect
the rights of the COUNTY under this Agreement with respect to the services to be performed by the
Consultant so that the Consulting Services thereof will not prejudice such rights and shall allow to the
Consultant, unless specifically proved otherwise in the ENGINEER-CONSULTANT agreement, the
benefits of all rights, remedies and redress against the ENGINEER, that this ENGINEER, by this
Agreement, has against the COUNTY. Where appropriate, the ENGINEER shall require each Consultant
to enter into similar agreements with his sub-consultants. The ENGINEER shall make available to each
proposed Consultant prior to the execution of the ENGINEER-CONSULTANT written agreements, copies
of this Agreement to which the Consultant will be bound by this paragraph, and identify to the Consultant
any terms and conditions of the proposed ENGINEER-CONSULTANT written agreement which may be
at variance with this Agreement. Each Consultant shall similarly make copies of this Agreement available
to his sub-consultants.
E. During the course of PROJECT construction, should any defects be revealed which would adversely affect
the appearance or function of the PROJECT and which are the result of errors, omissions, or
inconsistencies in the drawings and specifications prepared by the ENGINEER, the ENGINEER shall, at
his expense, modify these drawings and specifications to resolve the defective conditions to the
satisfaction of the COUNTY without additional compensation.
SECTION XI— INDEMNIFICATION AND INSURANCE
A. INDEMNIFICATION - To the fullest extent permitted by law, ENGINEER shall defend, indemnify, and
hold harmless COUNTY, its agents, representatives, officers, directors, officials, and employees from and
against all claims, damages, losses and expenses, including, but not limited to, attorney fees, court costs,
expert witness fees, and the cost of appellate proceedings, relating to, arising out of, or alleged to have
resulted from the negligent, reckless, or intentionally wrongful acts, errors, omissions or mistakes of the
ENGINEER, his agents, representatives, employees, or consultants related to the performance of the
Contract. ENGINEER's duty to defend, indemnify and hold harmless COUNTY, its agents,
representatives, officers, directors, officials, and employees shall arise in connection with any claim,
damage, loss or expense that is attributable to bodily injury, sickness, disease, death, or injury to,
impairment, or destruction of property, including loss of use resulting therefrom, caused by the referenced
acts, errors, omissions or mistakes in the performance of this Contract including those made by any person
for whose acts, errors, omissions or mistakes ENGINEER may be legally liable.
The amount and type of insurance coverage requirements set forth herein will in no way be construed as
limiting the scope of the indemnity in this paragraph.
B. INSURANCE REQUIREMENTS - ENGINEER, at ENGINEER's own expense, shall purchase and
maintain the herein stipulated minimum insurance from a company or companies duly licensed by the
State of Arizona and possessing a current A.M. Best, Inc. rating of B++. In lieu of State of Arizona
licensing, the stipulated insurance may be purchased from a company or companies, which are authorized
to do business in the State of Arizona, provided that said insurance companies meet the approval of
COUNTY. The form of any insurance policies and forms must be acceptable to COUNTY.
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1. All insurance required herein shall be maintained in full force and effect until all work or service
required to be performed under the terms of the Contract is satisfactorily completed and formally
accepted. Failure to do so may, at the sole discretion of COUNTY, constitute a material breach of this
Contract.
ENGINEER's insurance shall be primary insurance as respects COUNTY, and any insurance or self-
insurance maintained by COUNTY shall not contribute to it.
Any failure to comply with the claim reporting provisions of the insurance policies or any breach of an
insurance policy warranty shall not affect the COUNTY'S right to coverage afforded under the
insurance policies.
4. The insurance policies may provide coverage that contains deductibles or self-insured retentions. Such
deductible and/or self-insured retentions shall not be applicable with respect to the coverage provided
to COUNTY under such policies. ENGINEER shall be solely responsible for the deductible and/or
self-insured retention and COUNTY, at its option, may require ENGINEER to secure payment of such
deductibles or self-insured retentions by a surety bond or an irrevocable and unconditional letter of
credit.
COUNTY reserves the right to request and to receive, within 10 working days, certified copies of any
or all of the herein required insurance policies and/or endorsements. COUNTY shall not be obligated,
however, to review such policies and/or endorsements or to advise ENGINEER of any deficiencies in
such policies and endorsements, and such receipt shall not relieve ENGINEER from, or be deemed a
waiver of COUNTY'S right to insist on strict fulfillment of ENGINEER's obligations under this
Contract.
6. The insurance policies required by this Contract, except Workers' Compensation, and Errors and
Omissions, shall name COUNTY, its agents, representatives, officers, directors, officials and
employees as Additional Insureds.
The policies required hereunder, except Workers' Compensation, and Errors and Omissions, shall
contain a waiver of transfer of rights of recovery (subrogation) against COUNTY, its agents,
representatives, officers, directors, officials and employees for any claims arising out of ENGINEER'S
work or service.
C. ENGINEER is required to procure and maintain the following coverages:
1. Commercial General Liability. Commercial General Liability insurance and, when necessary,
Commercial Umbrella insurance with a limit of not less than $2,000,000 for each occurrence,
$2,000,000 Personal/Advertising Injury, $4,000,000 Products/Completed Operations Aggregate, and
$4,000,000 General Aggregate Limit. The policy shall include coverage for bodily injury, broad form
property damage, and blanket contractual coverage, and shall not contain any provision that would
serve to limit third party action over claims. There shall be no endorsement or modification of the
CGL limiting the scope of coverage for liability arising from explosion, collapse, or underground
property damage.
Automobile Liability. Commercial/Business Automobile Liability insurance and, if necessary,
Commercial Umbrella insurance with a combined single limit for bodily injury and property damage
of not less than $2,000,000 each occurrence with respect to any of the ENGINEER's owned, hired,
and non-owned vehicles assigned to or used in performance of the ENGINEER's work or services
under this Contract.
3. Workers' Compensation. Workers' Compensation insurance to cover obligations imposed by federal
and state statutes having jurisdiction of the ENGINEER's employees engaged in the performance of
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the work or services under this Contract; and Employer's Liability insurance of not less than
$1,000,000 for each accident, $1,000,000 disease for each employee, and $1,000,000 disease policy
limit.
ENGINEER waives all rights against COUNTY and its agents, officers, directors and employees for
recovery of damages to the extent these damages are covered by the Workers' Compensation and
Employer's Liability or commercial umbrella liability insurance obtained by ENGINEER pursuant to
this Agreement.
4. Errors and Omissions (Professional Liability) Insurance. Errors and Omissions (Professional
Liability) insurance and, if necessary, Commercial Umbrella insurance, which will insure and provide
coverage for errors or omissions or professional liability of the ENGINEER, with limits of no less than
$2,000,000 for each claim.
D. COVERAGES
Commercial General Liability $2,000,000 Each Occurrence
$2,000,000 Personal & Advertising Injury
$4,000,000 General Aggregate
$4,000,000 Products/Completed Operations
Automotive Liability $2,000,000 Each Occurrence
Workers' Compensation $1,000,000 Each Accident
$1,000,000 Disease for Each Employee
$1,000,000 Disease Policy Limit
Errors and Omissions $2,000,000 Each Claim
E. CERTIFICATES OF INSURANCE - Prior to commencing work or services under this Contract,
ENGINEER shall furnish COUNTY with Certificates of Insurance in a form acceptable to COUNTY, or
formal endorsements as required by the Contract in the form provided by the County, issued by
ENGINEER'S insurer(s), as evidence that policies providing the required coverages, conditions and limits
required by this Contract are in full force and effect. Such certificates shall identify this contract number
and title.
In the event any insurance policy(ies) required by this contract is(are) written on a "claims made"
basis, coverage shall extend for two years past completion and acceptance of ENGINEER'S work or
services and as evidenced by annual Certificates of Insurance.
If a policy does expire during the life of the Contract, a renewal certificate must be sent to COUNTY
fifteen (15) days prior to the expiration date.
F. CANCELLATION AND EXPIRATION NOTICE - Insurance required herein shall not expire, be
canceled, or materially changed without thirty (30) days prior written notice to COUNTY.
SECTION XII - SUCCESSORS AND ASSIGNS
A. The COUNTY and the ENGINEER each binds himself, his partners, successors, assigns, and legal
representatives to the other party to this Agreement and to the partners, successors, assigns, and covenants
of this Agreement. Neither the COUNTY nor the ENGINEER_shall assign, sublet, or transfer his interest
in this Agreement without the written consent of the other. In no event shall any contractual relation be
created by this Agreement between any third party and the COUNTY. In the event ENGINEER changes
the name of the firm to which this contract has been awarded, it is incumbent upon ENGINEER to request
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COUNTY through the Procurement Officer to prepare the appropriate agreement to reflect the
ENGINEER's name change_ In the event ENGINEER chooses not to change its name for work
accomplished through this awarded contract, ENGINEER will issue all payments on the letterhead of the
firm contracted with the COUNTY under this contract. Failure to comply may result in the invoices of
ENGINEER being refused, which will result in a delay of payment to ENGINEER at no additional cost to
COUNTY.
SECTION XIII - NO KICK-BACK
A. The ENGINEER warrants that no person has been employed or retained to solicit or secure this Agreement
upon an agreement or understanding for a commission, percentage, brokerage, or contingent fee, and that
no member of the Board of Supervisors, or any employee of Maricopa County has any interest, financial or
otherwise with the ENGINEER and his firm.
B. For breach or violation of this warrant, Ivlaricopa County shall have the right to annul this Agreement
without liability, or at its discretion to deduct from the Agreement prior to consideration, the full amount
of such commission, percentage, brokerage, and contingent fee.
1, This Agreement and its Notice to Proceed and any addendums thereto shall be subject to ARS Section
38-511.
SECTION XIV - NONDISCRIMINATION, EQUAL EMPLOYMENT OPPORTUNITY, &
AMERICANS WITH DISABILITIES; SMALL BUSINESS ENTERPRISE POLICY
A. This Contract is made in accordance with and subject to the provision of all applicable laws, statutes,
ordinances, rules, regulations, executive orders and codes. To the extent required by applicable law, each
party hereto shall comply and require its Subcontractors and suppliers to comply with all then applicable
federal, state of Arizona and local nondiscrimination laws, rules, regulations, ordinances and executive
orders, including, without limitation, the Civil Rights Act of 1964, the Age Discrimination in Employment
Act and the Americans with Disabilities Act, as they may be amended, modified, codified, supplemented
or repealed from time to time.
B. It is Maricopa County's policy to provide Small Business Enterprises (SBE) with the opportunity to
participate in the County's solicitation process and to be considered to fulfill the requirements for various
commodities and services. This contract has no requirement for utilization of SBEs, however it does
require that utilization of SBE firms by ENGINEER be reported for tracking by the County. A full
description of the County's SBE program and the contractual requirements are attached hereto and
incorporated herein by reference in Exhibit C.
C. CONTRACTOR agrees to comply with all provisions and requirements of Arizona Executive Order 2009-
09 including flow down of all provisions and requirements to any subcontractors. Executive Order 2009-
09 supersedes Executive order 99-4 and amends Executive order 75-5 and may be viewed and downloaded
at the Governor of the State of Arizona's website
hitzliwww.azgovernor.govidmsluploadlE0 2009 09,pdf which is hereby incorporated into this contract
as if set forth in full herein. During the performance of this contract, CONTRACTOR shall not
discriminate against any employee, client or any or any other individual in any way because of that
person's age, race, creed, color, religion, sex, disability or national origin.
SECTION XV - INDEPENDENT CONTRACTOR
A. ENGINEER is an independent ENGINEER under this Agreement. Services provided by ENGINEER
pursuant to this Agreement shall be subject to the supervision of ENGINEER. In providing such services,
neither ENGINEER nor its agents shall act as officers, employees, or agents of the COUNTY, This
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Agreement shall not constitute or make the parties a partnership or joint venture. The COUNTY is not
responsible for any debt, default, act or omission of the ENGINEER.
SECTION XVI - CONFLICTS
A. Neither ENGINEER nor its employees shall have or hold any continuing or frequently recurring
employment or contractual relationship that is substantially antagonistic or incompatible with
ENGINEER's loyal and conscientious exercise of judgment related to its performance under this
Agreement.
B. ENGINEER agrees that none of its officers or employees shall, during the term of this Agreement, serve as
an expert witness against COUNTY in any legal or administrative proceeding in which he or she is not a
party, unless compelled by court process. Further, ENGINEER agrees that such persons shall not give
sworn testimony or issue a report or writing, as an expression of his or her expert opinion, which is adverse
or prejudicial to the interests of COUNTY in connection with any such pending or threatened legal or
administrative proceeding. The limitations of this section shall not preclude ENGINEER or any other
persons from representing themselves in any action or in any administrative or legal proceeding.
C. In the event ENGINEER is permitted to utilize sub-consultants to perform any services required by this
Agreement, ENGINEER agrees to prohibit such sub-consultants, by written contract, from having any
conflicts within the meaning of this section.
SECTION XVII - CONTINGENCY FEE
A. ENGINEER warrants that it has not employed or retained any company or person, other than a bona fide
employee working solely for ENGINEER, to solicit or secure this Agreement and that it has not paid or
agreed to pay any person, company, corporation, individual or Firm, other than a bona fide employee
working solely for ENGINEER, any fee, commission, percentage, Rift, or other consideration contingent
upon or resulting from the award or making of this Agreement. For a breach or violation of this
provision, COUNTY shall have the right to terminate this Agreement without liability at its discretion, or
to deduct from the Agreement price or otherwise recover the full amount of such fee, commission,
percentage, gift or consideration.
SECTION XVIII - MATERIALITY AND WAIVER OF BREACH
A. COUNTY and ENGINEER agree that each requirement, duty, and obligation set forth herein is substantial
and important to the formation of this Agreement and, therefore, is a material term hereof.
B. COUNTY'S failure to enforce any provision of this Agreement shall not be deemed a waiver of such
provision or modification of this Agreement. A waiver of any breach of a provision of this Agreement
shall not be deem a waiver of any subsequent breach and shall not be construed to be a modification of the
terms of this Agreement.
SECTION XIX - COMPLIANCE WITH LAWS
A. ENGINEER shall comply with all federal state, and local laws, codes, ordinances, rules, and regulations in
performing its duties, responsibilities, and obligations pursuant to this Agreement.
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SECTION XX - SEVERANCE
A. In the event a portion of this Agreement is found by - a court of competent jurisdiction to be invalid, the
remaining provisions shall continue to be effective unless COUNTY or ENGINEER elects to teiiiiinate
this Agreement. An election to terminate this Agreement based upon this provision shall be made within
seven (7) days after the finding by the court becomes final.
SECTION XXI - JOINT PREPARATION
A. The parties acknowledge that they have sought and received whatever competent advice and counsel as
was necessary for them to form a full and complete understanding of all rights and obligations herein and
that the preparation of this Agreement has been their joint effort. The language agreed to expresses their
mutual intent and the resulting document shall not, solely as a matter of judicial construction, be construed
more severely against one of the parties than the other.
SECTION XXII - PRIORITY OF PROVISIONS
A. If there is a conflict or inconsistency between any term, statement, requirement, or provision of any exhibit
attached hereto, any document or events referred to herein, or any document incorporated into this
Agreement by reference and a term, statement, requirement, or provision of this Agreement, the term,
statement, requirement, or provision contained in this Agreement shall prevail and be given effect.
SECTION XXI APPLICABLE LAW AND VENUE
A. This Agreement shall be interpreted and construed in accordance with and governed by the laws of the
State of Arizona. Venue for litigation or any proceedings concerning this Agreement shall be in Maricopa
County, Arizona,
SECTION XXIV - AMENDMENTS
A. No modification, amendment, or alteration in the terms or conditions contained herein shall be effective
unless contained in a written document prepared with the same or similar formality as this Agreement and
executed by the COUNTY and ENGINEER.
B. All amendments to this Contract shall be in writing and approved/signed by both parties. Maricopa County
Office of Procurement Services shall be responsible for approving all amendments for Maricopa County
SECTION XXV - PRIOR AGREEMENTS
A. This document incorporates and includes all prior negotiations, correspondence, conversations,
agreements, and understandings applicable to the matters contained herein and the parties agree that there
are no commitments, agreements or understandings concerning the subject matter of this Agreement that
are not contained in this document. Accordingly, the parties agree that no deviation from the terms hereof
shalt be predicated upon any prior representations or agreements, whether oral or written. It is further
agreed that no modification, amendment or alteration in the terms or conditions contained herein shall be
effective unless set forth in writing in accordance with Section XXIV above.
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SECITON XXVI - DRUG-FREE WORKPLACE
A. It is a requirement of COUNTY that it enter into contracts only with firms that certify the establishment of
a drug free work place. Execution of this Agreement by ENGINEER shall serve, as ENGINEER's
required certification that it either has or that it will establish a drug free work place.
SECTION XXVII - INCORPORATION BY REFERENCE
A. The truth and accuracy of each "Whereas clause set forth herein is acknowledged by the parties. The
attached Exhibits are incorporated into and made a part of this Agreement.
SECTION XXVIII - LEGAL WORKER REQUIREMENTS
A. As required by Arizona Revised Statutes §41-4401, the COUNTY is prohibited after September 30, 2008
from awarding a contract to any service or construction ENGINEER who fails, or whose sub-contractors
fail, to comply with Arizona Revised Statutes § 23-214-A. The ENGINEER warrants that it complies fully
with all federal immigration laws and regulations that relate to its employees, that it shall verify, through
the employment verification pilot progam as jointly administered by the U.S. Department of Homeland
Security and the Social Security Administration or any of its successor programs, the employment
eligibility of each employee hired after December 31, 2007, and that it shall require its sub-contractors and
sub-sub-contractors to provide the same warranties to the ENGINEER. The ENGINEER acknowledges
that a breach of this warranty by ENGINEER or by any sub-contractor or sub-sub-contractor under this
Contract shall be deemed a material breach of this Contract, and is grounds for penalties, including
termination of this Contract, by Maricopa County. Maricopa County retains the right to inspect the records
of any ENGINEER, sub-contractor and sub-sub-contractor employee who performs work under this
Contract, and to conduct random verification of the employment records of the ENGINEER and any sub-
contractor and sub-sub-contractor who works on this Contract, to ensure that the ENGINEER and each
sub-contractor and sub-sub-contractor is complying with the warranties set forth above. ENGINEER shall
be responsible for all costs associated with compliance with this requirement.
SECTION XXIX — ATTACHMENTS
Exhibit A — Project Services
Exhibit B — Hourly Rates
Exhibit C — SBE Reporting Form
Exhibit D — Legal Worker Statement (from Statement of Qualifications
Exhibit E — Alternative Dispute Resolution
SECTION XXX - NOTICES
Notices: All notice to be given hereunder shall be in writing, and may be given-by depositing the same
in the United States mail addressed to the party to be notified, postpaid, return receipt requested or by
delivering the same n person to such party with written receipt of acknowledgement of delivery by a
person at the address(s) set forth below. All notices to be given to the parties hereto shall be sent to or
made to the addresses shown below. The place for giving notice shall remain the same as set forth
herein unless changed in the manner provided in this Section.
Whenever either party desires to give notice to the other, such notice must be in writing, sent by
certified United States mail, postage prepaid, return receipt requested, or by hand-delivery with a
request for a written receipt of acknowledgment of delivery, addressed to the party for whom it is
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intended at the place last specified. The place for giving notice shall remain the same as set forth
herein until changed in writing in the manner provided in this Section. For the present, the parties
designate the following:
Rich Wegele, Director
Facilities Management Department
Maricopa County
401 West Jefferson Street
Phoenix, Arizona 85003
AND
Kevin Tyne, Chief Procurement Officer
Office of Procurement Services
Maricopa County
320 W. Lincoln Street
Phoenix, Arizona 85003
AND TO DESIGN PROFESSIONAL:
Randolph Marwig, PE.
Western Technologies, Inc.
3737 East Broadway Road
Phoenix, Arizona 85040
SECTION xxm - CLAIMS AND DISPUTE RESOLUTION
A. Notice Prior to Execution of Work. If the ENGINEER wishes to make Claim for any increase in the
Project Cost, written notice must be given before proceeding to execute the Work. Prior notice is not
required for Claims relating to an emergency endangered life or property. If the ENGINEER believes
additional cost is involved for reasons including but not limited to (1) a written interpretation from the
design, an order by the OWNER to stop the Work where the ENGINEER was not at fault, (2) other
reasonable grounds, a Claim shall be filed in accordance with this Section.
B. Fourteen Days After Occurrence. If the ENGINEER wishes to make a Claim for an increase in the
Project Cost, the ENGINEER shall give the OWNER written notice thereof within fourteen (14) days
after the occurrence of the event giving rise to such Claim or within fourteen (14) days after the
ENGINEER should have recoplized, in the exercise of due diligence, the condition giving rise to such
Claim. The ENGINEER shall provide such notice before proceeding to perform the Work. Any
Claim with respect to an emergency shall be made not later than five (5) days after occurrence of the
emergency as to which the Work was performed.
C. Waiver of Claim for Additional Cost. Failure to give notice of a Claim for an increase Project Cost in
strict compliance with the requirements of this Section shall constitute a waiver of such Claim.
Notwithstanding anything to the contrary provided elsewhere in the Contract, the alternative dispute
resolution ("ADR") process provided for in as Exhibit E (attached hereto' and incorporated herein by
this reference) shall be the exclusive means for resolution of claims or disputes arising under this
Contract.
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SECTION XXXII - CONTRACT EXECUTION
This Agreement shall be in full force and effect only when the Board of Supervisors of Maricopa County,
Arizona has approved it, and when executed by the Chairman of the Board of Supervisors.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the day and date first above
written, in counterparts, each of which shall without proof or accounting for the other counterparts, be deemed
an original Contract.
SECTION XXXIII - ISRAEL BOYCOTT:
By submitting this proposal the Contractor certifies that they are in compliance with Article 9. Arizona
Revised Statutes Section 35-393 et. seq..
SECTION XXXIV - UNIFORM ADMINISTRATIVE REQUIREMENTS:
When applicable and by entering into this Contract the Contractor agrees to comply with all applicable
provisions of Title 2, Subtitle A, Chapter II , PART 200—UNIFORM ADMINISTRATIVE
REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS
contained in Title 2 C.F.R. § 200 et seq.
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Term Geotechnical Engineering Services
180020-R0Q
(1
Date
Gri 9- (4,
Firm Name Federal Tax Identification Number
72S33
C t 4 9L2 c o
Printed Name NIGP Commodity Code (Advantage)
Vendor Payment lterms
COUNTY OF MARICOPA, ARIZONA
RECOMMENDED BY: ACCEPTED AND APPROVED:
Department Head Date Chairman, Board of Supervisors Date
ATTEST:
Clerk of the Board Date
LEGAL REVIEW:
Approved as to form and within the powers
and authority granted under the laws of the
State of Arizona to Maricopa County.
By:
Deputy County Attorney
Date:
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EXHIBIT A - PROJECT SERVICES
Facilities Management Department
MARICOPA COUNTY, ARIZONA
Three (3) Year TERM
ENGINEERING SERVICES CONTRACT
SERIAL 180020-R0Q
CONTRACT NO: 180020-ROQ
I - GENERAL
A. This exhibit lists the range of requirements, which may become part of any PROJECT for which the
ENGINEER provides professional services. The actual service requirements will vary with each
PROJECT. The ENGINEER and COUNTY will meet and review the scope of work for each PROJECT
completed under terms of this contract and the COUNTY will identify which services it requires of the
ENGINEER. Based upon the scope of work and the required services the ENGINEER shalt prepare his
proposal, which shalt include a design phase schedule. That schedule shall include: design by phases;
owner and stakeholder responses thereto (included in the times set); and permitting. The schedule will
then be updated and delivered electronically every two (2) weeks.
B. All services listed herein may not be required for a project completed by the ENGINEER. The COUNTY
reserves the right to request additional services not listed here from the ENGINEER if required to
complete the work, and to direct that any listed services not be performed.
C. ENGINEER shall send documents that are to be delivered to the COUNTY to the COUNTTs contract
vendor for printing, unless otheRvise approved in writing by the COUNTY. The COUNTY will be billed
directly for these printing costs.
II - PRE-DESIGN SERVICES PHASE
A. The ENGINEER shall work with the Owner to develop a scope of work, phases, schedule and budget for a
specific project. These services shall include programming, space schematics and flow diagrams, survey
of existing facilities, marketing studies, economic feasibility studies, project financing studies, etc. The
ENGINEER shall incorporate COUNTY space and graphic standards, and shalt develop a program for a
specific project.
B. After completion of the pre-design services, the ENGINEER shall present these documents to the
COUNTY for review, comments, and approval. The COUNTY shall have the right to make changes on
review at no cost to the COUNTY as long as the original PROJECT scope is not materially affected
C. The ENGINEER shall present, at the request of the COUNTY, the pre-design documents to the Maricopa
County Facilities Management Department Review Committee and/or County Board of Supervisors.
III - SCHEMATIC DESIGN PHASE
A. The ENGINEER shall provide a preliminary evaluation of the program requirements and the PROJECT
budget constraints, each in terms of the other, then review with the COUNTY any inconsistencies evident
between these program requirements and the budgetary limitations.
B. Based upon the mutually agreed PROJECT program and budget requirements, the ENGINEER shall
prepare schematic design studies leading to the recommended design concept together with a general
description of the PROJECT in terms of its scale and interrelationship of parts. The ENGINEER shall
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submit four (4) sets of prints and an electronic copy of these documents to the COUNTY with a written
construction cost estimate based upon a current area, volume, or other unit cost criterion. Upon request the
ENGINEER shall provide the COUNTY, one (I) set of schematic design documents as revised by the
ENGINEER to incorporate COUNTY requested changes at the end of each respective design phase. The
schematic design documents will be in a pdf format acceptable to the COUNTY.
C. After completion of the schematic design studies and construction cost estimates, the ENGINEER shall
present these studies and estimates to the COUNTY for review, comment, and approval. The COUNTY
shall have the right to make changes on review at no cost to the COUNTY as long as the original
PROJECT scope is not materially affected.
D. The ENGINEER shall present, at the request of the COUNTY, the schematic design and construction cost
estimates to the Maricopa County Facilities Management Department Review Committee ancUor County
Board of Supervisors.
IV - DESIGN DEVELOPMENT PHASE
A. After the schematic design studies and construction cost estimates are approved by the COUNTY and the
ENGINEER is so advised in writing by the COUNTY, the ENGINEER shall prepare from the approved
schematic design studies the design development documents and other criteria as may be appropriate.
B. The ENGINEER shall design the PROJECT so that the construction will conform to the requirements of
Title 34, Arizona Revised Statutes (ARS) regulating Public Buildings and Improvements as well as other
applicable laws, codes, and regulations.
C. The ENGINEER shall submit to the COUNTY a second construction cost estimate of the PROJECT and
of its major components based on the design development drawings and plans.
D. After completion of the design development phase and construction cost estimates, the ENGINEER shall
deliver four (4) sets of Design Development documents and outline specifications to the COUNTY for
review, comment, and approval. The Design Development Documents will be in a pdf format acceptable
to the COUNTY. The COUNTY shall have the right to make changes on review at no additional cost
provided that the previously approved design development phase concept is not materially affected by
these changes. Upon request, the ENGINEER shall provide the COUNTY, one (1) set of design
development documents as revised by the ENGINEER to incorporate COUNTY requested changes at the
end of each respective design phase.
V - CONSTRUCTION DOCUMENTS PHASE
A. After the design development documents and construction cost estimates have been approved by the
COUNTY and the ENGINEER has been so advised in writing by the COUNTY, the ENGINEER shall
prepare, from the approved design development documents, construction drawings, plans, and
specifications setting forth in detail the work required, and shall assist in the drafting of the Form of
Proposal for the construction contract.
B. The ENGINEER and his consultants shall prepare all drawings for the PROJECT utilizing AutoCAD.
The drawings shall conform to the "CAD Layer Guidelines" established by the COUNTY. Project
Manuals shall be prepared utilizing Microsoft Word. When requested by the COUNTY, the ENGINEER
shall deliver four (4) sets of 50% complete Construction Documents and project manuals for review and
comment by the COUNTY. The Construction Documents shall be in a pdf format acceptable to the
COUNTY.
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C. The ENGINEER shall prepare his drawings according to generally accepted practices and, COUNTY
standards. The ENGINEER shall include the General Conditions as provided by the COUNTY within the
Technical Specifications provided for the specific project. The ENGINEER shall also complete and
include the General Requirements as provided by the COUNTY within the Technical Specifications
provided for the specific project, making all revisions necessary to meet the specific requirements for each
project.
D. The ENGINEER shall inform the COUNTY in writing of any adjustments to previous construction cost
estimates as indicated by changes in scope, requirements, or market conditions during the course of the
PROJECT.
E. The ENGINEER shall file the required Construction documents to secure approval of all governmental
authorities having jurisdiction over the design of the PROJECT. All filing and plans approval fees shall be
paid directly by the COUNTY. The ENGINEER shall comply with all applicable federal, state, and local
laws, codes, and regulations in effect at the time the construction contract documents (plans and
specifications) are submitted for regulatory approval. The ENGINEER shall be responsible for corrections
as required to comply with applicable laws, codes, and regulations at no additional cost to the COUNTY.
F. The ENGINEER shall submit two (2) sets of final design) calculations, including structural, mechanical,
electrical, and plumbing, and four (4) sets of "Construction Documents" including Project Manuals for
review and approval to the COUNTY. The time required by the ENGINEER to make corrections to the
plans requested by the COUNTY or required by regulatory agencies is considered part of his total contract
time.
G. No later than 14 calendar days following submittal of "Construction Documents" to the COUNTY, the
ENGINEER shall submit a final construction cost estimate to the COUNTY, itemized by major categories
of work broken down according to the Construction Specification Institution's sixteen division standard.
H. After completion of the "Construction Documents" and after review by the COUNTY, the ENGINEER
shall, if requested by the COUNTY, present all documents to the Maricopa County Facilities Management
Department Review Committee and/or County Board of Supervisors.
VI- QUALITY ASSURANCE/QUALITY CONTROL
A. The COUNTY shall review ENGINEER'S preparation of plans and specifications at the conclusion of
each of the design phases. The ENGINEER shall provide such information as the COUNTY may require
regarding the ENGINEER's design and selection of materials and equipment. ENGINEER shall provide, at
the COUNTY'S request, such data and information as COUNTY may require regarding ENGINEER'S
estimate of probable construction cost for the PROJECT.
B. The COUNTY will review a Constructability and Value Engineering report prepared by the ENGINEER at
the completion of Schematic Design, Design Development and 50% of Construction Documents phases.
C. The ENGINEER shall verify they have a Quality Assurance/Quality Control Plan in place to be executed
through all phases of PROJECT work. The ENGINEER shall be solely responsible for carrying out the
Quality Assurance/Quality Control Plan for the PROJECT, the objective of which shall be to prevent
errors and omissions in the plans and specifications and other documents prepared by the ENGINEER. The
COUNTY will monitor the ENGINEER's implementation of the Quality Assurance/Quality Control Plan,
but the COUNTY will not be responsible for the ENGINEER's failure to carry out the Quality
Assurance/Quality Control Plan nor for the accuracy and quality of the ENGINEER's services. The
ENGINEER shall maintain all quality control records for a minimum of five (5) years following the date
of substantial completion of the PROJECT. The COUNTY's rights to examine such records shall not be
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construed to confer upon COUNTY a duty to check or examine such records, as the Quality
Assurance/Quality Control Plan and its documentation is the sole responsibility of the ENGINEER.
D. Failure by the ENGINEER or his consultants to incorporate COUNTY or regulatory agency comments
into his plans shall constitute an error or omission on the part of the ENGINEER and the cost of any
necessary corrective action is to be borne by ENGINEER.
VII- BLDDING PHASE
A. Upon approval of the final "Construction Documents", including drawings, specifications, and other
contract documents, and upon issuance of a call for construction bids, the ENGINEER shall send
documents to COUNTY's contract vendor. The COUNTrs contract vendor shall be responsible for
printing and distribution of bid sets to contractors and bidding services. At the option of the COUNTY,
the ENGINEER may be responsible for the distribution of sets of bidding documents and shall collect a
deposit prior to release of any set, conditional upon the return of the bidding documents in reusable
condition.
B. The ENGINEER shall review all submittals from contractors or suppliers for requested substitutions. The
ENGINEER shall review all drawings, samples and various other submittals to determine compliance with
the PROJECT plans and specifications. If the ENGINEER determines that a substitution meets the
specifications, the ENGINEER shall forward the request to the COUNTY with his recommendations. The
ENGINEER shall then publish in an addendum, a listing all prior approval substitutions approved by both
the ENGINEER and COUNTY not less than seven (7) days prior to the opening of bids. Failure by the
ENGINEER or his consultants to incorporate COUNTY comments, adequately evaluate substitutions and
issue the addenda according to statutory requirements shall constitute an error or omission on the part of
the ENGINEER and the cost of any necessary corrective action is to be borne by ENGINEER.
C. The ENGINEER shall prepare and distribute addenda as required.
D. The ENGINEER shall prepare the agenda and conduct a PROJECT pre-bid meeting for potential bidders
to encourage competent, competitive bids and to clarify any contractor questions about the PROJECT. At
this meeting the ENGINEER shall discuss the PROJECT scope of work, the contract documents, including
any addenda. The ENGINEER shall record minutes of the pre-bid meeting and forward a record of the
meeting to the COUNTY within three (3) working days after the pre-bid meeting.
E. BID OPENING - The ENGINEER shall attend the bid opening(s) for the PROJECT and upon receipt of
all bids, (if requested by the COUNTY) shall review and analyze same for the purpose of advising the
COUNTY as to the validity and completeness of bids, the resolution of any problems or inquiries
associated with the bidding process and the ENGINEER's recommendations as to which Contractors are
eligible and qualified to perform the work. The ENGINEER (if requested by the COUNTY) shall also
advise the COUNTY which if any, of the low bid Contractors should or should not be awarded contracts to
perform the work and shall appropriately justify this advice.
F. OVERBUDGET BIDS - In the event a PROJECT is bid and the lowest responsible bid is more than 10%
over the ENGINEER's estimate, the COUNTY may reject all bids or appropriate such additional moneys
as are necessary to award the bid. In the event the COUNTY elects to reject all bids, the COUNTY shall
direct the ENGINEER to redesign the PROJECT and re-bid the project, without additional fee.
VIII- CONSTRUCTION PHASE
A. The ENGINEER shall prepare the agenda, attend and assist the COUNTY in conducting the
pre-construction conference with the successful bidder. The ENGINEER shall record the pre-construction
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meeting and forward a written record of the meeting minutes to the COUNTY within three (3) working
days.
B. At the pre-construction conference the ENGINEER shall deliver to the COUNTY three (3) sets of posted
plans and specifications for the project. Two (2) sets shall be for other COUNTY use and one (1) set shall
remain in the construction office for use by the COUNTY and ENGPNEER during the course of
construction.
C. The ENGINEER shall have access to the work on the PROJECT in normal business hours after proper
notice to the Contractor whenever the work is in preparation or progress. At all times, proper safety
precautions shall be taken by the ENGINEER.
D. The ENGINEER shall review and make recommendations to the COUNTY on all claims made by the
Contractor and on all other matters relating to the execution and progress of the work and regarding the
interpretation of the construction contract documents.
E. The ENGINEER shall timely review all shop drawings, samples and various other submittals to determine
compliance with the PROJECT plans and specifications. If the ENGINEER determines that a substitution
is required, the ENGINEER shall forward the request to the COUNTY with his recommendations. The
ENGINEER shall advise the COUNTY upon the rejection of any submittal item and provide to the
COUNTY an analysis that reflects the effect of such rejection upon the projects critical path and project
execution. As to submittals, ENGINEER will review submittals for items specifically mentions in the
Specifications. Responses shall be made within not less than fourteen (14) days after submittals are
received.
F. The ENGINEER shall prepare Proposal Requests and shall forward the proposal, together with the reason
and justification for the change, the evaluation of options to the proposed change, his recommendations
and evaluation of associated costs and effects upon the construction schedule to the COUNTY.
G. The ENGINEER shall review Change Order requests (if requested by the Owner) and shall forward the
proposed Change Order, together with his final recommendations to the COUNTY.
H. The ENGINEER shall respond to requests for information and shall issue such ENGINEER's
Supplemental Instructions, AL A Document G710, as are required for the clarification of the construction
contract documents and to expedite construction of the PROJECT. ALL SUPPLEMENTAL
INSTRUCTIONS AND FIELD ORDERS MUST HAVE THE APPROVAL OF THE COUNTY. RFI's
shall be submitted in numerical order, with no breaks in consecutive numbering. Each page of any
attachments to an RFT shall bear the RFI number. All RFI's should be submitted by e-mail. RFTs
requesting information already in the Contract Documents may be returned as frivolous. RFI's shall not be
utilized to approve submittals or substitutions nor to request Task Order Modifications or Change Orders,
RFI's shall be responded to within seven (7) days of being received, referencing the REI number_
I. The ENGINEER of record and the Consultants of record and their designated representatives shall make
periodic site visits for the purpose of determining general compliance with the approved PROJECT plans
and specifications.
1. The frequency of these periodic visits shall be determined by the particular work being performed and
their relationship to critical events including but not limited to: major system start-up's, and items of
normal building inspection procedures, particularly work that will be covered or concealed. Additional
attention shall be given and reported on construction items concealed later as PROJECT work
progresses.
All site visits shall be conducted by the appropriate professional discipline for the work in progress.
TERM ENGINEERING SERIWES CONTRACT SERIAL NO. 180020-ROQ
Term Geotechnical Engineering Services Page 24

3. All visits shall be documented by dated reports on the ENGINEER's Field Report, AIA Document
G711. Problems requiring action by the ENGINEER or his consultants shall also be recorded, dated,
and appended to the Field Report. Copies shall be forwarded to the COUNTY weekly.
4. It is considered important that the quality of work to be later concealed be observed and documented
on a regular basis. Any deviations from the approved PROJECT plans and specifications shall be
brought to the attention of the Contractor and the COUNTY.
D. The ENGINEER shall review the plans maintained at the site by the Contractor for notion of ''as-built"
construction and report to the COUNTY on the progress of the Contractor's change notation work
monthly with each request for payment.
The ENGINEER shall review the contractors shop drawing log, the progress of submittals and the
completeness and accuracy of his as-built noted plans.
The ENGINEER shall review all Contractor payment requests and receipts for stored materials and certify
that to the best of his knowledge, information, and belief, based on what his observations have revealed,
the quality and quantity of the work is in accordance with the Contract Documents. As part of each
payment application review the ENGINEER shall review the as-built drawings to confirm they are current
and notify the Owner of their status.
K. The ENGINEER and OWNER shall review materials testing reports required by the construction
documents prior to filing. The ENGINEER shall review with the COUNTY and direct corrective work in
all instances where these reports indicate materials failure to meet specifications.
The ENGINEER shall prepare Certificates of Substantial Completion and Final Completion when
appropriate. The ENGINEER shall conduct inspections and, subject to the COUNTY approval, determine
the Date of Substantial Completion and Final Completion and enter such date on the Certificate.
M. The ENGINEER will create the punch list upon Substantial Completion and review the performances of
the items to assure their having been completed.
IX - ENGINEERS REQUIRED ADDITIONAL SERVICES
A. The following items represent additional services of the ENGINEER that may be required on a PROJECT.
Upon the request by the COUNTY, the ENGINEER shall submit costs for requested additional services.
The ENGINEER is not to proceed with any additional services without written approval from the
COUNTY.
B. Upon request of the COUNTY, the ENGINEER shall maintain a competent full-time person at the Project
Site to monitor job progress and for conformance of materials and construction with the Contract
Documents for this new facility. The ENGINEER's full-time representative shall be an experienced
Arizona Registered ENGINEER suitable to the COUNTY who shall be present at the Project Site a
minimum of forty (40) hours per week and when any work by the contractor or his subcontractors is being
performed except for Arizona State authorized holiday periods_ The ENGINEER's office staff as required
shall support this resident observer.
I. A resume of this full-time representative shall be furnished to the COUNTY for review and approval.
This observer shall attend all progress meetings at which the COUNTY, ENGINEER, General
Contractor, and Subcontractors can discuss jointly job procedures, progress, problems, and scheduling.
2. The observer shall maintain at the Project Site, on a current basis, contract records, supplemental
instructions, records of all necessary contract, approved drawings and specifications, samples,
materials maintenance and operating manuals and instructions, and other construction related
TERM ENGINEERING SERVICES CONTRACT SERIAL NO. 180020-ROQ
Tenn Geotechnical Engineering Services Page 25

documents, including all revisions thereto. He shall obtain from the Contractor a current set of record
drawings, specifications and operating manuals at the completion of the PROJECT. The ENGINEER
shall see that all record items are delivered to the COUNTY.
3. The observer will issue weekly field reports, electronically submitted to the COUNTY.
4. The period of service for the observer shall be based on an established construction period of time.
Should it appear that construction work would carry beyond the contracted period of service, an
additional service must be authorized by the COUNTY in writing to extend observer's services.
X - OPERATION AND MAINTENANCE MANUAL(s)
A. Upon request of the COUNTY, as a condition for Substantial Completion, the ENGINEER shall review
comprehensive Operation and Maintenance Manual for the PROJECT and warranties.
B. The ENGINEER shall be responsible for the timely completion of these items so as not to delay his work
under this Agreement.
C. The Contractor coordinate and conduct all required, training sessions as required by the COUNTY to fully
explain and understand the safe operation and maintenance of the system. The ENGINEER shall ensure
the proper inclusion and coordination by the Contractor of all required factory training aids and sessions,
written guarantees, bonds, warranties, parts lists, spare parts, extra materials, replacement materials,
operating manuals, and maintenance manuals, and all operating and maintenance audio and visual
instructional and training materials shall be delivered to the COUNTY. All training sessions shall be
recorded by the ENGINEER on a media approved by the COUNTY.
D. POST-CONSTRUCTION WARRANTY - Upon request of the COUNTY, the ENGINEER shalt assist
the COUNTY in conducting a post-construction inspection at least sixty (60) days prior to the expiration of
the two-year post-construction warranty period as required in the ENGINEER prepared Contract
Documents, making diligent efforts to identify all deficiencies and warranty-related problems and provide
a report on all faults noted and discovered during the inspection to the COUNTY and Contractor at least
forty-five (45) days prior to the expiration of the two-year warranty period. The ENGINEER shall provide
monthly updates of this report, and such reports shall be continued on a monthly basis past the expiration
of the two-year warranty period until the Contractor has corrected all items noted on the post anniversary
inspection report.
E. RECORD DRAWINGS — Upon request of the COUNTY, the ENGINEER shall prepare record drawings
separately for the PROJECT, except that buried underground utilities must be shown as "As-Built" and
certified as such with the signature of the Contractor's Superintendent. The ENGINEER's Construction
Documents shall include this certification requirement. The record drawings shall be in CAD and pdf
formats.
F. If requested by the COUNTY, the ENGINEER shall retain the services of an Arizona registered
professional engineer to prepare the necessary plans and specifications for a fire sprinkler system for the
PROJECT. The design shall include pipe types and sizes, valve types and sizes and all notations necessary
to construct a complete system. The plans will be prepared for the purposes of competitive bidding.
G. When the following services cause the ENGINEER extra expense and when authorized in writing prior to
performance of such work, these services will be paid for as an "Additional Service."
Revising previously approved drawings or specifications to accomplish changes requested by the
COUNTY.
TERM ENGINEERING SERTWES CONTRACT SERIAL NO. I 80020-ROQ
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2. Preparing documents for supplemental construction work initiated after commencement of the
construction phase not caused by the errors or omissions of the ENGINEER.
3. Consultation concerning replacement of any work damaged by fire, flood and other natural causes
during construction and furnishing professional services as may be required in connection with the
replacement of such work.
4. Arranging for the work to proceed should the Contractor default due to delinquency or insolvency
H. The ENGINEER shall be compensated for additional services, when authorized in writing prior to
performance of such services. Hourly fee compensation shall be in accordance with Exhibit B— Hourly
Rate.
I. It is distinctly understood and agreed that no claims for additional compensation will be allowed by the
COUNTY except as provided herein, nor shall the ENGINEER perform any work or furnish any materials
not covered by this Agreement. Such work or materials furnished by the ENGINEER without the written
authorization from the Director, Facilities Management Department, or his designee, shall be at his own
risk, cost and expense. The ENGINEER hereby agrees that without such prior written authorization, he
will make no claim for compensation for such work or materials furnished.
J. Failure to perform any part of the additional services identified within this section shall constitute a
• violation of this contract. In the event of such failure, the COUNTY reserves the right to contract with
others to have these services completed and the full amount for such a contract as well as such reasonable
costs incurred by the COUNTY to obtain that contract shall be borne by the ENGINEER. This cost shall
be deducted from fees due the ENGINEER.
TERM ENGINEERING SERVICES CONTRACT SERIAL NO 180020-ROO
Term Gee technical Engineering Services Page 27

EXHIBIT B — HOURLY RAILS
Facilities Management Department
MARICOPA COUNTY, ARIZONA
180020-ROQ Term Geotechnical Engineering Services
ENGINEERING SERVICES CONTRACT
SERIAL # 180020-ROQ
CONTRACT NO. 180020-ROQ
COMPANY NAME: Western Technologies Inc.
(The following is the format for the fees schedule. Please add/delete applicable job classifications as may be
applicable to on-call/as required project work assignments).
DIRECT LABOR BILLING
STAFF CLASSIFICATION HOURLY RATE HOURLY RATE
Principal 50.50 155.05
Project Manager 34.61 106.26
Project Engineer 30.52
Geotechnical Engineer 23.07 70.83
Inspector 20.00 61.41
Laboratory Technician 18.00 55.27
Field Technician 18.00 55.27
Clerical 16.00 49.12
Geologist 27.88 85.60
179.12 %Overhead
10.00 % Profit
[(Direct Labor Hourly Rate x 0/II Rate) + Direct Labor Hourly Rate] x Profit
% = Billing Hourly Rate
For example on a $71.94 direct labor hourly rate with an 0/H percentage of 138.64% and a 10% profit.
($71.94*1.3864)=99.74
$71.94 ± 99.74=$171.68
$171.68*1.10% (Profit)=$188.85 (Billing Hourly Rate)
TERM ENGINEERING SERVICES' CONTRACT SERIAL NO. 180020-ROO
Term Geotechnical Engineering Services Page 28

EXHIBIT C - MARICOPA COUNTY SMALL BUSINESS ENTERPRISE
PROGRAM PARTICIPATION REPORTING FORM
This form is to be submitted with each pay application or invoice. Any pay application or invoice without this form attached is subject
to rejection as not being a completed pay application or invoice pursuant to the terms of the contract.
Name of Prime Consultant/Contractor Contract No.
Contact Person Project No.
Street Address Amount of this Pay ApplicationfInvoice
City, State ZIP
Complete below with information on the SBE firms utilized as subconsultants/subcontractors for this pay application/invoice. If work
was self-performed and your firm, as the prime, is an SBE firm pursuant to A.R.S. § 41-1001, et seq., then you may list your firm as the
SBE firm_
1 SBE Firm Name SBE Firm Address Type of Work Performed $ Pd to SBE this App/Inv
S
$
$
S
S
$
$
$
$
LI A mark in this box certifies that no SBE firms were utilized as the prime, subconsultant or subcontractor with respect to
this pay application/invoice.
Date:
Phone No.:
Printed Name
TERM ENGINEERING SERVICES CONTRACT SERIAL Na 180020-ROQ
Term Geatechnical Engineering Services Page 29

EXHIBIT D - LEGAL WORKER CERTIFICATION
(NOTE: Please complete this form again if requested by the contracting officer)
kl
(Date)
Maricopa County
Office of Procurement Services — Article 5
320 W. Lincoln Street
Phoenix, Arizona 85003
As required by Arizona Revised Statutes §41-4401, Maricopa County (the "County") is prohibited, after
September 30, 2008 from awarding a contract to any contractor who fails, or whose subcontractors fail, to
comply with Arizona Revised Statutes § 23-214-A. The undersigned entity warrants that it complies fully with
all federal immigration laws and regulations that relate to its employees, that it shall verify, through the
employment verification pilot program as jointly administered by the U.S. Department of Homeland Security
and the Social Security Administration or any of its successor programs, the employment eligibility of each
employee hired after December 31, 2007, and that it shall require its subcontractors and sub-subcontractors to
provide the same warranties to the below entity.
The undersigned acknowledges that a breach of this warranty by the below entity or by any subcontractor or
sub-subcontractor under any Contract resulting from this solicitation shall be deemed a material breach of the
Contract, and is grounds for penalties, including termination of the Contract, by the County. The County
retains the right to inspect the records of the below entity, subcontractor and sub-subcontractor employee who
performs work under the Contract, and to conduct random verification of the employment records of the below
entity and any subcontractor and sub-subcontractor who works on the Contract, to ensure that the below entity
and each subcontractor and sub-subcontractor is complying with the warranties set forth above.
7-20-rt-)
(Print Name) (Address Line 2)
6 /c-c,;2_ 37
(Phone)
(Signature Required) (Fax)
(1\4 4b/e) 41 0, !Li" '21
(Email Address (Federal Taxpayer ID Number)
TERM ENGINEERING SERVICES CONTRACT SERIAL NO. 180020-ROQ
Term Geo technical Engineering Services Page 30

EXHIBIT E
ALI ERNATIVE DISPUTE RESOLUTION
Scope. Notwithstanding anything to the contrary provided elsewhere in the Contract, the alternative
dispute resolution ("ADR") process provided herein shall be the exclusive means for resolution of
claims or disputes arising under or related to the Contract, the interpretation thereof or the performance
or breach by any party thereto, including but not limited to original claims or disputes asserted as cross
claims, counterclaims, third party claims or claims for indemnity or subrogation, in any threatened or
ongoing litigation or arbitration with third parties, if such disputes involve parties to contracts
containing this ADR provision. No changes can be made to this process without the mutual assent of
the County and the claimant. The parties have structured this procedure with the goal of providing for
the prompt, efficient and final resolution of all disputes falling within the purview of this ADR
process.
1.7 Meeting of Principals. When a claim is made or a dispute (hereafter "dispute") as described in
Paragraph 1.1 arises, senior representatives of the County and the claimant will meet personally within
ten (10) business days to discuss the dispute and attempt to resolve it. If, after good faith efforts,
resolution is not achieved, the dispute will proceed to mediation.
1.3 Qualifications of Mediator and Arbitrators. Any person selected as mediator or arbitrator, either as
single arbitrator as a member or Chair of the arbitration panel, shall be a member of the State Bar of
Arizona and have experience in construction law.
1.4 Mediation_ If the parties have been unable to resolve the dispute after a meeting of principals, the
parties may enter into mediation. The parties shall jointly select a mediator. The parties may mutually
agree to waive mediation and proceed directly to arbitration. If the mediation process is requested by
either party, the mediation period shall be informal and shall not exceed sixty (60) calendar days from
the selection of the mediator. During the mediation process either party may terminate mediation on
written notice to the other party and the mediator.
1.5 Binding Arbitration Procedure. The following binding arbitration procedure shall serve as the
exclusive method to resolve a dispute if mediation is unsuccessful, if mediation has been waived by
the parties, or if a party requests arbitration during the mediation process. Except as provided in
Section 1.7.5 and 1.7.9, the decision of the arbitrator or arbitrator panel is final and binding on the
parties and not subject to further judicial review.
1.5.1 A party requesting binding arbitration shall notify the other party of their demand for
arbitration in writing within seven (7) calendar days of (1) the failure of mediation; (2) waiver
of mediation; or (3) of the party's demand to terminate mediation.
1.5.2 If the Engineer requests arbitration it shall post a cash bond with the arbitrator in an amount
agreed upon by the parties or, in the event of no agreement, the arbitrator shall establish the
amount of the cash bond to defray the cost of the arbitration and the proceeds from the bond
shall be allocated in accordance with paragraph 1.7.7. The bond must be in the full amount
agreed upon or as established by the Arbitrator to pay the potential cost of the full arbitration
proceeding. The bond must be posted with and received by the arbitrator within five (5)
calendar days after the demand for arbitration.
1.5.3 Disputes involving less than $200,000 shall be heard by one single arbitrator chosen by
agreement of the parties. If the parties cannot agree on the single arbitrator, then the parties
shall each submit two names to a Judge designated by Maricopa County who shall select the
single arbitrator.
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Term Geotechnical Engineering Services Page 31

1.5.4 For disputes in excess of $200,000, the arbitration panel shall consist of three arbitrators: the
County's appointed arbitrator, the Engineer appointed arbitrator and a third arbitrator who
shall be selected by the parties arbitrators and serve as the Chair of the arbitration panel.
1.5.5 The arbitration is to be convened and administered under the Revised Uniform Arbitration Act
("RUAA") (A.R.S. § 12-3001 et seq.) and the American Arbitration Association Construction
Rules shall serve as a guideline for proceedings, thus as a supplement to the RUAA.
1.6 Expedited Hearing. Any party can request the single arbitrator or the Chair of the arbitration panel to
set an expedited hearing. If the single arbitrator or the Chair of the arbitration panel determines that the
circumstances justify it, the single arbitrator or the Chair of the arbitration panel will arrange for
scheduling of the arbitration at the earliest possible date. In any event, the hearing of any dispute not
expedited will commence as soon as practical but in no event later than thirty (30) calendar days after
notification of request for arbitration having been received. This deadline can be extended only with
the consent of all the parties to the dispute, or by decision of the single arbitrator or the Chair of the
arbitration panel upon a showing of good cause.
1.7 Procedure. The single arbitrator or the arbitration panel will conduct the hearing in such a manner that
will resolve disputes in a prompt, cost efficient manner giving regard to the rights of all parties. Each
party shall supply to the single arbitrator or arbitration panel a written pre-hearing statement which
shall contain a brief statement of the nature of the claim or defense, a list of witnesses and exhibits, a
brief description of the subject matter of the testimony of each witness who will be called to testify,
and an estimate as to the length of time that will be required for the arbitration hearing. The single
arbitrator or the Chair of the arbitration panel shall determine the nature and scope of discovery', if any,
and the manner of presentation of relevant evidence consistent with deadlines provided herein, and the
parties' objective that disputes be resolved in a prompt and efficient manner. No discovery may be
had of any materials or information for which a privilege is recopized by Arizona law. The single
arbitrator or the Chair upon proper application shall issue such orders as may be necessary and
permissible under law to protect confidential, proprietary or sensitive materials or information from
public disclosure or other misuse. Any party may make application to the Maricopa County Superior
Court to have a protective order entered as may be appropriate to confirm or enforce such orders of the
Chair.
1.7.1 Hearing Days. In order to effectuate parties' goals, the hearing once commenced, will proceed
from working day to working day until concluded, absent a showing of good cause.
1.7.2 Award. The single arbitrator shall within ten (10) calendar days of the conclusion of a hearing
issue an award. The arbitration panel shall, within ten (10) calendar days from the conclusion
of any hearing, by majority vote, issue its award. The award shall include an allocation of fees
and costs pursuant to 1.7.7 herein. The award is to be in accordance with the Contract and the
law of the State of Arizona.
1.7.3 Scope of Award. Regardless of the provisions of the RUAA, the arbitration panel shall be
without authority to award punitive damages, and any Such punitive damage award shall be
void. If an award is made against any party in excess of one hundred thousand dollars
($100,000), exclusive of interest, arbitration fees, costs and attorneys' fees, it shall be
supported by written findings of fact, conclusions of law and a statement as to how damages
were calculated.
1.7.4 Jurisdiction. The arbitration panel shall not be bound for jurisdictional purposes by the
amount asserted in any party's claim, but shall conduct a preliminary hearing into the question
of jurisdiction over the claim as regards its amount upon application of any party at the earliest
convenient time, but not later than the commencement of the arbitration hearing. If the dispute
TERM ENGINEERING SERVICES CONTRACT SERIAL NO. I80020-ROQ
Tenn Gee technical Engineering Services Page 32

is determined to involve less than $200,000, the arbitration shall continue before the Neutral
Arbitrator as a single arbitrator, with the party appointed arbitrators being excused.
1.7.5 Entry of Judgment. As provided in the RUAA, any party can make application to the
Maricopa County Superior Court for confirmation of an award, and for entry of judgment on
it.
1.7.6 Severance and Joinder. To reduce the possibility of inconsistent adjudications, the Mediator
or the single arbitrator or arbitration panel, may: (i) at the request of any party, join and/or
sever parties, and/or claims arising under other contracts containing this ADR provision, and
(ii) the Mediator, on his own authority, or the single arbitrator or arbitration panel may, on its
own authority, join or sever parties and/or claims subject to this ADR process as deemed
necessary for a just resolution of the dispute, consistent with the parties' goal of the prompt
and efficient resolution of disputes, provided; however, that the ALE, OWNER and Project
Professionals shall not be joined as a party to any claim made by a Engineer. Nothing herein
shall create the right by any party to assert claims against another party not arising under or
related to the Contract or not recognized under the substantive law as applicable to the dispute.
Neither the Mediator nor the single arbitrator or arbitration panel is authorized to join to the
proceeding parties not in privity with the County. The Engineer cannot be joined to any
pending, arbitration proceeding, without Engineer express written consent and unless Engineer
is given the opportunity to participate in the selection of the single arbitrator or non-County
appointed arbitrator.
1.7.7 Fees and Costs. Each party shall bear its own fees and costs in connection with any informal
hearing before the mediation. All fees and costs associated with any arbitration before the
single panel or arbitration panel, including without limitation the arbitrator fees, and the
prevailing party's reasonable attorneys' fees, expert witness fees and costs, will be paid by the
non-prevailing party, except as provided for herein. In the event that Engineer is the non-
prevailing party, all fees and costs as noted above shall first be paid out of the bond posted
with the arbitrator. In no event shall the Engineer obligation to pay fees and costs be limited
to the amount of the bond posted herein. In no event shall any arbitrator's hourly fees be
awarded in an amount in excess of $250 per hour and (i) costs shall not include any travel
expenses in excess of mileage at the rate paid by Marieopa County, not to exceed a one way
trip of 150 miles, and (ii) all travel expenses, including meals, shall be reimbursed pursuant to
the travel policy of Maricopa County in effect at the time of the hearing. The determination of
prevailing and non-prevailing parties, and the appropriate allocation of fees and costs, will be
included in the award by the single arbitrator or arbitration panel.
1.7.8 Confidentiality. Any proceeding initiated under this ADR provision shall be deemed
confidential to the maximum extent allowed by Arizona law and, except for disclosures to a
party's attorneys or accountants, no party shall make any disclosure related to the disputed
matter or to the outcome of any proceeding except to the extent required by law, or to seek
interim equitable relief, or to enforce an agreement reached by the parties or an award made
hereunder. This provision does not affect the County's right to inform the County Supervisors
of the dispute.
1.7.9 Equitable Litigation. Notwithstanding any other provision of ADR to the contrary, any party
can petition the Maricopa County Superior Court for interim equitable relief as may become
necessary to preserve the status quo and prevent immediate and irreparable harm to a party or
to the Project pending resolution of a dispute pursuant to ADR provided herein. No court may
order any permanent injunctive relief except as may be necessary to enforce an order entered
by the arbitration panel. The fees and costs incurred in connection with any such equitable
proceeding shall be determined and assessed in ADR.
TERM ENGINEERING SERVICES CONTRACT SERIAL NO. 180020-ROQ
Term Geotechnical Engineering Services Page 33

1.7.10 Change Order. Any award in favor of the Engineer against the County or in favor of the
County against the Engineer shall be reduced to a Change Order and executed by the parties in
accordance with the award and the provisions of the Contract or a settlement agreement as
appropriate.
I .7J1 Merger and Bar. Any claim asserted pursuant to this ADR process shall be deemed to include
all claims, demands, and requests for compensation for costs and losses or other relief,
including the extension of the Contract performance period which reasonably should or could
have been brought against any party that was or could have been brought into this ADR
process, with respect to the subject claim. The arbitration panel shall apply legal principles
commonly known as merger and bar to deny any claim or claims against any party regarding
which claim or claims recovery has been sought or should have been sought in a previously
adjudicated claim for an alleged cost, loss, breach, error, or omission.
1 .8 Inclusion in Other Contracts, The Engineer shall cooperate with the County in efforts to include this
ADR provision in all other Project contracts.
END OF EXHIBIT
TERM ENGINEERING SERHCES CONTRACT SERIAL NO. 180020-ROQ
Term Geotechnical Engineering Services Page 34

Maricopa County — Office of Procurement Services September 26, 2017
320 West Lincoln Street (Second Floor)
Phoenix, AZ 85003
Re: Request for Qualifications for Term Geotechnical Engineering Services
Serial # 180020-ROQ
Contract # 180020-R0Q
Western Technologies is pleased to present our qualifications to Maricopa County. For this contract, I
will be the primary point of contact for Geotechnical Engineering Services.
Western has been in business for over 60 years and has the experience and resources to meet the
demands and requirements of expert subsurface explorations and geotechnical evaluations. Western
Technologies, Inc. is an Arizona corporation.
We have read and understand all of the contract elements found in the Request for Qualification. In addition,
Western meets or exceeds all of the County's required insurance minimums.
I look forward to working with you in the near future and welcome any questions you may have.
Sincerely,
WESTERN TECHNOLOGIES INC.
Geotechnical Engineering Services
Randolph Marwig, RE.
Managing Directorle President
Telephone: 602-437-3737 - Fax: 602-470-1341 — Cell: 602-763-2212
Email: randy.m@wt-us.com
Western
Technologies
Inc.
3737 EAST BROADWAY ROAD • PHOENIX AZ 85040 • 602 437 3737 • www.wt-us.com The (bAity Since 1955 People
L ._1111111111L:=_.

Maricopa County Statement of Qualifications For Engineering Services
Term Geotechnical Engineering Services Serial # 180020-RFQ Contract if 180020-RFQ
Western Technologies Inc.
1. Prior Experience
Chandler Regional Medical Center Geotechnical Evaluation — Chandler, AZ
April 2017/June 2017
Geotechnical Investigation performed by Randolph Marwig, PE & Matt Kleinholz, EIT
$8,300/$8,300
Dignity Health, 3033 N. 3rd Avenue, Phoenix, 85013
Terry Jones, terry.jones@dignityhealth.org , 480-728 -3869
Western recently performed another geotechnical evaluation for the
Chandler Regional Medical Center expansion which includes the Tower D
Central Plant Expansion, a Parking Garage, an Underground Retention
Basin and Surface Parking Lots. Recommendations were given for
earthwork, foundation and pavement designs. Western has performed
many geotechnical investigations for Dignity Health hospital campuses
throughout Arizona and was the geotechnical engineer for Chandler
Regional since its inception. With Western's extensive knowledge of
subgrade conditions at the site, our geotechnical engineers regularly
interact with the owner, designers and contractors who are involved with
ongoing improvements to the campus.
HUSD Williams Field High School Distressed Floors Remediation — Gilbert, AZ
June 2016/May 2017
Forensic Geotechnical Evaluation performed by Bruce MacIlroy, PE
$17,450/$17,450
Higley Unified School District Represented by Orcutt/Winslow
Jake Bodell (Orcutt/Winslow)/ bodell.j@owp.com , 602-257-1764
Western was retained to evaluate the cause of the observed distresses and to
formulate recommendations for repair at Williams Field High School. The
distressed surfaces included concrete flatwork and flooring for sidewalks, the
band room, computer room, athletic track and the overall campus which
experienced significant vertical and horizontal movement. Upon review of
others' investigative documents and our own geotechnical evaluation, distresses
were found to be a result of the expansive nature of the soils, fluctuations of soil
moisture content, temperature fluctuations and invasive tree roots. A variety of
recommendations were made by Western after testing and analysis. Subgrade polymer injection and the
topical application of floor leveling agents were recommended to mitigate some of the interior floor
displacements. Other interior floor displacements were recommended to be left "as is" due to either the
destructive nature of moving the floor(s) back to their original position. In other areas, the floor
movement was determined (through lab testing) to be finished and remediation was not recommended.
In areas of displaced exterior flatwork, Western recommended the removal of the existing flatwork
followed by the addition of a properly mixed and compacted lime treated subbase, and construction of
new flatwork or filling the voids with grout or urethane, grinding down of the displaced areas for safer
walking paths and properly cleaning and filling the joints. Trees with invasive tree roots were
recommended to be removed and corrective drainage measures were also recommended.
The Quality People

Maricopa County Statement of Qualifications For Engineering Services
Term Geotechnical Engineering Services Serial # 180020-RFQ Contract # 180020-RFQ
Western Technologies Inc.
Luke Air Force Base (FI3) F-35 Bomb Build Up Facility — Luke AFB, AZ
October 2016/November 2017
Services Provided: Geotechnical Evaluation by Randolph Marwig, PE
$7,455/$7,455
Luke AFB, Tovrea Drive & Tiger Street, Luke AFB, AZ
Shawn Pepple, shawn.pepple@ch2m.com , 720-286-2389
Western provided geotechnical services for Luke AFB's new ancillary explosive facility, bomb preload
station/munitions assembly pad covered structures, a holding pad, and a small administration facility.
Ten borings were drilled to depths ranging from 10 to 51/2
feet below existing site grade in proposed building and
pavement areas. In addition, six field resistivity tests were
performed in accordance with ASTM G57. Based on the
results of laboratory testing and review of the boring data,
areas of expansive and collapsible soils were encountered
throughout the site. Instead of a blanket overly
conservative recommendation of "remove and replace,
Western looked at each of the building area's soil
characteristics and made tailored recommendations to
minimize earthwork costs and effort." Recommendations
included removal and recompaction of existing soils and
placement of engineered fill beneath the bottom of foundations and selected floor slab areas,
scarification and densification of soils was recommended in other areas. Pavement recommendations
were also given for clayey subgrade soils.
Camp Navajo Pavement Evaluation for Trident Ill Route — Bellemont, AZ
November 2016/May 2017
Geotechnical Pavement & Culvert Evaluation by Armando de la Rocha, PE
$35,000/$35,000
AZ Dept. of Emergency and Military Affairs, PO Box16123 Bellemont, AZ 86015
Joe Engelke, joe.engelkePcampnavajo.com, 928-607-1599, NA
Western performed geotechnical and pavement engineering services
at Camp Navajo for the evaluation of approximately 5.5 miles of
internal roadways to determine their feasibility for use as
transportation routes for a specific tractor/trailer (transporter)
combination to transport large missile motors with a total weight of
177,000 lbs distributed on 3 axle groups. The client wanted to
determine the remaining life of the proposed routes in terms of
passes of the transporter. A nondestructive testing investigation using
a Heavy Weight Deflectometer (HWD) by Dynatest was performed to
determine the moduli of the different layers (asphalt concrete,
aggregate base course and subgrade) forming the pavement structure. A subsurface exploration was
performed consisting of advancing 16 borings to measure layer thicknesses and condition and strength
parameters of the existing pavement structure. Selected pavement sections were analyzed under the
loads imposed by the transporter to estimate critical mechanistic responses. These responses were
applied mechanistic models for fatigue cracking and permanent deformation (rutting) to estimate
remaining life. Pavement rehabilitation/reconstruction recommendations were also provided. In
addition, a dual 48-inches reinforced concrete culvert installed in the 1940s and with two feet of
embankment fill was also analyzed to determine its capacity to support the transporter; the analysis was
performed using the finite element program Culvert Analysis and Design (CANDE).
The Quality People

Maricopa County Statement of Qualifications For Engineering Services
Term Geotechnical Engineering Services Serial # 180020-RFQ Contract # 180020-RFQ
Western Technologies Inc.
2. Key Team Members
Key Team Members for this solicitation are listed in the organizational chart below. Additional
professional and technical staff are listed in the matrix. The Key Team Members (in the org chart) for
this solicitation present in excess of a 100 years of geotechnical experience. In addition, Western's
extensive Phoenix laboratory facility and subsidiary drilling company (Envirodrill) makes the
geotechnical investigation process cohesive and seamless.
The resumes for the Key Team Members are included in the appendices of this document. Years of
experience, registrations and certificates and selected projects are included.
Randolph Marwig will serve as the "Point-of-Contact" for Maricopa County. Mr. Marwig will assign one
of our Project Managers as appropriate for the type of work involved with each Task Order.
?stern Technologies
Randolph Marwig, PE
Senior Geotechnical Engineer
naging Director
Deborah Parkins, PE Bruce MacIlroy, PE Armando de la Rocha, PE
Senior Geotechnical Engineer Senior Geotechnical Engineer Senior Pavement Engineer
& Technical Director
Jonathon Bunch, Eli Matt Kleinholz, Eli Sandra Aguirre, Err
Geotechnical Engineer Geotechnical Engineer Geotechnical Engineer
The Quality People

Maricopa County Statement of Qualifications For Engineering Services
Term Geotechnical Engineering Services Serial # 180020-RFQ Contract # 180020-RFQ
Western Technologies Inc.
Staffing: Western's technical staff has considerable expertise and understanding of the local conditions
based on our years of experience. Below is a list of key personnel and their certifications:
2017 Professional & Technical Staff
,t)
di
€., .,,.., 0 ,, I
4•' \.e, •,... iS is. .c., b'b 4, ,,,, ,• be'
Professional Staff Ng 4L's (7.• .40 4e. e
Experience & Registration , .4`
Years of Experience 131 34 : 33 1540 33 27 40 35 19 2
!
Years with Western Technologies j 22 20 115 12 15 8 8 23 18 2
,,.)i 0
Arizona Registered Professional Eng e r G 0 G
Arizona Registered Geologist
Associate Environmental Professional G
Certified Indoor Air Quality Manager
Engineer-In-Training (Eli)
•C r
,c_•(‘'
Technical Staff .4e '1 • e,64-
Experience & Certification
Years of Experience 50 31 46 15 12 24
Years with Western Technologies 34 20 17 12 12 16
Nuclear Density Gauge Technician GIG 0
AC! Concrete Field Testing Technician 01
AC! Concrete Strength Testing Technician ol
AC! Masonry Lab Testing Technician
ATTI Field Technician 0 0
ATTI Soil I Aggregate Lab Technician G
ATTI Asphalt Technician 0
'cc - Reinforced Concrete Inspector 0
ICC Structural Masonry Inspector
ICC Prestressed Concrete Inspector -
ICC Soils Inspector
ICC Structural Steel & Bolting Inspector
ICC Structural Welding Inspector
ICC Spray-Applied Fireproofing Inspector
A CI EIFS Inspector
NICET Asphalt Level IV Technician
NICET Concrete Level IV Technician
NICET Soils Level IV Technician
AWS Certified Welding Inspector 10 1
ASNT Ultrasonic Testing Level II Inspector
The Quality People

Maricopa County Statement of Qualifications For Engineering Services
Term Geotechnical Engineering Services Serial # 180020-RFQ Contract # 180020-RFQ
Western Technologies Inc.
3. Arizona Business License & Capabilities of Arizona Office
Firm Background: Western Technologies Inc. (WT) is a professional consulting engineering firm
incorporated in Arizona and headquartered in Phoenix since 1955. Western has approximately 300
employees and 5 full-service offices located across Arizona.
WT is licensed with the Arizona Board of Technical
Registration (License No. 11078) and is a licensed contractor
Western (Class A-General Engineering License No. R0260996) with the
Technologies State Registrar's Office.
Inc.
For over 60 years, WT has provided consistent and quality
The Quality People
Since 1955 Geotechnical Engineering, Materials Testing and
Environmental Consulting Services for Arizona and the
southwest region of the United States.
Western is submitting our qualifications for the Maricopa County's Term Geotechnical Engineering
Services Serial No. 180020-RFQ Contract No. 180020-RFQ.
Local Office:
Western's local office is located at
3737 East Broadway Road in Phoenix, and employs
75 technical and administrative staff. Western's
current environmental/geotechnical, materials
testing and special inspection staff includes:
All work performed for Maricopa County will be
from our Phoenix office.
Capabilities:
Our engineers, technicians and environmental
scientists understand and appreciate the arid
environment and desert conditions of our area. For
60 years, we have studied, learned and then applied
our knowledge for the successful completion of tens-of-thousands of projects.
Our combination of ACI and ATTI certified technicians, ICC certified inspectors, and accredited
laboratory, registered geologists and professional engineers provide considerable expertise in the
following:
• Geotechnical Engineering (soil borings, test pits, infiltration tests, foundation analysis)
• Environmental (installation/completion of monitoring wells, hydrogeology, permitting and studies,
Phase I & II's, historical reviews)
• Materials Testing including field testing (soils, concrete)
• Special Inspection (reinforced foundations/masonry walls, steel trusses, welds and complex building
elements)
The Quality People

Maricopa County Statement of Qualifications For Engineering Services
Term Geotechnical Engineering Services Serial # 180020-RFQ Contract # 180020-RFQ
Western Technologies Inc.
In addition, Western routinely either provides or performs:
• Environmental — Environmental Site Assessment Corrective Actions and Risk Assessments,
Underground Storage Tanks Assessments, Facility Audits, SPCC Plans, SWPP Plans, Asbestos and Lead
Based Paint Surveys and Abatement Oversite, Vibration and Noise Monitoring; Indoor Air Quality
Surveys
• Geotechnical Engineering - Seismic Analysis, Geological Hazard Studies Hydrogeological Studies, Slope
Analyses Pavement Design, Forensic Investigations, Infiltration Testing
• Materials Testing & Inspection — Pavement Evaluation and Condition Reports, Pavement Inspection
and Testing Services, Concrete and Asphalt Pavement Mix Design Consultation, Coring of Concrete
and Asphalt, Evaluation of Hardened Concrete and Asphalt, Masonry Testing, Soil-Cement and Soil-
Lime Mix Design, Crumb Rubber and Crack Sealants Testing And Evaluation, Reinforcing and Structural
Steel Testing, Paint and Coating Thickness Testing, Testing and Inspection of Spray-Applied
Fireproofing, Radiographic and Ultrasonic and Magnetic Particle and Dye Penetrant Testing,
Ultrasonic Testing, Infrared Thermography, ElFs Inspections, Structural Penetration Radar Surveys,
Floor Flatness Determination
• Special Inspections — Western has ICC certified Special Inspection capabilities for the following
categories: Reinforced Concrete, Structural Masonry, Prestressed Concrete, Soils, Structural Steel and
Bolting, Structural Welding, Spray Applied Fireproofing.
Laboratory Qualifications: Western Technologies' 34,000 square foot Phoenix laboratory facility is
Arizona's oldest, largest and most diversified private laboratory devoted to construction materials
testing. Our laboratory is outfitted with state-of-the-art construction material and nondestructive
testing equipment that is routinely verified and maintained in calibration.
Laboratory Quality Assurance: The American
Association of State Highway Transportation (AASHTO) American Abcnriation pi Zilatc.Higtmay and Tranamartmion
AASHTO Cartificnta ofAccraditation
Officials, AASHTO Materials Reference Laboratory
(AM RL) and Cement and Concrete Reference Laboratory WCnInrn TnCnocIntlif., n.
(CCRL), the Arizona Department of Transportation,
Arizona Public Service, the Nuclear Regulatory x• r,r4.cinn. fno.n,n, irno5,14,14,
Commission, and the Corps of Engineers all regularly t.t>un, man
review WT's quality control procedures. Our on-going AAP ; nity AL...sces.u;o3.4..+Erann manse.. Ann, Invarna
association with Palo Verde Nuclear Generating Station
Annnio nVn
also enables us to maintain the highest quality control
measure in the industry.
WT complies with the requirements of the following standards:
• ASTM E329 — Specification for Agencies Engaged in Construction Inspection and Testing
• ASTM E543 — Specification for Agencies Performing Nondestructive Testing
• ASTM D3666 — Specification for Minimum Requirements for Agencies testing and Inspecting
Bituminous Paving Materials
• ASTM D3740 — Practice for Minimum Requirements for Agencies Engaged in Testing and/or Inspection
of Soil and Rock as used in Engineering Design and Construction
• ASTM C1093 — Standard Practice for Accreditation of Testing Agencies for Masonry
• ASTM C1077 — Practice for Laboratories Testing Concrete and Concrete Aggregates for Use in
Construction and Criteria for Laboratory Evaluation
The Quality People

Maricopa County Statement of Qualifications For Engineering Services
Term Geotechnical Engineering Services Serial # 180020-RFQ Contract # 180020-RFQ
Western Technologies Inc.
Safety: Western has a comprehensive Health and Safety Program to protect our employees on project
sites. We take safety seriously, and we place a high priority on completing all projects in a safe manner.
Our program incorporates continuous training activities for all employees, safety guidebooks carried
with field personnel for easy reference, and specialized safety training classes as needed for non-routine
or unique project assignments.
Western currently has On -Call contracts with the following public entities:
• Arizona Department of Transportation
• Maricopa County Department of Transportation
• Maricopa County (Environmental Services)
• City of Phoenix
• City of Avondale
• Maricopa County Community College District
• City of Flagstaff
• Town of Sahaurita
• Pinal County
• City of Bullhead
• Northern Arizona University
• Town of Buckeye
• Arizona Department of Administration (listed as an approved vender)
• City of Goodyear
• Paradise Valley Unified School District
The Quality People

Attachment 1 — REFERENCES
Company Name: Dibble Engineering
Address: 7878 N. 16th Street, Suite 300, Phoenix, AZ 85020
Phone Number: 602-957-1155
Facsimile Number: 602-957-2838
Person to Contact: Susan Detwiler
(Email Address): susan.detwiler@dibblecorp.com
Owners Bid # or Project #: Pinal County — Thorton Road DCR/Selma Highway — Geotechnical
Evaluation, Pavement Design
Date of Completion: April, 2017
Brief Project Description (Including Partnering Team and Owner's project name): WT performed
the geotechnical evaluation and pavement design for the widening of the 3 1/2 mile
stretch of Thorton Road between 1-8 and SR 84. Dibble was contracted by Pinal
County and Dibble contracted WT to perform geotechnical and pavement design
services.
Company Name: Pinal County, Public Works
Address: P.O. Box 727, Florence, AZ 85132
Phone Number: 520-866-6345
Facsimile Number:
Person to Contact: Scott Bender, PE
(Email Address): scott.bender@pinalcountyaz.gov
Owners Bid # or Project #: On Call Geotechnical and Materials Testing Services
Date of Completion: Ongoing
Brief Project Description (Including Partnering Team and Owner's project name): WT continues
to perform geotechnical evaluations for Pinal County through VVT's On Call
contract. Projects have included geotechnical evaluations for new developments
and subgrade analysis (geotechnical) for pavement failures.
Company Name: The Orcutt/Winslow Partnership
Address: 2929 North Central Avenue, 11 th Floor, Phoenix, AZ 85012
Phone Number: 602-257-1764
Facsimile Number: 602-257-9029
Person to Contact: Jake Bodell
(Email Address): bodell.j@owp.com
Owners Bid # or Project #: HUSD Williams Field Remediation
Date of Completion: Currently in construction remediation phase
Brief Project Description (Including Partnering Team and Owner's project name): WT reviewed
existing forensic documentation and performed an additional geotechnical
evaluation to determine the cause of distress to interior and exterior floor
movement. Currently WT is overseeing the construction associated with the
remediation by McCarthy Building Companies.
Company Name: Legend Real Estate Management
Address: 1525 S. Broadway Street, 4th Floor, Los Angeles, CA 90015
Phone Number: 213-765-0100
Facsimile Number: 23-763-8958
Person to Contact: Sharon Cinadr
(Email Address): sharon@legendrem.com
Owners Bid # or Project #: Estrella Health Center Subsidence Evaluation
Date of Completion: Ongoing
Brief Project Description (Including Partnering Team and Owner's project name): WT evaluated
slab distresses associated with ground subsidence, made recommendations, and
observed remediation work.

Attachment 2- LEGAL WORKER CERTW1CATION
9/26/17
(Date)
Maricopa County
Office of Procurement Services
320 W. Lincoln St. (2nd Floor)
Phoenix, Arizona 85003
As required by Arizona Revised Statutes §41-440I, Maricopa County (the "County") is prohibited, after September
30, 2008 from awarding a contract to any contractor who fails, or whose subcontractors fail, to comply with Arizona
Revised Statutes § 23-214-A. The undersigned entity warrants that it complies fully with all federal immigration
laws and regulations that relate to its employees, that it shall verify, through the employment verification pilot
program as jointly administered by the U.S. Department of Homeland Security and the Social Security
Administration or any of its successor programs, the employment eligibility of each employee hired after December
31, 2007, and that it shall require its subcontractors and sub-subcontractors to provide the same warranties to the
below entity.
The undersigned acknowledges that a breach of this warranty by the below entity or by any subcontractor or sub-
subcontractor under any Contract resulting from this solicitation shall be deemed a material breach of the Contract,
and is grounds for penalties, including termination of the Contract, by the County. The County retains the right to
inspect the records of the below entity, subcontractor and sub-subcontractor employee who performs work under the
Contract, and to conduct random verification of the employment records of the below entity and any subcontractor
and sub-subcontractor who works on the Contract, to ensure that the below entity and each subcontractor and sub-
subcontractor is complying with the warranties set forth above.
Western Technologies Inc. 3737 E. Broadway Road
(Firm) (Address Line I)
Randolph Marwig Phoenix, AZ 85040
(Print Name) (Address Line 2)
Vice President 602 -437 -3737
(Print Title) (Phone)
602 -470- 1341
(Fax)
86 -0346463
(Email Address) (Federal Taxpayer ID Number)
Request For Qualifications for Engineering Services Page 18
Term Geotechnical Engineering Services Serial4 180020-ROQ

Attachment 3- SELECTED SERVICES CERTIFICATION
SELECTED SERVICES CERTIFICATION
On behalf of Western Technologies Inc. (firm name). I submit that the named firm is applying for the
marked engineering fields listed below. I further certify that those fields of engineering are provided by the named
firm in-house and are not supplied by the use of outside sub-consultants. I further submit and certify that my firm
has the appropriate licenses and registrations as required under Arizona Statute.
GEOTECHNICAL ENGINEERING X
Randolph Marwig
Printed
Vice President
Title
9/26/17
Date
Request For Qualifications for Engineering Services Page 19
Term Geotechnical Engineering Services Serial# 180020-R0Q

Attachment 4- NON COLLUSION AFFIDAVIT
STATE OF ARIZONA
)§.
being first duly sworn, deposes and says:
That he is of .2L5'C24. T,
(Name of Business)
bidding on 180020-ROQ for the construction of Term Geotechnical Engineering Services in the County of
Maricopa, State of Arizona.
That, in connection with the above-mentioned project, neither he, nor anyone associated with the aforesaid business,
has, directly or indirectly, participated in any collusion, entered into any contract, combination, conspiracy or other
act in restraint of trade or commerce in violation of the provisions of A.R.S. § 34-251, Article 4, as amended.
Subscribed and sworn to before me this day 20 ( .
My Commission Expires:
6/' Lac DANIELLE AMBROZIC
Notary Pubic - State of Arizona
MARICOPA COUNTY
My Commission Expires
(Notary Public) May 26, 2020
(Please ensure seal is visible)
Request For Qualifications for Engineering Services Page 20
Term Geotechnical Engineering Services Serialg 180020-ROQ

RANDOLPH MARWIG, PE
Senior Geotechnical Engineer/Managing Director
Professional Qualifications
Mr. Marwig has over 30 year of experience providing geotechnical engineering and construction materials
testing services throughout Arizona and the western United States. He has extensive experience in
roadway design and improvements, bridge inspections, generating stations, water lines, commercial and
residential developments, and educational facilities. Mr. Marwig has worked with numerous private and
public agencies.
Professional History
Vice President/Managing Director, Western Technologies Inc., Phoenix, AZ (1996-Present)
Principal Engineer, Western Technologies Inc., Phoenix, AZ (1994-1996)
Project Engineer, Hallenbeck and Associates, Emeryville, CA (1988-1994)
Staff Engineer, Dames and Moore, Phoenix, AZ (1987-1988)
Education / Training
MS, Civil Engineering, Arizona Sate University, Tempe, AZ, 1988
BS, Civil Engineering, Arizona State University, Tempe, AZ, 1985
Registration / Certification
Professional Engineer, Civil — Arizona, California, Colorado, New Mexico
Selected Projects
Honor Health Sonoran Hospital Campus, Phoenix, Arizona — 2016 Principal Geotechnical Engineer for the
geotechnical evaluation of the Sonoran Hospital Campus consisting of a 5 to 8-story tower, parking structure
and ancillary buildings. Expansive and collapsible soils were encountered and Mr. Marwig engineered and
presented two foundation types, drilled shafts and spread footings, so that the client could select to best
and most economical option.
Longbow Industrial, Mesa Arizona — Current Principal Geotechnical Engineer for the geotechnical
investigation and materials testing for the 147,569 sf industrial warehouse and distribution center. Shallow
foundation and pavement design recommendations were given considering the collapsible and clayey nature
of the soils.

BRUCE M. MACILROY, PE
Senior Geotechnical Engineer/Technical Director
Professional Qualifications
Mr. MacIlroy has been in professional engineering practice since 1977 in the related disciplines of
geotechnical, environmental, pavement engineering, construction management, construction materials
testing, and quality assurance. He has managed large geotechnical, environmental, construction
inspection, and materials testing projects throughout Arizona involving manufacturing, wastewater
treatment, dams, hospitals, schools, high-rise buildings, highways and pavements, bridges, multi and
single-family residences, and mining operations. Mr. MacIlroy has been responsible for the preparation
of comprehensive geotechnical reports.
Professional History
Director Geotechnical Services, Western Technologies Inc., Phoenix, AZ (2002-Present)
South Carolina Regional Manager, QORE Property Sciences, Columbia, SC (2000-2002)
Managing Director, Western Technologies Inc., Tucson, AZ (1994-2000)
Director Geotechnical Engineering, Western Technologies Inc., Tucson, AZ (1993-1994)
Senior Geotechnical Engineer, Woodward-Clyde Consultants, Seattle, WA (1992-1993)
Vice President, Professional Services Industries, Inc., IL; SC & WA (1978-1992)
Education / Training
BS, Civil Engineering, North Carolina State University, NC, 1977
Registration / Certification
PE, Civil Engineering — AK, AZ, CO, ID, NC, NM, SC, UT, WA
Selected Project
HUSD Williams Field Remediation — Gilbert, AZ — 2017 Principal engineer determining the cause of the
high school's flatwork and floor displacements due to soil movement. Documentation review and
laboratory testing were performed and a variety of recommendations were made based on the unique
needs of the flatwork/flooring at each location. Recommendations included subgrade polymer injection
and lime stabilization, floor leveling agents, flatwork grinding and removal and replacement and joint
cleaning and sealing. Western is currently overseeing the remediation efforts.

ARMANDO DE LA ROCHA, PE
Senior Pavement Engineer
Professional Qualifications
Mr. de la Rocha is a pavement/geotechnical engineer with experience since 1982. His areas of expertise
include evaluation of pavement structures by static and dynamic methods, pavement analysis and
design, implementation of pavement management systems, reinforced soil structures, geotechnical
engineering (deep and shallow foundations, slope stability, retaining systems, ground improvement),
optimization techniques and numerical methods in geomechanics (finite element and boundary element
methods).
Professional History
Senior Pavement Engineer, Western Technologies Inc., Phoenix, AZ (1998-Present)
Geotechnical Engineer, Western Technologies Inc., Phoenix, AZ (1994-1998)
Research/Teacher Assistant, University of New Mexico, Albuquerque, NM (1986-1993)
Field Engineer, Consultores en Ingenieria, S.A. (CINSA), Tegucigalpa, Honduras (1977-1985)
Education / Training
MS, Geotechnical Engineering, University of New Mexico, 1989
BS, Civil Engineering, Universidad Nacional Autonoma de Honduras, 1982
Construction Industry Standard, 32 hours, WTI, Inc.
Soil Mechanics and Foundation Engineering, Escuela Tecnica Superior de Ingenieros de Caminos, Canales
y Puertos, Madrid, Spain, 1983
Registration / Certification
PE, Civil Engineering — AZ, NM
New Mexico DOT Certified Pavement Design Engineer
Selected Projects
Mingus Ave. Reconstruction — Cottonwood, AZ 2017
Mr. de la Rocha performed the geotechnical engineering and pavement design services for the
reconstruction of Mingus Avenue from North Willard Street to 10th Street in Cottonwood. The proposed
reconstruction included 3200 linear feet of new pavement along Mingus Avenue, curb, utter and
sidewalk, with a street width of approximately 48 feet. At the time of this evaluation, Mingus Avenue
was a three-lane roadway with one eastbound lane (12 feet), one westbound lane (12 feet), one turning
lane (12 feet), and a shoulder (6 feet) on each side of the roadway suitable for bicycle use. Mr. de la
Rocha coordinated the field and lab work and designed pavement sections for the reconstruction and
issued the final geotechnical report to the client.
Page Municipal Airport Taxiway Pavement Design - Page, AZ 2017
Mr. de la Rocha performed geotechnical engineering and pavement design services at Page Municipal
Airport for a proposed taxiway. A geotechnical subsurface investigation was performed and laboratory
tests were performed. The results of the field exploration and subsequent laboratory testing of soils
were used to develop the taxiway pavement design for the Cessna 210 and Mitsubishi Marquise
aircrafts. Currently, Mr. de la Rocha is design the taxiway apron.

DEBORAH PARKINS, PE
Senior Geotecimical Engineer
Professional Qualifications
Mrs. Parkins has over 10 years of experience providing geotechnical engineering in Arizona and the
eastern United States. Mrs. Parkins has experience in additional areas of civil engineering including
underground storage tank (UST) program management, and wastewater flow analysis and has worked
with numerous private and public agencies. She also assists the company with Business Development
and Marketing efforts.
Professional History
Senior Geotechnical Engineer Western Technologies Inc., Phoenix, AZ (2015-Present)
Project Engineer, ECS Carolinas, Greenville, SC (2012-2014)
Project Engineer, BLE, Greenville, SC (2006-2012)
Project Engineer, Caliber Engineering, Greenville, SC (2004-2006)
Associate Engineer, City of San Diego, San Diego, CA (1986-1991)
Education / Training
BS, Applied Mechanics, University of California, San Diego, CA 1987
BS, Civil Engineering, Northern Arizona University, Flagstaff, AZ 1991
Registration / Certification
Professional Engineer, Civil — Arizona, South Carolina
Selected Project
U-Haul Center and Vehicle Storage Facility — Queen Creek, AZ (2017)
Lead Geotechnical engineer responsible for developing the site investigation proposal, managing and
performing the field work, assigning laboratory work and writing and issuing the final report. The
project included the development of a 35-acre site with vehicle parking and storage areas. Due to the
collapsible nature of the soils, recommendations for shallow foundations were modified as such. Rigid
and flexible pavement design recommendations were given. In addition, a fissure and archeological
study were required performed as part of this project.

Matthew R. Kleinholz, EIT
Geotechnical Engineer
Professional Qualifications
Mr. Kleinholz has 2 years of experience providing geotechnical engineering, field engineering, and
laboratory technician services in the Phoenix area. He has experience in geotechnical design, pre-
construction risks assessments, proposals review, submittal review, contract negotiations, contract
administration and risk management.
Professional History
Geotechnical Engineer, Western Technologies Inc., Phoenix, AZ (2015-Present)
Education / Training
BS, Civil Engineering, Arizona State University, Tempe, AZ, 2014
Registration / Certification
Engineer in Training (EIT), Civil — Arizona
ACI Concrete Strength Testing Technician
ATTI Soils/Aggregate Level I Technician
Selected Projects
Post-Construction Engineering Inspections, Arizona - 2017
The inspections focused on single-family homes with the explicit objective of identifying the underlying
cause and point of origin of the damage or distress of the structure. The scope consisted of detailed field
inspections, a distress inventory report, and a photo log to support field findings.
Tower D at Chandler Regional Medical Center, Chandler, Arizona - 2016
Completed field engineering, geotechnical drilling, sampling, and testing for a new tower addition at the
hospital with other expansions including above and below grade parking structures, underground
retention tanks, and central plant build-up.
Mixed-Use Development, Mesa, Arizona - 2017
Provided geotechnical engineering services and drilled shaft recommendations for new multi-use
development for Chicanos Por La Causa that included five and six story buildings.

Client#: 1178381 WTIINC
ACORDT. DATE (MMIDD/YYYY)
CERTIFICATE OF LIABILITY INSURANCE
11/06/2017
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
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IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to
the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the
certificate holder in lieu of such endorsement(s).
PRODUCER NAME: CONTACT Erica Krahn
USI Insurance Services LLC PHONE 602-234-4112 FAX
(NC, No, Ext): (NC, No):
2375 E. Came!back Rd, Suite 250 E-MAIL phx•certificates@usi.com
ADDRESS:
Phoenix, AZ 85016
INSURER(S) AFFORDING COVERAGE NAIC #
INSURER A : Valley Forge Insurance Company 20508
INSURED INSURER B : Continental Insurance Company 35289
Western Technologies, Inc. 20494
INSURER C : Transportation Insurance Co.
3737 E. Broadway Rd 20443
INSURER 0: Conti...WI CasualtY Company
Phoenix, AZ 85040
INSURER E:
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INSR LTR TYPE OF INSURANCE ADDL 1NSR SUBR YVVD POLICY NUMBER (MM/DINYYYY) POLICY EFF (MMIDD/YYYY) POLICY EXP LIMITS
A x COMMERCIAL GENERAL LIABILITY X X 6016814799 02/28/2017 02/28/2018 EACH OCCURRENCE $ 1,000,000
CLAIMS-MADE X OCCUR DAMAGE PREMISES TO (Ea RENTED occurrence) $ 100,000
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GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ 2,000,000
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B AUTOMOBILE LIABILITY X X 6016814804 02/2812017 02/28/2018 COMBINED (Ea accident) SINGLE LIMIT $1,000,000
X ANY AUTO BODILY INJURY (Per person) $
AUTOS ALL OWNED AUTOS SCHEDULED BODILY INJURY (Per accident) $
X HIRED AUTOS X NON-OWNED PROPERTY (Per accident) DAMAGE $
$
UMBRELLA LIAB X OCCUR X X 6046034044 02/28/2017 02/28/2018 EACH OCCURRENCE $5,000,000
x EXCESS LIAB CLAIMS-MADE AGGREGATE $5,000,000
DED X RETENT ON $10000 $
c WORKERS COMPENSATION X 6050268151 07/01/2017 04/01/2018 X RFATUTE 0TH -
AND AND EMPLOYERS' LIABILITY Y / N
ANY OFFICER/MEMBER PROPRIETOR/PARTNER/EXECUTIVE EXCLUDED? N N / A EL EACH ACCIDENT 1,000,000
(Mandatory in NH) EL. DISEASE - EA EMPLOYEE $1,000,000
If yes, describe under
DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT $1,000,000
A Leased/Rented Eq 6016814799 02/28/2017 02/28/2018 $150,000 Lim/$1,000 Ded
D Professional Liab MCH2883423715 12/31/2016 12/31/2017 $2,000,000per Claim/Agg
& Contr Poll Liab $100,000 Deduct
DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)
RE: Geotechnical Engineering Services 3 year contract, Serial #180020-R0Q, Contract #180020-R0Q.
The General Liability and Automobile Liability policies include an automatic Additional Insured endorsement
that provides Additional Insured status to Maricopa County Facilities Management Dept., and its agents,
officers, directors and employees, only when there is a written contract that requires such status, and
only with regard to work performed on behalf of the named insured. The General Liability policy contains a
(See Attached Descriptions)
CERTIFICATE HOLDER CANCELLATION
Maricopa County Facilities Management Dept. SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
320 W. Lincoln Street ACCORDANCE WITH THE POLICY PROVISIONS.
Phoenix, AZ 85003
AUTHORIZED REPRESENTATIVE
© 1988-2014 ACORD CORPORATION. All rights reserved.
ACORD 25 (2014/01) 1 of 2 The ACORD name and logo are registered marks of ACORD
#S218770561M21123008 RHSZP

DESCRIPTIONS (Continued from Page 1
special endorsement with Primary and Noncontributory wording, when required by written contract. The
General Liability, Automobile Liability and Workers Compensation policies provide a Blanket Waiver of
Subrogation when required by written contract, except as prohibited by law. The General Liability policy
includes an endorsement providing that 30 days notice of cancellation will be given to the Certificate
Holder by the Insurance Carrier.
SAGITTA 25.3 (2014/01) 2 of 2
#S21877056/M21123008

CNA
Contractors' General Liability Extension Endorsement
1. ADDITIONAL INSUREDS
a. WHO IS AN INSURED is amended to include as an Insured any person or organization described in
paragraphs A. through H. below whom a Named Insured is required to add as an additional insured on this
Coverage Part under a written contract or written agreement, provided such contract or agreement:
(1) is currently in effect or becomes effective during the term of this Coverage Part; and
(2) was executed prior to:
(a) the bodily injury or property damage; or
(b) the offense that caused the personal and advertising injury,
for which such additional insured seeks coverage.
b. However, subject always to the terms and conditions of this policy, including the limits of insurance, the
Insurer will not provide such additional insured with:
(1) a higher limit of insurance than required by such contract or agreement; or
(2) coverage broader than required by such contract or agreement, and in no event broader than that
described by the applicable paragraph A. through H. below.
Any coverage granted by this endorsement shall apply only to the extent permissible by law.
A. Controlling Interest
Any person or organization with a controlling interest in a Named Insured, but only with respect to such
person or organization's liability for bodily injury, property damage or personal and advertising injury
arising out of:
1. such person or organization's financial control of a Named Insured; or
2. premises such person or organization owns, maintains or controls while a Named Insured leases or
occupies such premises;
provided that the coverage granted by this paragraph does not apply to structural alterations, new
construction or demolition operations performed by, on behalf of, or for such additional insured.
B. Co-owner of Insured Premises
A co-owner of a premises co-owned by a Named Insured and covered under this insurance but only with
respect to such co-owner's liability for bodily injury, property damage or personal and advertising injury
as co-owner of such premises.
C. Lessor of Equipment
Any person or organization from whom a Named Insured leases equipment, but only with respect to liability
for bodily injury, property damage or personal and advertising injury caused, in whole or in part, by the
Named Insured's maintenance, operation or use of such equipment, provided that the occurrence giving
rise to such bodily injury, property damage or the offense giving rise to such personal and advertising
injury takes place prior to the termination of such lease.
D. Lessor of Land
Any person or organization from whom a Named Insured leases land but only with respect to liability for
bodily injury, property damage or personal and advertising injury arising out of the ownership,
maintenance or use of such land, provided that the occurrence giving rise to such bodily injury, property
damage or the offense giving rise to such personal and advertising injury takes place prior to the
termination of such lease. The coverage granted by this paragraph does not apply to structural alterations,
new construction or demolition operations performed by, on behalf of, or for such additional insured.
CNA74705XX (1-15) Policy No: 6016814799
Page 2 of 17 Endorsement No:
Insured Name:
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CNA
Contractors' General Liability Extension Endorsement
E. Lessor of Premises
An owner or lessor of premises leased to the Named Insured, or such owner or lessor's real estate
manager, but only with respect to liability for bodily injury, property damage or personal and advertising
injury arising out of the ownership, maintenance or use of such part of the premises leased to the Named
Insured, and provided that the occurrence giving rise to such bodily injury or property damage, or the
offense giving rise to such personal and advertising injury, takes place prior to the termination of such
lease. The coverage granted by this paragraph does not apply to structural alterations, new construction or
demolition operations performed by, on behalf of, or for such additional insured.
F. Mortgagee, Assignee or Receiver
A mortgagee, assignee or receiver of premises but only with respect to such mortgagee, assignee or
receiver's liability for bodily injury, property damage or personal and advertising injury arising out of the
Named Insured's ownership, maintenance, or use of a premises by a Named Insured.
The coverage granted by this paragraph does not apply to structural alterations, new construction or
demolition operations performed by, on behalf of, or for such additional insured.
G. State or Governmental Agency or Subdivision or Political Subdivisions — Permits
A state or governmental agency or subdivision or political subdivision that has issued a permit or
authorization but only with respect to such state or governmental agency or subdivision or political
subdivision's liability for bodily injury, property damage or personal and advertising injury arising out of:
1. the following hazards in connection with premises a Named Insured owns, rents, or controls and to
which this insurance applies:
a. the existence, maintenance, repair, construction, erection, or removal of advertising signs, awnings,
canopies, cellar entrances, coal holes, driveways, manholes, marquees, hoistaway openings,
sidewalk vaults, street banners, or decorations and similar exposures; or
b. the construction, erection, or removal of elevators; or
c. the ownership, maintenance or use of any elevators covered by this insurance; or
2. the permitted or authorized operations performed by a Named Insured or on a Named Insured's
behalf.
The coverage granted by this paragraph does not apply to:
a. Bodily injury, property damage or personal and advertising injury arising out of operations
performed for the state or governmental agency or subdivision or political subdivision; or
b. Bodily injury or property damage included within the products-completed operations hazard.
With respect to this provision's requirement that additional insured status must be requested under a written
contract or agreement, the Insurer will treat as a written contract any governmental permit that requires the
Named Insured to add the governmental entity as an additional insured.
H. Trade Show Event Lessor
1. With respect to a Named Insured's participation in a trade show event as an exhibitor, presenter or
displayer, any person or organization whom the Named Insured is required to include as an additional
insured, but only with respect to such person or organization's liability for bodily injury, property
damage or personal and advertising injury caused by;
a. the Named Insured's acts or omissions; or
b. the acts or omissions of those acting on the Named Insured's behalf,
CNA74705XX (1-15) Policy No: 6016814799
Page 3 of 17 Endorsement No:
Insured Name:
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CNA
Contractors' General Liability Extension Endorsement
in the performance of the Named Insured's ongoing operations at the trade show event premises during
the trade show event.
2. The coverage granted by this paragraph does not apply to bodily injury or property damage included
within the products-completed operations hazard.
2. ADDITIONAL INSURED - PRIMARY AND NON-CONTRIBUTORY TO ADDITIONAL INSURED'S INSURANCE
The Other Insurance Condition in the COMMERCIAL GENERAL LIABILITY CONDITIONS Section is amended
to add the following paragraph:
If the Named Insured has agreed in writing in a contract or agreement that this insurance is primary and non-
contributory relative to an additional insured's own insurance, then this insurance is primary, and the Insurer will
not seek contribution from that other insurance. For the purpose of this Provision 2., the additional insured's own
insurance means insurance on which the additional insured is a named insured. Otherwise, and notwithstanding
anything to the contrary elsewhere in this Condition, the insurance provided to such person or organization is
excess of any other insurance available to such person or organization.
3. BODILY INJURY — EXPANDED DEFINITION
Under DEFINITIONS, the definition of bodily injury is deleted and replaced by the following:
Bodily injury means physical injury, sickness or disease sustained by a person, including death, humiliation,
shock, mental anguish or mental injury sustained by that person at any time which results as a consequence of
the physical injury, sickness or disease.
4. BROAD KNOWLEDGE OF OCCURRENCE/ NOTICE OF OCCURRENCE
Under CONDITIONS, the condition entitled Duties in The Event of Occurrence, Offense, Claim or Suit is
amended to add the following provisions:
A. BROAD KNOWLEDGE OF OCCURRENCE
The Named Insured must give the Insurer or the Insurer's authorized representative notice of an
occurrence, offense or claim only when the occurrence, offense or claim is known to a natural person
Named Insured, to a partner, executive officer, manager or member of a Named Insured, or an employee
designated by any of the above to give such notice.
B. NOTICE OF OCCURRENCE
The Named Insured's rights under this Coverage Part will not be prejudiced if the Named Insured fails to
give the Insurer notice of an occurrence, offense or claim and that failure is solely due to the Named
Insured's reasonable belief that the bodily injury or property damage is not covered under this Coverage
Part. However, the Named Insured shall give written notice of such occurrence, offense or claim to the
Insurer as soon as the Named insured is aware that this insurance may apply to such occurrence, offense
or claim.
5. BROAD NAMED INSURED
WHO IS AN INSURED is amended to delete its Paragraph 3. in its entirety and replace it with the following:
3. Pursuant to the limitations described in Paragraph 4. below, any organization in which a Named Insured has
management control:
a. on the effective date of this Coverage Part; or
b. by reason of a Named Insured creating or acquiring the organization during the policy period,
qualifies as a Named Insured, provided that there is no other similar liability insurance, whether primary,
contributory, excess, contingent or otherwise, which provides coverage to such organization, or which would
have provided coverage but for the exhaustion of its limit, and without regard to whether its coverage is
broader or narrower than that provided by this insurance.
CNA74705XX (1-15) Policy No: 6016814799
Page 4 of 17 Endorsement No:
Insured Name:
Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office, Inc., with its permission.

CNA
Contractors' General Liability Extension Endorsement
10. EXPECTED OR INTENDED INJURY — EXCEPTION FOR REASONABLE FORCE
Under COVERAGES, Coverage A — Bodily Injury and Property Damage Liability, the paragraph entitled
Exclusions is amended to delete the exclusion entitled Expected or Intended Injury and replace it with the
following:
This insurance does not apply to:
Expected or Intended Injury
Bodily injury or property damage expected or intended from the standpoint of the Insured. This exclusion
does not apply to bodily injury or property damage resulting from the use of reasonable force to protect
persons or property.
11. GENERAL AGGREGATE LIMITS OF INSURANCE - PER PROJECT
A. For each construction project away from premises the Named Insured owns or rents, a separate
Construction Project General Aggregate Limit, equal to the amount of the General Aggregate Limit shown in
the Declarations, is the most the Insurer will pay for the sum of:
1. All damages under Coverage A, except damages because of bodily injury or property damage
included in the products-completed operations hazard; and
2. All medical expenses under Coverage C,
that arise from occurrences or accidents which can be attributed solely to ongoing operations at that
construction project. Such payments shall not reduce the General Aggregate Limit shown in the
Declarations, nor the Construction Project General Aggregate Limit of any other construction project.
B. All:
1. Damages under Coverage B, regardless of the number of locations or construction projects involved;
2. Damages under Coverage A, caused by occurrences which cannot be attributed solely to ongoing
operations at a single construction project, except damages because of bodily injury or property
damage included in the products-completed operations hazard; and
3. Medical expenses under Coverage C caused by accidents which cannot be attributed solely to ongoing
operations at a single construction project,
will reduce the General Aggregate Limit shown in the Declarations.
C. The limits shown in the Declarations for Each Occurrence, for Damage To Premises Rented To You and for
Medical Expense continue to apply, but will be subject to either the Construction Project General Aggregate
Limit or the General Aggregate Limit shown in the Declarations, depending on whether the occurrence can
be attributed solely to ongoing operations at a particular construction project.
D. When coverage for liability arising out of the products-completed operations hazard is provided, any
payments for damages because of bodily injury or property damage included in the products-completed
operations hazard will reduce the Products-Completed Operations Aggregate Limit shown in the
Declarations, regardless of the number of projects involved.
E. If a single construction project away from premises owned by or rented to the Insured has been abandoned
and then restarted, or if the authorized contracting parties deviate from plans, blueprints, designs,
specifications or timetables, the project will still be deemed to be the same construction project.
F. The provisions of LIMITS OF INSURANCE not otherwise modified by this endorsement shall continue to
apply as stipulated.
CNA74705XX (1-15) Policy No: 6016814799
Page 8 of 17 Endorsement No:
Insured Name:
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CNA
Contractors' General Liability Extension Endorsement
A. Paragraph Lb. is amended to delete the $250 limit shown for the cost of bail bonds and replace it with a
$5,000. limit; and
B. Paragraph 1.d. is amended to delete the limit of $250 shown for daily loss of earnings and replace it with a
$1,000. limit,
24. UNINTENTIONAL FAILURE TO DISCLOSE HAZARDS
If the Named Insured unintentionally fails to disclose all existing hazards at the inception date of the Named
Insured's Coverage Part, the Insurer will not deny coverage under this Coverage Part because of such failure.
25. WAIVER OF SUBROGATION - BLANKET
Under CONDITIONS, the condition entitled Transfer Of Rights Of Recovery Against Others To Us is amended
to add the following:
The Insurer waives any right of recovery the Insurer may have against any person or organization because of
payments the Insurer makes for injury or damage arising out of:
1. the Named Insured's ongoing operations; or
2. your work included in the products-completed operations hazard.
However, this waiver applies only when the Named Insured has agreed in writing to waive such rights of
recovery in a written contract or written agreement, and only if such contract or agreement:
1 is in effect or becomes effective during the term of this Coverage Part; and
2. was executed prior to the bodily injury, property damage or personal and advertising injury giving rise
to the claim.
26. WRAP-UP EXTENSION: OCIP, CCIP, OR CONSOLIDATED (WRAP-UP) INSURANCE PROGRAMS
Note: The following provision does not apply to any public construction project in the state of Oklahoma, nor to
any construction project in the state of Alaska, that is not permitted to be insured under a consolidated (wrap-
up) insurance program by applicable state statute or regulation.
If the endorsement EXCLUSION — CONSTRUCTION WRAP-UP is attached to this policy, or another
exclusionary endorsement pertaining to Owner Controlled Insurance Programs (0.C.I.P.) or Contractor
Controlled Insurance Programs (C,C.I.P.) is attached, then the following changes apply:
A. The following wording is added to the above-referenced endorsement:
With respect to a consolidated (wrap-up) insurance program project in which the Named Insured is or
was involved, this exclusion does not apply to those sums the Named Insured become legally obligated to
pay as damages because of:
1. Bodily injury, property damage, or personal or advertising injury that occurs during the Named
Insured's ongoing operations at the project, or during such operations of anyone acting on the Named
Insured's behalf; nor
2. Bodily injury or property damage included within the products-completed operations hazard that
arises out of those portions of the project that are not residential structures.
B. Condition 4. Other Insurance is amend to add the following subparagraph 4.b.(1)(c):
This insurance is excess over:
(c) Any of the other insurance whether primary, excess, contingent or any other basis that is insurance
available to the Named Insured as a result of the Named Insured being a participant in a consolidated
(wrap-up) insurance program, but only as respects the Named Insured's involvement in that
consolidated (wrap-up) insurance program.
CNA74705XX (1-15) Policy No: 6016814799
Page 16 of 17 Endorsement No:
Insured Name:
Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office, Inc., with its permission.

Policy# 6016814799
CNA CNA PARAMOUNT
Blanket Additional Insured - Owners, Lessees or
Contractors - with Products-Completed
Operations Coverage Endorsement
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART
It is understood and agreed as follows:
I. The WHO IS AN INSURED section is amended to add as an Insured any person or organization whom the Named
Insured is required by written contract to add as an additional insured on this coverage part, including any such
person or organization, if any, specifically set forth on the Schedule attachment to this endorsement. However, such
person or organization is an Insured only with respect to such person or organization's liability for:
A. unless paragraph B. below applies,
1. bodily injury, property damage, or personal and advertising injury caused in whole or in part by the acts
or omissions by or on behalf of the Named Insured and in the performance of such Named Insured's
ongoing operations as specified in such written contract; or
2. bodily injury or property damage caused in whole or in part by your work and included in the products-
completed operations hazard, and only if
a. the written contract requires the Named Insured to provide the additional insured such coverage; and
b. this coverage part provides such coverage.
B. bodily injury, property damage, or personal and advertising injury arising out of your work described in such
written contract, but only if:
1. this coverage part provides coverage for bodily injury or property damage included within the products
completed operations hazard; and
2. the written contract specifically requires the Named Insured to provide additional insured coverage under
the 11-85 or 10-01 edition of CG2010 or the 10-01 edition of CG2037.
II. Subject always to the terms and conditions of this policy, including the limits of insurance, the Insurer will not provide
such additional insured with:
A. coverage broader than required by the written contract; or
10020009960168147997541 B. a higher limit of insurance than required by the written contract.
III. The insurance granted by this endorsement to the additional insured does not apply to bodily injury, property
damage, or personal and advertising injury arising out of:
A. the rendering of, or the failure to render, any professional architectural, engineering, or surveying services,
including:
1. the preparing, approving, or failing to prepare or approve maps, shop drawings, opinions, reports, surveys,
field orders, change orders or drawings and specifications; and
2. supervisory, inspection, architectural or engineering activities; or
B. any premises or work for which the additional insured is specifically listed as an additional insured on another
endorsement attached to this coverage part.
IV. Notwithstanding anything to the contrary in the section entitled COMMERCIAL GENERAL LIABILITY CONDITIONS,
the Condition entitled Other Insurance, this insurance is excess of all other insurance available to the additional
insured whether on a primary, excess, contingent or any other basis. However, if this insurance is required by written
CNA75079XX (1 -15) Policy No: 6016814799
Page 1 of 2 Endorsement No: 7
Nat'l Fire Ins Co of Hartford
Insured Name: WTI, INC .
Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office, Inc.. with its permission.

CNA CNA PARAMOUNT
Blanket Additional Insured - Owners, Lessees or
Contractors - with Products-Completed
Operations Coverage Endorsement
contract to be primary and non-contributory, this insurance will be primary and non-contributory relative solely to
insurance on which the additional insured is a named insured.
V. Solely with respect to the insurance granted by this endorsement, the section entitled COMMERCIAL GENERAL
LIABILITY CONDITIONS is amended as follows:
The Condition entitled Duties In The Event of Occurrence, Offense, Claim or Suit is amended with the addition
of the following:
Any additional insured pursuant to this endorsement will as soon as practicable:
1. give the Insurer written notice of any claim, or any occurrence or offense which may result in a claim;
2. except as provided in Paragraph IV. of this endorsement, agree to make available any other insurance the
additional insured has for any loss covered under this coverage part;
3. send the Insurer copies of all legal papers received, and otherwise cooperate with the Insurer in the
investigation, defense, or settlement of the claim; and
4. tender the defense and indemnity of any claim to any other insurer or self insurer whose policy or program
applies to a loss that the Insurer covers under this coverage part. However, if the written contract requires
this insurance to be primary and non-contributory, this paragraph (4) does not apply to insurance on which
the additional insured is a named insured.
The Insurer has no duty to defend or indemnify an additional insured under this endorsement until the Insurer
receives written notice of a claim from the additional insured.
VI. Solely with respect to the insurance granted by this endorsement, the section entitled DEFINITIONS is amended to
add the following definition:
Written contract means a written contract or written agreement that requires the Named Insured to make a person
or organization an additional insured on this coverage part, provided the contract or agreement:
A. is currently in effect or becomes effective during the term of this policy; and
B. was executed prior to:
1. the bodily injury or property damage; or
2. the offense that caused the personal and advertising injury
for which the additional insured seeks coverage.
Any coverage granted by this endorsement shall apply solely to the extent permissible by law.
All other terms and conditions of the Policy remain unchanged.
This endorsement, which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect
on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and
expires concurrently with said Policy.
CNA75079XX (1-15) Policy No: 6016814799
Page 2 of 2 Endorsement No: 7
Nat'l Fire Ins Co of Hartford
Insured Name: WTI, INC .
Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office, Inc., with its permission.

CNA63359XX
Policy# 6016814804 (Ed. 04/12)
CNA
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
CONTRACTORS EXTENDED COVERAGE ENDORSEMENT
- BUSINESS AUTO PLUS -
This endorsement modifies insurance provided under the following:
BUSINESS AUTO COVERAGE FORM
I. LIABILITY COVERAGE 4. An "employee" of yours is an "insured"
A. Who Is An Insured while operating an "auto" hired or rented
under a contract or agreement in that
The following is added to Section II, "employee's" name, with your permission,
Paragraph A.1., Who Is An Insured: while performing duties related to the
conduct of your business.
1. a. Any incorporated entity of which the
Named Insured owns a majority of the "Policy," as used in this provision A. Who Is An
voting stock on the date of inception of Insured, includes those policies that were in
this Coverage Form; provided that, force on the inception date of this Coverage
Form but:
b. The insurance afforded by this
provision Al. does not apply to any 1. Which are no longer in force; or
such entity that is an "insured" under 2. Whose limits have been exhausted.
any other liability "policy" providing
"auto" coverage. B. Bail Bonds and Loss of Earnings
2. Any organization you newly acquire or form, Section 11, Paragraphs A.2. (2) and A.2. (4)
other than a limited liability company, are revised as follows:
partnership or joint venture, and over which 1. In a.(2), the limit for the cost of bail bonds is
you maintain majority ownership interest. changed from $2,000 to $5,000; and
The insurance afforded by this provision 2. In a.(4), the limit for the loss of earnings is
A.2.: changed from $250 to $500 a day.
a. Is effective on the acquisition or C. Fellow Employee
formation date, and is afforded only
until the end of the policy period of this Section II, Paragraph B.5 does not apply.
Coverage Form, or the next
anniversary of its inception date, Such coverage as is afforded by this provision
whichever is earlier. C. is excess over any other collectible
insurance.
b. Does not apply to:
II. PHYSICAL DAMAGE COVERAGE
(1) "Bodily injury" or "property damage"
caused by an "accident" that A. Glass Breakage — Hitting A Bird Or Animal —
occurred before you acquired or Falling Objects Or Missiles
formed the organization; or The following is added to Section III,
(2) Any such organization that is an Paragraph A.3.:
"insured" under any other liability With respect to any covered "auto," any
"policy" providing "auto" coverage. deductible shown in the Declarations will not
3. Any person or organization that you are apply to glass breakage if such glass is
required by a written contract to name as repaired, in a manner acceptable to us, rather
an additional insured is an "insured" but than replaced.
only with respect to their legal liability for B. Transportation Expenses
acts or omissions of a person, who qualifies
as an "insured" under Section II — Who Is Section III, Paragraph A.4.a. is revised, with
An Insured and for whom Liability Coverage respect to transportation expense incurred by
is afforded under this policy. If required by you, to provide:
written contract, this insurance will be a. $60 per day, in lieu of $20; subject to
primary and non-contributory to insurance
on which the additional insured is a Named b. $1,800 maximum, in lieu of $600.
Insured.
CNA63359XX Copyright, CNA Corporation, 2000. Page 1 of 3
(Ed. 04/12) Includes copyrighted material of the Insurance Services Office used with its permission.

CNA63359XX
CNA Policy# 6016814804 (Ed. 04/12)
C. Loss of Use Expenses Section III, Paragraphs B.4.c and B.4.d. are
Section III, Paragraph A.4.b. is revised, with deleted and replaced by the following:
respect to loss of use expenses incurred by c. Physical Damage Coverage on a covered
you, to provide: "auto" also applies to "loss" to any
a. $1,000 maximum, in lieu of $600. permanently installed electronic equipment
including its antennas and other
D. Hired "Autos" accessories.
The following is added to Section III. d. A $100 per occurrence deductible applies
Paragraph A.: to the coverage provided by this provision.
5. Hired "Autos" G. Diminution in Value
If Physical Damage coverage is provided under The following is added to Section III,
this policy, and such coverage does not extend Paragraph B.6.:
to Hired Autos, then Physical Damage Subject to the following, the "diminution in
coverage is extended to: value" exclusion does not apply to:
a. Any covered "auto" you lease, hire, rent a. Any covered "auto" of the private
or borrow without a driver; and passenger type you lease, hire, rent or
b. Any covered "auto" hired or rented by borrow, without a driver for a period of
your "employee" without a driver, under 30 days or less, while performing duties
a contract in that individual related to the conduct of your business;
"employee's" name, with your and
permission, while performing duties b. Any covered "auto" of the private
related to the conduct of your business. passenger type hired or rented by your
c. The most we will pay for any one "employee" without a driver for a period
"accident" or "loss" is the actual cash of 30 days or less, under a contract in
value, cost of repair, cost of that individual "employee's" name, with
replacement or $75,000, whichever is your permission, while performing
less, minus a $500 deductible for each duties related to the conduct of your
covered auto. No deductible applies to business.
"loss" caused by fire or lightning. c. Such coverage as is provided by this
d. The physical damage coverage as is provision is limited to a "diminution in
provided by this provision is equal to value" loss arising directly out of
the physical damage coverage(s) accidental damage and not as a result
provided on your owned "autos." of the failure to make repairs; faulty or
incomplete maintenance or repairs; or
the installation of substandard parts.
e. Such physical damage coverage for
hired "autos" will: d. The most we will pay for "loss" to a
covered "auto" in any one accident is
(1) Include loss of use, provided it is the lesser of:
the consequence of an "accident"
for which the Named Insured is (1) $5,000; or
legally liable, and as a result of (2) 20% of the "auto's" actual cash
which a monetary loss is sustained value (ACV).
by the leasing or rental concern.
(2) Such coverage as is provided by III. Drive Other Car Coverage — Executive Officers
this provision will be subject to a The following is added to Sections II and Ill:
limit of $750 per "accident." 1. Any "auto" you don't own, hire or borrow is a
E. Airbag Coverage covered "auto" for Liability Coverage while
The following is added to Section HI, being used by, and for Physical Damage
Paragraph B.3.: Coverage while in the care, custody or control
of, any of your "executive officers," except:
The accidental discharge of an airbag shall not a. An "auto" owned by that "executive officer"
be considered mechanical breakdown. or a member of that person's household; or
F. Electronic Equipment
CNA63359XX Copyright, CNA Corporation, 2000. Page 2 of 3
(Ed. 04/12) Includes copyrighted material of the Insurance Services Office used with its permission.

crNA Policy# 6016814804 CNA63359XX
(Ed. 04/12)
b. An "auto" used by that "executive officer" The following is added to Section IV,
while working in a business of selling, Paragraph A.5. Transfer Of Rights Of
servicing, repairing or parking "autos." Recovery Against Others To Us:
Such Liability and/or Physical Damage We waive any right of recovery we may have,
Coverage as is afforded by this provision. because of payments we make for injury or
(1) Equal to the greatest of those damage, against any person or organization for
coverages afforded any covered "auto"; whom or which you are required by written
and contract or agreement to obtain this waiver from
US.
(2) Excess over any other collectible This injury or damage must arise out of your
insurance. activities under a contract with that person or
2. For purposes of this provision, "executive organization.
officer" means a person holding any of the You must agree to that requirement prior to an
officer positions created by your charter, "accident" or "loss."
constitution, by-laws or any other similar
governing document, and, while a resident of C. Concealment, Misrepresentation or Fraud
the same household, includes that person's
spouse. The following is added to Section IV,
Paragraph B.2.:
Such "executive officers" are "insureds" while
using a covered "auto" described in this Your failure to disclose all hazards existing on the
provision. date of inception of this Coverage Form shall not
prejudice you with respect to the coverage afforded
IV. BUSINESS AUTO CONDITIONS provided such failure or omission is not intentional.
A. Duties In The Event Of Accident, Claim, Suit D. Other Insurance
Or Loss The following is added to Section IV,
The following is added to Section IV, Paragraph B.5.:
Paragraph A.2.a.: Regardless of the provisions of Paragraphs 5.a.
(4) Your "employees" may know of an and 5.d. above, the coverage provided by this
"accident" or "loss." This will not mean policy shall be on a primary non-contributory
that you have such knowledge, unless basis. This provision is applicable only when
such "accident" or "loss" is known to required by a written contract. That written
you or if you are not an individual, to contract must have been entered into prior to
any of your executive officers or "Accident" or "Loss."
partners or your insurance manager. E. Policy Period, Coverage Territory
The following is added to Section IV,
Paragraph A.2.b.: Section IV, Paragraph B. 7.(5).(a). is revised
to provide:
(6) Your "employees" may know of a. 45 days of coverage in lieu of 30 days.
documents received concerning a claim
or "suit." This will not mean that you V. DEFINITIONS
have such knowledge, unless receipt of
such documents is known to you or if Section V. Paragraph C. is deleted and replaced
you are not an individual, to any of your by the following:
executive officers or partners or your "Bodily injury" means bodily injury, sickness or
insurance manager. disease sustained by a person, including mental
B. Transfer Of Rights Of Recovery Against anguish, mental injury or death resulting from any of
Others To Us these.
CNA63359XX Copyright, CNA Corporation, 2000. Page 3 of 3
(Ed. 04/12) Includes copyrighted material of the Insurance Services Office used with its permission.

POLICY NUMBER: 6016814804 COMMERCIAL AUTO
CA 04 44 10 13
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
WAIVER OF TRANSFER OF RIGHTS OF RECOVERY
AGAINST OTHERS TO US (WAIVER OF SUBROGATION)
This endorsement modifies insurance provided under the following:
AUTO DEALERS COVERAGE FORM
BUSINESS AUTO COVERAGE FORM
MOTOR CARRIER COVERAGE FORM
With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by
the endorsement.
This endorsement changes the policy effective on the inception date of the policy unless another date is indicated
below.
Named Insured: WTI, Inc., Western Technologies, Inc., Enviro-Drill, Inc., National Calibration, Inc.
Endorsement Effective Date: 02/28/2017
SCHEDULE
Name(s) Of Person(s) Or Organization(s):
ANY PERSON OR ORGANIZATION FOR WHOM
OR WHICH YOU ARE REQUIRED BY WRITTEN
CONTRACT OR AGREEMENT TO OBTAIN THIS
WAIVER FROM US. YOU MUST AGREE TO THAT
REQUIREMENT PRIOR TO LOSS.
Information required to complete this Schedule, if not shown above, will be shown in the Declarations.
CV
The Transfer Of Rights Of Recovery Against Others
168148 To Us condition does not apply to the person(s) or
organization(s) shown in the Schedule, but only to the
20020000460 extent that subrogation is waived prior to the "accident"
or the "loss" under a contract with that person or
organization.
moinime
- 111111111111•11
CA 04 44 10 13 Copyright, Insurance Services Office, Inc., 2011 Page 1 of 1

WORKERS COMPENSATION AND EMPLOYERS LIABILITY INSURANCE POLICY WC 00 03 13
(Ed. 4-84)
WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS ENDORSEMENT
We have the right to recover our payments from anyone liable for an injury covered by this policy. We will not enforce
our right against the person or organization named in the Schedule. (This agreement applies only to the extent that you
perform work under a written contract that requires you to obtain this agreement from us.)
This agreement shall not operate directly or indirectly to benefit anyone not named in the Schedule.
Schedule
Any Person or Organization on whose behalf you are required to obtain
this waiver of our right to recover from under a written contract
or agreement.
This endorsement changes the policy to which it is attached and is effective on the date issued unless otherwise stated.
(The information below is required only when this endorsement is issued subsequent to preparation of the policy.)
Endorsement Effective: 07/01/2017 Policy No. 6050268151
Insured: Western Technologies, Inc.; Enviro-Drill, Inc.; National Calibration, Inc.
Insurance Company: Transportation Insurance Company Countersigned by
WC 00 03 13
(Ed. 4-84) Copyright 1983 National Council on Compensation Insurance.

It is understood and agreed that:
If the Named Insured has agreed under written contract to provide notice of cancellation to a party to whom
the Agent of Record has issued a Certificate of Insurance, and if the Insurer cancels a policy term described on
that Certificate of Insurance for any reason other than nonpayment of premium, then notice of cancellation will
be provided to such Certificate holders at least 30 days in advance of the date cancellation is effective.
If notice is mailed, then proof of mailing to the last known mailing address of the Certificate holder on file with
the Agent of Record will be sufficient to prove notice.
Any failure by the Insurer to notify such persons or organizations will not extend or invalidate such
cancellation, or impose any liability or obligation upon the Insurer or the Agent of Record.
All other terms and conditions of the policy remain unchanged.
This endorsement, which forms a part of and is for attachment to the policy issued by the designated Insurers,
takes effect on the Policy Effective date of said policy at the hour stated in said policy, unless another
effective date (the Endorsement Effective Date) is shown below, and expires concurrently with said policy.
Form No CNA75014XX (01-2015)
Endorsement Effective Date: 0212812017
Policy No: 6016814799
0 Copyright CNA All Rights Reserved.