15058-CONTRACT - RHYTHM ENGINEERING LLC.DOCX
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SERIAL 15058-RFP BELL RD ADAPTIVE SIGNAL CONTROL TECHNOLOGY (ASCT) DEPLOYMENT (Contract – Rhythm Engineering LLC.) DATE OF LAST REVISION: September 07, 2016 CONTRACT END DATE: August 31, 2021 CONTRACT PERIOD THROUGH AUGUST 31, 2021 TO: All Departments FROM: Office of Procurement Services SUBJECT: Contract for BELL RD ADAPTIVE SIGNAL CONTROL TECHNOLOGY (ASCT) DEPLOYMENT Attached to this letter is published an effective purchasing contract for products and/or services to be supplied to Maricopa County activities as awarded by Maricopa County on September 07, 2016. All purchases of products and/or services listed on the attached pages of this letter are to be obtained from the vendor holding the contract. Individuals are responsible to the vendor for purchases made outside of contracts. The contract period is indicated above. NP/at Attach Copy to: Office of Procurement Services Sami Birchard, MCDOT April Wire, MCDOT CONTRACT PURSUANT TO RFP SERIAL 15058-RFP This Contract is entered into this 7th day of September, 2016 by and between Maricopa County (“County”), a political subdivision of the State of Arizona, and Rhythm Engineering LLC, a Kansas corporation, (“Contractor”) for the purchase of adaptive signal control technology services. 1.0 CONTRACT TERM: 1.1 This Contract is for a term of five (5) years, beginning on the 7th day of September, 2016 and ending the 31st day of August, 2021. 1.2 The County may, at its option and with the agreement of the Contractor, renew the term of this Contract for additional terms up to a maximum of five (5) years, (or at the County’s sole discretion, extend the contract on a month-to-month bases for a maximum of six (6) months after expiration). The County shall notify the Contractor in writing of its intent to extend the Contract term at least sixty (60) calendar days prior to the expiration of the original contract term, or any additional term thereafter. 2.0 FEE ADJUSTMENTS: 2.1 Any request for a fee adjustment must be submitted sixty (60) days prior to the current Contract expiration. Requests for adjustment in cost of labor and/or materials must be supported by appropriate documentation. If County agrees to the adjusted fee, County shall issue written approval of the change. The reasonableness of the request shall be determined by comparing the request with the lesser of 3% or Consumer Price Index – All Urban Consumers, Series ID CUUR0400AA0, Not Seasonally Adjusted, West Urban Area, All items old base (12/77). 3.0 PAYMENTS: 3.1 As consideration for performance of the duties described herein, County shall pay Contractor the sum(s) stated in Exhibit “A.” 3.2 Payment shall be made upon the County’s receipt of a properly completed invoice. 3.3 INVOICES: 3.3.1 The Contractor/Consultant shall be paid a fee as awarded by the County for complete and satisfactory performance of work and/or materials delivered in accordance with the detailed scope of work and any technical specifications. The County does not guarantee any minimum or maximum fee during the period of this contract. 3.3.2 The County shall pay the Consultant/Contractor in full for each monthly payment request, upon approval by the County and subject to the limitations set forth in the Scope of Work under this contract. A Project Specific Consultant Payment Request form is enclosed in Exhibit E. and must include back-up documentation with each invoiced progress payment request. The backup documentation shall clearly indicate the hours worked, date and employee’s name, including subconsultants. All backup documentation shall include copies of any subconsultant or vendor invoices. The Small Business SERIAL 15058-RFP Enterprise Participation Reporting form, as shown in Exhibit E, is to be submitted with each invoice/progress payment request. Any payment request submitted to the County without this form may be rejected as an incomplete payment request, pursuant to the terms of the contract. Upon completion of all deliverables under the scope(s) of work and related technical requirements in this contract, and final acceptance by Maricopa County Department of Transportation, the Contractor/Consultant shall submit a Certificate of Performance and Payment of ALL Claims form, as shown in Exhibit E. 3.3.3 Problems regarding billing or invoicing shall be directed to the using agency as listed on the Purchase Order. 3.3.4 Payment shall be made to the Contractor by Accounts Payable through the Maricopa County Vendor Express Payment Program. This is an Electronic Funds Transfer (EFT) process. After Contract Award the Contractor shall complete the Vendor Registration Form located on the County Department of Finance Vendor Registration Web Site (http://www.maricopa.gov/Finance/Vendors.aspx). 3.3.5 Discounts offered in the contract shall be calculated based on the date a properly completed invoice is received by the County (ROI). 3.3.6 EFT payments to the routing and account numbers designated by the Contractor shall include the details on the specific invoices that the payment covers. The Contractor is required to discuss remittance delivery capabilities with their designated financial institution for access to those details. 3.4 PAYMENT RETENTION: See Exhibit A System Verification & Acceptance, Milestone Payments 3.5 APPLICABLE TAXES: 3.5.1 Payment of Taxes: The Contractor shall pay all applicable taxes. With respect to any installation labor on items that are not attached to real property performed by Contractor under the terms of this Contract, the installation labor cost and the gross receipts for materials provided shall be listed separately on the Contractor’s invoices. 3.5.2 State and Local Transaction Privilege Taxes: Maricopa County is subject to all applicable state and local transaction privilege taxes. To the extent any state and local transaction privilege taxes apply to sales made under the terms of this contract it is the responsibility of the seller to collect and remit all applicable taxes to the proper taxing jurisdiction of authority. 3.5.3 Tax Indemnification: Contractor and all subcontractors shall pay all Federal, state, and local taxes applicable to its operation and any persons employed by the Contractor. Contractor shall, and require all subcontractors to hold Maricopa County harmless from any responsibility for taxes, damages and interest, if applicable, contributions required under Federal, and/or state and local laws and regulations and any other costs including transaction privilege taxes, unemployment compensation insurance, Social Security and Worker’s Compensation. 3.6 TAX: (SERVICES) No tax shall be levied against labor. It is the responsibility of the Contractor to determine any and all taxes and include the same in proposal price. SERIAL 15058-RFP 4.0 AVAILABILITY OF FUNDS: 4.1 The provisions of this Contract relating to payment for services shall become effective when funds assigned for the purpose of compensating the Contractor as herein provided are actually available to County for disbursement. The County shall be the sole judge and authority in determining the availability of funds under this Contract. County shall keep the Contractor fully informed as to the availability of funds. 4.2 If any action is taken by any state agency, Federal department or any other agency or instrumentality to suspend, decrease, or terminate its fiscal obligations under, or in connection with, this Contract, County may amend, suspend, decrease, or terminate its obligations under, or in connection with, this Contract. In the event of termination, County shall be liable for payment only for services rendered prior to the effective date of the termination, provided that such services are performed in accordance with the provisions of this Contract. County shall give written notice of the effective date of any suspension, amendment, or termination under this Section, at least ten (10) days in advance. 5.0 DUTIES: 5.1 The Contractor shall perform all duties stated in Exhibit “B”, or as otherwise directed in writing by the Procurement Officer. 5.2 During the Contract term, County may provide Contractor’s personnel with adequate workspace for consultants and such other related facilities as may be required by Contractor to carry out its contractual obligations. 6.0 TERMS and CONDITIONS: 6.1 INDEMNIFICATION: To the fullest extent permitted by law, and to the extent that claims, damages, losses or expenses are not covered and paid by insurance purchased by the Contractor, the Contractor shall defend indemnify and hold harmless the County (as Owner), its agents, representatives, agents, officers, directors, officials, and employees from and against all claims, damages, losses, and expenses (including, but not limited to attorneys' fees, court costs, expert witness fees, and the costs and attorneys' fees for appellate proceedings) arising out of, or alleged to have resulted from the negligent acts, errors, omissions, or mistakes relating to the performance of this Contract. Contractor's duty to defend, indemnify, and hold harmless the County, its agents, representatives, agents, officers, directors, officials, and employees shall arise in connection with any claim, damage, loss, or expense that is attributable to bodily injury, sickness, disease, death or injury to, impairment of, or destruction of tangible property, including loss of use resulting there from, caused by negligent acts, errors, omissions, or mistakes in the performance of this Contract, but only to the extent caused by the negligent acts or omissions of the Contractor, a subcontractor, any one directly or indirectly employed by them, or anyone for whose acts they may be liable, except where such claim, damage, loss, or expense is caused in full or in part by the County or its agents who are not the Contractor or its subcontractors . The amount and type of insurance coverage requirements set forth herein shall in no way be construed as limiting the scope of the indemnity in this paragraph. The scope of this indemnification does not extend to the sole negligence of County. 6.2 INSURANCE. 6.2.1 Contractor, at Contractor’s own expense, shall purchase and maintain the herein stipulated minimum insurance from a company or companies duly licensed by the State of Arizona and possessing a current A.M. Best, Inc. rating of B++. In lieu of State of Arizona licensing, the stipulated insurance may be purchased from a company or SERIAL 15058-RFP companies, which are authorized to do business in the State of Arizona, provided that said insurance companies meet the approval of County. The form of any insurance policies and forms must be acceptable to County. 6.2.2 All insurance required herein shall be maintained in full force and effect until all work or service required to be performed under the terms of the Contract is satisfactorily completed and formally accepted. Failure to do so may, at the sole discretion of County, constitute a material breach of this Contract. 6.2.3 Contractor’s insurance shall be primary insurance as respects County, and any insurance or self-insurance maintained by County shall not contribute to it. 6.2.4 Any failure to comply with the claim reporting provisions of the insurance policies or any breach of an insurance policy warranty shall not affect the County’s right to coverage afforded under the insurance policies. 6.2.5 The insurance policies may provide coverage that contains deductibles or self-insured retentions. Such deductible and/or self-insured retentions shall not be applicable with respect to the coverage provided to County under such policies. Contractor shall be solely responsible for the deductible and/or self-insured retention and County, at its option, may require Contractor to secure payment of such deductibles or self-insured retentions by a surety bond or an irrevocable and unconditional letter of credit. 6.2.6 The insurance policies required by this Contract, except Workers’ Compensation and Errors and Omissions, shall name County, its agents, representatives, officers, directors, officials and employees as Additional Insureds. 6.2.7 The policies required hereunder, except Workers’ Compensation and Errors and Omissions, shall contain a waiver of transfer of rights of recovery (subrogation) against County, its agents, representatives, officers, directors, officials and employees for any claims arising out of Contractor’s work or service. 6.2.8 Commercial General Liability. Commercial General Liability insurance and, if necessary, Commercial Umbrella insurance with a limit of not less than $2,000,000 for each occurrence, $4,000,000 Products/Completed Operations Aggregate, and $4,000,000 General Aggregate Limit. The policy shall include coverage for premises liability, bodily injury, broad form property damage, personal injury, products and completed operations and blanket contractual coverage, and shall not contain any provisions which would serve to limit third party action over claims. There shall be no endorsement or modifications of the CGL limiting the scope of coverage for liability arising from explosion, collapse, or underground property damage. 6.2.9 Automobile Liability. Commercial/Business Automobile Liability insurance and, if necessary, Commercial Umbrella insurance with a combined single limit for bodily injury and property damage of not less than $1,000,000 each occurrence with respect to any of the Contractor’s owned, hired, and non-owned vehicles assigned to or used in performance of the Contractor’s work or services or use or maintenance of the Premises under this Contract. 6.2.10 Workers’ Compensation. Workers’ Compensation insurance to cover obligations imposed by federal and state statutes having jurisdiction of Contractor’s employees engaged in the performance of the work or services under this Contract; and Employer’s Liability insurance of not less than $1,000,000 for each accident, $1,000,000 disease for each employee, and $1,000,000 disease policy limit. SERIAL 15058-RFP Contractor, its contractors and its subcontractors waive all rights against Contract and its agents, officers, directors and employees for recovery of damages to the extent these damages are covered by the Workers’ Compensation and Employer’s Liability or commercial umbrella liability insurance obtained by Contractor, its contractors and its subcontractors pursuant to this Contract. 6.2.11 Errors and Omissions (Professional Liability) Insurance. Errors and Omissions (Professional Liability) insurance and, if necessary, Commercial Umbrella insurance, which shall insure and provide coverage for errors or omissions or professional liability of the CONTRACTOR, with limits of no less than $2,000,000 for each claim. 6.2.12 Professional Liability. Contractor shall maintain Professional Liability insurance which shall provide coverage for any and all acts arising out of the work or services performed by the Contractor under the terms of this Contract, with a limit of not less than $1,000,000 for each claim, and $3,000,000 aggregate claims. 6.2.13 Cyber – Policy Limit: 6.2.13.1 The policy shall be issued with minimum limits of $100,000. 6.2.13.2 The policy shall include coverage for all directors, officers, agents and employees of the Contractor. 6.2.13.3 The policy shall include coverage for third party fidelity. 6.2.13.4 The policy shall include coverage for theft. 6.2.13.5 The policy shall contain no requirement for arrest and conviction. 6.2.13.6 The policy shall cover loss outside the premises of the Named Insured. 6.2.13.7 The policy shall endorse (Blanket Endorsements are not acceptable) the Department as Loss Payee as our interest may appear. 6.2.14 Certificates of Insurance. 6.2.14.1 Prior to Contract AWARD, Contractor shall furnish the County with valid and complete certificates of insurance, or formal endorsements as required by the Contract in the form provided by the County, issued by Contractor’s insurer(s), as evidence that policies providing the required coverage, conditions and limits required by this Contract are in full force and effect. Such certificates shall identify this contract number and title. 6.2.14.2 In the event any insurance policy (ies) required by this contract is (are) written on a “claims made” basis, coverage shall extend for two years past completion and acceptance of Contractor’s work or services and as evidenced by annual Certificates of Insurance. 6.2.14.3 If a policy does expire during the life of the Contract, a renewal certificate must be sent to County fifteen (15) days prior to the expiration date. 6.2.15 Cancellation and Expiration Notice. Contractor will endeavor to provide thirty (30) days prior written notice to the County in the event that any required insurance shall expire, be canceled, or materially changed. SERIAL 15058-RFP 6.3 WARRANTY OF SERVICES: 6.3.1 The Contractor warrants that all services provided hereunder shall conform to the requirements of the Contract, including all descriptions, specifications and attachments made a part of this Contract. County’s acceptance of services or goods provided by the Contractor shall not relieve the Contractor from its obligations under this warranty. 6.3.2 In addition to its other remedies, County may, at the Contractor's expense, require prompt correction of any services failing to meet the Contractor's warranty herein. Services corrected by the Contractor shall be subject to all the provisions of this Contract in the manner and to the same extent as services originally furnished hereunder. 6.4 INSPECTION OF SERVICES: 6.4.1 The Contractor shall provide and maintain an inspection system acceptable to County covering the services under this Contract. Complete records of all inspection work performed by the Contractor shall be maintained and made available to County during contract performance and for as long afterwards as the Contract requires. 6.4.2 County has the right to inspect and test all services called for by the Contract, to the extent practicable at all times and places during the term of the Contract. County shall perform inspections and tests in a manner that shall not unduly delay the work. 6.4.3 If any of the services do not conform to Contract requirements, County may require the Contractor to perform the services again in conformity with Contract requirements, at no cost to the County. When the defects in services cannot be corrected by re-performance, County may: 6.4.3.1 Require the Contractor to take necessary action to ensure that future performance conforms to Contract requirements; and 6.4.3.2 Reduce the Contract price to reflect the reduced value of the services performed. 6.4.4 If the Contractor fails to promptly perform the services again or to take the necessary action to ensure future performance in conformity with Contract requirements, County may: 6.4.4.1 By Contract or otherwise, perform the services and charge to the Contractor, through direct billing or through payment reduction, any cost incurred by County that is directly related to the performance of such service; or 6.4.4.2 Terminate the Contract for default. 6.5 REQUIREMENTS CONTRACT: 6.5.1 Contractors signify their understanding and agreement by signing a bid submittal, that the Contract resulting from the bid is a requirements contract. However, the Contract does not guarantee any minimum or maximum number of purchases shall be made. It only indicates that if purchases are made for the materials or services contained in the Contract, they shall be purchased from the Contractor awarded that item if the Contractor can meet all the delivery requirements of the County. Orders shall only be placed when the County identifies a need and proper authorization and documentation have been approved. 6.5.2 County reserves the right to cancel Purchase Orders within a reasonable period of time after issuance. Should a Purchase Order be canceled, the County agrees to reimburse the Contractor for actual and documentable costs incurred by the Contractor in response to the Purchase Order. The County shall not reimburse the Contractor for any costs incurred after receipt of County notice of cancellation, or for lost profits, shipment of product prior to issuance of Purchase Order, etc. SERIAL 15058-RFP 6.5.3 Contractors agree to accept verbal notification of cancellation of Purchase Orders from the County Procurement Officer with written notification to follow. By submitting a bid in response to this Invitation for Bids, the Contractor specifically acknowledges to be bound by this cancellation policy. 6.6 SUSPENSION OF WORK The Procurement Officer may order the Contractor, in writing, to suspend, delay, or interrupt all or any part of the work of this contract for the period of time that the Procurement Officer determines appropriate for the convenience of the County. No adjustment shall be made under this clause for any suspension, delay, or interruption to the extent that performance would have been so suspended, delayed, or interrupted by any other cause, including the fault or negligence of the Contractor. No request for adjustment under this clause shall be granted unless the claim, in an amount stated, is asserted in writing as soon as practicable after the termination of the suspension, delay, or interruption, but not later than the date of final payment under the contract. 6.7 STOP WORK ORDER The Procurement Officer may, at any time, by written order to the Contractor, require the Contractor to stop all, or any part, of the work called for by this contract for a period of 90 days after the order is delivered to the Contractor, and for any further period to which the parties may agree. The order shall be specifically identified as a stop work order issued under this clause. Upon receipt of the order, the Contractor shall immediately comply with its terms and take all reasonable steps to minimize the incurrence of costs allocable to the work covered by the order during the period of work stoppage. Within a period of 90 days after a stop-work is delivered to the Contractor, or within any extension of that period to which the parties shall have agreed, the Procurement Officer shall either— 6.7.1 Cancel the stop-work order; or 6.7.2 Terminate the work covered by the order as provided in the Default, or the Termination for Convenience of the County, clause of this contract. 6.7.3 The Procurement Officer may make an equitable adjustment in the delivery schedule and/or contract price, or otherwise, and the contract shall be modified, in writing, accordingly, if the Contractor demonstrates that the stop work order resulted in an increase in costs to the Contractor. 6.8 UNCONDITIONAL TERMINATION FOR CONVENIENCE: Maricopa County may terminate the resultant Contract for convenience by providing sixty (60) calendar days advance notice to the Contractor. 6.9 TERMINATION FOR DEFAULT: The County may, by written notice of default to the Contractor, terminate this contract in whole or in part if the Contractor fails to: 6.9.1 Deliver the supplies or to perform the services within the time specified in this contract or any extension; 6.9.2 Make progress, so as to endanger performance of this contract; or 6.9.3 Perform any of the other provisions of this contract. 6.9.4 The County’s right to terminate this contract under these subparagraph may be exercised if the Contractor does not cure such failure within 10 days (or more if authorized in SERIAL 15058-RFP writing by the County) after receipt of the notice from the Procurement Officer specifying the failure. 6.10 STATUTORY RIGHT OF CANCELLATION FOR CONFLICT OF INTEREST: Notice is given that pursuant to A.R.S. § 38-511 the County may cancel any Contract without penalty or further obligation within three years after execution of the contract, if any person significantly involved in initiating, negotiating, securing, drafting or creating the contract on behalf of the County is at any time while the Contract or any extension of the Contract is in effect, an employee or agent of any other party to the Contract in any capacity or consultant to any other party of the Contract with respect to the subject matter of the Contract. Additionally, pursuant to A.R.S § 38-511 the County may recoup any fee or commission paid or due to any person significantly involved in initiating, negotiating, securing, drafting or creating the contract on behalf of the County from any other party to the contract arising as the result of the Contract. 6.11 CONTRACTOR LICENSE REQUIREMENT: 6.11.1 The Contractor shall procure all permits, insurance, licenses and pay the charges and fees necessary and incidental to the lawful conduct of his/her business, and as necessary complete any required certification requirements, required by any and all governmental or non-governmental entities as mandated to maintain compliance with and in good standing for all permits and/or licenses. The Contractor shall keep fully informed of existing and future trade or industry requirements, Federal, State and Local laws, ordinances, and regulations which in any manner affect the fulfillment of a Contract and shall comply with the same. Contractor shall immediately notify both Office of Procurement Services and the using agency of any and all changes concerning permits, insurance or licenses. 6.11.2 Contractors furnishing finished products, materials or articles of merchandise that shall require installation or attachment as part of the Contract, shall possess any licenses required. A Respondent is not relieved of its obligation to posses the required licenses by subcontracting of the labor portion of the Contract. Contractors are advised to contact the Arizona Registrar of Contractors, Chief of Licensing, at (602) 542-1525 to ascertain licensing requirements for a particular contract. Respondents shall identify which license(s), if any, the Registrar of Contractors requires for performance of the Contract. 6.12 SUBCONTRACTING: 6.12.1 The Contractor may not assign to another Contractor or Subcontract to another party for performance of the terms and conditions hereof without the written consent of the County. All correspondence authorizing subcontracting must reference the Bid Serial Number and identify the job project. 6.12.2 The Subcontractor’s rate for the job shall not exceed that of the Prime Contractor’s rate, as bid in the pricing section, unless the Prime Contractor is willing to absorb any higher rates or the County has approved the increase. The Subcontractor’s invoice shall be invoiced directly to the Prime Contractor, who in turn shall pass-through the costs to the County, without mark-up. A copy of the Subcontractor’s invoice must accompany the Prime Contractor’s invoice. 6.13 AMENDMENTS: All amendments to this Contract shall be in writing and approved/signed by both parties. Maricopa County Office of Procurement Services shall be responsible for approving all amendments for Maricopa County. 6.14 ADDITIONS/DELETIONS OF SERVICE: 6.14.1 The County reserves the right to add and/or delete materials and services to a Contract. If a service requirement is deleted, payment to the Contractor shall be reduced SERIAL 15058-RFP proportionately, to the amount of service reduced in accordance with the bid price. If additional materials or services are required from a Contract, prices for such additions shall be negotiated between the Contractor and the County. 6.14.2 The County reserves the right of final approval on proposed staff for all Task Orders. Also, upon request by the County, the Contractor shall be required to remove any employees working on County projects and substitute personnel based on the discretion of the County within two business days, unless previously approved by the County. 6.15 VALIDITY: The invalidity, in whole or in part, of any provision of this Contract shall not void or affect the validity of any other provision of the Contract. 6.16 SEVERABILITY: The invalidity, in whole or in part, of any provision of this Contract shall not void or affect the validity of any other provision of this Contract. 6.17 RIGHTS IN DATA: The County shall have the use of data and reports resulting from a Contract without additional cost or other restriction except as may be established by law or applicable regulation. Each party shall supply to the other party, upon request, any available information that is relevant to a Contract and to the performance thereunder. 6.18 NON-DISCRIMINATION: CONTRACTOR agrees to comply with all provisions and requirements of Arizona Executive Order 2009-09 including flow down of all provisions and requirements to any subcontractors. Executive Order 2009-09 supersedes Executive order 99-4 and amends Executive order 75-5 and may be viewed and downloaded at the Governor of the State of Arizona’s website http://azmemory.azlibrary.gov/cdm/singleitem/collection/execorders/id/680/rec/1 which is hereby incorporated into this contract as if set forth in full herein. During the performance of this contract, CONTRACTOR shall not discriminate against any employee, client or any other individual in any way because of that person’s age, race, creed, color, religion, sex, disability or national origin. 6.19 CERTIFICATION REGARDING DEBARMENT AND SUSPENSION 6.19.1 The undersigned (authorized official signing for the Contractor) certifies to the best of his or her knowledge and belief, that the Contractor 6.19.1.1 is not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any Federal Department or agency; 6.19.1.2 have not within 3-year period preceding this Contract been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State or local) transaction or contract under a public transaction; violation of Federal or State antitrust statues or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; 6.19.1.3 are not presently indicted or otherwise criminally or civilly charged by a government entity (Federal, State or local) with commission of any of the offenses enumerated in paragraph (2) of this certification; and SERIAL 15058-RFP 6.19.1.4 have not within a 3-year period preceding this Contract had one or more public transaction (Federal, State or local) terminated for cause of default. 6.19.1.5 The Contractor agrees to include, without modification, this clause in all lower tier covered transactions (i.e. transactions with subcontractors) and in all solicitations for lower tier covered transactions related to this Contract. 6.20 VERIFICATION REGARDING COMPLIANCE WITH ARIZONA REVISED STATUTES §41- 4401 AND FEDERAL IMMIGRATION LAWS AND REGULATIONS: 6.20.1 By entering into the Contract, the Contractor warrants compliance with the Immigration and Nationality Act (INA using e-verify) and all other federal immigration laws and regulations related to the immigration status of its employees and A.R.S. §23-214(A). The contractor shall obtain statements from its subcontractors certifying compliance and shall furnish the statements to the Procurement Officer upon request. These warranties shall remain in effect through the term of the Contract. The Contractor and its subcontractors shall also maintain Employment Eligibility Verification forms (I-9) as required by the Immigration Reform and Control Act of 1986, as amended from time to time, for all employees performing work under the Contract and verify employee compliance using the E-verify system and shall keep a record of the verification for the duration of the employee’s employment or at least three years, whichever is longer. I-9 forms are available for download at USCIS.GOV. 6.20.2 The County retains the legal right to inspect contractor and subcontractor employee documents performing work under this Contract to verify compliance with paragraph 6.20 of this Section. Contractor and subcontractor shall be given reasonable notice of the County’s intent to inspect and shall make the documents available at the time and date specified. Should the County suspect or find that the Contractor or any of its subcontractors are not in compliance, the County shall consider this a material breach of the contract and may pursue any and all remedies allowed by law, including, but not limited to: suspension of work, termination of the Contract for default, and suspension and/or debarment of the Contractor. All costs necessary to verify compliance are the responsibility of the Contractor. 6.21 INFLUENCE As prescribed in MC1-1202 of the Maricopa County Procurement Code, any effort to influence an employee or agent to breach the Maricopa County Ethical Code of Conduct or any ethical conduct may be grounds for Disbarment or Suspension under MC1-902. An attempt to influence includes, but is not limited to: 6.21.1 A Person offering or providing a gratuity, gift, tip, present, donation, money, entertainment or educational passes or tickets, or any type valuable contribution or subsidy, 6.21.2 That is offered or given with the intent to influence a decision, obtain a contract, garner favorable treatment, or gain favorable consideration of any kind. If a Person attempts to influence any employee or agent of Maricopa County, the Chief Procurement Officer, or his designee, reserves the right to seek any remedy provided by the Maricopa County Procurement Code, any remedy in equity or in the law, or any remedy provided by this contract. 6.22 CONTRACTOR EMPLOYEE WHISTLEBLOWER RIGHTS AND REQUIREMENT TO INFORM EMPLOYEES OF WHISTLERBLOWER RIGHTS. 6.22.1 The Parties agree that this Contract and employees working on this Contract shall be subject to the whistleblower rights and remedies in the pilot program on contractor employee whistleblower protections established at 41 U.S.C. § 4712 by section 828 of the SERIAL 15058-RFP National Defense Authorization Act for Fiscal Year 2013 (Pub. L. 112–239) and section 3.908 of the Federal Acquisition Regulation; 6.22.2 Contractor shall inform its employees in writing, in the predominant language of the workforce, of employee whistleblower rights and protections under 41 U.S.C. § 4712, as described in section 3.908 of the Federal Acquisition Regulation. Documentation of such employee notification must be kept on file by Contractor and copies provided to County upon request. 6.22.3 Contractor shall insert the substance of this clause, including this paragraph (c), in all subcontracts over the simplified acquisition threshold ($150,000 as of September 2013). 6.23 FEDERAL CLAUSES 6.23.1 Title VI The Maricopa County Department of Transportation, in accordance with the provisions of Title VI of the Civil Rights Act of 1964 (78 Stat. 252.42 U.S.C. §§ 2000d-4) and the Regulations, hereby notifies all bidders that it shall affirmatively ensure that any contract entered into pursuant to this advertisement, disadvantaged business enterprises shall be afforded full and fair opportunity to submit bids in response to this invitation and shall not be discriminated against on the grounds of race, color, or national origin in consideration for an award. Additional Title VI Assurance language can be found in Exhibit E, Special Federal Terms, Conditions and Documents. This Exhibit contains a commitment by the Maricopa County Department of Transportation, as the recipient of the federal funding associated with this Contract and related project. This commitment pertains to complying with all referenced Acts and Regulations. Similar assurances are required of contractors and consultants and must also be included in any subcontracts. Maricopa County Department of Transportation’s Title VI Plan details can be found at: http://www.mcdot.maricopa.gov/technical/TitleVI/home.htm. 6.23.2 Buy America As applicable, the Contractor shall comply with CFR 23, § 635.410 Buy America requirements and provide proof of compliance with delivery of the pertinent materials. 6.23.3 Small Business Enterprises It is the County’s policy to facilitate and encourage participation by Small Business Enterprise concerns (SBE) in County contracts. The County encourages the Contractor/Consultant to take reasonable steps to eliminate obstacles to SBE participation and to utilize SBEs in performing contracts. The Contractor/Consultant shall comply with 49 CFR 26.7, and further defined pursuant to Section 3 of the Small Business Act and Small Business Administration regulations implementing it (13 CFR Part 21) where possible. For more details on the SBE program and process requirements, reference the ADOT Business Engagement and Compliance (BECO) guidelines for SBEs, which are registered in the Arizona Unified Transportation Registration and Certification System (AZ UTRACS). The Contractor/Consultant shall complete the SBE Participation Reporting Form included in Exhibit E and submit with each invoice/payment request. SERIAL 15058-RFP 6.23.4 Prompt Pay Legislation In accordance with A.R.S. § 28-411 (Prompt Payment to Consultants and Subconsultants), the County must issue payments to Prime Consultants within a certain number of calendar days after receipt of an Payment Request/Invoice. The law also requires the Consultants to pay their Subconsultants within a specific number of calendar days after issuance of payment by the County, unless exceptions exist within the agreed- upon Consultant/Subconsultant agreement. Upon any resolution of unapproved invoices/Payment Requests, Prime Consultants shall not withhold Subconsultants’ payments if the County has paid for the full value of services rendered. Failure by the Prime Consultant to invoice the County in accordance with the terms of the contract and/or pay Subconsultants in accordance with A.R.S. § 28- 411 shall be constituted as a material breach of contract, subjecting the Prime Consultant to disqualification under this contract. The County reserves the right to request the Prime Consultant provide proof of payment to Subconsultants at any time. 6.23.5 Disadvantaged Business Enterprises (DBE) The Arizona Department of Transportation (hereinafter the Department or ADOT) has established a DBE program in accordance with the regulations of the U.S. Department of Transportation (USDOT), 49 CFR Part 26. This contract has no established contract goals for DBE participation. Consultants/Contractors are still encouraged to employ reasonable means to obtain DBE participation. Consultants/Contractors must retain records in accordance with the DBE specifications included in Exhibit E. Consultants/Contractors are hereby notified that this recordkeeping is important to the ADOT, so that it can track DBE participation where only race neutral efforts are employed. 6.23.6 Federal Aid Contracts FHWA-1273 form is included in Exhibit E due to FHWA construction funding (USDOT) being utilized for this contract and related project activities and/or procurement. As applicable, all clauses in this form are to be complied with under this contract, and this form shall be inserted in any Contractor/Consultant’s subcontracts. 6.24 ACCESS TO AND RETENTION OF RECORDS FOR THE PURPOSE OF AUDIT AND/OR OTHER REVIEW: 6.24.1 In accordance with section MCI 371 of the Maricopa County Procurement Code the Contractor agrees to retain all books, records, accounts, statements, reports, files, and other records and back-up documentation relevant to this Contract for six (6) years after final payment or until after the resolution of any audit questions which could be more than six (6) years, whichever is latest. The County, Federal or State auditors and any other persons duly authorized by the Department shall have full access to, and the right to examine, copy and make use of, any and all said materials. 6.24.2 If the Contractor’s books, records , accounts, statements, reports, files, and other records and back-up documentation relevant to this Contract are not sufficient to support and document that requested services were provided, the Contractor shall reimburse Maricopa County for the services not so adequately supported and documented. 6.24.3 If at any time it is determined by the County that a cost for which payment has been made is a disallowed cost, the County shall notify the Contractor in writing of the disallowance. The course of action to address the disallowance shall be at sole discretion of the County, and may include either an adjustment to future invoices, request for credit, request for a check or deduction from current billings Submitted by the Contractor by the amount of SERIAL 15058-RFP the disallowance, or to require reimbursement forthwith of the disallowed amount by the Contractor by issuing a check payable to Maricopa County. 6.25 AUDIT DISALLOWANCES: If at any time, County determines that a cost for which payment has been made is a disallowed cost, such as overpayment, County shall notify the Contractor in writing of the disallowance. County shall also state the means of correction, which may be but shall not be limited to adjustment of any future claim submitted by the Contractor by the amount of the disallowance, or to require repayment of the disallowed amount by the Contractor. 6.26 OFFSET FOR DAMAGES; In addition to all other remedies at Law or Equity, the County may offset from any money due to the Contractor any amounts Contractor owes to the County for damages resulting from breach or deficiencies in performance of the contract. 6.27 PUBLIC RECORDS: Under Arizona law, all Offers submitted and opened are public records and must be retained by the Records Manager at the Office of Procurement Services. Offers shall be open to public inspection and copying after Contract award and execution, except for such Offers or sections thereof determined to contain proprietary or confidential information. by the Office of Procurement Services. If an Offeror believes that information in its Offer or any resulting Contract should not be released in response to a public record request under Arizona law, the Offeror shall indicate the specific information deemed confidential or proprietary and submit a statement with its offer detailing the reasons that the information should not be disclosed. Such reasons shall include the specific harm or prejudice which may arise from disclosure. The Records Manager of the Office of Procurement Services shall determine whether the identified information is confidential pursuant to the Maricopa County Procurement Code. 6.28 PRICES: Contractor warrants that prices extended to County under this Contract are no higher than those paid by any other customer for these or similar services. 6.29 INTEGRATION: This Contract represents the entire and integrated agreement between the parties and supersedes all prior negotiations, proposals, communications, understandings, representations, or agreements, whether oral or written, express or implied. 6.30 RELATIONSHIPS: In the performance of the services described herein, the Contractor shall act solely as an independent contractor, and nothing herein or implied herein shall at any time be construed as to create the relationship of employer and employee, co-employee, partnership, principal and agent, or joint venture between the County and the Contractor. SERIAL 15058-RFP 6.31 GOVERNING LAW: This Contract shall be governed by the laws of the state of Arizona. Venue for any actions or lawsuits involving this Contract shall be in Maricopa County Superior Court or in the United States District Court for the District of Arizona, sitting in Phoenix, Arizona 6.32 ORDER OF PRECEDENCE: In the event of a conflict in the provisions of this Contract and Contractor’s license agreement, if applicable, the terms of this Contract shall prevail. 6.33 INCORPORATION OF DOCUMENTS: The following are to be attached to and made part of this Contract: 6.33.1 Exhibit A, Pricing; 6.33.2 Exhibit B, Scope of Work; 6.33.3 Exhibit C, ”Click Through” Software Agreement; 6.33.4 Exhibit D, Office of Procurement Services Contractor Travel and Per Diem Policy; 6.33.5 Exhibit E, Special Federal Terms, Conditions and Documents NOTICES: All notices given pursuant to the terms of this Contract shall be addressed to: For County: Maricopa County Office of Procurement Services ATTN: Contract Administration 320 West Lincoln Street Phoenix, Arizona 85003-2494 For Contractor: Rhythm Engineering ATTN: Accounting 11228 Thompson Avenue Lenexa, KS. 66219 SERIAL 15058-RFP MARICOPA COUNTY CHAIRMAN, BOARD OF SUPERVISORS DATE ATTESTED: CLERK OF THE BOARD DATE APPROVED AS TO FORM: DEPUTY COUNTY ATTORNEY DATE SERIAL 15058-RFP EXHIBIT A PRICING SERIAL 15058-RFP NIGP CODE: 918-42 RESPONDENT'S NAME: Rhythm Engineering COUNTY VENDOR NUMBER : ADDRESS: 11228 Thompson Avenue Lenexa, KS 66219 P.O. ADDRESS: N/A TELEPHONE NUMBER: 913.227.0603 FACSIMILE NUMBER: 913.227.0674 WEB SITE: www.rhythmtraffic.com CONTACT (REPRESENTATIVE): Steve Laner REPRESENTATIVE'S E-MAIL ADDRESS: Steve.laner@rhythmtraffic.com YES NO REBATE WILL ALLOW OTHER GOVERNMENTAL ENTITIES TO PURCHASE FROM THIS CONTRACT [ ] [X] WILL ACCEPT PROCUREMENT CARD FOR PAYMENT: [ ] [X] WILL OFFER REBATE (CASH OR CREDIT) FOR UTILIZING PROCUREMENT CARD: [ ] [X] % (Payment shall be made within 48 hours of utilizing the Purchasing Card) [X] NET 30 DAYS EARLY TERMINATION OF MAINTENANCE MCDOT shall have the option to discontinue maintenance and support on a yearly basis and receive a rebate of funds paid up front for the four-year subscription for unused years of maintenance, per the sliding scale shown below. Partial years of maintenance will not be refunded. The following schedule of rebates applies: Termination of M&S after year 1: $29,250 refund Termination of M&S after year 2: $29,250 refund Termination of M&S after year 3: $19,500 refund Termination of M&S after year 4: $ 9,750 refund Exhibit A Detail Project: AZ, Phoenix - Bell Rd ASCT - Area#2 Description Units Unit Cost Total Cost In|Sync software with optimized hardware/detection to 13 $25,000 $325,000 manage single intersection In|Sync standard two-year warranty 13 Included $0.00 In|Sync warranty – year 3 13 $750 $9,750 In|Sync warranty – year 4 13 $750 $9,750 SERIAL 15058-RFP In|Sync warranty – year 5 13 $750 $9,750 Pedestrian Module (any ped actuation buttons) 13 $5,000.00 $65,000.00 Additional In|Sync Processors 0 $4,500.00 $0.00 Additional In|Sync Cameras 0 $1,750.00 $0.00 10” LCD monitor, integrated USB mouse/keyboard 13 $700.00 $9,100.00 Ethernet repeaters (req’d for cable runs > 320 ft) 13 $500.00 $6,500.00 Project Management Included $13,850.00 Installation Training (onsite) Included $0.00 Configuration of In|Sync Included $0.00 Shipping and Handling per intersection (from Lenexa, 13 $150.00 $1,950.00 KS) Standard camera mounting hardware 52 $225.00 $11,700.00 TOTAL EQUIPMENT COST $462,350.00 Area #2 Unit Total Item Description Quantity Unit Price Price Mobilization, General Conditions per Move In/Move Out 1 EACH $5,600 $5,600 4 Man Crew Lodging & Per Diem 17 DAY $600 $10,200 Traffic Control / Lane Closures 34 EACH $1,500 $51,000 Install Detection Camera (Install Only) w/Video & Power Cabling (F & I) 52 EACH $1,700 $88,400 Install ASCT Device In Controller Cabinet (Install Only) 13 EACH $1,000 $13,000 TOTAL INSTALLATION COST $168,200 The In|Sync algorithm works with the included video detection, as well as Rhythm-provided and certified thermal detection. Rhythm’s product development arm continues to research and integrate additional detection types; however, at the time of this contract, Rhythm’s recommended video or thermal detection are the only two options fully compatible with the In|Sync system. In\Sync is unique in that it measures live queues and REQUIRES either Rhythm-integrated video or thermal detection. In\Sync Fusion integrates an agency’s other detectors with our video detection, but cannot operate only on agency’s detection Agency must use Vendor-provided ASCT hardware and software (including integrated detection) as specified and priced. System Verification & Acceptance This section identifies required, but not limited to, verification activities that will lead to project Final Acceptance. System verification testing shall be conducted by the contracted system provider to verify that the ASCT complies with the functional requirements as listed in the Technical Requirements shown in Attachment C of "Serial 15058 - RFP Request for Proposal for Bell Road Adaptive Signal Control Technology (ASCT) Deployment". The contracted system provider shall provide any and all necessary on-site and off-site support, labor and equipment as appropriate during the system implementation, integration and verification testing. A proposed System Verification Plan shall be provided by the contracted system provider within 15 working days after Notice to Proceed. The Proposed Verification Plan shall be submitted to and reviewed by MCDOT. Any deficiencies in the proposed plan will be identified by MCDOT. All deficiencies identified shall be addressed by he contracted system provider. SERIAL 15058-RFP All system requirements listed in the Technical Requirements & Responses table identified by the contracted system provider as “Provided”, and accounting for stated and MCDOT accepted concessions regarding to what extent they are met, shall be verified using one of the following verification methods: Demonstration is used for a requirement that the system can demonstrate without external test equipment. Test is used for a requirement that requires some external piece of test equipment. Analyze is used for a requirement that is met indirectly through a logical conclusion or mathematical analysis of a result. For example, algorithms for congestion: the contracted system provider may need to show that the requirement is met through the analysis of count and occupancy calculations in software or firmware. Inspection is used for verification through a visual comparison. The proposed System Verification Plan submitted by the contracted system provider shall identify the specific verification method, location, stage at which the project verification is anticipated to occur, and verification procedure for each system requirement shown in the system Technical Requirements & Responses table. Additional details may be provided to or requested by MCDOT, in addition to identifying the verification method, as necessary to clarify the proposed verification procedure. The proposed System Verification Plan shall contain as a minimum, but not limited to, a schedule showing all activities, testing procedures relative to other project schedule components, equipment needed, personnel and roles. The proposed System Verification Plan shall include examples of forms to be used during testing for documentation purposes, acceptance criteria, duration(s) of each test, compliance criteria, retesting timeframes and shall provide a place on the form to record results. The proposed System Verification Plan responses to each system requirement will be subject to approval by MCDOT. Each system requirement, accounting for stated and MCDOT accepted concessions regarding to what extent they are met, shall be associated with a verification procedure. The contracted system provider shall identify how the veracity of the items listed in System Requirements Reference Number 6.0-5 can be verified by the agency. The contracted system provider shall detail the method/source of data acquisition and calculation algorithm(s) (methodology) to the agency resulting in validating the veracity of providing accurate data back to the ASCT and producing accurate performance measures listed in the System Requirements Reference Number 6.0-5. All deliverables included as part of the System Verification shall be listed as part of the proposed System Verification Plan submittal to MCDOT. MCDOT may request the proposed forms be revised. All forms shall be approved by MCDOT before use. MCDOT will respond to a submitted proposed System Verification Plan within 20 working days, noting any specific requirement procedures that may require clarification, further detail or revision. The contracted system provider shall revise the Proposed Verification Plan as directed, until acceptance of the System Verification Plan is granted by MCDOT. All requirements listed in the Technical Requirements & Responses table shall be met. Requirements found to be deficient to any level other than full compliance shall be deemed not accepted and final acceptance shall not be granted until all items are resolved. No additional compensation will be given to bring the system into compliance if found to be non-compliant during the System Verification procedures for requirements noted as compliant by the contracted system provider in the Technical Requirements & Responses table as part of this agreement. . MCDOT shall identify a Verification Monitor, responsible for observing and documenting the results of each verification procedure. Any verification failure or lack of performance to meet the stated system requirements shall be recorded by the Verification Monitor and the contracted system provider shall prepare a report stating why a system requirement was not met. The report shall include a proposed solution to resolve the deficiency and shall be submitted to MCDOT within 10 working days after the SERIAL 15058-RFP failure is discovered. If the proposed solution includes a software revision or hardware replacement, upgrade, or repair, such mitigation shall be executed and retested. No additional payment shall be made for such solution. If there is a system requirement that the contracted system provider is not able to meet, the contracted system provider shall document in a report, and develop a proposed plan to provide similar performance or operation to meet the requirement. The proposed revised approach to meet the system requirement shall be subject to review and approval by MCDOT, and new testing of the revised requirement shall be initiated within 10 working days of any approved approach. Upon completion of all required verification testing, the contracted system provider shall prepare a final System Verification Report which will document: Verification procedures Verification Results Necessary mitigations/revisions Retesting procedures and results Final disposition of each system requirement listed in the Technical Requirements & Responses table Failures and detailed resolution to each of the failures The Final System Verification Report shall be submitted to MCDOT for review. Any comments resulting from the review shall be transmitted to the contracted system provider. The report shall be revised as directed, and resubmitted to MCDOT. An Approved Final Verification Report is necessary for final project acceptance. Milestone Payments The parties acknowledge that payment for the Milestones hereunder be payable only upon the County’s acceptance of such Milestone, acceptance of which shall not be unreasonably withheld, delayed or conditioned. The Schedule of Milestones, as defined below, is inclusive of the terms and conditions within the Master Agreement. Milestone 1 - Product Delivery System provider will ship all necessary and agreed upon equipment within 30 days of expected installation date. An invoice for 75% of equipment costs will issued upon Shipment with terms of Net 30. Milestone Value - 75% of Total Equipment Cost $ 346,762.50 Milestone 2 - Intersection Detection Identification The system provider shall work cooperatively with MCDOT and MCDOT’s design consultant to identify specific detection to be provided on each approach, for each movement, resulting from the ASCT system configuration mutually agreed to by MCDOT and the system provider for this project. Such detection will be provided by MCDOT under separate contract, unless specifically made a part of the system provider's contract herein. System provider shall specify, detection distances, zone(s), output configuration (channels) and method of verification of suitable detection implementation resulting in the optimum conditions for the system provider's ASCT system to operate successfully. MCDOT shall review and approve system provider’s recommendations for detection implementation. Final plans shall be the responsibility of MCDOT. System provider shall note that 15 specific locations are available for intrusive detection (loops). All others shall use non-intrusive detection methods that do not result in any ground disturbance. Vendor shall also supply specifications for detection technologies and systems that are compatible with their system resulting in maximum system effectiveness. Vendor shall identify any detection technologies or systems that are incompatible with or unsuitable for use with their proposed system. Milestone Value - 25% of Installation Cost $ 42,050.00 Milestone 3 - System Installation and Training The system provider shall deliver, install, configure and set up all hardware and software associated with the ASCT system, and conduct agency staff training per the terms and conditions of this agreement. System provider shall acknowledge that the field detection elements, installed by separate contract, unless SERIAL 15058-RFP specifically made a part of the system provider's contract herein, shall be in-place and functional prior to full ASCT implementation and agency staff training. Milestone Value - 25% of Installation Cost $ 42,050.00 Milestone 4 - Final Acceptance The system provider shall attain Final Acceptance from MCDOT based on successfully passing the testing requirements of the MCDOT approved Verification Plan, which test functionality and compliance to the System Technical Requirements agreed to by the system provider under the terms and conditions of this agreement. Milestone Value -Remainder of Project Cost (25% of Equipment cost + 50% of Installation Cost) $ 199,687.50 SERIAL 15058-RFP Exhibit B Scope of Work Project Approach/Methodology Detection: Presence & Queue Lengths The In|Sync system includes four Samsung® IP detection cameras per intersection. Unique to In|Sync, cameras are connected directly to the processor to constantly view each approach and measure the length of each queue. Where other traffic control systems estimate movement demand based on past history, In|Sync measures demand in real time. This allows In|Sync to schedule the right amount of time to clear the actual queue at that moment, and then change quickly to another phase pair with active demand. In|Sync cameras are connected directly to the In|Sync processor via Ethernet cable. As shown in the following image, many detection zones are drawn on each camera image, allowing the In|Sync processor to measure how many vehicles are in queue for each movement at every moment in time. Detection Zones in the In|Sync Camera View The blue boxes in the image are detection zones set in the In|Sync processor. Multiple times per second, the processor analyzes the video image and determines whether each zone is occupied or empty. Each time a vehicle arrives at the end of a queue, In|Sync shall see another detection zone become active, allowing In|Sync to know the queue length for that approach at that exact moment. This ability to actively measure queue length in real time is a unique capability of In|Sync, separating it from other adaptive systems, which use past data to estimate current queue. Based on the length of queue for a given movement, In|Sync shall allocate the appropriate amount of time to serve that queue, adjusting phase order as appropriate dynamically, to best serve all vehicles. For examples of In|Sync’s proven benefits in near-saturated conditions, refer to the In|Sync Demonstrated Benefits section of this report. SERIAL 15058-RFP Dynamic Sequencing In|Sync is not constrained by the limitations of ring-and-barrier operations and can dynamically choose to serve phases in the order that works best. In|Sync can also skip phases when no demand is present. These unique capabilities allow In|Sync to allocate green time much more effectively than other systems, and the result is more green time becoming available for movements with heavy demand. The In|Sync algorithm allocates green time according to a “greedy” mechanism. This algorithm calculates which movement is most in need of service, and shall schedule that movement as soon as it can (while obeying the sequence library programmed in its configuration file). The results of this unique capability are twofold: I) Heavy movements with large current demand get service sooner. This results in generally lower queues network-wide. II) Platoons traveling in either direction along the corridor more often arrive on green, and stops are dramatically reduced. In|Sync’s global optimizer synchronizes a series of traffic signals, creating progression along an entire corridor. To do this, In|Sync schedules green tunnels based on demand. These tunnels are essentially speed lines allowing platoons of vehicles to get several green lights in a row. Communications between signals allows In|Sync to anticipate platoon arrival, serve the coordinated movement a green signal and avoid slowing or stopping progression. Green Tunnels Facilitate Bi-Directional Progression The In|Sync global optimization allows for the dynamic adjustment of the period length depending on real-time traffic demand. It can also dynamically adjust the size of the green tunnel at each intersection. Bidirectional Progression Traditional traffic signal control systems are effective in coordinating movements in a single direction; however, they struggle to provide coordination simultaneously in the opposing direction. This is due to the ring and barrier operation of traffic signal controllers and the often unevenly spaced intersections along the corridor. In|Sync does not have the ring-and-barrier limitation, and can choose any phase sequence allowed in its library. At one intersection, for example, eastbound and westbound green tunnels may run at the same time, and at the next intersection to the west, the westbound tunnel may run first, followed by a gap, followed by the eastbound tunnel, followed by another gap. The genius of the In|Sync adaptive algorithm is that any phase may be served during either gap, resulting in better green-time allocation and reduced delay. Eliminating Transition With conventional controllers, transition is caused any time a controller is switching from one timing plan to another. Transition is also caused by Emergency Vehicle Preemption and pedestrian calls. Because In|Sync does not SERIAL 15058-RFP operate using ring-and-barrier functionality, In|Sync does not have transition. In|Sync processors at each intersection know when their next scheduled coordinated movement needs to occur. The processor serves all minor movements during the available time, in the order that optimizes operations, then shows green for the coordinated movement right on time. Any disrupting event (e.g., an emergency preempt) that would cause transition in a conventional system is seamlessly handled by In|Sync. The moment the disruption ends, In|Sync determines when its next coordinated movement is scheduled to occur. It shall use the available time to serve the currently queued vehicles for all minor movements, then guarantee green for the coordinate movement, right on time. As soon as that coordinate movement (green tunnel) ends, In|Sync shall go back to serving all minor movements, in the best sequence to minimize delay to all traffic. Through this improved mechanism, transition is eliminated with In|Sync. Customized Plans for Special Events In|Sync’s configuration parameters, developed by a Rhythm project engineer, govern the real-time adjustments that the system makes to handle standard variations in traffic demand. This continuous monitoring and adjustment ensures the most-efficient servicing possible, reducing wasted green time and unnecessary delay. Special events that drastically change traffic demand volumes, however, can be handled one of three ways within In|Sync: Utilizing standard configuration parameters, In|Sync’s adaptive qualities shall increase period length and, if necessary, green tunnel duration to accommodate volume changes. For planned events where traffic volumes exceed even the maximum adaptive parameters in a standard configuration, special configurations can be created and scheduled. For example, if a venue releases a great deal of traffic at a specific time of day on the same day each week, a special configuration can be created and scheduled to accommodate the extreme variation in the traffic pattern. These special configurations could include higher period lengths, different upper and lower bounds for period lengths, or even completely different coordinated route through the corridor. This is a great option for a demand surge entering the corridor from the side street—a route can be created that begins with a left-turn off the side street and continues through the corridor, clearing the surge of traffic generated by the planned event or venue. In|Sync’s 1.6 operating software includes variable-driven event triggers that switch configuration parameters for unplanned events based on user-defined considerations. In|Sync shall receive a binary (on/off) signal from a device or controller, which shall trigger the alternate configuration. In all cases, the In|Sync system is able to increase period length and change configurations without transition. This ability is unique to the In|Sync system, which is not confined by conventional traffic controller logic (i.e., ring-and- barrier operations and using a reference point to create coordination). Reducing Wasted Green Time When vehicles are flowing through the intersection (i.e. the phase being measured is currently showing green), In|Sync uses the camera feed to evaluate which detection zones are currently occupied. This gives In|Sync the unique ability to determine an occupancy percentage for each lane. As shown in the following image, many detection zones are drawn in each lane. In|Sync shall measure the outside through lane, for example, and detect that 20% of the zones are currently occupied. As time passes and vehicles are served, the occupancy of that lane may drop to 10% of the detection zones currently being occupied, then 8%. SERIAL 15058-RFP Detection Zones in the In|Sync Camera View In its configuration file, In|Sync is given rules for when it should gap out a phase with current demand. For example, if 70% of the scheduled green time has passed, and fewer that 10% of the detection zones are occupied, In|Sync is permitted to gap out. These parameters are adjustable via CentralSync for each approach at each intersection during each time of the day. This improved functionally allows In|Sync to gap out earlier than conventional systems, which waste time counting down passage timers when all traffic is through the intersection. By utilizing occupancy gap out, vehicles are cleared through the intersection on yellow, as intended, and less time is wasted showing green to an empty approach. (Note, if traditional gap-out behavior is desired instead of occupancy gap-out, this is an available option in In|Sync as well.) Setting Corridor Goals & Objectives In|Sync does not have time-of-day plans made up of splits and offsets. Instead, configuration files are created which give In|Sync high-level parameters to govern its behavior. Some of these parameters include green tunnel width, lower and upper bounds of period length, and allowable sequences. In|Sync shall operate within these parameters, assigning green time and sequences dynamically, moment by moment, in response to the current demand. The conventional method of summing 15-minute volumes and calculating peak hour factors to build a generic timing plan is replaced with real-time measurements and dynamic green time allocation by the In|Sync algorithm. As demand changes, In|Sync responds automatically, with no need to update timing plans. Limited calibration is needed to maintain operations with the In|Sync system because the system chooses its own sequencing and equitable distribution of green time. This process can be thought of as having a new micro “timing plans” generated every “cycle” at every intersection independently based on live measurements without transition. The system’s adaptive capabilities shall greatly minimize the operational load for cities and county staff. Achieving Agency Goals & Objectives In|Sync’s effectiveness can be measured through a number of different metrics, including corridor travel time, number of stops, individual movement delay, and system-wide delay. Unlike conventional methods of traffic signal control, which estimate demand based on daily averages or measured volumes from a previous cycle, In|Sync makes green allocation decisions based on its measurements of queues at that very moment. SERIAL 15058-RFP This superior methodology gives In|Sync the ability to discern traffic conditions at each intersection and make the best decisions about how to allocate green time to serve traffic. Additionally, because each In|Sync intersection is in communication with other intersections in the network, platoons of vehicles are served with fewer stops. In|Sync makes real-time decisions based on real-time measurements, and the global optimizer helps ensure the efficient use of green time in and throughout the entire corridor. In|Sync is not restricted by the traditional ring-and-barrier methodology. This means that there are no cycles or offsets in the way we conventionally think of it. Controllers need to be re-timed frequently because cycle lengths need to be common amongst all intersections in a corridor. With In|Sync, many of these limitations are eliminated. In|Sync does not have a cycle; rather, from one period to the next, In|Sync chooses which sequence of phases best serve the current demand. Imagine how a person would make decisions if he were standing at the intersection, viewing all approaches simultaneously; this is the type of operation that In|Sync’s artificial intelligence replicates. Adaptive control functionality is quite different from off-line optimization methods. For instance, the In|Sync adaptive traffic control system constantly gathers traffic condition data then analyzes, optimizes and adapts the signal timings in real-time, every second, to serve changing traffic demands. This method contrasts with traditional, off-line optimization techniques wherein data collection and signal re-timings are performed once every few years. Traditional optimization techniques develop predetermined system timing plans that are stored and downloaded based upon time of day or responsive control thresholds. Unless there is a stored plan that matches actual traffic conditions, they do not precisely accommodate variable or unpredictable traffic demand. The Long-Term Solution In|Sync processors communicate via a distributed network, so there is truly no limit to the number of processors that can be linked together. This capability allows Maricopa County to select the very best in adaptive traffic control for use in the signals identified for this project, and later expand the system on other corridors in the vicinity with seamless integration. The system requirements specify 50 intersections being controlled with adaptive operations, and In|Sync significantly exceeds this requirement. An In|Sync processor resides at each intersection, and communicates to all other In|Sync processors in the network. Intersections can be split into groups, and this is done in instances where doing so provides benefit. Some In|Sync corridors include more than 20 intersections along a single corridor, all operating together in one group. In other instances, geometric considerations make it preferable to split the corridor into two or more groups. No limits exist on the number of intersections or the number of groupings. Rather, Rhythm engineers work with agency staff to create the best possible configuration, allowing In|Sync to best optimize traffic operations in real time. Remote Configuring, Setup, and Troubleshooting In|Sync processors can be accessed by authorized users from any device connected to the internet. A Virtual Private Network (VPN) connection is used to access an In|Sync device residing at the intersection. That device essentially hosts a web page that users access and interact with to adjust configuration files. This allows engineers and technicians from Rhythm and the traffic agency to determine camera status, see light states, and monitor queues from anywhere. Imagine being able to observe, diagnose, and fix a traffic signal problem from your tablet or computer in your living room at home—this is the technology and capability the In|Sync system provides today. No Dependency on a Central Server In|Sync does not rely on a central server. Rather, each In|Sync processor optimizes phase sequence and green time allocation based live demand. This distributed network infrastructure provides the highest failure mitigation and best operations during a communication outage. Each processor shares the same configuration file with all processors in its group. When communication between intersections goes down, all processors know it, and respond accordingly. Each processor knows what the other processors should be doing when, and shall continue to run the scheduled configuration file during the various times of day. While communications are down, In|Sync shall lose the dynamic period length functionality. All processors shall recognize the loss of communication between intersections and shall run the default period length for the given time of day. Once communications are restored, dynamic period length functionality shall resume. The local optimizer is unaffected by communications loss. The local cameras continue to view each approach, send video feeds to the In|Sync processor, which measures queues and schedules phases appropriately. Coordinated SERIAL 15058-RFP movements are served on time, and adaptive operations continue without disruption. Because of the distributed network architecture, there is not a central point of failure. Maximizing Throughput In|Sync’s adaptive configurations feature the ability to adjust service times based on real-time traffic conditions, utilizing a set of baseline parameters, extending or truncating coordinated movements and period lengths based on demand and delay. In|Sync's computes split times, second by second, according to real-time queues. In|Sync shall serve a phase as long as demand exists for that phase, until the time available until the next coordinated phase equals the time required to serve all queued traffic that has not yet been served in the current period. This superior methodology allows In|Sync to handle unusual spikes in demand and unpredictable traffic conditions optimally. In|Sync's configuration files, while similar in concept to a Time-of-Day plan, work in a completely different way. While other systems rely on ring-and-barrier functionality, cycles, and splits, In|Sync has only "green tunnels" and "white space." During a green tunnel, a user-specified phase shall be guaranteed green. As soon as the green tunnel ends, In|Sync enters the "white space," (i.e, the local optimizer takes control of operations). The local optimizer dynamically assigns green time based on current live demand. In|Sync measures queues constantly, so it shall know that the phase has high demand at this moment, and shall assign the amount of time needed to clear this queue. In|Sync is the only adaptive solution capable of this optimal methodology. In|Sync uses a dynamic period length to maintain side street service. The period length (i.e., the time between the start of a coordinated movement and the next start of that same coordinated movement) shifts according to the overall demand along the corridor and minor movement demand. When an In|Sync processor at a local intersections detects that the “white space” available was not long enough for all minor movements to be served, it sends a signal to all other In|Sync processors in the group, and each one increases the length of time of its white space before the next green tunnel (i.e., coordinated movement). This is how In|Sync distributes green time to best facilitate progression, without inducing transition events seen with ring-based controllers. With In|Sync, the user does not have to define all possible timing plans to implement adaptive operations. This significantly reduces staff workload and the time commitment needed to operate the system. Phase Order and Safe Operations In|Sync dynamically and in real-time, determines the order of phases based on actual traffic demand. The agency has full control of what phase sequences are in In|Sync’s allowed library. No phase sequence shall ever be allowed that creates a yellow trap. In|Sync is coded never to allow a yellow trap to occur. By referring to its library of available phase sequences, In|Sync measures all queues in real time and selects the phase sequence that is best for that particular moment. A few seconds later, In|Sync again evaluates all allowed sequences, and again determines the best one. This iterative process occurs again, in the moment in real time. Through this mechanism, In|Sync constantly determines the best phase sequence for the live traffic, while ensuring safe operations at all times. Pedestrian Service In|Sync serves pedestrian demand along with vehicular demand using its pedestrian module. This functionality ensures progression is maintained and pedestrians crossing the mainline do not trigger transition. All of the walk and flashing don’t walk times shall be adhered to. The project engineers shall balance pedestrian traffic with mainline vehicular traffic. Improving pedestrian safety is a key objective of the pedestrian module. This is accomplished by In|Sync creating very structured platoons and more predictable gaps between platoons where pedestrians may safely cross. Through this mechanism, pedestrians are served without ever causing transition, which results in the best experience for all roadway users. SERIAL 15058-RFP Work Plan Include all project requirements and the proposed tasks, services, activities, etc. necessary to accomplish the scope of the project defined in this solicitation. This section of the proposal shall contain sufficient detail to convey to evaluation team the proposer’s knowledge of the subjects and skills necessary to successfully complete the project. Include any required involvement of agency staff. The proposer may also present any creative approaches that might be appropriate and may provide any pertinent supporting documentation. Proposers shall include any and all additions and/or deletions that may pertain to the proposed system. Task 1. Training Installers & Agency Staff Installation Training Rhythm Engineering shall provide the turn-key installation services per the RFP. However, Rhythm Engineering would like to offer Maricopa County and associated agencies on-site training on how to use the In|Sync System. Rhythm Engineering has conducted over 430 classroom training sessions and 430 field training sessions to date. Rhythm Engineering’s technicians shall arrive at the project location on a Monday and prepare for the In|Sync deployment class Tuesday morning at 9 a.m. County and city staff are invited to attend a training session made up of a morning classroom session and an afternoon field session. Use of a bucket truck (to be provided by the one of the cities) is needed for the afternoon session. Classroom-style training shall be held the first morning of deployment training. It shall cover: In|Sync Equipment, Hardware Components and Integration. Camera Setup, Laptop Configuration, and Settings In|Sync’s WebUI During the afternoon of the first day, there shall be a field demonstration at the intersection. Rhythm Engineering’s technician shall provide installation training and install In|Sync in-cabinet equipment at the first intersection. Rhythm Engineering’s technician shall work onsite for several days to advise and guide the installation team to install the in-cabinet In|Sync equipment. The installation team shall be trained to install systems independently and bring them into “Detector Mode”. All intersections that were not installed during training shall be installed with remote assistance from Rhythm Engineering. The in-cabinet installation work shall not cause any outages and can be conducted during normal business hours. In-cabinet In|Sync installation, adaptive turn-on, and configuration work actually requires the presence of traffic so Rhythm’s technician or engineer can verify the parameter changes of the In|Sync system. Training Documents In|Sync users are provided with electronic user manuals, a free video training library, web-based content, and access to support staff via the phone 24/7. Rhythm Engineering’s project engineers and technicians provide ongoing operational support around the clock, enabling users to develop a robust understanding of how In|Sync works and the best methods for optimizing performance. City staff shall receive printed and electronic copies of all system documentation. These user guides are written in an easy-to-read format with photos, screenshots and other graphics to help communicate instructions. In|Sync documentation includes: In|Sync Installation and Maintenance Guide In|Sync:Tesla® WebUI Guide CentralSync Software Guide SERIAL 15058-RFP Task 2. System Hardware In|Sync Hardware Four cameras are included with the In|Sync system (one for each approach). These cameras can be mast-arm mounted or pole mounted, and shall be connected to the In|Sync processor via Ethernet cable. The first step to install In|Sync is to mount the detection cameras and pull cable (both Ethernet and power cable) from the traffic cabinet to each camera. With the remote assistance of Rhythm staff, cameras shall be positioned, aimed, and zoomed properly as they are installed. The second step is to install all cabinet hardware, including the In|Sync processor, DIN relay, equipment panel, SDLC intercept module, and the cabling connecting these devices (to each other, to the detector card rack, and to the controller). SERIAL 15058-RFP The In|Sync processor is installed inline between existing detectors and the controller. In|Sync decides which two phases should be served in a given moment, and sends calls to the controller for those two phases only. The following hardware shall be provided by Rhythm Engineering for each In|Sync intersection. Up to four digital cameras (one per approach) and camera enclosures The camera bracket is also included and is mounted directly on the bottom of the enclosure. Pelco camera mounting hardware One In|Sync processor SDLC Intercept Module (includes necessary cabling) Equipment panel Includes: Ethernet switch (communications hub for Ethernet connections) Lightning arrestors for Ethernet cables (placed between camera and switch) 24 VDC power supply (110V/AC direct input, Ethernet switch, power out to processors, DIN Relay, and cameras) Termination points for camera power ICAT5E cable for connecting cameras to the In|Sync processor (optional to be provided by Rhythm or obtained from another vendor) Camera power cable (optional to be provided by Rhythm or obtained from another vendor) The following figure is an example of detector inputs being sent to a NEMA TS2, Type 1 Controller with a SDLC connection after installing In|Sync and the SDLC Intercept Module. SERIAL 15058-RFP The following graphic depicts an example In|Sync installation cabinet layout using a SDLC connection. SERIAL 15058-RFP Standards Compliance In|Sync complies with all necessary industry standards. In|Sync is deployed systems in 29 different states, is NEMA TS1 tested and certified, and is listed on the Approval Product List (APL) for multiple states, including Florida, Virginia, and Pennsylvania. In|Sync integrates and operates with all models and brands of traffic controllers, making the adaptive installation process straightforward. In|Sync integrates and operates with any modern traffic controller. Rhythm Engineering’s patented method works with all forms of pin assignments into the controller. This capability means that the city shall avoid being tied down to one specific type of traffic controller. A corridor with different controller or even cabinet types intersection-to- intersection can be coordinated seamlessly with In|Sync. Since In|Sync works with the existing controllers and detection devices, the processors can immediately begin receiving data after installation, allowing Rhythm’s engineering and operational staff to monitor and optimize adaptive configurations based on variations in regular traffic flows. Cabling, Devices, & Equipment The following cable type is required for powering the In|Sync cameras and connecting them to the In|Sync processor. This cabling can be either provided by Rhythm at the price listed in the quote section of this report, or purchased by the County/City from another qualified vendor. Shielded ICAT5E Cable Commscope P/N: 8841405/10 2003 Black ICAT5E cable (or Rhythm Engineering-approved equivalent shielded ICAT5E outdoor UV-resistant aerial/duct Ethernet cable). Recommended cables are available from an electrical supply house (such as Anixter, Accutech, or Graybar) and pulled from the traffic cabinet to the specified camera location. We recommend 10 ft. of slack left at the cabinet and 5 ft. of slack at each camera. If you are installing the camera in temperatures under 0° C/32° F, we recommend using the Belden 7937A Multi- Conductor - DataTuff® Waterblocked Cate 5e Cable because it remains flexible in temperatures up to -25°C/-13°F Power Cable IMSA 20-1 Traffic Control Cable, is used to supply power to the cameras and camera enclosures. (14-3 AWG Stranded Copper - For use in signal systems in underground conduit/duct or as aerial cable supported by a messenger.) SERIAL 15058-RFP Adaptive System Equipment Cut Sheets SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP Task 3. Communications The In|Sync system involves individual intersections that talk to each other to facilitate progression of traffic along a corridor. This “talk” happens via Internet Protocol (IP) communications. IP communication is a robust and proven technology that has allowed the Internet as we know it to evolve. As long as there is some route between two points, no matter how indirect, they can communicate. Note: The word “Internet” in Internet protocol can be a little misleading – it is not necessary for the network to be open to the rest of the world. Typically the network used by In|Sync is either sequestered behind firewalls or totally isolated. Municipalities with an existing networking plan can often just incorporate the traffic network into their broader networking scheme. Various types of communication have been utilized along In|Sync project corridors, including copper interconnect, fiber and wireless radio. In|Sync does not require specialized forms of communications and can accommodate all proposed communications. Moreover, In|Sync’s design as a distributed network is the most practical approach to maintain traffic operations in the event of communications outage. Even if the network communications fail, coordination between signals continues. Interconnect Communication In order for In|Sync to coordinate traffic between intersections, some route for Internet protocol (IP) communications must exist between the intersections. IP communication can occur over many types of physical infrastructure, including fiber optic cable, Ethernet cabling, twisted-pair cabling, or wireless radio technologies. These physical connection technologies can be mixed and matched as appropriate, even within the same corridor. In|Sync’s design as a distributed network is the most practical approach to maintain traffic operations in the event of communications outage. Even if the network communications fail, coordination between signals continues. An example In|Sync Network Communications Schema is shown in the following graphic. This depicts the cameras, processors, din relay, controller, unmanaged Ethernet switch, and managed Ethernet switch at each intersection. It SERIAL 15058-RFP also depicts one option of connection of the intersection-level network to the county / city’s network, via a DSL modem. In practice, any connection method is acceptable to Rhythm Engineering, so long as our operations team has access to access the intersection devices via Virtual Private Network (VPN). The following figure shown an example depiction of how In|Sync processors communicate over a mixed network. In this example, a DSL drop is located at the intersection that is closest to the phone company’s central office. This provides the best DSL line speed. SERIAL 15058-RFP Note: The top two intersections are not directly connected to each other. Any IP traffic between them is automatically routed through the third intersection. How intersections communicate to each other is the backbone of signal coordination. Interruptions in the network can be tolerated quite well, as each intersection shall continue to run coordination based on the configuration files that were in use by all processors the last time full connectivity was available as well as having the ability to continue to view real-time data from the cameras at each local intersection, giving In|Sync full local adaptivity even when communication is lost. SERIAL 15058-RFP IP Addresses Ten IP addresses are required for each intersection in an In|Sync corridor. This ensures that there is one static IP address per In|Sync network device (cameras, processor, DIN Relay), plus three to five designated open static IP addresses for technicians to use when on-site. Failure Mitigation Should power to the In|Sync processor be lost, detector calls are passed directly through to the controller. As soon as power is restored, the In|Sync processor shall automatically turn back on and shall boot up within one minute. All configuration files are stored in the In|Sync processor itself, so once the processor has booted up, it shall begin running the appropriate configuration and shall be fully adaptive and coordinated. Because In|Sync uses a distributed network between the intersections on the corridor, there is no single point of failure across the network of intersections. During a communication outage, In|Sync processors shall continue operating in coordination with each other and executing adaptive operations using real-time camera views. As a result, the vulnerabilities experienced in centralized networks and/or server-based solutions are mitigated. Exposure to the risk of communication loss is also much lower when conducting adaptive configuration changes and adaptive hardware maintenance. In a real-life example of its failure mitigation capabilities, In|Sync processors continued uninterrupted adaptive operation with coordination between signals, on a 64,000 ADT arterial with broken communications for six months in San Ramon, CA. In the rare event of an In|Sync processor failure, detector calls are passed directly through to the controller. The controller shall see all detector calls and allocate time using the plan it has stored. The In|Sync processor would need to be repaired or replaced in order for the intersection to reenter adaptive operation. This would be addressed by the In|Sync warranty. Included with each In|Sync system is a DIN relay, which is housed in the traffic cabinet and routes power to the Rhythm devices. The DIN relay is an IP-addressable device which is used to route power to the cameras and the In|Sync processor. This connection method prevents overloads, brown-outs, blown breakers and other power problems before they occur. If any camera loses connection to the network port or experiences an instance of “locking up” for any reason, it can be power cycled remotely by the DIN relay using the WebUI software. The DIN relay can be accessed through the WebUI by any credentialed user on any internet-ready device, even a tablet or smartphone. No longer shall technicians have to drive out to a traffic cabinet to power cycle a camera. This capability makes troubleshooting and failure mitigation much simpler, as many potentially aggravating problems can be fixed in minutes without staff ever having to leave their office. SERIAL 15058-RFP Task 4. System Installation Pre-Installation Review Before installing the In|Sync system, a thorough pre-installation review shall be completed by the project team (made up of County/City and Rhythm Engineering staff). The Rhythm Engineering operations team shall work with the county/city to ensure appropriate communication, detection, cabinet preparations and installation have been completed. All onsite work mounting of the In|Sync cameras, pulling the camera’s Ethernet and power cabling, as well as establishing intersection-to-intersection network communications shall be completed by a Rhythm Engineering certified installer. Rhythm Engineering shall remotely attend all pre-installation meetings and work with county/city staff to fully comply with submitting all pre-installation submittals to achieve adaptive turn-on by the proper date. The process of deploying In|Sync is made up of two phases: installing the hardware and turning on “detector mode” implementing In|Sync’s “adaptive turn-on”. Pre-Installation Checklist 1 As-built signal plans, hourly traffic volumes, and signal controller pin input information is sent to Rhythm Engineering in advance. 2 If the intersection is new, verify that stop bars and lane lines/striping are painted or are clearly identified with markers or cones. 3 Power is provided at the traffic cabinet (a generator is acceptable in new construction situations). 4 A controller is installed and functional. 5 Camera mounting hardware is assembled and in place at the Panamorphic camera location. 6 In|Sync‘s monitoring cameras are installed per Rhythm Engineering specifications. 7 Specified camera power and shielded ICAT5e Ethernet cables are pulled to each camera location from the traffic cabinet. 8 Each camera power and shielded ICAT5e Ethernet cable is clearly marked identifying its use at the cabinet. 9 Communications are in place and have been tested: 9.2 Between each signal/system (via copper, fiber, or wireless) 9.3 Remotely to Rhythm’s tech team via VPN or other external network access 10 All In|Sync system components are onsite and inventoried. 10.2 Processor 10.3 Equipment panel 10.4 DIN Relay 11 In|Sync connection hardware is onsite and inventoried: 11.2 ABC Y-cable, SDLC Module, or C1 Y-Cable (Depending on the controller solution) SERIAL 15058-RFP Preparing the Controller for Adaptive Mode Prior to In|Sync adaptive operation, the existing controller shall be set into free mode. This shall allow In|Sync to place calls only to the phase pair scheduled to be green (see explanation in Table A below). In|Sync shall never call conflicting phases while in adaptive mode. Settings for preparing the controller for adaptive mode Setting Action Explanation Coordination Selection varies by Coordination based parameters shall prevent the controller; Is called controller from operating the intersection based on the Disabled, Free, or calls it receives from In|Sync. Uncoordinated Minimum Green Time 10 sec. on mainline In Adaptive mode, the local optimizer through movements schedules the appropriate amount of green time for a standing queue. In|Sync cannot serve any phase for less 5 sec. on all other than the Min Green programmed in the controller. These movements Min Green settings must also be programmed in In|Sync. Maximum Leave as Because Max Green times are only used when conflicting calls are present, they are Green Times currently irrelevant during normal adaptive operation. set SERIAL 15058-RFP Setting Action Explanation Gap/Passage 1 sec. When In|Sync moves calls to the next scheduled phase pair, there Time may be a fraction of a second where the controller has no calls due to system latency. In order to remove the possibility of soft recall, we require setting the Gap or Passage time to 1 second. All Recalls Disabled Recalls should be configured in In|Sync rather than the controller. (Max., Min, etc.) Soft Recall Enabled on mainline While in adaptive mode In|Sync shall always place two concurrent through phases calls to the controller thus making the use of soft recall allowable but unnecessary. Non-locking Enabled on all phases This prevents the controller from locking calls caused by In|Sync’s Memory detector heartbeat (see Detector Diagnostic Failure Mode). Detector Delays Remove all Detector delays should be configured in the In|Sync detector setup instead of in the controller. Protected/permit Omit the left turn call This is a precaution to prevent a yellow trap if the controller receives ted left turns when opposing calls on permitted left turn phases when the opposing through is through movements green. are green Protected Only, Allow lagging left This enables more adaptive functions of In|Sync. Flashing Yellow turns and Dallas Display Left Turns Detector Enabled In|Sync’s detector heartbeat pulses calls on all phases to the Diagnostics controller periodically to prevent detector diagnostics off failure Failure Mode Off Failure set to 5 from occurring. This heartbeat functionality is also a reason why minutes Non-locking Memory must be enabled. To ensure that making the switch to In|Sync adaptive traffic control is a positive experience for agency personnel and motorists, a Rhythm Engineering project engineer shall be onsite at the deploying agency’s office and at individual project intersections. The engineer shall stay onsite for several days, driving the In|Sync intersections multiple times with agency representatives, fine-tuning the system as needed and providing training on In|Sync user software. Unlimited remote technical support during verification and validation testing is also included. Detector Mode & Adaptive Turn-On In detector mode, the system functions like a standard detection system and submits calls to the controller. The adaptive turn-on is an onsite and offsite support process that involves configuring the system to adapt to real-time SERIAL 15058-RFP traffic demand. Rhythm Engineering’s personnel shall be onsite at least two times during the deployment process - once for installation and training and once for adaptive turn-on and a three (3) day in-depth engineering training after the adaptive turn-on. An additional training session shall also be scheduled after the initial adaptive operation but shall be conducted remotely via webinar. In|Sync Detector Mode The first step in developing a configuration plan is quantifying the existing traffic demand. This is accomplished by setting In|Sync into detector mode. While in detector mode, In|Sync shall pass all detector calls directly through into the controller. The controller operates normally, using its existing time-of-day plan. During the period that In|Sync is operating in detector mode, it collects traffic demand and queue data for each movement at each approach. This data shall be used to configure In|Sync’s adaptive parameters. Immediately prior to In|Sync adaptive operation, each controller needs to be set into free mode. Once the controller is set to free mode, In|Sync controls the signal by submitting detector calls for only the two phases it wants to be green at that given moment. The controller shall respond by turning those movements green, and shall stay in that state until In|Sync decides to change state and sends a different set of detector calls to the controller. In|Sync shall never call conflicting phases while in adaptive mode. Adaptive Turn-On Rhythm Engineering shall work with county/city staff to develop a clear sense of goals and priorities for the overall adaptive system and for individual intersections. These discussions shall be a significant focus of the external kickoff meeting and during the implementation process. Key parameters shall be identified and explored prior to the development of the adaptive control configuration plan. After fully understanding the project objectives, Rhythm Engineering’s project engineers shall begin building an In|Sync configuration customized to the specific characteristics of the corridor. A configuration is a set of parameters that calibrate In|Sync to best achieve project goals and objectives. Rhythm’s project engineers shall develop and test the In|Sync configuration before it is deployed. Once testing is completed, the configuration file shall be sent to the In|Sync processor using CentralSync, the complimentary configuration software included with In|Sync. Rhythm Project Engineer On-Site To ensure that making the switch to In|Sync adaptive traffic control is a positive experience for agency personnel and motorists, a Rhythm Engineering project engineer shall be onsite at the deploying agency’s office and at project intersections during the adaptive turn-on. The engineer shall stay onsite for several days, driving the In|Sync intersections multiple times with agency representatives, fine-tuning the system as needed and providing training on In|Sync user software. SERIAL 15058-RFP Task 5. Software Delivery Software Licensing In|Sync user software is included at no charge with the purchase of the In|Sync system. This software may be loaded on to unlimited work stations, and there are no software costs or fees for doing this. In|Sync user software has two components: (1) The In|Sync WebUI is a web browser-based tool for monitoring and adjustments, accessible on any device. The WebUI provides camera views of the corridor, access to the individual In|Sync Processors (i.e. each intersection) and detailed traffic data. In addition, county/city staff shall be trained to perform status checks of adaptive operations, see In|Sync’s adaptive sequencing, check communications status, and place manual calls to override the adaptive traffic control. Data are automatically stored in each processor for the previous 30 days, including traffic counts, delay, and queue length. Data can also be archived for future use using a simple FTP archival tool. (2) CentralSync is a Windows-based program used for creating In|Sync adaptive configurations. Training shall be conducted outlining CentralSync’s features, including time-space diagram views, editing of progression protocols, geographic mapping of intersections, adjustments to phasing, and viewing and editing of other configuration settings. Adaptive configuration modifications can be uploaded to and downloaded from the corridor remotely throughout the day. WebUI In|Sync WebUI is a web browser-based tool for monitoring and adjustments. The WebUI provides camera views of the corridor, access to the individual In|Sync Processors (i.e. each intersection) and detailed traffic data. In addition, county/city staff shall be trained to perform status checks of adaptive operations, see In|Sync’s adaptive sequencing, check communications status, and place manual calls to override the adaptive traffic control. Data are automatically stored in each processor for the previous 30 days, including traffic counts, delay, and queue length. Data can also be archived for future use using a simple FTP archival tool. CentralSync CentralSync is a Windows-based program used for creating In|Sync adaptive configurations. Training shall be conducted outlining CentralSync’s features, including time-space diagram views, editing of progression protocols, geographic mapping of intersections, adjustments to phasing, and viewing and editing of other configuration settings. Adaptive configuration modifications can be uploaded to and downloaded from the corridor remotely throughout the day. SERIAL 15058-RFP Screenshots of the CentralSync interface are shown on the following page. CentralSync enables engineers to easily and quickly create, modify and deploy traffic management variables and strategies using a map-based interface. Modifications can be uploaded and downloaded remotely by the operator. CentralSync features include time-space diagram views editing of progression protocols geographic mapping of intersections adjustments to phasing viewing and editing of configuration settings. SERIAL 15058-RFP CentralSync System Requirements 1. Operating System: Windows XP or later 2. Web Browser: Internet Explorer 7 or later 3. Hard Disk Space: 12MB 4. Device: Any PC device running Windows XP 5. (256MB for XP, 1GB for Windows 7 32bit, 2GB for Windows 64bit) 6. Display: 1024x768 or larger required, 1280x1024 or larger recommended Database Development and Archival In|Sync automatically records and logs turning counts and delay data. Each In|Sync processor at each intersection keeps a running total of all movements for the past 30 days. This data is displayed in the WebUI, and is also available for one-time or recurring download in the form of csv files. A sample .csv history file is shown in the image below. Each row indicates a change from one phase pair to another, and the queue and first-vehicle delay for each movement are shown across the columns. SERIAL 15058-RFP Task 6. Support Project Moves into Support Mode After the In|Sync system is fully implemented and accepted by the county/city, the corridor moves into Support Mode. Rhythm Engineering’s project engineers and technicians provide continual ongoing operational support around the clock. Day-to-day operation of the system requires minimal staff involvement. Detailed information on warranty and maintenance support, both provided for five years, can be found in the following sections of this report. Limited calibration is needed to maintain operations with the In|Sync system because the system chooses its own sequencing and equitable distribution of green time. This process can be thought of as having a new micro “timing plans” generated every “cycle” at every intersection independently based on live measurements without transition. The system’s adaptive capabilities shall minimize the operational load for agency staff. Testing Plan & System Acceptance Rhythm Engineering has worked with many different agencies to develop test plans for testing and evaluating the In|Sync system. Following are a specific examples where robust system testing plans were created and put to use. Florida Department of Transportation District 4, Palm Bch Co, FL, Okeechobee Blvd Corridor City of Chattanooga, TN, Route 153 Corridor Upon receiving notice to proceed, Rhythm engineers shall coordinate with agency staff to craft a customized test plan document, using the previously completed test plan documents cited above as a template. The test plan document shall ensure the testing of the In|Sync system and verification that project objectives, as defined by agency staff, are met or exceeded. The test plan shall also help demonstrate that the features and functionality described in this proposal are present and working properly at all project intersections. A few example pages of test plan items are shown on the following pages to showcase what a test plan would look like. Agency staff feedback is critical to allow Rhythm to construct the best possible test plan for achieving the most important project objectives. Example Test Plans 1. Connecting & Testing In|Sync: In|Sync is an overlay system in which the In|Sync processor submits detector calls into the controller while the controller is running in its’ free mode configuration. The controller shall receive standard detector calls from In|Sync through the In|Sync ABC-Y or SDLC cable which connects the existing cabinet’s detector inputs. The interface shall be tested by submitting detector calls from In|Sync into the controller and testing calls to the traffic controller. The controller shall confirm calls from In|Sync via the Naztec’s detector call status window. 1. Click on Manual Call to send call to the controller 2. Verify In|Sync call from the controller window SERIAL 15058-RFP Connecting In|Sync and Testing In|Sync (if controller uses C1 cabling): In|Sync is an overlay system in which the In|Sync processor submits detector calls into the controller while the controller is running in its’ free mode configuration. The controller shall receive standard detector calls from In|Sync through the In|Sync C1-Y cable which connects the existing cabinet’s C1 cable. The interface shall be tested by submitting detector calls from In|Sync into the controller and testing calls to the traffic controller. The controller SERIAL 15058-RFP shall confirm calls from In|Sync via the detector call status window. Test Case ID: 1 Test Case Name: Connecting In|Sync and Testing In|Sync Checklist & Acceptance Test Objective: To confirm In|Sync shall interface with Naztec ATC or 2070 controllers. Requirements: All parties are present, Naztec controller is in “free mode”, In|Sync is fully installed Tested By: ____________________________________________________ Test Date: _____________________________________________________ Step Action Expected Result(s) Pass Problem/Issue Log 1 Log on to Web UI Web UI webpage loads 2 Enable manual controls Phase controls opens 3 Select phase to actuate Controller responds to call 4 Disable manual controls Phase controls close SERIAL 15058-RFP 2. Testing In|Sync’s security functionalities: In|Sync has a built in security model that can be customized by intersection. The user can create credentials with configured permissions. For example, a certain credential may have view only rights; another may have full Web UI access, and one may have full Web UI and CentralSync access. In|Sync also reports invalid login attempts to detect if malicious login attempts are occurring. Test Case ID: 2 Test Case Name: Testing In|Sync’s Security Functionalities Test Objective: To demonstrate In|Sync’s security functionalities Requirements: All parties are present, Intersection is fully installed Test shall occur at TMC, Intersection, or test intersection, Web browser with network access to intersection Tested By: ____________________________________________________ Test Date: _____________________________________________________ SERIAL 15058-RFP Step Action Expected Result(s) Pass Problem/Issue Log Browse to an intersection using a web browser by typing in the IP In|Sync Web UI login screen shall 1 address of the intersection preceded display by http:// In|Sync Web UI shall log in the user 2 Enter in the user credentials supplied as inputted Navigate to the “Account” pull-out The Web UI shall display the current 3 menu and select “Edit Users” configured user credentials Click the pencil icon to edit a user or In|Sync shall bring up the Edit/New 4 click “New User” to create a new User Window user Click Add/Save to finish the user In|Sync saves the user for the 5 credential setup. currently logged on to intersection Click “Propagate Users” to propagate In|Sync shall propagate the changes 6 the configured users to all made to all intersections intersections on the corridor SERIAL 15058-RFP 3. Testing adaptive operations when detectors fail: In|Sync handles detector failure by using historical green split information and serving the proper phases until the detector is operational. This operation is called historical mode and is indicated by displaying a “Fog Mode” or “Unresponsive Camera” icon (see below) for the respective approach on the Web UI. The occurrence of fog mode triggers the respective processor to send an email or text message alert to the user indicating a video detection camera is compromised based on analysis of the fog zones. If there is no response from the IP address associated with the video detection camera then an “Unresponsive Camera” icon (see below) shall display on the Web UI. During historical mode, In|Sync shall schedule green time based on the historical green splits for that particular 15 minute period and day of week over the last 4 weeks. When the camera view is no longer compromised or the camera becomes responsive, In|Sync shall automatically come out of historical mode. There is no need to jump in and out of adaptive and non-adaptive operation when a detector fails. Test Case ID: 3 Fog Mode Icon Unresponsive Camera Icon Test Case Name: Testing adaptive operations test when detectors fail Test Objective: To confirm that In|Sync goes into historical mode when a detector has failed. Requirements: All parties are present, In|Sync is fully installed with network communications established, DIN (Power) Relay fully installed at all intersections, Test shall occur at intersection location or at TMC. Tested By: ____________________________________________________ Test Date: _____________________________________________________ Step Action Expected Result(s) Pass Problem/Issue Log Ensure In|Sync adaptive Traffic is being served 1 operations are functioning according to In|Sync’s Web UI normally scheduler. 2 Log in to the In|Sync WebUI WebUI page loads Log in to the DIN Relay 3 DIN Relay WebUI page loads WebUI Remove power from a In|Sync WebUI shall display a camera remotely using the 4 stale image on the respective DIN Relay to replicate a camera image failed detector Observe WebUI video to Phases associated with the 5 verify service of approach failed detector shall still be with failed detector serviced Supply power back to the In|Sync WebUI begins 6 camera using the DIN Relay processing video after camera interface goes through boot up process SERIAL 15058-RFP 4. Testing alarms to user-specified recipients Failure can be managed by several means. Notifying the user-defined recipients can be done through In|Sync Enable Notifications 1) Add & Enter Recipient 4) Send Test Email 2) Set Notification Times for Recipients 3) Configure Alarms to be Sent generated alarms as shown below: SERIAL 15058-RFP In|Sync Kiosk Advanced Tab In|Sync Application Email Notifications Window SERIAL 15058-RFP Test Case ID: 4 Test Case Name: Testing alarms to user-specified recipients Test Objective: To confirm In|Sync’s to alarms to user-specified recipients Requirements: All parties are present, All In|Sync intersections in group are fully installed with network communications established, Test shall occur at intersection locations or at TMC, Use current CentralSync configuration, Separate PC or laptop (if test is conducted at the intersection). Tested By: ____________________________________________________ Test Date: _____________________________________________________ Step Action Expected Result(s) Pass Problem/Issue Log Load project’s respective CentralSync CentralSync loads project’s 1 configuration on the separate PC or configuration laptop The email notifications windows Open the Email Notifications window 2 as displayed on the previous in CentralSync page shall display Recipient information should 3 Setup email settings for recipient show up in subscriber’s window All intersections along the Send CentralSync configuration to the 4 corridor shall update the email field notification settings Log in to the intersection Kiosk by 5 logging in to the IP address through Test email shall be received RDP Navigate to In|Sync by clicking the 6 “Advanced” tab and selecting In|Sync application shall display “In|Sync” Click “Notifications” to bring up the In|Sync notification windows 7 notifications windows shall display Verify or enter the email server Test email received in the 8 settings in the “SMTP Settings” tab accounts inbox and send a test email System Upgradability & Maintainability In|Sync is easy to deploy, operate and maintain. It is compatible with existing systems. When the agency desires to expand the system to include additional intersections, additional In|Sync systems can be added one-by-one, in groups, or any combination of intersections and corridors. Adjustments to the configuration files are included at no charge as part of the ongoing support that comes with the In|Sync system. Additionally, warrantied systems receive the latest software releases. Rhythm Engineering is positioned at the forefront of the adaptive technology. We reinvest over 20 percent of our resources into Research and Development (R&D). R&D expense has averaged $1,250,000/ year in development costs over previous three years. For 2015, we’re budgeting just over $3 million in development costs, which is roughly 30% of our budgeted expense for 2015. At our core, Rhythm Engineering is a company that fuses the latest technology with traffic infrastructure. As technology evolves, we continue to improve and modify our system. Training personnel on how to effectively use In|Sync is simple and straightforward. This helps makes the system efficient to use among personnel within your agency, even as things change and expand. In addition to on-site and on-call training and support, Rhythm continues to expanding its website and video training library to support partner agencies. SERIAL 15058-RFP Project Schedule Include a project schedule indicating when the elements of the work shall be completed and when deliverables, if any, shall be provided. Rhythm Engineering shall completely deploy the In|Sync® adaptive system within the agreed-upon time from the receipt of a project purchase order. It is assumed that all the signals to be outfitted with In|Sync® shall be operational and ready for equipment installation, including Ethernet connectivity and wiring completion. The Operations team at Rhythm engineering employees a staff 18 technicians, engineers, and project managers. Project managers utilize the latest in project management tools and technology to schedule and deploy In|Sync systems effectively and on schedule. Once a purchase order is received, project timelines are built out by the project manager and communicated to all parties including agency contacts, installers, and other contractors. As of September, 2015, the deployment schedule for current deployments is shown below. More U.S. traffic agencies trust In|Sync than any other adaptive traffic control system. More than 4 million vehicles drive through In|Sync intersections each day, allowing millions of motorists to enjoy the benefits of better, smarter traffic flow. Deployment Process Rhythm Engineering shall completely deploy this In|Sync adaptive system within a mutually-agreed upon period of time that per the county/city’s requirements. It is assumed that all the signals to be outfitted with In|Sync shall be operational and ready for equipment installation, including Ethernet connectivity and wiring completion. Any delays in implementation outside of Rhythm Engineering’s control are excluded from this timeframe. SERIAL 15058-RFP The following image and table describe Rhythm Engineering’s typical process from taking a project from kick-off through activation and finally into support mode. Data Procurement Equipment Detector Adaptive Support Gathering & & Shipping Installation Mode Turn-on & Mode Kickoff Configuration RAM – Regional Account Manager RPM – Rhythm Project Manager RQA – Rhythm Quality Assurance SOWQ – Statement of Work/Quote PPM – Partner (Client) Project Manager PNA – Partner (Client) Network Admin Step Description 1 Data Gathering / Kickoff 2 PPM sends Purchase Order to RAM 3 RAM hosts Internal Kickoff Meeting 4 RAM reports project boundaries & project goals 5 RPM creates project schedule 6 RAM reviews significant project details 7 RAM reports location of relevant documentation 8 RAM introduces RPM to external parties 9 RPM confirms with PPM the accuracy of SOWQ 10 RPM requests IP addresses from PNA 11 External Kickoff Meeting 12 Contractor reviews cabinet hardware on site, determines size and application compatibility 13 RPM informs PPM of projected Ship Date 14 RPM creates detailed list of equipment Rhythm shall provide (intersection by intersection) 15 RPM (or Contractor) requests networking details from PPM 16 RPM sends RQA manager equipment list to order 17 RQA places order with Rhythm equipment manufacturer 18 Procurement & Shipping 19 Rhythm Supply & Operations personnel configure and test equipment 20 RQA personnel box and ship equipment 21 Rhythm Admin sends equipment invoice to client 22 Rhythm Technician pings network devices to confirm coms up 23 RPM confirms Technician travel date with client and contractor 24 Equipment Installation 25 [presuming contractor has prior experience] Contractor pulls camera cable, mounts cameras 26 Rhythm Technician arrives on site, trains contractor and client on installation 27 Contractor installs and connects all cabinet equipment 28 RPM confirms all communications (local & global) are functioning properly 29 Detector Mode 30 Rhythm Technician and Contractor set camera views and draws detection zones 31 All Rhythm equipment is installed, connected and configured, processor is in “Detector Mode” 32 The existing controller is controlling the intersection while In|Sync collects turning movement data 33 Count data is collected by the In|Sync processor for 2-3 weeks 34 Adaptive Turn-on & Configuration 35 Rhythm Engineer builds configuration file 36 Rhythm Engineer travels to site, switches system from “Detector Mode” to “Adaptive Mode” 37 Rhythm Engineer returns to home office, reviews and adjusts system remotely 38 Rhythm Engineer requests RIDOT's confirmation that project objectives have been achieved 39 Support Mode SERIAL 15058-RFP Deliverables Fully describe deliverables to be submitted under the proposed contract. As described in the Work Plan section of this report, Rhythm Engineering shall provide key deliverables in support of this adaptive traffic singal system deployment, including: Training documents (Task 1) On-site training classes (Task 1) Hardware and cabling (Task 2) Access to software, including WebUI & CentralSync (Task 5) Test plan and system acceptance documents (Task 6) Warranty documentation (Task 6) Project Schedule & Project Management documentation Area#2 Map of the Corridor Project Intersection Detail Proposed Project Intersection(s) are as follows: Camera Mounting Images 10- Bell Road & Del Webb/99th Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount Connection Type: SDLC SB Camera: Mast Arm Mount WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: SERIAL 15058-RFP 20- Bell Road & 98th Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 30- Bell Road & Lindgren Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 40- Bell Road & 92nd Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 3 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 3 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: SERIAL 15058-RFP 50- Bell Road & 91st Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 60- Bell Road & 87th Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 70- Bell Road & 84th Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: SERIAL 15058-RFP 80- Bell Road & L-101 Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 6 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 2 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 6 EB Camera: Mast Arm Mount Pedestrian Module: NB ADV Camera: Mast Arm Mount Ethernet Repeaters Needed: TBD SB ADV Camera: Mast Arm Mount Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 90- Bell Road & 83rd Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): TBD Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 100- Bell Road & 79th Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: SERIAL 15058-RFP 110- Bell Road & 77th Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 120- Bell Road & 75th Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: 130- Bell Road & 73rd Ave Existing and client supplied equipment (please notify if incorrect): TS2-Type 2 in a TS2-Type 2 Approach(es): 4 Existing Detection: Interconnect Communication Type: Fiber Interconnect Communication Deployed: Yes Rhythm Engineering - Supplied Equipment System Type: 1 In|Sync processor(s) NB Camera: Mast Arm Mount SB Camera: Mast Arm Mount Connection Type: SDLC WB Camera: Mast Arm Mount Quantity of Cameras: 4 EB Camera: Mast Arm Mount Pedestrian Module: Ethernet Repeaters Needed: TBD Controller Mode/Pin Configuration: Monitor(s)/Keyboard(s): Yes Intersection Notes Pertinent to In|Sync Development: Camera Mounting Hardware Responsibility: Rhythm Engineering Intersection Notes: SERIAL 15058-RFP ATTACHMENT C-2 TECHNICAL REQUIREMENTS & RESPONSES PROJECT AREA 2 Versio Project Area #2: Bell Proposer Response n 2.1 Road and Loop 101 from 99th Avenue through 73rd Avenue Sys Level System Concept of Operations Meet Proposer Written Description of How Verification Reqs of Requirements Need Statements from Requ Proposed System Fulfills Method Refere Impor Final FHWA Model ireme Requirement nce tance Documents, FHWA- nts Numb HOP-11-027, Appendix (Yes er B or No) 1 1 Network Characteristic s 1.0-1 5 The ASCT 4.2.0-1 Yes In|Sync processors communicate via a Demonstrated shall control a distributed network. When a by Numerous minimum of 13 configuration is updated on one installations signals processor, all other processors receive consisting of concurrently the update. In|Sync can control 13+ signals in significantly more than 50 signals operation. concurrently. SERIAL 15058-RFP The system operators needs to eventually adaptively control up to 13 signals from one or more of the participating agency's TMCs. The adaptive capability shall be provided for signals operated by MCDOT, Peoria, ADOT, and Glendale. The Peoria TMC is also an ADOT alternate traffic operations center and is located at 9875 N. 85th Avenue, Peoria, AZ. The MCDOT TMC is located at 2919 W. Durango Street, Phoenix, AZ. The ADOT TOC is located at 2302 West Durango Street, Phoenix, AZ 85009. The Glendale TMC is located at 9645 N. 59th Avenue, Glendale, AZ. 1.0-2 5 The ASCT 4.2.0-2 Yes Signals are grouped together in the Demonstrated shall support In|Sync system. groups of The system operator needs signals. to be able to adaptively control up to 4 independent groups of signals. While the signals are relatively close, the SERIAL 15058-RFP traffic conditions are such that they shall normally be coordinated as two (or more) separate and independent groups. 4.2.0-3 The system operator needs Yes Intersection groupings may be edited at Demonstrated to vary the number of any time by a user with network access signals in an adaptively and proper administrative credentials. controlled group to accommodate the prevailing traffic conditions. 1.0- 5 The boundaries 4.2.0-2 Yes The agency has full credentials to make Demonstrated 2.0-1 surrounding changes to In|Sync and customize signal signal controller parameters. controllers that The system operator needs operate in a to be able to adaptively coordinated control up to 4 fashion shall independent groups of be defined by signals. While the signals the user. are relatively close, the 1.0- 5 The ASCT traffic conditions are such Yes In|Sync can control any number of Demonstrated 2.0-2 shall control a that they shall normally be signal groups. minimum of 4 coordinated as two (or groups of more) separate and signals independent groups. 1.0- 5 The size of a 4.2.0-3 Yes In|Sync can control any number of Demonstrated 2.0-3 group shall signals within a group. range from 1 to The system operator needs 13 signals. to vary the number of signals in an adaptively controlled group to SERIAL 15058-RFP accommodate the prevailing traffic conditions. 1.0- 5 Each group 4.2.0-2 Yes A group of In|Sync signals can be set to Demonstrated 2.0-4 shall operate operate independently of all other independently groups. The system operator needs to be able to adaptively control up to 4 independent groups of signals. While the signals are relatively close, the traffic conditions are such that they shall normally be coordinated as two (or more) separate and independent groups. 1.0- 4 The boundaries 4.2.0-3 Yes In|Sync signals are organized into Demonstrated 2.0- surrounding groups. Each group of signals is 5.0-1 signal governed by a configuration file which controllers that is copied to every processor in that operate in a group. The configuration running at a coordinated given time of the day is defined by the fashion shall time of day schedule defined within that be altered by configuration file. the system The system operator needs according to a to vary the number of time of day signals in an adaptively schedule. (For controlled group to example: this accommodate the may be prevailing traffic achieved by conditions. assigning SERIAL 15058-RFP signals to different groups or by combining groups.) 1.0- 4 The boundaries Yes Automatically switching into alternate Demonstrated 2.0- surrounding operations (i.e., event triggering) is an 5.0-2 signal important feature that is available with controllers that In|Sync. In|Sync shall receive a binary operate in a (on/off) signal from a device or coordinated controller, which shall trigger the fashion shall alternate configuration. be altered by the system according to traffic conditions. (For example: this may be achieved by assigning signals to different groups or by combining groups.) 1.0- 5 The boundaries Yes System users with network access and Demonstrated 2.0- surrounding proper credentials may manually change 5.0-3 signal configurations remotely at any time. controllers that operate in a coordinated fashion shall SERIAL 15058-RFP be altered by the system when commanded by the user. 2 2 Type of Operation 2.1 2.1 General 2.1.1 2.1.1 Mode of Operation 2.1.1.0 5 The ASCT 4.14.0-1 Yes In the rare case that an In|Sync Demonstrated -2 shall operate processor should fail, all detector calls non-adaptively are passed directly through to the when the controller, which shall control the signal adaptive non-adaptively. control The system operator needs equipment to have a fallback state fails. that allows coordination 2.1.1.0 5 The ASCT using a common cycle Yes During detector failure, In|Sync accesses Demonstrated -2.0-1 shall operate length for all signals historical data collected from previous non-adaptively within a coordinated four weeks of operation. In|Sync when a user- group, without causing estimates the traffic demand for the day- specified disruption to traffic flow, of-week and time-of-day (15-minute detector fails. in the event of equipment, interval) and serves traffic optimally. communications and Non-adaptive operations can also be software failure. For accomplished remotely. example, if the SERIAL 15058-RFP 2.1.1.0 5 The ASCT communications link to Yes During detector failure, In|Sync accesses Demonstrated -2.0-2 shall operate the Peoria TMC fails, a historical data collected from previous non-adaptively defined boundary of the four weeks of operation. In|Sync when the ASCT could continue to estimates the traffic demand for the day- number of operate adaptively. of-week and time-of-day (15-minute failed detectors Alternatively, if the interval) and serves traffic optimally. connected to a communications link to Non-adaptive operations can also be signal the Glendale TMC fails, a accomplished remotely. controller defined boundary of the exceeds a user- ASCT could operate non- defined value. adaptively based on 2.1.1.0 5 The ASCT system operator Yes During detector failure, In|Sync accesses Demonstrated -2.0-3 shall operate preference. historical data collected from previous non-adaptively four weeks of operation. In|Sync when the estimates the traffic demand for the day- number of of-week and time-of-day (15-minute failed detectors interval) and serves traffic optimally. in a group Non-adaptive operations can also be exceeds a user- accomplished remotely. defined value. 2.1.1.0 5 The ASCT Yes The In|Sync architecture is distributed Demonstrated -2.0-4 shall operate and therefore, the intelligence resides non-adaptively locally at the intersection. The global when a user- optimization (signal synchronization) defined reverts to historical data while the local communication optimizer is not affected by the loss of s link fails. communication. 2.1.1.0 5 The ASCT 4.7.0-3 Yes Users can command In|Sync to fall back Demonstrated -3 shall operate to fully actuated mode or controller non-adaptively based operations. SERIAL 15058-RFP when a user The system operator needs manually to over-ride adaptive commands the operation for a user- ASCT to cease defined group which may adaptively or may not be completely controlling a contained within an group of agency's jurisdiction. signals. When operator is advised of an incident that shall increase demand, the operator may select an appropriate flush plan. The operator shall schedule an ending time for the event. The flush plan shall remain in place until either the scheduled end time passes or the operator cancels the plan. 2.1.1.0 5 The ASCT 4.7.0-3 Yes A user can command In|Sync to Demonstrated -4 shall operate “Detector Mode” remotely or on site. In non-adaptively Detector Mode, In|Sync shall pass all when a user detector calls to the controller, which manually shall operate the signal non-adaptively. commands the The system operator needs ASCT to cease to over-ride adaptive adaptive operation. When operator operation. is advised of an incident that shall increase demand, the operator may select an appropriate flush plan. The operator shall schedule an ending time SERIAL 15058-RFP for the event. The flush plan shall remain in place until either the scheduled end time passes or the operator cancels the plan. 2.1.1.0 5 The ASCT 4.7.0-2 Yes Non-adaptive configuration files can be Demonstrated -5 shall operate created and set to run when desired via non-adaptively the time of day schedule. in accordance The system operator needs with a user- to schedule pre- defined time- determined operation by of-day time of day. The Peoria schedule. Sports Complex is located south of Bell Road with access from 83rd Avenue or 75th Avenue. When an event occurs (e.g., baseball game), its start time is scheduled and the end time is not predictable (e.g., a baseball game that may run from two to four hours). The agency shall program the system so that at a scheduled time it begins operation in a mode that accommodates the arrival of patrons to the event. The schedule shall allow normal operation while the event is in progress and there is little associated traffic. SERIAL 15058-RFP The schedule shall also place the system in an appropriate mode of operation to accommodate patrons leaving the event. An operator shall be able to manually implement the appropriate signal operation when the event ends. 4.7.0-3 The system operator needs Yes A user with appropriate administrative Demonstrated to over-ride adaptive credentials may manually call any operation. When operator adaptive or non-adaptive configuration is advised of an incident to run at any time for any duration. that shall increase demand, the operator may select an appropriate flush plan. The operator shall schedule an ending time for the event. The flush plan shall remain in place until either the scheduled end time passes or the operator cancels the plan. 2.1.1.0 5 The ASCT 4.17.0-2 Yes Automatically switching into alternate Demonstrated -6 shall operate operations (i.e., event triggering) is an non-adaptively important feature that is available in when In|Sync. In|Sync shall receive a binary commanded by (on/off) signal from a device or an external controller, which shall trigger the system alternate configuration. This alternate process. configuration can be an adaptive or non- SERIAL 15058-RFP adaptive configuration. The system needs to react to commands issued by an external decision support system or an Integrated Corridor Management system, commanding the ASCT to initiate a flush plan. This flush plan shall remain in operation until the command from the external source is removed. SERIAL 15058-RFP 2.1.1.0 5 The ASCT 4.1.0-1.0-1 Yes If applicable, the user defines a dynamic Demonstrated -7 shall alter the period length used to maintain side adaptive street service. The period length shifts operation to according to the overall demand along achieve the corridor and the local intersection required adaptively selects how to distribute objectives in green time to best facilitate progression user-specified without inducing transition events seen conditions. with cycle, split, and offset based systems. With In|Sync, the user does not have to define all possible timing plans to implement adaptive operations, significantly reducing the work load. The state of the signal controller is altered by In|Sync submitting holds and force-offs. The user can still manipulate the controller’s operation through the use of their central system software if desired. The objective of the coordination shall be to maximize the throughput along the coordinated route. This may involve a tradeoff that increases delay to cross streets and turning movements in order to maximize the green time provided to coordinated traffic flows. 4.1.0-1.0-3 SERIAL 15058-RFP The operator shall be able Yes The agency and Rhythm Engineering Demonstrated to define for each group of define a dynamic period range used to intersections the maintain side-street service. The period appropriate operational length shifts according to the overall objective. For example, demand along the corridor and the local near the freeway intersection adaptively selects how to interchange or in a distribute green time to best facilitate location with heavy progression without inducing transition turning movements, the events seen with cycle, split, and offset queue management based systems. With In|Sync, the user strategy may be specified, does not have to define all possible while on an arterial with timing plans to implement adaptive long signal spacing the operations, significantly reducing the smooth flow objective work load. The state of the signal may be specified. controller is altered by In|Sync submitting holds and force-offs. The user can still manipulate the controller’s operation through the use of their central system software if desired. 4.1.0-3 The system operator needs Yes In|Sync’s adaptive configurations Demonstrated to change the operational feature the ability to adjust service times strategy (for example, based on real-time traffic conditions, from smooth flow to utilizing a set of baseline parameters, maximizing throughput or extending or truncating coordinated managing queues) based movements and period lengths based on on changing traffic demand and delay. conditions. For example, an incident is blocking the freeway and traffic is diverting onto the arterial. The system shall adaptively respond and SERIAL 15058-RFP the off-ramp shall become the coordinated phase. 2.1.1.0 5 When current 4.1.0-1.0-1 Yes In|Sync’s adaptive configurations Demonstrated -7.0-1 measured feature the ability to adjust service times traffic based on real-time traffic conditions, conditions utilizing a set of baseline parameters, meet user- extending or truncating coordinated specified movements and period lengths based on criteria, the demand and delay. ASCT shall The objective of the alter the state coordination shall be to of the signal maximize the throughput controllers, along the coordinated maximizing route. This may involve a the throughput tradeoff that increases of the delay to cross streets and coordinated turning movements in route. order to maximize the green time provided to coordinated traffic flows. 4.1.0-3 The system operator needs Yes In|Sync adjusts its sequencing based on Demonstrated to change the operational real-time information based on user- strategy (for example, defined parameters before the arrival of from smooth flow to the coordinated movement at each maximizing throughput or intersection. This bidirectionally managing queues) based maximizes throughput of the on changing traffic coordinated route. conditions. For example, an incident is blocking the freeway and traffic is diverting onto the arterial. SERIAL 15058-RFP The system shall adaptively respond and the off-ramp shall become the coordinated phase. 2.1.1.0 3 When current 4.1.0-1.0-4 Yes Real-time analysis of demand and delay Demonstrated -7.0-2 measured addresses most storage issues, and in traffic instances where a period length does not conditions leave enough time to service total meet user- demand, In|Sync raises the period specified length. (see response 2.1.1.0-7.0-1) criteria, the The objective of the ASCT shall coordination shall be to alter the state manage the lengths of of signal queues stored at critical controllers, locations within the preventing coordinated group so that queues from long queues do not block exceeding the upstream intersections or storage otherwise reduce the capacity at capacity available during user-specified the green phases. This locations. shall involve controlling phase lengths so that the size of platoons entering a downstream block do not exceed the storage length if the platoon shall be stopped. It shall also involve control of offsets and phase lengths so that queues may be stored in locations where they shall not adversely affect SERIAL 15058-RFP capacity of the system. Queues often overflow from the westbound left turn bay at 84th Avenue and Bell and at the eastbound left turn bay at 83rd Avenue and Bell during the PM peak. 2.1.1.0 3 When current 4.1.0-1.0-3 Yes Real-time analysis of both demand and Demonstrated -7.0-3 measured delay, In|Sync provides the exact traffic amount of green time necessary to fully conditions service a movement without wasting meet user- green time on a movement with no specified demand. criteria, the The operator shall be able ASCT shall to define for each group of alter the state intersections the of signal appropriate operational controllers objective. For example, providing near the freeway equitable interchange or in a distribution of location with heavy green times. turning movements, the queue management strategy may be specified, while on an arterial with long signal spacing the smooth flow objective may be specified. 4.1.0-3 The system operator needs Yes In|Sync’s adaptive configurations Demonstrated to change the operational feature the ability to adjust service times strategy (for example, based on real-time traffic conditions, SERIAL 15058-RFP from smooth flow to utilizing a set of baseline parameters. maximizing throughput or Users can also manually call alternate managing queues) based configurations at any time, with proper on changing traffic credentials from any internet-connected conditions. For example, device. an incident is blocking the freeway and traffic is diverting onto the arterial. The system shall adaptively respond and the off-ramp shall become the coordinated phase. 2.1.1.0 4 When current 4.1.0-1.0-2 Yes In|Sync adjusts its sequencing based on Demonstrated -7.0-4 measured real-time information based on user- traffic defined parameters before the arrival of conditions the coordinated movement at each meet user- intersection. This bidirectionally defined maximizes throughput of the criteria, the coordinated route. ASCT shall Providing coordinated alter the state bands along arterial roads of signal to smooth the flow of controllers traffic. providing two- 4.1.0-3 way The system operator needs Yes In|Sync’s adaptive configurations Demonstrated progression on to change the operational feature the ability to adjust service times a coordinated strategy (for example, based on real-time traffic conditions, route. from smooth flow to utilizing a set of baseline parameters. maximizing throughput or Users can also manually call alternate managing queues) based configurations at any time, with proper on changing traffic credentials from any internet-connected conditions. For example, device. an incident is blocking the SERIAL 15058-RFP freeway and traffic is diverting onto the arterial. The system shall adaptively respond and the off-ramp shall become the coordinated phase. 2.1.1.0 5 The ASCT 4.1.0-1.0-3 Yes In|Sync adjusts local and global Demonstrated -8 shall provide optimization based on phase failures maximum and using minimum phase times from the minimum controller. Maximums (green phase timing restrictions) can also be used, though and cycle they often limit optimal service of the lengths. intersection. The operator shall be able to define for each group of intersections the appropriate operational objective. For example, near the freeway interchange or in a location with heavy turning movements, the queue management strategy may be specified, while on an arterial with long signal spacing the smooth flow objective may be specified. 4.10-1.0-6 SERIAL 15058-RFP The system shall identify Yes In|Sync’s adaptive configurations Demonstrated the critical intersection in feature the ability to adjust service times the group (or the user based on real-time traffic conditions, shall specify the critical utilizing a set of baseline parameters. intersection), and Users can also manually call alternate determine the appropriate configurations at any time, with proper signal timing parameters credentials from any internet-connected for that intersection (such device. 2.1.1.0 5 The ASCT as cycle length, phase Yes The maximum green time In|Sync shall Demonstrated -8.0-1 shall provide a sequence, phase times). allocate to a phase is dependent on how user-specified The primary determinant much demand exists on all other phases. maximum of the cycle length shall In|Sync shall end a phase when the time value for each be to accommodate traffic available before the next coordinated phase and without phase failures on movement equals In|Sync’s estimate of cycle length at critical movements that the time needed to serve all movements each signal would adversely affect the with current demand. controller. operation of other 2.1.1.0 5 The ASCT intersections or the Yes In|Sync does not use cycles. If demand Demonstrated -8.0- shall not progress in the peak exists for one phase but no others, 1.0-1 provide a direction. If this cycle In|Sync shall keep that phase green until phase length length is close to but demand exists on another phase. This is longer that the lower than a "natural" a superior behavior than setting maximum cycle length for the maximum phase lengths—which are value. coordinated group, it shall only necessary because of ring-and- select that cycle length. If barrier operations. 2.1.1.0 5 The ASCT a higher cycle length is Yes In|Sync is configured to provide user- Demonstrated -8.0-2 shall provide a required for the critical specified minimum phase values at each user-specified intersection, that cycle signal controller for safe operation. minimum length shall be selected, value for each within a user-specified phase and range. cycle length at each signal SERIAL 15058-RFP controller. 2.1.1.0 5 The ASCT Yes In|Sync shall always serve a phase for at Demonstrated -8.0- shall not least its minimum green time. 2.0-1 provide a phase length shorter than the minimum value. 2.1.1.0 5 The ASCT 4.1.0-4 Yes In|Sync automatically and adaptively Demonstrated -9 shall detect adjusts local and global optimization repeated based on phase failures within the phases that do boundaries of the configuration. not serve all The system shall waiting determine the optimal vehicles. order of phases to provide (These phase the best coordination. If failures may be the green time required for inferred, such a left turn phase is longer as by detecting the time required to repeated max- service a queue fully out.) occupying the left turn 2.1.1.0 5 The ASCT bay, and the queue would Yes In|Sync automatically and adaptively The data can -9.0-1 shall alter overflow and block the adjusts local and global optimization be extracted operations, to adjacent lane, the operator based on phase failures within the from the minimize shall be able to specify the boundaries of the configuration. history logs. repeated phase phase to operate twice for failures. each occurrence of the opposing through movement, in order to avoid queue overflow. The user shall specify a SERIAL 15058-RFP maximum elapsed time between successive occurrences of a phase when the phase is called. The entire corridor may be set by the operator to operate as one coordinated group. If the corridor is divided into more than one group, the system may have the freedom to operate it as one group subject to user-specified criteria, such as the volume of traffic in the peak direction exceeds a threshold. 2.1.2 2.1.2 Allowable Phases 2.1.2.0 5 The ASCT 4.9.0-1.0-6 Yes In|Sync may only skip a phase in the Demonstrated -3 shall prevent current sequence when there is no skipping a demand. user-specified The ability to maintain phase when the coordination with external user-specified movements by preventing phase sequence one or more phases being is operating. skipped under certain traffic conditions or signal states. 2.1.2.0 5 The ASCT 4.9.0-1.0-6 Yes In|Sync shall always serve every phase Demonstrated -4 shall prevent that has demand at least once per period skipping a (i.e., once per cycle). No phase with SERIAL 15058-RFP user-specified demand shall be skipped. phase based on the state of a user-specified The ability to maintain Yes In|Sync shall always serve every phase Demonstrated external input. coordination with external that has demand at least once per period movements by preventing (i.e., once per cycle). No phase with one or more phases being demand shall be skipped. skipped under certain traffic conditions or signal states. 4.17.0-2 The system needs to react Yes In|Sync’s adaptive configurations Demonstrated to commands issued by an feature the ability to adjust service times external decision support based on real-time traffic conditions, system or an Integrated utilizing a set of baseline parameters. Corridor Management Users can also manually call alternate system, commanding the configurations at any time, with proper ASCT to initiate a flush credentials from any internet-connected plan. This flush plan shall device. remain in operation until the command from the external source is removed. 2.1.2.0 3 The ASCT 4.9.0-1.0-6 Yes In|Sync prevents skipping user-specified Demonstrated -5 shall prevent phases by allowing and disallowing skipping a certain sequences. user-specified The ability to maintain phase coordination with external according to a movements by preventing time of day one or more phases being schedule. skipped under certain traffic conditions or signal states. SERIAL 15058-RFP 2.1.2.0 2 The ASCT 4.9.0-1.0-5 Yes Users may define allowed or omitted Demonstrated -6 shall omit a phases. user-specified The ability to maintain phase when the coordination with external cycle length is movements by allowing below a user- one or more phases to be specified omitted (disabled) under value. certain traffic conditions or signal states. 2.1.2.0 3 The ASCT 4.9.0-1.0-5 Yes In|Sync can be configured to omit a Demonstrated -7 shall omit a user-specified phase during a particular user-specified time of day or event. phase based on The ability to maintain measured coordination with external traffic movements by allowing conditions. one or more phases to be omitted (disabled) under certain traffic conditions or signal states. 2.1.2.0 2 The ASCT 4.9.0-1.0-5 Yes In|Sync can be configured to omit a Demonstrated -8 shall omit a user-specified phase during a specific user-specified event. A binary signal from the external phase based on device must be routed into the In|Sync the state of a processor to inform it to switch into user-specified alternate operations. external input. The ability to maintain coordination with external movements by allowing one or more phases to be omitted (disabled) under certain traffic conditions or signal states. 4.17.0-2 SERIAL 15058-RFP The system needs to react Yes In|Sync’s adaptive configurations Demonstrated to commands issued by an feature the ability to adjust service times external decision support based on real-time traffic conditions, system or an Integrated utilizing a set of baseline parameters. Corridor Management Users can also manually call alternate system, commanding the configurations at any time, with proper ASCT to initiate a flush credentials from any internet-connected plan. This flush plan shall device. remain in operation until the command from the external source is removed. 2.1.2.0 4 The ASCT 4.9.0-1.0-5 Yes The user may determine which phases Demonstrated -9 shall omit a can be omitted based on the time of day. user-specified The ability to maintain phase coordination with external according to a movements by allowing time of day one or more phases to be schedule omitted (disabled) under certain traffic conditions or signal states. 2.1.2.0 4 The ASCT 4.9.0-1.0-10 Yes In|Sync's algorithm automatically Demonstrated -10 shall assign assigns unused time to promote optimal unused time service at the intersection. The allowed from a phases can be restricted to user- preceding specified phases only. phase that terminates early to a user- specified phase as follows: * Next phase; Allow the operator to * Next specify which phase SERIAL 15058-RFP coordinated receives unused time from phase; a preceding phase * User- specified phase. 2.1.2.0 4 The ASCT 4.9.0-1.0-10 Yes In|Sync's algorithm automatically Demonstrated -11 shall assign assigns unused time to promote optimal unused time service at the intersection. The allowed from a phases can be restricted to user- preceding specified phases only. phase that is skipped to a user-specified phase as follows: * Previous Allow the operator to phase; specify which phase * Next phase; receives unused time from * Next a preceding phase coordinated phase; * User- specified phase. 2.1.3 2.1.3 Oversaturatio n SERIAL 15058-RFP 2.1.3.0 4 The ASCT 4.1.0-1.0-4 Yes In|Sync detects and measures queues in Demonstrated -1 shall detect the each and every lane for all approaches presence of multiple times per minute. The agency queues at pre- and Rhythm Engineering define a configured dynamic period range used to minimize locations. and manage queues throughout the network. The period length shifts according to the overall demand along the corridor and the local intersection adaptively selects how to distribute green time to best facilitate progression without inducing transition events seen with cycle, split, and offset based systems. With In|Sync, the user does not have to define all possible timing plans to implement adaptive operations, significantly reducing the work load. The state of the signal controller is altered by In|Sync submitting holds and force-offs. The user can still manipulate the controller’s operation through the use of their central system software if desired. The objective of the coordination shall be to manage the lengths of queues stored at critical locations within the coordinated group so that long queues do not block upstream intersections or otherwise reduce the capacity available during SERIAL 15058-RFP the green phases. This shall involve controlling phase lengths so that the size of platoons entering a downstream block do not exceed the storage length if the platoon shall be stopped. It shall also involve control of offsets and phase lengths so that queues may be stored in locations where they shall not adversely affect capacity of the system. Queues often overflow from the westbound left turn bay at 84th Avenue and Bell and at the eastbound left turn bay at 83rd Avenue and Bell during the PM peak. SERIAL 15058-RFP 4.1.0-1.0-5 Yes In|Sync detects and measures queues in Demonstrated each and every lane for all approaches multiple times per minute. The agency and Rhythm Engineering define a dynamic period range used to minimize and manage queues throughout the network. The period length shifts according to the overall demand along the corridor and the local intersection adaptively selects how to distribute green time to best facilitate progression without inducing transition events seen with cycle, split, and offset based systems. With In|Sync, the user does not have to define all possible timing plans to implement adaptive operations, significantly reducing the work load. The state of the signal controller is altered by In|Sync submitting holds and force-offs. The user can still manipulate the controller’s operation through the use of their central system software if desired. Manage the locations of queues within the network 4.1.0-4 The system operator needs Yes In|Sync automatically and adaptively Demonstrated to detect repeated phase adjusts local and global optimization failures and control signal based on phase failures within the timing to prevent phase boundaries of the configuration. failures building up queues. The operator in this case is trying to SERIAL 15058-RFP prevent a routine queue from forming where it shall block another movement in the cycle unnecessarily. For example, the operator may need to prevent a queue resulting from the trailing end of the through green from blocking the storage needed by an entering side-street left turn in the subsequent phase. An overall queue management strategy, particularly when congestion is present, is covered under 4.1.0-1.0-5. 4.5.0-1 The system operator needs Yes In|Sync detects and measures queues in Demonstrated to detect queues from each and every lane for all approaches outside the system and multiple times per minute. In|Sync then modify the ASCT uses this information to assign green operation to accommodate time to movements with the greatest the queuing. demand. 4.5.0-2 The system operator needs Yes In|Sync detects and measures queues in Demonstrated to detect queues within the each and every lane for all approaches system's boundaries and multiple times per minute. In|Sync then modify the ASCT uses this information to assign green operation to accommodate time to movements with the greatest the queuing. demand. 4.5.0-3 SERIAL 15058-RFP The system operator needs Yes Automatically switching into alternate Demonstrated to detect queues operations (i.e., event triggering) is an propagating outside its important feature that is available in boundaries from within In|Sync. In|Sync shall receive a binary the ASCT boundaries, and (on/off) signal from a device or modify its operation to controller, which shall trigger the accommodate the alternate configuration. This can queuing. alternate configuration be an adaptive or non-adaptive configuration. 4.5.0-4 The system operator needs Yes Configuration files that govern Demonstrated to store queues in In|Sync’s behavior are created which locations where they can define coordinated routes and movement be accommodated without prioritios through a group of signals. adversely affecting adaptive operation. 4.5.0-5 The system operator needs Yes Configuration files that govern Demonstrated to prevent queues forming In|Sync’s behavior are created which at user-specified locations. define coordinated routes and movement prioritios through a group of signals. 2.1.3.0 5 When queues 4.1.0-1.0-4 Yes Intersection phasing is continuously Demonstrated -2 are detected at dynamic with respect to each user-specified intersection’s tunnel (coordinated locations, the movement) this prevents queues from ASCT shall exceeding the storage capacity at execute user- specified locations without the user specified having to define every plausible timing condition. SERIAL 15058-RFP plan/operationa The objective of the l mode. coordination shall be to manage the lengths of queues stored at critical locations within the coordinated group so that long queues do not block upstream intersections or otherwise reduce the capacity available during the green phases. This shall involve controlling phase lengths so that the size of platoons entering a downstream block do not exceed the storage length if the platoon shall be stopped. It shall also involve control of offsets and phase lengths so that queues may be stored in locations where they shall not adversely affect capacity of the system. Queues often overflow from the westbound left turn bay at 84th Avenue and Bell and at the eastbound left turn bay at 83rd Avenue and Bell during the PM peak. 4.1.0-1.0-5 SERIAL 15058-RFP Manage the locations of Yes Configuration files that govern Demonstrated queues within the network In|Sync’s behavior are created which define coordinated routes and movement prioritios through a group of signals. 4.1.0-4 The system operator needs Yes In|Sync automatically and adaptively Demonstrated to detect repeated phase adjusts local and global optimization failures and control signal based on phase failures within the timing to prevent phase boundaries of the configuration. failures building up queues. The operator in this case is trying to prevent a routine queue from forming where it shall block another movement in the cycle unnecessarily. For example, the operator may need to prevent a queue resulting from the trailing end of the through green from blocking the storage needed by an entering side-street left turn in the subsequent phase. An overall queue management strategy, particularly when congestion is present, is covered under 4.1.0-1.0-5. 4.5.0-1 SERIAL 15058-RFP The system operator needs Yes In|Sync detects and measures queues in Demonstrated to detect queues from each and every lane for all approaches outside the system and multiple times per minute. In|Sync then modify the ASCT uses this information to assign green operation to accommodate time to movements with the greatest the queuing. demand. 4.5.0-2 The system operator needs Yes In|Sync detects and measures queues in Demonstrated to detect queues within the each and every lane for all approaches system's boundaries and multiple times per minute. In|Sync then modify the ASCT uses this information to assign green operation to accommodate time to movements with the greatest the queuing. demand. 4.5.0-3 The system operator needs Yes In|Sync detects and measures queues in Demonstrated to detect queues each and every lane for all approaches propagating outside its multiple times per minute. In|Sync then boundaries from within uses this information to assign green the ASCT boundaries, and time to movements with the greatest modify its operation to demand. accommodate the queuing. 4.5.0-4 The system operator needs Yes Configuration files that govern Demonstrated to store queues in In|Sync’s behavior are created which locations where they can define coordinated routes and movement be accommodated without prioritios through a group of signals. adversely affecting adaptive operation. 4.5.0-5 SERIAL 15058-RFP The system operator needs Yes Configuration files that govern Demonstrated to prevent queues forming In|Sync’s behavior are created which at user-specified locations. define coordinated routes and movement prioritios through a group of signals. 2.1.3.0 5 When queues 4.1.0-1.0-4 Yes In|Sync's algorithm shall compute split Demonstrated -3 are detected at times, second by second, according to user-specified real-time queues. In|Sync shall serve a locations, the phase as long as demand exists for that ASCT shall phase, until the time available until the execute user- next coordinated phase equals the time specified required to serve all queued traffic that adaptive has not yet been served in the current strategy in period. This superior methodology accordance allows In|Sync to handle unusual spikes with in demand without switching to some requirements generic "other" timing plan. 2.1.1.0-2 (The The objective of the ASCT shall coordination shall be to operate non- manage the lengths of adaptively queues stored at critical when adaptive locations within the control coordinated group so that equipment long queues do not block fails.). upstream intersections or otherwise reduce the capacity available during the green phases. This shall involve controlling phase lengths so that the size of platoons entering a downstream block do not exceed the storage length if the platoon shall be SERIAL 15058-RFP stopped. It shall also involve control of offsets and phase lengths so that queues may be stored in locations where they shall not adversely affect capacity of the system. Queues often overflow from the westbound left turn bay at 84th Avenue and Bell and at the eastbound left turn bay at 83rd Avenue and Bell during the PM peak. 4.1.0-1.0-5 Yes Configuration files that govern Demonstrated In|Sync’s behavior are created which define coordinated routes and movement prioritios through a group of signals. Manage the locations of queues within the network 4.1.0-4 The system operator needs Yes In|Sync automatically and adaptively Demonstrated to detect repeated phase adjusts local and global optimization failures and control signal based on phase failures within the timing to prevent phase boundaries of the configuration. failures building up queues. The operator in this case is trying to prevent a routine queue from forming where it shall block another movement in the cycle unnecessarily. For SERIAL 15058-RFP example, the operator may need to prevent a queue resulting from the trailing end of the through green from blocking the storage needed by an entering side-street left turn in the subsequent phase. An overall queue management strategy, particularly when congestion is present, is covered under 4.1.0-1.0-5. 4.5.0-1 The system operator needs Yes Configuration files that govern Demonstrated to detect queues from In|Sync’s behavior are created which outside the system and define coordinated routes and movement modify the ASCT prioritios through a group of signals. operation to accommodate the queuing. 4.5.0-2 The system operator needs Yes Configuration files that govern Demonstrated to detect queues within the In|Sync’s behavior are created which system's boundaries and define coordinated routes and movement modify the ASCT prioritios through a group of signals. operation to accommodate the queuing. 4.5.0-3 SERIAL 15058-RFP The system operator needs Yes Automatically switching into alternate Demonstrated to detect queues operations (i.e., event triggering) is an propagating outside its important feature that is available in boundaries from within In|Sync. In|Sync shall receive a binary the ASCT boundaries, and (on/off) signal from a device or modify its operation to controller, which shall trigger the accommodate the alternate configuration. This can queuing. alternate configuration be an adaptive or non-adaptive configuration. 4.5.0-4 The system operator needs Yes Configuration files that govern Demonstrated to store queues in In|Sync’s behavior are created which locations where they can define coordinated routes and movement be accommodated without prioritios through a group of signals. adversely affecting adaptive operation. 4.5.0-5 The system operator needs Yes Configuration files that govern Demonstrated to prevent queues forming In|Sync’s behavior are created which at user-specified locations. define coordinated routes and movement prioritios through a group of signals. 2.1.3.0 4 When queues 4.1.0-1.0-4 Yes In|Sync uses real-time analysis to omit Demonstrated -4 are detected at phases as it determines are necessary user-specified with respect to the coordinated locations, the movement. ASCT shall The objective of the omit a user- coordination shall be to specified phase manage the lengths of at a user- queues stored at critical specified locations within the signal coordinated group so that controller. long queues do not block upstream intersections or SERIAL 15058-RFP otherwise reduce the capacity available during the green phases. This shall involve controlling phase lengths so that the size of platoons entering a downstream block do not exceed the storage length if the platoon shall be stopped. It shall also involve control of offsets and phase lengths so that queues may be stored in locations where they shall not adversely affect capacity of the system. Queues often overflow from the westbound left turn bay at 84th Avenue and Bell and at the eastbound left turn bay at 83rd Avenue and Bell during the PM peak. 4.1.0-1.0-5 Manage the locations of Yes Configuration files that govern Demonstrated queues within the network In|Sync’s behavior are created which define coordinated routes and movement prioritios through a group of signals. 4.1.0-4 SERIAL 15058-RFP The system operator needs Yes Configuration files that govern Demonstrated to detect repeated phase In|Sync’s behavior are created which failures and control signal define coordinated routes and movement timing to prevent phase prioritios through a group of signals. failures building up queues. The operator in this case is trying to prevent a routine queue from forming where it shall block another movement in the cycle unnecessarily. For example, the operator may need to prevent a queue resulting from the trailing end of the through green from blocking the storage needed by an entering side-street left turn in the subsequent phase. An overall queue management strategy, particularly when congestion is present, is covered under 4.1.0-1.0-5. 4.5.0-4 The system operator needs Yes Configuration files that govern Demonstrated to store queues in In|Sync’s behavior are created which locations where they can define coordinated routes and movement be accommodated without prioritios through a group of signals. adversely affecting adaptive operation. 4.5.0-5 SERIAL 15058-RFP The system operator needs Yes Configuration files that govern Demonstrated to prevent queues forming In|Sync’s behavior are created which at user-specified locations. define coordinated routes and movement prioritios through a group of signals. 2.2 2.2 Sequence- based Adaptive Coordination 2.2.0-2 3 The ASCT 4.1.0-1.0-1 shall select cycle length Maximize the throughput Yes In|Sync detects and measures queues in Demonstrated based on a on coordinated routes each and every lane for all approaches time of day multiple times per minute. The agency schedule. and Rhythm Engineering define a dynamic period range used to minimize and manage queues throughout the network. The period length shifts according to the overall demand along the corridor and the local intersection adaptively selects how to distribute green time to best facilitate progression without inducing transition events seen with cycle, split, and offset based systems. With In|Sync, the user does not have to define all possible timing plans to implement adaptive operations, significantly reducing the work load. The state of the signal controller is altered by In|Sync submitting holds and force-offs. The user can still manipulate the controller’s operation through the use of their central system software if desired. SERIAL 15058-RFP 4.1.0-1.0-2 Provide smooth flow Yes Intersection phasing is continuously Demonstrated along coordinated routes dynamic with respect to each intersection’s tunnel (coordinated movement) to provide smooth flow along coordinated routes,. 4.1.0-1.0-3 Distribute phase times in Yes Intersection phasing is continuously Demonstrated an equitable fashion dynamic with respect to each intersection’s tunnel (coordinated movement) to distribute time in an equitable fashion. 4.1.0-1.0-4 The objective of the Yes Intersection phasing is continuously Demonstrated coordination shall be to dynamic with respect to each manage the lengths of intersection’s tunnel (coordinated queues stored at critical movement) this prevents queues from locations within the exceeding the storage capacity at coordinated group so that specified locations without the user long queues do not block having to define every plausible upstream intersections or condition. otherwise reduce the capacity available during the green phases. This shall involve controlling phase lengths so that the size of platoons entering a downstream block do not exceed the storage length if the platoon shall be stopped. It shall also involve control of offsets and phase lengths so that SERIAL 15058-RFP queues may be stored in locations where they shall not adversely affect capacity of the system. Queues often overflow from the westbound left turn bay at 84th Avenue and Bell and at the eastbound left turn bay at 83rd Avenue and Bell during the PM peak. 2.2.0-3 4 The ASCT 4.1.0-1.0-3 shall calculate Distribute phase times in Yes In|Sync does not preschedule time; Demonstrated phase lengths an equitable fashion rather, it continuously analyzes how for all phases much time is left before the subsequent at each signal coordinated movement and calculates controller to sequences and phases on that basis. suit the current 4.1.0-1.0-5 coordination Manage the locations of Yes Intersection phasing is continuously Demonstrated strategy. queues within the network dynamic with respect to each intersection’s tunnel (coordinated movement) this prevents queues from exceeding the storage capacity at specified locations without the user having to define every plausible condition. 4.1.0-4 SERIAL 15058-RFP The system operator needs Yes In|Sync automatically and adaptively Demonstrated to detect repeated phase adjusts local and global optimization failures and control signal based on phase failures within the timing to prevent phase boundaries of the configuration. failures building up queues. The operator in this case is trying to prevent a routine queue from forming where it shall block another movement in the cycle unnecessarily. For example, the operator may need to prevent a queue resulting from the trailing end of the through green from blocking the storage needed by an entering side-street left turn in the subsequent phase. An overall queue management strategy, particularly when congestion is present, is covered under 4.1.0-1.0-5. 2.2.0-4 3 The ASCT 4.1.0-1.0-1 Yes In|Sync's configuration engineers Demonstrated shall calculate determine the parameters of the offsets; offsets to suit however, the adaptive algorithm can the current make real-time adjustments to the coordination service of the movements. strategy for the Maximize the throughput user-specified on coordinate routes reference point 4.1.0-1.0-2 SERIAL 15058-RFP for each signal Provide smooth flow Yes Intersection phasing is continuously Demonstrated controller along coordinated routes dynamic with respect to each along a intersection’s tunnel (coordinated coordinated movement) to provide smooth flow route within a along coordinated routes,. group. 4.1.0-1.0-4 The objective of the Yes Intersection phasing is continuously Demonstrated coordination shall be to dynamic with respect to each manage the lengths of intersection’s tunnel (coordinated queues stored at critical movement) this prevents queues from locations within the exceeding the storage capacity at coordinated group so that specified locations without the user long queues do not block having to define every plausible upstream intersections or condition. otherwise reduce the capacity available during the green phases. This shall involve controlling phase lengths so that the size of platoons entering a downstream block do not exceed the storage length if the platoon shall be stopped. It shall also involve control of offsets and phase lengths so that queues may be stored in locations where they shall not adversely affect capacity of the system. Queues often overflow from the westbound left turn bay at 84th Avenue SERIAL 15058-RFP and Bell and at the eastbound left turn bay at 83rd Avenue and Bell during the PM peak. 2.2.0- 3 The ASCT 4.1.0-1.0-1 Yes In|Sync parameters including offsets are Demonstrated 4.0-1 shall apply configured in the included CentralSync offsets for the software. user-specified Maximize the throughput reference point on coordinate routes of each signal 4.1.0-1.0-2 controller Provide smooth flow Yes Intersection phasing is continuously Demonstrated along a along coordinated routes dynamic with respect to each coordinated intersection’s tunnel (coordinated route. movement) to provide smooth flow along coordinated routes,. 4.1.0-1.0-4 The objective of the Yes Intersection phasing is continuously Demonstrated coordination shall be to dynamic with respect to each manage the lengths of intersection’s tunnel (coordinated queues stored at critical movement) this prevents queues from locations within the exceeding the storage capacity at coordinated group so that specified locations without the user long queues do not block having to define every plausible upstream intersections or condition. 2.2.0-5 4 The ASCT otherwise reduce the Yes In|Sync can implement a dynamic Demonstrated shall calculate capacity available during period length based on optimization a cycle length the green phases. This objectives. The dynamic period for each cycle shall involve controlling facilitates progression, queue based on its phase lengths so that the management, and equitable distribution SERIAL 15058-RFP optimization size of platoons entering a of green parameters for each objectives (as downstream block do not intersection and makes changes to the required exceed the storage length period length to ensure optimal elsewhere, e.g., if the platoon shall be progression along the corridor. progression, stopped. It shall also queue involve control of offsets management, and phase lengths so that equitable queues may be stored in distribution of locations where they shall green). not adversely affect 2.2.0- 4 The ASCT capacity of the system. Yes Upper and lower bounds of the period Demonstrated 5.0-1 shall limit Queues often overflow (In|Sync’s adaptive “cycle length” cycle lengths from the westbound left equivalent) can be assigned. In|Sync to user- turn bay at 84th Avenue calculates period length in real-time specified and Bell and at the based on traffic conditions. values. eastbound left turn bay at 83rd Avenue and Bell during the PM peak. SERIAL 15058-RFP 2.2.0- 5 The ASCT 4.1.0-1.0-1 Yes In|Sync detects and measures queues in Demonstrated 5.0-2 shall limit each and every lane for all approaches cycle lengths multiple times per minute. The agency to a user- and Rhythm Engineering define a specified dynamic period range used to minimize range. and manage queues throughout the network. The period length shifts according to the overall demand along the corridor and the local intersection adaptively selects how to distribute green time to best facilitate progression without inducing transition events seen with cycle, split, and offset based systems. With In|Sync, the user does not have to define all possible timing plans to implement adaptive operations, significantly reducing the work load. The state of the signal controller is altered by In|Sync submitting holds and force-offs. The user can still manipulate the controller’s operation through the use of their central system software if desired. Maximize the throughput Yes See response 2.2.0-5.0-2 Demonstrated on coordinate routes 4.1.0-1.0-2 Provide smooth flow Yes See response 2.2.0-5.0-2 Demonstrated along coordinated routes 4.1.0-1.0-3 Distribute phase times in Yes See response 2.2.0-5.0-2 Demonstrated an equitable fashion 4.1.0-1.0-4 SERIAL 15058-RFP The objective of the Yes Intersection phasing is continuously Demonstrated coordination shall be to dynamic with respect to each manage the lengths of intersection’s tunnel (coordinated queues stored at critical movement) this prevents queues from locations within the exceeding the storage capacity at coordinated group so that specified locations without the user long queues do not block having to define every plausible upstream intersections or condition. 2.2.0- 4 The ASCT otherwise reduce the Yes This is a configurable parameter in Demonstrated 5.0-3 shall calculate capacity available during In|Sync. optimum cycle the green phases. This lengths shall involve controlling according to phase lengths so that the the user- size of platoons entering a specified downstream block do not coordination exceed the storage length strategy. if the platoon shall be 2.2.0- 4 The ASCT stopped. It shall also Yes In|Sync dynamically adjusts the period Demonstrated 5.0-4 shall limit involve control of offsets length (similar to cycle length) within changes in and phase lengths so that user-defined thresholds for a group of cycle length to queues may be stored in intersections simultaneously. As traffic a user- locations where they shall demand increases, In|Sync shall increase specified not adversely affect (or decrease) period length by user- value. capacity of the system. specified increments within the user- Queues often overflow specified range. 2.2.0- 5 The ASCT from the westbound left Yes In|Sync dynamically adjusts the period Demonstrated 5.0- shall increase turn bay at 84th Avenue length (similar to cycle length) within 4.0-1 the limit for a and Bell and at the user-defined thresholds for a group of user-specified eastbound left turn bay at intersections simultaneously. As traffic number of 83rd Avenue and Bell demand increases, In|Sync shall increase cycles based during the PM peak. (or decrease) period length by user- on a change in specified increments within the user- conditions specified range. SERIAL 15058-RFP 2.2.0- 5 The change in Yes In|Sync dynamically adjusts the period Demonstrated 5.0- conditions length (similar to cycle length) within 4.0- shall be user-defined thresholds for a group of 1.0-1 defined by a intersections simultaneously. As traffic user-specified demand increases, In|Sync shall increase number of (or decrease) period length by user- successive specified increments within the user- adaptive specified range. increases in cycle length at the maximum rate. 2.2.0- 5 The increase Yes The range of allowed period length is Demonstrated 5.0- shall be user- user-specified for each configuration file 4.0- defined. individually. A time-of-day schedule 1.0-2 specifies which configuration file is running for each day and hour of the week. 2.2.0- The ASCT 4.1.0-5 Yes In|Sync’s offsets are based on the Demonstrated 5.0-5 shall adjust volumetric profile of traffic from one offsets to intersection to the next. Offsets may minimize the adjust to local demand and can chance of dynamically shift when using dynamic stopping period lengths. In|Sync ensures their vehicles structure does not cause transition approaching a effects and accommodates upstream signal that traffic, which impacts opposing traffic have been flow downstream. In|Sync achieves this served by a level of operation without the need for user-specified costly and time consuming installation phase at an of advanced detection. 5 upstream The system operator needs signal. to minimize the chance SERIAL 15058-RFP that a queue forms at a specified location. 2.3 2.3 Non- Not Used sequence- based adaptive coordination 2.4 2.4 Single intersection adaptive operation 5 The ASCT The objective of the single Yes Configuration files that govern Demonstrated shall execute intersection adaptive In|Sync’s behavior are created which Single strategy is to allow for define coordinated routes and movement intersection adaptive operation during prioritios through a group of signals. adaptive the off peak hours during Configurations are set by time of day. strategy at night time operations. user-specified Each intersection shall locations operate in an adaptive according to a mode solely based on each time of day specific intersections schedule. volumes. This shall allow the intersection to operate in a adaptive mode and operate in a more efficient mannar to respond quickly to the traffic at each intersection. 2.5 2.5 Phase- Not Used based adaptive coordination 2.6 2.6 SERIAL 15058-RFP Responsivenes s 2.6.0-3 3 The ASCT 4.8.0-1 Yes In|Sync achieves bidirectional Demonstrated shall limit the progression through its patented changes in the optimization techniques. Users may direction of define a primary direction in the primary adaptive configuration by time of day, coordination to or maintain In|Sync’s default optimal a user- bidirectional capability. specified The system operator needs frequency. to modify the ASCT operation to closely follow changes in traffic conditions. 4.8.0-2 The system operator needs Yes In|Sync dynamically adjusts the period Demonstrated to constrain the selection length (similar to cycle length) within of cycle lengths to those user-defined thresholds for a group of that provide acceptable intersections simultaneously. As traffic operations, such as when demand increases, In|Sync shall increase resonant progression (or decrease) period length by user- solutions are desired. specified increments within the user- specified range. 2.6.0-4 3 When a large 4.8.0-3 Yes In|Sync maintains progression while Demonstrated change in locally accounting for large changes in traffic demand traffic demand. At the global level, is detected, the In|Sync creates dynamic period lengths ASCT shall to ensure the health of side street service respond more by altering the time between quickly than coordinated movements. normal operation, subject to user- SERIAL 15058-RFP specified limits. The system operator needs to respond quickly to sudden large shifts in traffic conditions. 2.6.0-5 4 The ASCT 4.8.0-2 Yes In|Sync dynamically adjusts the period Demonstrated shall select length (similar to cycle length) within cycle length user-defined thresholds for a group of from a list of intersections simultaneously. As traffic user-defined demand increases, In|Sync shall increase cycle lengths. (or decrease) period length by user- specified increments within the user- specified range. The system operator needs to constrain the selection of cycle lengths to those that provide acceptable operations, such as when resonant progression solutions are desired. 3 3 External/Inter nal Interfaces SERIAL 15058-RFP 3.0-1 The ASCT shall support external interfaces according to the referenced interface control documents and the following detailed requirements. (Insert appropriate requirements that suit your needs. Interface data flows should be documented in your ITS architecture. Interface requirements include: 5 · Information 4.3.0-1 Yes In|Sync meets this requirement. Demonstrated layer protocol The system operator needs to adaptively control signals operated by City of Peoria, Maricopa County, ADOT, and City SERIAL 15058-RFP of Glendale. 5 · Application 4.3.0-2 Yes In|Sync data is stored in a CSV Demonstrated layer protocol database, and can be auto downloaded to a computer or server. Additionally, since In|Sync installs beside the controller, any current system that uses controller output data can still function The adaptive system Yes In|Sync data is stored in a CSV Demonstrated needs to send data to database, and can be auto downloaded another system that would to a computer or server. Additionally, allow the other system to since In|Sync installs beside the coordinate with the ASCT controller, any current system that uses system. controller output data can still function 5 · Lower layer 4.3.0-4 protocol The adaptive system Yes In|Sync data is stored in a CSV Demonstrated needs to receive data from database, and can be auto downloaded another system that shall to a computer or server. Additionally, allow the ASCT system to since In|Sync installs beside the coordinate its operation controller, any current system that uses with the adjacent system. controller output data can still function 5 · Data 4.11.0-5 aggregation The adaptive system Yes In|Sync data is stored in a CSV Demonstrated needs to report database, and can be auto downloaded performance data in real to a computer or server. Additionally, time to Regional Archive since In|Sync installs beside the Data Server (RADS). controller, any current system that uses controller output data can still function 5 · Frequency of 4.17.0-2 storage SERIAL 15058-RFP 5 · Frequency of The adaptive system Yes Automatically switching into alternate Demonstrated reporting needs to react to operations (i.e., event triggering) is an commands issued by an important feature that is available in external decision support In|Sync. In|Sync shall receive a binary system or an Integrated (on/off) signal from a device or Corridor Management controller, which shall trigger the system, commanding the alternate configuration. This can ASCT to initiate a flush alternate configuration be an adaptive or plan. This flush plan shall non-adaptive configuration. remain in operation until the command from the external source is removed. 5 · Duration of storage) 3.0- 4 The ASCT 4.3.0-2 Yes InSync sends operational data through Demonstrated 1.0-1 shall send its Web User Interface and Archiver operational utilities. It also send status and alerts data to through an SMTP server. Regional The adaptive system Archive Data needs to send data to Server (RADS) another system that would external allow the other system to system. coordinate with the ASCT system. 4.11.0-5 The adaptive system Yes In|Sync data is stored in a CSV Demonstrated needs to report database, and can be auto downloaded performance data in real to a computer or server. Additionally, time to Regional Archive since In|Sync installs beside the Data Server (RADS). controller, any current system that uses controller output data can still function 3.0- 4 The ASCT 4.3.0-2 SERIAL 15058-RFP 1.0-2 shall send The adaptive system Yes In|Sync data is stored in a CSV Demonstrated control data to needs to send data to database, and can be auto downloaded the MaxView, another system that would to a computer or server. Additionally, TranSuite, and allow the other system to since In|Sync installs beside the KITS external coordinate with the ASCT controller, any current system that uses systems. system. controller output data can still function 3.0- 4 The ASCT 4.11.0-1 Yes Each operator can be assigned Demonstrated 1.0-3 shall send credentials, limiting or extending their monitoring access to monitoring data to any number data to the of workstations. MaxView, The agency needs TranSuite, and MaxView, TranSuite, and KITS external KITS to be able to systems. monitor the ASCT system automatically. 3.0- 4 The ASCT 4.3.0-2 1.0-4 shall send The adaptive system Yes In|Sync data is stored in a CSV Demonstrated coordination needs to send data to database, and can be auto downloaded data to the another system that would to a computer or server. Additionally, MaxView, allow the other system to since In|Sync installs beside the TranSuite, and coordinate with the ASCT controller, any current system that uses KITS external system. controller output data can still function systems. 3.0- 4 The ASCT 4.11.0-5 Yes Each operator can be assigned Demonstrated 1.0-5 shall send credentials, limiting or extending their performance access to performance data to any data to the number of workstations. Regional The adaptive system Archive Data needs to report Server (RADS) performance data in real external time to Regional Archive system. Data Server (RADS). SERIAL 15058-RFP 3.0- 4 The ASCT 4.17.0-2 Yes Automatically switching into alternate Demonstrated 1.0-6 shall receive operations (i.e., event triggering) is an commands important feature that is available in from the In|Sync. In|Sync shall receive a binary MaxView, (on/off) signal from a device or TranSuite, and controller, which shall trigger the KITS external alternate configuration. This can systems. alternate configuration be an adaptive or non-adaptive configuration. The adaptive system needs to react to commands issued by an external decision support system or future Integrated Corridor Management system, commanding the ASCT to initiate a flush plan. This flush plan shall remain in operation until the command from the external source is removed. 3.0- 4 The ASCT 4.17.0-2 Yes Automatically switching into alternate Demonstrated 1.0-7 shall operations (i.e., event triggering) is an implement the important feature that is available in following In|Sync. In|Sync shall receive a binary commands (on/off) signal from a device or from the controller, which shall trigger the MaxView, alternate configuration. This can TranSuite, and alternate configuration be an adaptive or KITS external non-adaptive configuration. systems when SERIAL 15058-RFP commanded: · Specified The adaptive system cycle length needs to react to · Specified commands issued by an direction of external decision support progression system or an Integrated · Specified Corridor Management adaptive system, commanding the strategy ASCT to initiate a flush plan. This flush plan shall remain in operation until the command from the external source is removed. 4 4 Crossing Arterials and Boundaries 4.0-1 4 The ASCT 4.3.0-4 Yes In|Sync can be configured with outside Demonstrated shall conform data from an adjacent system. i.e. its operation to Timing patterns can added into the an external In|Sync processor from an adjacent system's system for coordination purposes. operation. The adaptive system needs to receive data from another system that shall allow the ASCT system to coordinate its operation SERIAL 15058-RFP with the adjacent system. 4.3.0-6 The adaptive system Yes The In|Sync system includes four Demonstrated needs to detect traffic detection cameras per intersection. approaching from a These cameras view the approach up to neighboring system and 400 feet (i.e., 20 carlengths) back from coordinate the ASCT the stop bar. The ability to actively operation with the measure queues allows In|Sync to adjacent system. schedule the right amount of time to clear the actual queue at that moment, and then change quickly to another phase pair with active demand. 4.17.0-2 The adaptive system Yes Automatically switching into alternate Demonstrated needs to react to operations (i.e., event triggering) is an commands issued by an important feature that is available in external decision support In|Sync. In|Sync shall receive a binary system or an Integrated (on/off) signal from a device or Corridor Management controller, which shall trigger the system, commanding the alternate configuration. This can ASCT to initiate a flush alternate configuration be an adaptive or plan. This flush plan shall non-adaptive configuration. remain in operation until the command from the external source is removed. 4.0- 2 The ASCT 4.3.0-5 Yes Period lengths can be fixed in the Demonstrated 1.0-2 shall be based In|Sync system. Dynamic periods on a fixed inherently provide better traffic cycle length to operations, but In|Sync can be restricted match an to operate this way. SERIAL 15058-RFP adjacent The system operator needs system. to constrain the adaptive system to operate a cycle length compatible with the crossing arterial. 5 5 Access and Security 5.0-1 The ASCT 4.4.0-1 Yes In|Sync operates as a distributed Demonstrated shall be network of intelligent traffic devices— implemented typically through a Virtual Private with a security Network, without a central server. policy that Access to the system requires entry of addresses the security credentials in the form of a following username and password defined by the selected ASCT administrator. elements: The system operator needs to have a security management and administrative system that allows access and operational privileges to be assigned, monitored and controlled by an administrator, and conform to the agency's access and network infrastructure security policies. 5.0- 5 Local access to Yes Local access to the ASCT in the traffic Demonstrated 1.0-1 the ASCT. cabinet requires the entry of security credentials in the form of a username and password defined by the ASCT administrator. SERIAL 15058-RFP 5.0- 5 Remote access Yes Remote access to the ASCT requires Demonstrated 1.0-2 to the ASCT. security credentials to the VPN router, or access to the VLAN. Additionally, the adaptive device requires the entry of security credentials in the form of a username and password defined by the ASCT administrator. 5.0- 5 System Yes System monitoring is conducted by Demonstrated 1.0-3 monitoring. entering the “Portal Page” URL into a web browser, which provides a webpage of the applicable intersections the user wishes to monitor (see Remote access to the ASCT for initial requirements). The traffic engineer, technician, or TMC staff can monitor traffic operations by viewing each intersection individually, the corridor in its entirety, or by viewing a live map. Each intersection on the live map can be clicked to access the intersection’s video feed. The user can then compare historical data—including traffic counts, period lengths and phase splits. SERIAL 15058-RFP 5.0- 5 System manual Yes Manual overrides can be accomplished Demonstrated 1.0-4 override. by logging on to the In|Sync Processor with the proper security credentials and manually selecting the desired phases. The user can also disable adaptive operations at the intersection through the same user interface. Lastly, the intersection can be controlled by the user’s central management software when the user activates the controller’s free-mode pin (which In|Sync monitors), causing the controller to behave as programed by the user (e.g., initiating a controller’s user-programmed time-of- day plan). Once In|Sync registers the activated “free-pin,” In|Sync switches into detector mode, passing all actuated detector calls to the controller instead of selectively passing adaptive calls. SERIAL 15058-RFP 5.0- 5 Development Yes Development of the In|Sync Demonstrated 1.0-5 configurations is only possible with the CentralSync configuration software, which resides on the user’s PC. Therefore, the security credentials for the PC must be entered to gain access to the PC and subsequently to change the adaptive configuration. The user is prompted for the adaptive network’s user credentials upon sending the newly developed adaptive configuration out to each intersection. Overall system development is managed by Rhythm Engineering and the user is notified of new software or firmware releases; only upon response with a notice to proceed from the user shall Rhythm Engineering distribute the new software to each respective intersection. The same network security credentials are utilized to accomplish the deployment of newly developed In|Sync software or firmware. 5.0- 5 Operations Yes The systems administrator is responsible Demonstrated 1.0-6 for designating who is allowed to view, monitor, receive system alerts and manipulate the In|Sync system. The system administrator shall be provided with instructions to define operational responsibility. Rhythm Engineering shall ask for a predetermined list of users to preconfigure the system with the proper credentials prior to shipping the system. SERIAL 15058-RFP 5.0- 5 User login Yes The system administrator is responsible Demonstrated 1.0-7 for determining the user login and respective passwords for the system. Rhythm Engineering can make suggestions on the nature and complexity of these criteria, but the system administrator can ensure the security credentials meet the proper conventions of the overall security policy. The security credentials can also be configured without Rhythm Engineering’s involvement, if desired. 5.0- 5 User password Yes The system administrator is responsible Demonstrated 1.0-8 for determining the user login and respective passwords for the system. Rhythm Engineering can make suggestions on the nature and complexity of these criteria, but the system administrator can ensure the security credentials meet the proper conventions of the overall security policy. The security credentials can also be configured without Rhythm Engineering’s involvement, if desired. SERIAL 15058-RFP 5.0- 5 Administration Yes System administration security is Demonstrated 1.0-9 of the system accomplished through overall network administration. In|Sync establishes connectivity with the user, typically through a VPN connection using a VPN router and managed Ethernet switches that manage the security access of In|Sync’s network. Network security is maintained by the security policy’s selected technology to prevent unauthorized attempts at access to the system or network. Access to each adaptive processor is further controlled by the previously mentioned required In|Sync security credentials. 5.0- 5 Signal Yes In|Sync shall not interfere with existing Demonstrated 1.0-10 controller communications and security measures group access for signal controller group access. The In|Sync processors are accessed through VPN, and different groups of processors can be accessed by users with proper credentials. Multiple users can be set up, each user having access only to the group of processors assigned. 5.0- 5 Access to Yes In|Sync does not interact with any Demonstrated 1.0-11 classes of equipment electrically downstream of equipment the detector calls In|Sync submits to the controller. The access to this equipment is controlled by the network administrator beyond In|Sync’s means of interaction. SERIAL 15058-RFP 5.0- 5 Access to Yes The In|Sync processors are accessed Demonstrated 1.0-12 equipment by through VPN, and different groups of jurisdiction processors can be accessed by users with proper credentials. Multiple users can be set up, each user having access only to the group of processors assigned. 5.0- 5 Output Yes Output activation is governed by the Demonstrated 1.0-13 activation level of access given to the user by the network administrator in conjunction with the system administrator. I.e., the user must have network access to gain system access, which in turn provides visibility to output activation. Output activation may also be viewed by the central management system without compromising the adaptive system. 5.0- 5 System Yes Please see the “Development” and Demonstrated 1.0-14 parameters “Operations” responses of this section. 5.0- 5 Report Yes Please see the “System Monitoring” Demonstrated 1.0-15 generation response of this section. 5.0- 5 Configuration Yes Please see the “Development” response Demonstrated 1.0-16 of this section. 5.0- 5 Security alerts Yes Please see the “User login”, “User Demonstrated 1.0-17 password” and “Administration of the system” responses of these sections. 5.0- 5 Security Yes Please see the “User login”, “User Demonstrated 1.0-18 logging password” and “Administration of the system” responses of these sections. SERIAL 15058-RFP 5.0- 5 Security Yes Security reporting regarding In|Sync is Demonstrated 1.0-19 reporting determined by monitoring the network access. Please see the “Administration of the system” response in this section. 5.0- 5 Database Yes Database management of security Demonstrated 1.0-20 regarding network access is determined by the network management software. Please see the “Administration of the system” response in this section. 5.0- 5 Signal Yes In|Sync is an electrically passive device, Demonstrated 1.0-21 controller only submitting calls to the controller after receiving them from the detection source. This is the only form of electrical connection to the controller, limiting In|Sync’s interaction with the controller to submitting “holds” and “force-offs.” 5.0-2 The ASCT Yes In|Sync meets this requirement. Demonstrated shall provide Processors can be monitored and monitoring and controlled via web browser with correct control access login credentials and appropriate at the network access using any laptop or following tablet with an internet connection. locations: 5.0- 5 Agency TMC 4.10.0-1.0-1 Yes In|Sync meets this requirement. Demonstrated 2.0-1 at City of Processors can be monitored and Peoria, controlled via web browser with correct Maricopa login credentials and appropriate County, network access using any laptop or ADOT, and tablet with an internet connection. City of Agency TMC at City of Glendale Peoria, Maricopa County, ADOT, and City of SERIAL 15058-RFP Glendale 5.0- 5 Maintenance 4.10.0-1.0-2 Yes In|Sync meets this requirement. Demonstrated 2.0-2 facilitiy Processors can be monitored and controlled via web browser with correct login credentials and appropriate network access using any laptop or tablet with an internet connection. Maintenance facility 5.0- 5 Agency LAN 4.10.0-1.0-3 Yes In|Sync meets this requirement. Demonstrated 2.0-3 or WAN Processors can be monitored and controlled via web browser with correct login credentials and appropriate network access using any laptop or tablet with an internet connection. Workstations on agency LAN or WAN 5.0- 5 Other agency 4.10.0-1.0-4 Yes In|Sync meets this requirement. Demonstrated 2.0-4 TMC Processors can be monitored and controlled via web browser with correct login credentials and appropriate network access using any laptop or tablet with an internet connection. Other agency's TMC (at City of Peoria, Maricopa County, ADOT, and City of Glendale) SERIAL 15058-RFP 5.0- 5 Local 4.10.0-1.0-5 Yes The equipment panel, included with the Demonstrated 2.0-5 controller In|Sync system, includes a network cabinets switch which is connected to the In|Sync processor. Technicians can connect directly to the In|Sync processor at the cabinet location by simply plugging and Ethernet cable from their laptop into the network switch on the equipment panel. Local controller cabinets 5.0- 5 Maintenance 4.10.0-1.0-6 Yes In|Sync meets this requirement. Demonstrated 2.0-6 vehicles Processors can be monitored and controlled via web browser with correct login credentials and appropriate network access using any laptop or tablet with an internet connection. Maintenance vehicles 5.0- 5 Remote 4.10.0-1.0-7 Yes In|Sync meets this requirement. Demonstrated 2.0-7 location via Processors can be monitored and internet controlled via web browser with correct login credentials and appropriate network access using any laptop or tablet with an internet connection. Remote locations 5.0-3 5 The ASCT 4.4.0-1 Yes Rhythm Engineering works with the Demonstrated shall comply agency IT department to setup a Virtual with the Private Network (VPN) that Rhythm agency's Engineering shall use to access system security policy. hardware. This includes all security measures built into the agency network, including firewalls, authentication and authorization. SERIAL 15058-RFP The system operator needs to have a security management and administrative system that allows access and operational privileges to be assigned, monitored and controlled by an administrator, and conform to the agency's access and network infrastructure security policies. 5.0-4 5 The ASCT 4.10.0-2 Yes In|Sync does not interfere with Demonstrated shall not communications into our out of the prevent access controller, nor any databases generated to the local by the controller. signal The operator needs to controller access to the database database, management, monitoring monitoring or and reporting features and reporting functions of the signal functions by controllers and any related any installed signal management signal system from the access management points defined for those system. system components. 6 6 Data Log 6.0-1 The ASCT 4.11.0-6 Yes Each local In|Sync processor stores all Demonstrated shall log the such data in local csv files for each of following the past 30 days. This data can be auto- events: archived to a computer or server to keep a running database as far back as SERIAL 15058-RFP desired. The system operator needs 6.0- 5 Time-stamped to be able to report the Yes In|Sync supports this capability. Demonstrated 1.0-1 vehicle phase exact state of signal calls timing and input data for a 6.0- 5 Time-stamped specified period, to allow Yes In|Sync supports this capability. Demonstrated 1.0-2 pedestrian historical analysis of the phase calls system operation. 6.0- 5 Time-stamped Yes In|Sync would report this event as a Demonstrated 1.0-3 emergency general vehicle pre-emption. vehicle preemption calls 6.0- 3 Time-stamped Yes In|Sync would report this event as a Demonstrated 1.0-4 transit priority general vehicle pre-emption. calls 6.0- 3 Time-stamped Yes In|Sync would report this event as a Demonstrated 1.0-5 railroad general vehicle pre-emption unless the preemption rail preemption was triggered by a calls specific rail preemption controller pin. 6.0- 5 Time-stamped Yes In|Sync supports this capability. In|Sync Demonstrated 1.0-6 start and end of time-stamps all start and end times by each phase monitoring the green status of the lights. 6.0- 5 Time-stamped Yes In|Sync supports this capability. In|Sync Demonstrated 1.0-7 controller time-stamps all changes in period length interval and the start and end times of each changes phase. SERIAL 15058-RFP 6.0- 5 Time-stamped Yes In|Sync eliminates transition, through its Demonstrated 1.0-8 start and end of improved methodology of non ring- each transition based operations. Groups of In|Sync to a new processors change from one timing plan configuration to the next using a time- of-day schedule with no transition. 6.0-2 5 The ASCT 4.11.0-4 Yes Each local In|Sync processor stores data Demonstrated shall export its for the intersection locally. This data systems log in can be downloaded remotely and the following opened in MS Excel, any text viewer, or formats: a csv reader software. * MS Excel The system operator needs * Text to store all operational * CSV data and signal timing parameters calculated by * Open source the adaptive system, and SQL database export selected data to a networked drive on the signal system. 6.0-3 5 The ASCT 4.11.0-4 Yes Each local In|Sync processor stores Demonstrated shall store the configurations, traffic volume counts event log for a and queue and first-vehicle delay data minimum of 10 for each phase for the past 30 days. This days. data can be auto-archived to a computer or server to keep a running database as far back as desired. The system operator needs to store all operational data and signal timing parameters calculated by the adaptive system, and export selected data to a networked drive on the SERIAL 15058-RFP signal system. 6.0-4 5 The ASCT 4.11.0-2 Yes In|Sync stores 30 days of data on the Demonstrated shall store processor for each intersection; results of all however, data can be archived on a signal timing regular basis, providing event data for as parameter long as desired. In|Sync constantly calculations for measures and logs queue and first- a minimum of vehicle delay for all movements. This 10 days. allows In|Sync to report MEASURED performance, not just estimated performance. Using tools such as Data Visualization, delay, stops, and volumes can be reviewed for any intersection in the system at any time. The system operator needs to store and report data used to calculate signal timing and have the data available for subsequent analysis. 4.11.0-3 The system operator needs Yes In|Sync constantly measures and logs Demonstrated to store and report data queue and first-vehicle delay for all that can be used to movements. This allows In|Sync to measure traffic report MEASURED performance, not performance under just estimated performance. Using tools adaptive control. such as Data Visualization, delay, stops, and volumes can be reviewed for any intersection in the system at any time. SERIAL 15058-RFP 6.0-5 4 The system 4.11.0-2 Yes Each local In|Sync processor stores all Demonstrated shall store the such data in local csv files for each of following the past 30 days. This data can be auto- measured data archived to a computer or server to keep in user- a running database as far back as specified desired. Arrivals on green and green increments in band efficiency are not logged. the form used as input to calculations for a minimum of 6 months. * Volume The adaptive system * Occupancy needs to automatically store and report data used to calculate signal timing and have the data available for subsequent analysis. * Queue length 4.11.0-3 * Percent The adaptive system Yes In|Sync constantly measures and logs Demonstrated arrival on needs to automatically queue and first-vehicle delay for all green store and report data that movements. This allows In|Sync to * Percent time can be used to measure report MEASURED performance, not running traffic performance under just estimated performance. Using tools adaptive adaptive control. such as Data Visualization, delay, stops, and volumes can be reviewed for any intersection in the system at any time. * Average 4.11.0-7 Cycle Length per intersection SERIAL 15058-RFP The adaptive system Yes In|Sync constantly measures and logs Demonstrated needs to have the ability queue and first-vehicle delay for all to generate historic and movements. This allows In|Sync to real-time reports that report MEASURED performance, not effectively support just estimated performance. Using tools operation, maintenance such as Data Visualization, delay, stops, and reporting of system and volumes can be reviewed for any performance and traffic intersection in the system at any time. conditions. 6.0-7 4 The ASCT 4.11.0-4 Yes Each In|Sync processor stores Demonstrated shall provide configuration files and performance data data storage for for the intersection it controls. There is a system size no limit on the number of intersections, of 50 signal and data can be auto-archived from each controllers. In|Sync processor to a computer or The data to be server at any frequency desired. stored shall include the following: * Controller The system operator needs state data to store all operational * Reports data and signal timing * Log data parameters calculated by * Security data the adaptive system, and export selected data to a * ASCT networked drive on the parameters signal system. 6.0-8 4 The ASCT 4.11.0-7 Yes In the event that detector failure occurs, Demonstrated shall calculate In|Sync issues email or SMS alarms to and report user-specified recipients and stores the relative data failure notification in a searchable, quality achievable and exportable log. including: SERIAL 15058-RFP * The extent Have the ability to data is affected generate historic and real- by detector time reports that faults effectively support * Other operation, maintenance applicable and reporting of system items performance and traffic conditions. 6.0-9 3 The ASCT 4.11.0-7 Yes Any time period can be entered into Demonstrated shall report In|Sync’s WebUI and a report shall be comparisons of created for that time period. To compare logged data any period to any other period, the user when would simply open up a second window requested by in their web browser and select the the user: desired comparison period. * Day to day Have the ability to * Hour to hour generate historic and real- * Hour of day time reports that to hour of day effectively support * Hour of operation, maintenance week to hour and reporting of system of week performance and traffic * day of week conditions. to day week * Day of year to day of year 6.0-10 3 The ASCT 4.11.0-4 Yes In|Sync's free external software Demonstrated shall store data application can be used to accommodate logs in this requirement with user-defined data standard retrieval. databases The system operator needs to store all operational data and signal timing SERIAL 15058-RFP parameters calculated by the adaptive system, and export selected data to a networked drive on the signal system. 6.0-11 3 The ASCT 4.11.0-7 Yes In|Sync's web-based user interface can Demonstrated shall report output current graphs of traffic data and stored data in a historical movements in real-time and form suitable compare against live video feeds of to provide traffic which depict In|Sync's adaptive explanations of processes. system Have the ability to behavior to generate historic and real- public and time reports that politicians and effectively support to troubleshoot operation, maintenance the system. and reporting of system performance and traffic conditions. 7 7 Advanced Controller Operation 7.0-1 4 When 4.9.0-1.0-1 Yes In|Sync can be configured to meet this Demonstrated specified by requirement. the user, the Service a phase more than ASCT shall once per cycle, such as display a running a left turn phase vehicle phase before and after its more than once opposing through for each time movement the coordinated phase is served. SERIAL 15058-RFP 7.0-2 4 The ASCT 4.9.0-1.0-2 Yes The controller is responsible for Demonstrated shall provide a instituting overlaps. In|Sync must have minimum of 8 at least eight detector phases in which to phase overlaps. submit adaptive detector calls. Operate at least 8 overlap phases 7.0-3 5 The ASCT 4.9.0-1.0-3 Yes In|Sync can accommodate eight detector Demonstrated shall phases to submit adaptive vehicle accommodate detector calls, while the remaining a minimum of phases can be used as dummy phases 8 phases at within the controller, which provide each signal system detection information to the central management or ATMS systems. Operate four rings, 8 7.0-4 5 The ASCT phases and up to 4 phases Yes In|Sync does not operate using rings. Demonstrated shall per ring. In|Sync dynamically chooses the next accommodate phase to receive green based on live a minimum of demand. 4 rings at each signal. 7.0-5 5 The ASCT Yes In|Sync does not operate rings so Demonstrated shall In|Sync can accommodate any number accommodate of phases. In|Sync dynamically chooses a minimum of the next phase to receive green based on 4 phases per live demand. ring 7.0-6 4 The ASCT 4.1.0-6 Yes In|Sync chooses from 16 user-defined Demonstrated shall provide a sequences for each signal. SERIAL 15058-RFP minimum of 16 The system operator needs different user- to modify the sequence of defined phase phases to support the sequences for various operational each signal. strategies. For example, the ability to omit or skip a phase under some traffic conditions or based on external input to allow a shorter cycle length to operate, or to provide additional time to other phases; the ability to maintain coordination with external movements by preventing phases from being skipped, or by omitting phases, based on time-of-day, external input or when certain phase sequences are in operation. 4.9.0-1.0-4 The ability to operate 7.0- 4 Each different phase sequences Yes In|Sync chooses from 16 user-defined Demonstrated 6.0-1 permissible based on different traffic sequences for each signal. phase sequence conditions or by time-of- shall be user- day assignable to any signal timing plan. SERIAL 15058-RFP 7.0- 4 Each Yes In|Sync chooses from 16 user-defined Demonstrated 6.0-2 permissible sequences for each signal and may phase sequence executable by a time of day schedule. shall be executable by a time of day schedule. 7.0- 4 Each Yes In|Sync dynamically chooses the next Demonstrated 6.0-3 permissible phase to receive green based on live phase sequence queue and first-vehicle delay shall be measurements. executable based on measured traffic conditions 7.0-7 4 The ASCT 4.1.0-6 Yes The controller is responsible for Demonstrated shall not instituting overlaps. In|Sync must have prevent a at least eight detector phases in which to phase/overlap submit adaptive detector calls. output by time- The system operator needs of-day. to modify the sequence of phases to support the various operational strategies. For example, the ability to omit or skip a phase under some traffic conditions or based on external input to allow a shorter cycle length to operate, or to provide additional time to other phases; the ability to SERIAL 15058-RFP maintain coordination with external movements by preventing phases from being skipped, or by omitting phases, based on time-of-day, external input or when certain phase sequences are in operation. 7.0-8 4 The ASCT 4.1.0-6 Yes Automatically switching into alternate Demonstrated shall not operations (i.e., event triggering) is an prevent a important feature that is available with phase/overlap In|Sync. In|Sync shall receive a binary output based (on/off) signal from a device or on an external controller, which shall trigger the input. alternate configuration. The system operator needs to modify the sequence of phases to support the various operational strategies. For example, the ability to omit or skip a phase under some traffic conditions or based on external input to allow a shorter cycle length to operate, or to provide additional time to other phases; the ability to maintain coordination with external movements by preventing phases from being skipped, or by SERIAL 15058-RFP omitting phases, based on time-of-day, external input or when certain phase sequences are in operation. 4.17.0-2 The system needs to react Yes Automatically switching into alternate Demonstrated to commands issued by an operations (i.e., event triggering) is an external decision support important feature that is available in system or an Integrated In|Sync. In|Sync shall receive a binary Corridor Management (on/off) signal from a device or system, commanding the controller, which shall trigger the ASCT to initiate a flush alternate configuration. This can plan. This flush plan shall alternate configuration be an adaptive or remain in operation until non-adaptive configuration. the command from the external source is removed. 7.0-9 5 The ASCT 4.1.0-6 Yes Any phase can be utilized as a Demonstrated shall not coordinated phase with In|Sync. prevent user- The system operator needs specified to modify the sequence of phases to be phases to support the designated as various operational coordinated strategies. For example, phases. the ability to omit or skip a phase under some traffic conditions or based on external input to allow a shorter cycle length to operate, or to provide additional time to other SERIAL 15058-RFP phases; the ability to maintain coordination with external movements by preventing phases from being skipped, or by omitting phases, based on time-of-day, external input or when certain phase sequences are in operation. 4.9.0-1.0-9 The ability to designate certain phases as coordinated phases 7.0-10 The ASCT 4.9.0-1.0-12 Yes In|Sync evaluates early service based on Demonstrated shall have the real-time queue measurement. If option for a determined optimal by the adaptive coordinated algorithm, In|Sync shall release the phase to be coordinated movement early. 4 released early Allow the coordinated based on a phase to terminate early if user-definable the coordinated platoon is point in the short. phase or cycle. 7.0-11 5 The ASCT 4.9.0-1.0-15 Yes In|Sync is compatable with flashing Demonstrated shall not yellow arrow left-turn signals. prevent the Use flashing yellow arrow controller from to control permissive left displaying turns. flashing yellow arrow left turn. SERIAL 15058-RFP 7.0-12 4 The ASCT 4.9.0-1.0-11 Yes In|Sync’s video detection actively Demonstrated shall not optimizes passage time for all phases. prevent the This is accomplished in the In|Sync local signal processor and not in the controller so controller from In|Sync can impact its dynamic performing sequencing in real-time and not be actuated phase relegated to traffic responsive control using sequencing operations. 20 The ability to separately extension/pass monitor each lane on an age timers as approach and take assigned to different action depending user-specified on the conditions vehicle measured in each lane. detector input This may be implemented channels in the in the signal controller local using 20 controller. extension/passage timers, 7.0- 4 The ASCT which may be assignable Yes In|Sync meets this requirement. Demonstrated 12.0-1 shall operate to each vehicle detector adaptively input channel. This may using user- allow the adaptive specified operation to be based on detector data from a specific channels. detector, or by excluding specific detectors. 8 8 Pedestrians SERIAL 15058-RFP 8.0-2 5 When the 4.6.0-2 Yes Unlike ring-based controllers and ring- Demonstrated pedestrian based adaptive systems, which can be phase is called, thrown into transition by a pedestrian the ASCT shall call, In|Sync incorporates pedestrian accommodate service into its coordinated operations. pedestrian In|Sync shall serve pedestrian phases at crossing times a time when required the pedestrian during crossing time can be given without adaptive interfering with the coordinated operations. movement. The system operator needs to accommodate infrequent pedestrian operation while maintaining adaptive operation. Pedestrian phases are rarely called in the study area. Intersections with the most pedestrian activity include 99th, 91st, and 84th Avenue. During early mornings, evenings and parts of the weekends when traffic is light, a lower cycle length may be applicable. If there is a cycle length that would provide good two-way progression and accommodate all movements at all intersections equitably, SERIAL 15058-RFP but cannot accommodate all pedestrian movements on all phases and stay in coordination, the system shall allow the lower cycle length through the following actions. The maximum green time may be set lower than the sum of pedestrian walk and clearance times, and still allow the pedestrian phase to operate by extending the green time when necessary without throwing the system out of coordination. 8.0-6 2 When 4.9.0-1.0-13 Yes In|Sync constantly reviews the existing Demonstrated specified by demand for all phases and schedules out the user, the time and the best sequence to minimize ASCT shall delay. Planning and scheduling is done execute second-by-second. The start time of a pedestrian non-coordinated phase is adjusted in recall on real-time based on the demand present pedestrian at that moment. phase adjacent Allow flexible timing of to coordinated non-coordinated phases phases. (such as late start of a phase) while maintaining coordination. 9 9 Special Functions SERIAL 15058-RFP 9.0-1 2 The ASCT 4.9.0-1.0-11 Yes In|Sync does not preschedule time; Demonstrated shall set a rather, it continuously analyzes how specific state much time is left before the subsequent for each coordinated movement and calculates special sequences and phase lengths using real- function output time data. This evaluation is done live, based on the with current queued traffic, by lane. occupancy on a The ability to separately user-specified monitor each lane on an detector. approach and take different action depending on the conditions measured in each lane. This may be implemented in the signal controller using 20 extension/passage timers, which may be assignable to each vehicle detector input channel. This may allow the adaptive operation to be based on data from a specific detector, or by excluding specific detectors. 4.17.0-1 The system operator needs Yes In|Sync meets this requirement. Demonstrated to be able to turn on signs Processors can be monitored and that control traffic or controlled via web browser with correct provide driver information login credentials and appropriate when specific traffic network access using any laptop or conditions occur, when tablet with an internet connection. needed to support the SERIAL 15058-RFP adaptive operation, when congestion is detected at critical locations or according to a time-of-day schedule 9.0-3 2 The ASCT 4.17.0-1 Yes This functionality could be Demonstrated shall set a accomplished by quereing data from specific state specifed In|Sync processors, and for each incorporating the data into the driver special information system. function output The system operator needs based on a to be able to turn on signs time-of-day that control traffic or schedule. provide driver information when specific traffic conditions occur, when needed to support the adaptive operation, when congestion is detected at critical locations or according to a time-of-day schedule. 10 10 Detection 10.0-1 5 The ASCT Yes In|Sync works with traditional detector Demonstrated shall be calls and can receive them from any compatible technology submitting vehicle presence with the calls to the controller, including loops, following video, and many others. detector technologies: * Existing standard loop detectors SERIAL 15058-RFP * Existing video detection * Furnished Detection 11 11 Railroad and EV Pre- emption 11.0-2 5 The ASCT 4.13.0-2 Yes In|Sync maintains adaptive operation at Demonstrated shall maintain non-preempted intersections during adaptive emergency vehicle preemption. operation at The system operator needs non-preempted to accommodate intersections emergency vehicle during preemption. When an emergency intersection responds to an vehicle EV preemption, other preemption. signals within the 11.0-4 5 The ASCT coordinated group Yes In|Sync releases control to the controller Demonstrated shall operate continue to operate during preemptive events while still normally at adaptively. The preempted utilizing adaptive algorithms in the non-preempted signal returns to adaptive background. As soon as the preemption signal control once the releases, the adaptive algorithm then controllers preemption is released. takes control. There is no transition. when special functions are engaged by a preemption event. (An example of such a special functions is a phase omit, a phase SERIAL 15058-RFP maximum recall or a fire route.) 11.0-6 5 The ASCT Yes In|Sync releases control to the controller Demonstrated shall return to during preemptive events and resumes normal adaptive control when preemptions are adaptive released. And operates normally at non- operation when preempted signals. preemption of a signal controller is released. 12 12 Transit Not Used Priority 13 13 Failure Events and Fallback 13.1 13.1 Detector Failure 13.1.0- 3 The ASCT 4.14.0-1 Yes In|Sync processors communicate via a Demonstrated 1.0-1 shall release distributed network. Using CentralSync control to or the WebUI web-based software, central system changes can be made to In|Sync control. configuration files. When a configuration is updated on one processor, all other processors receive the update. In|Sync can control significantly more than 50 signals concurrently. The system operator needs SERIAL 15058-RFP 13.1.0- 3 The ASCT to have a fallback state Yes In|Sync accounts for multiple levels of Demonstrated 1.0-2 shall release that allows coordination detector failure, using historical green control to local using a common cycle split service information before falling operations to length for all signals back to non-adaptive operations if operate under within a coordinated prompted by the controller. its own time- group, without causing of-day disruption to traffic flow, schedule. in the event of equipment, 13.1.0- 4 The ASCT communications and Yes In|Sync handles detector failure Demonstrated 2 shall use the software failure. For automatically and utilizes historical data following example, if the for failed detectors. alternate data communications link to sources for the Peoria TMC fails, a operations in defined boundary of the the absence of ASCT could continue to the real-time operate adaptively. data from a Alternatively, if the detector: communications link to * Data from a the Glendale TMC fails, a user-specified defined boundary of the alternate ASCT could operate non- detector. adaptively based on * Historical system operator data gathered preference. The system by the adaptive shall recognize a detector system prior failure and take to the detector appropriate action to failure. accommodate the missing 13.1.0- 4 The ASCT data. For a local detector Yes When using In|Sync’s product option set Demonstrated 2.0-1 shall switch to failure, the local controller In|Sync: Fusion (combining In|Sync’s the alternate shall place a soft recall or video detection with WSDOT’s existing source in real maximum recall (to be stop-bar detection). In|Sync can use the time without user-specified) on the specified detector if In|Sync’s video SERIAL 15058-RFP operator appropriate phase, and detection camera is not functioning. intervention. issue an alarm. For a Otherwise In|Sync shall fall back to detector that influences using historical green durations to serve the adaptive operation the intersection. (e.g., a system detector), the system shall use data from an alternate (user- specified) detector, such as in an adjacent lane or at an appropriate upstream or downstream location. If the number of detector failures within a specified group exceeds a user- specified threshold, the system shall cease adaptive operation and go to a fallback operation specified by the user (such as time-of-day operation or free operation). The fallback operation shall be specified by the user based on location and time of day. 13.1.0- 4 In the event of 4.12.0-1 Yes In|Sync system can be configured to Demonstrated 3 a detector send email/text message alerts at the failure, the frequencies desired. ASCT shall The system operator needs issue an alarm to immediately notify to user- maintenance and specified operations staff of alarms recipients. To and alerts. SERIAL 15058-RFP issue an alarm, 4.12.0-2 the ASCT shall The system operator needs send an email, to immediately and text message, automatically pass alarms etc. to and alerts to the respective recipients MaxView, TranSuite, or authorized to KITS systems. receive each alarm. 13.1.0- 5 In the event of 4.12.0-3 Yes In|Sync logs all operations including Demonstrated 4 a failure, the failure into a csv file stored on the local ASCT shall log In|Sync processor. This file is kept for details of the 30 days, and can be auto-archived to a failure in a computer or server. permanent log. The system operator needs to maintain a complete log of alarms and failure events. 13.1.0- 5 The permanent 4.12.0-3 Yes In|Sync exports searchable, achievable Demonstrated 5 failure log and exportable csv data files. shall be The system operator needs searchable, to maintain a complete log archivable, and of alarms and failure exportable. events. 13.2 13.2 Communicati ons Failure SERIAL 15058-RFP 13.2-1 5 The ASCT 4.14.0-1 Yes During loss of communication, In|Sync Demonstrated shall execute relies on historical tunnel data to keep user-specified coordination between intersections and actions when maintains a form of time-based adaptive communication coordination. Each intersection is s to one or notified that a communication failure more signal has occurred at some point along the controllers corridor and reacts by using the fails within a historical tunnel and period length data. group. All local adaptive functions continue to work including the dynamic split allocations. The system operator needs to have a fallback state 13.2- 2 In the event of that allows coordination Yes In|Sync is the ONLY adaptive system Demonstrated 1.0-1 loss of using a common cycle with effective mitigation for communication length for all signals communication failure. The In|Sync to a user- within a coordinated architecture is distributed and therefore, specified group, without causing the intelligence resides locally at the signal disruption to traffic flow, intersection. controller, the in the event of equipment, ASCT shall communications and release control software failure. For of all signal example, if the controllers communications link to within a user- the Peoria TMC fails, a specified group defined boundary of the to local ASCT could continue to control. operate adaptively. Alternatively, if the 13.2- 5 The ASCT Yes In the event of detector failure, In|Sync Demonstrated communications link to 1.0-2 shall switch to automatically switches to alternate the Glendale TMC fails, a the alternate operation relying on historical data until defined boundary of the operation in detection is restored. SERIAL 15058-RFP real time ASCT could operate non- without adaptively based on operator system operator intervention. preference. If a communication failure prevents the adaptive system from continuing to control one or more intersections within a defined group, the signals within the group shall revert to an appropriate, user-specified fallback mode of operation, either time-of-day operation or free operation. The fallback mode shall be specified by the user based on location and time of day. 13.2-2 5 In the event of 4.12.0-1 Yes In|Sync system can be configured to Demonstrated a detector send email/text message alerts at the failure, the frequencies desired. ASCT shall The system operator needs issue an alarm to immediately notify to user- maintenance and specified operations staff of alarms recipients. To and alerts. issue an alarm, 4.12.0-2 the ASCT shall The system operator needs send an email, to immediately and text message, automatically pass alarms etc. to and alerts to the respective SERIAL 15058-RFP recipients MaxView, TranSuite, or authorized to KITS systems. receive each alarm. 13.2-3 5 The ASCT 4.12.0-1 Yes In|Sync system can be configured to Demonstrated shall issue an send email/text message alerts at the alarm within 1 frequencies desired. minute of The system operator needs detection of a to immediately notify failure. maintenance and operations staff of alarms and alerts. 4.12.0-2 The system operator needs to immediately and automatically pass alarms and alerts to the respective MaxView, TranSuite, or KITS systems. 13.2-4 5 In the event of 4.12.0-3 Yes In|Sync logs all operations including Demonstrated a failure into a csv file stored on the local communication In|Sync processor. This file is kept for s failures, the 30 days, and can be auto-archived to a ASCT shall log computer or server. details of the The system operator needs failure in a to maintain a complete log permanent log. of alarms and failure events. SERIAL 15058-RFP 13.2-5 5 The permanent 4.12.0-3 Yes In the event that detector failuer occurs, Demonstrated failure log In|Sync issues email or SMS alarms to shall be user-specified recipients and stores the searchable, failure notification in a searchable, archivable, and achievable and exportable log. exportable. Communication link failures between individual intersections are discernible to the In|Sync system and In|Sync is capable of issuing an alarm to users via email and SMS text message, as long as the communications path from at least one In|Sync intersection and the TMC is capable of propagating the message. The network administrator’s hosting hardware supporting the communications shall detect the lack of communications with each intersection’s Ethernet switching device. In turn, the network’s hosting hardware should issue an alarm to a user-specified list of recipients. The system operator needs to maintain a complete log of alarms and failure events. 13.3 13.3 Adaptive Processor Failure 13.3-1 5 The ASCT 4.14.0-1 Yes The controller must have a free Demonstrated shall execute configurable pin to relate the need to fall user-specified back to the controller's operation. actions when The system operator needs adaptive to have a fallback state SERIAL 15058-RFP control fails: that allows coordination 13.3- 5 The ASCT using a common cycle Yes The controller must have a free Demonstrated 1.0-1 shall release length for all signals configurable pin to relate the need to fall control to within a coordinated back to the controller's operation. central traffic group, without causing signal system disruption to traffic flow, control. in the event of equipment, 13.3- 5 The ASCT communications and Yes Controllers may be programmed to Demonstrated 1.0-2 shall release software failure. For activate a user-configured free-mode pin control to local example, if the to respond to the absence of ground- operations to communications link to logic inputs from the detection sources. operate under the Peoria TMC fails, a This activation directs the controller to its own time- defined boundary of the transition from adaptive operations to of-day ASCT could continue to the user’s preferred timing plan or max schedule. operate adaptively. recall functionality. Alternatively, if the communications link to the Glendale TMC fails, a defined boundary of the ASCT could operate non- adaptively based on system operator preference. There are two types of adaptive system failures: failure of the server or equipment that operates the adaptive algorithms; and inability of the adaptive algorithms to accommodate current traffic conditions. If the equipment that operates the adaptive algorithms SERIAL 15058-RFP fails, the system shall recognize the failure and place the operation in an appropriate, user-specified fallback mode, either time-of-day operation or actuated free operation. The fallback mode shall be specified by the user based on location and time of day. The presence of the adaptive processor shall not inhibit the normal operation of the signal controller when it is in fallback operation. The adaptive system makes its decisions based largely on detector information. Occasionally, as the result of an incident or other event outside the control of the system and outside the area covered by the system, congestion shall propagate back into the adaptive control area and the measured traffic conditions shall be outside the range of data that can be processed by the system. In locations where this is likely to occur, the SERIAL 15058-RFP intersection detectors, or queue detectors installed specifically for this purpose, shall measure increased occupancy. In such cases, when user- specified signal timing and detector occupancy conditions are met, the system shall recognize that its response to the input data may not be appropriate, and it shall revert to an appropriate, user-specified fallback mode, either time-of-day operation or free operation. The fallback mode shall be specified by the user based on location and time of day. 13.3-2 4 In the event of 4.12.0-1 Yes Extensive failure notification via SMS Demonstrated adaptive or email is available including failed processor detection and pedestrian actuation failure, the hardware. Notification can be sent to ASCT shall different technicians by TOD and TOW. issue an alarm The system operator needs to user- to immediately notify specified maintenance and recipients. operations staff of alarms (This and alerts. requirement 4.12.0-2 SERIAL 15058-RFP may be The system operator needs fulfilled by to immediately and sending the automatically pass alarms alarm to a and alerts to the respective designated list MaxView, TranSuite, or of recipients by KITS systems. a designated means, or by using an external maintenance management system. 13.3-3 4 The permanent 4.12.0-3 Yes In|Sync exports searchable, achievable Demonstrated failure log and exportable csv data files. shall be The system operator needs searchable, to maintain a complete log archivable, and of alarms and failure exportable. events. 13.3-4 4 During 4.14.0-1 Yes In the case of a CPU failure, detection Demonstrated adaptive actuations are passed through to the processor controller by a redundant circuit. failure, the The system operator needs ASCT shall to have a fallback state provide all that allows coordination local detector using a common cycle inputs to the length for all signals local within a coordinated controller. group, without causing disruption to traffic flow, in the event of equipment, communications and software failure. For SERIAL 15058-RFP example, if the communications link to the Peoria TMC fails, a defined boundary of the ASCT could continue to operate adaptively. Alternatively, if the communications link to the Glendale TMC fails, a defined boundary of the ASCT could operate non- adaptively based on system operator preference. 14 14 Software 14.0-1 5 The vendor's 4.15.0-2 Yes In|Sync meets this requirement. Demonstrated adaptive Processors can be monitored and software shall controlled via web browser with correct be fully login credentials using any laptop or operational tablet with an internet connection. within the following platform: * Linux The system operator needs * Windows-PC to use equipment and software acceptable under current agency IT policies and procedures. 14.0-2 5 The system 4.15.0-1.0-2 Yes In|Sync is compatible with all detector Demonstrated shall interface technologies that submit detector calls with detectors into the controller. from all Preferred detector type: manufacturers. video and loop detection. SERIAL 15058-RFP 14.0-3 5 The system 4.15.0-1.0-1 Yes In|Sync is fully-compatible with any Demonstrated shall interface controller/cabinet/detection type on the with TS-2 market. NTCIP and Preferred controller type: Econolite TS-2 NTCIP, Econolite ASC/3 ASC/3 controllers controllers. 15 15 Training 15.0-1 The vendor 4.16.0-1 Yes Rhythm Engineering provides full Demonstrated shall provide comprehensive training on installation, the following monitoring and operation of In|Sync. training. The agency needs all staff 15.0- 5 The vendor involved in operation and Yes Rhythm Engineering provides full Demonstrated 1.0-1 shall provide maintenance to receive comprehensive training on integration, training on the appropriate training. The configuration, troubleshooting, operations of operators shall already be monitoring and operation of In|Sync. the adaptive experienced in setting up Extensive video training library (and system. and fine tuning traditional user manuals) is also available to coordinated signal augment in-person training. 15.0- 5 The vendor systems. They shall Yes Rhythm Engineering shall Meet this Demonstrated 1.0-2 shall provide require training specific to Requirement. Two years of technical training on the adaptive system, support and additional training are troubleshootin sufficient to allow them to provided with the purchase of In|Sync. g the system. set up, adjust and fine tune SERIAL 15058-RFP 15.0- 5 The vendor all aspects of the system. Yes Rhythm Engineering shall Meet this Demonstrated 1.0-3 shall provide Requirement. Rhythm Engineering training on provides the training and course preventive materials (Printed & Electronic maintenance Installation and Maintenance, Web and repair of User-Interface and CentralSync equipment. software guides) throughout the hardware installation and adaptive turn- on processes. The user may invite as many individuals as they deem necessary to properly address this requirement as well as hold the training where the user desires. Additional training beyond what is initially provided covering all of the mentioned topics. 15.0- 5 The vendor Yes Rhythm Engineering shall Meet this Demonstrated 1.0-4 shall provide Requirement. See response to training on Requirement 15.0-1.0-3 system configuration. 15.0- 5 The vendor Yes Rhythm Engineering shall Meet this Demonstrated 1.0-5 shall provide Requirement. See response to training on Requirement 15.0-1.0-3 administration of the system. 15.0- 5 The vendor Yes Rhythm Engineering shall Meet this Demonstrated 1.0-6 shall provide Requirement. See response to training on Requirement 15.0-1.0-3 system calibration. SERIAL 15058-RFP 15.0- 5 The vendor's Yes All material including an extensive Demonstrated 1.0-7 training video training library shall be provided. delivery shall include: printed course materials and references, electronic copies of presentations and references. 15.0- 4 The vendor's Yes Rhythm Engineering shall Meet this Demonstrated 1.0-8 training shall Requirement. Training locations are on be delivered at site at the client's location and at the each agency's project's traffic cabinet. Traffic Management Center 15.0- 5 The vendor Yes Rhythm Engineering shall Meet this Demonstrated 1.0-9 shall provide a Requirement. Installation training minimum of 3 includes four hours of in class training day training to and four hours field training. a minimum of Configuration training includes a one 10 staff for hour goal meeting, a one to two hour each agency. CentralSync preliminary configuration session and one day of driving the corridor after the adaptive turn-on. Upon project completion, an additional hour of CentralSync training is provided upon the explanation of the adaptive corridor's final configuration. SERIAL 15058-RFP 15.0- 5 The vendor Yes Rhythm Engineering shall provided the Demonstrated 1.0-10 shall provide a requested training onsite and/or minimum of 2 remotely through training resources. training sessions over 6 months to each agency. 16 16 Maintenance, Support and Warranty 16.0-1 5 The 4.16.0-2 Yes Standard InSync hardware warranty is Demonstrated Maintenance guaranteed for two years. Extended Vendor shall warranty for years 3-5 are available. provide Rhythm shall repair or replace maintenance malfunctioning equipment. All other according to a maintenance is the responsibility of the separate client. maintenance The agency needs the contract. That system to fulfill all contract should requirements for the life identify repairs of the system. The agency necessary to therefore needs the system preserve to be maintained to repair requirements faults that are not defects fulfillment, in materials and responsiveness workmanship. in effecting those repairs, and all requirements on the maintenance SERIAL 15058-RFP provider while performing the repairs. 16.0-2 5 The Vendor 4.16.0-4 Yes Standard In|Sync software warranty is Demonstrated shall provide guaranteed for two years including all routine updates updates to the latest software releases. to the software Extended warranty for years 3-5 are and software available and also include the latest environment updates. necessary to The agency needs the preserve the system to fulfill all fulfillment of requirements for the life requirements of the system. The agency while the therefore needs support to maintenance keep software and contract is software environment active. updated as necessary to Preservation of prevent requirements no requirements longer being fulfilled. The fulfillment agency expects especially maintenance of all includes all IT adaptive system software management for a period of 10 years requirements shall be included in the as previously purchase price. The identified. The agency expects to operate vendor shall this system using the latest respond to software for a period of 10 requests for years. The agency shall software seek technical support maintenance from the vendor for SERIAL 15058-RFP within a 24- assistance in using the hour period. adaptive software for the life of the system. 16.0-3 5 The Vendor 4.16.0-3 Yes Rhythm warrants that all In|Sync Demonstrated shall warrant hardware components shall be free of the system to defects for a period of two (2) years be free of from date of receipt by buyer, and all defects in software or firmware furnished shall materials and operate as designed and defined in user workmanship manuals for two (2) years. Extended for a period of warranties are available. 5 years. The agency needs the Warranty is system to fulfill all defined as requirements for the life correcting of the system. The agency defects in therefore needs the system materials and to remain free of defects workmanship in materials and (subject to workmanship that result in other language requirements no longer included in the being fulfilled. purchase Maintenance of all field documents). equipment shall be Defect is performed by contract defined as any staff. Maintenance of the circumstance following field equipment in which the shall be performed by in- material does house staff: controller not perform cabinet assembly and all according to its typical signal field SERIAL 15058-RFP specification. equipment. The vendor shall respond to request for hardware maintenance within a 24- hour period. 16.0-4 5 The vendor Yes Configuration of the In|Sync system is Demonstrated shall set up and included at no additonal charge. Rhythm fine tune the Engineers are available 24 hours a day, operation of 7 days per week to assist in continued the ASCT prior refinements and updates to to handover to configuration files. the agency. The set up and fine tuning of the system shall be contracted out. A review of the system's operation shall be performed quarterly. Complaints or requests for changes in operation shall be handled by the in-house operators on an as-needed basis. 17 17 Schedule 17.0-1 4 The ASCT 4.17.0-1 Yes In|Sync signals are organized into Demonstrated shall set the groups. Each group of signals is state of governed by a configuration file which external is copied to every processor in that input/output group. The configuration running at a states given time of the day is defined by the according to a time of day schedule defined within that time-of-day configuration file. SERIAL 15058-RFP schedule. The system operator needs 17.0-2 4 The ASCT to be able to turn on signs Yes In|Sync signals are organized into Demonstrated output states that control traffic or groups. Each group of signals is shall be provide driver information governed by a configuration file which settable when specific traffic is copied to every processor in that according to a conditions occur, when group. The configuration running at a time-of-day needed to support the given time of the day is defined by the schedule adaptive operation, when time of day schedule defined within that congestion is detected at configuration file. critical locations or 17.0-3 4 The ASCT according to a time-of-day Yes In|Sync signals are organized into Demonstrated operational schedule groups. Each group of signals is parameters governed by a configuration file which shall be is copied to every processor in that settable group. The configuration running at a according to a given time of the day is defined by the Time of Day time of day schedule defined within that schedule configuration file. 18 18 Performance Measurement, Monitoring and Reporting 18.0-1 4 The ASCT 4.11.0-2 Yes All traffic conditions used to base signal Demonstrated shall report state alterations are reported in a history measures of log that can be viewed live on screen as current traffic the adaptive processor makes the conditions on decision, in a graphical format or which it bases archived and exported to CSV format. signal state The agency needs to alterations. SERIAL 15058-RFP 18.0-2 3 The ASCT maintain a complete Yes In|Sync calculates intermediate values, Demonstrated shall report all record of the actions and which may be observed via the WebUI. intermediate performance of the The result of those values is reported calculated adaptive system. This and logged. values that are shall allow staff to affected by monitor the effectiveness calibration of the system, and also parameters. respond to requests for 18.0-3 4 The ASCT information and review Yes The In|Sync History Viewer maintains Demonstrated shall maintain the operation when and displays such a log. Historical data a log of all complaints are received. can also be downloaded as csv files, or signal state The system shall maintain archived automatically to an agency alterations a complete record of all its computer or server. directed by the calculations, changes of ASCT. output state, inputs received from other systems and commands to local signal controllers. All calculations that are affected by calibration parameters (including the results of intermediate calculations that are inputs to optimization routines and selection tables) shall be reported, to facilitate set-up, fine tuning and trouble-shooting. The log shall include a record of all inputs received from external sources, and all external outputs generated by the system. It shall also SERIAL 15058-RFP record the actual values of all parameters that are subject to a user-specified maximum, minimum or range. 4.11.0-7 Have the ability to 18.0- 4 The ASCT log generate historic and real- Yes Events that cause the controller to exit Demonstrated 3.0-1 shall include time reports that the free mode state of operation shall be all events effectively support recorded and logged by the operation of directed by the operation, maintenance the system. external inputs. and reporting of system 18.0- 4 The ASCT log performance and traffic Yes InSync logs all external output changes Demonstrated 3.0-2 shall include conditions. The log shall from its processor. all external be maintained on-line in a output state format able to be queried changes. by a user, for a user 18.0- 4 The ASCT log specified period. The log Yes Each In|Sync processor stores Demonstrated 3.0-3 shall include shall be able to be configuration files which define and all actual exported in .csv or other track all parameters, including user- parameter user-defined format for specified values. values that are further analysis. The log subject to user- shall be able to be specified archived in .csv or other values. user-defined format. 18.0- 4 The ASCT Yes In|Sync maintains records of operations Demonstrated 3.0-4 shall maintain for 30 days and can be archived for the records in perpetuity. this ASCT log for a user- defined period. SERIAL 15058-RFP 18.0- 4 The ASCT Yes All history viewer logs can be archived Demonstrated 3.0-5 shall archive at any frequency and shall be stored for the ASCT log 30 days on the local processor in CSV in a user- format, which can be converted to SQL. defined manner. SERIAL 15058-RFP EXHIBIT C “CLICK THROUGH” AGREEMENT FOR TRAFFIC MANAGEMENT SOFTWARE Below are terms and conditions applicable to the Traffic Management software (the “Software”) and related services (all of the foregoing are collectively referred to herein as the “Services”) furnished by Rhythm Engineering, LLC (“RHYTHM”), as well as the licensing terms for downloading, installing, accessing and using the Software made available by RHYTHM in connection with the Services furnished pursuant to any agreement, purchase order and/or license between RHYTHM and Customer (collectively, such terms and conditions and licensing terms are referred to hereinafter as the “Terms & Conditions”). Please read the Terms & Conditions carefully before accessing or using the Services or the Software. BY YOUR “CLICK” ON THE “AGREE AND CONTINUE” ICON AT THE END OF THE TERMS & CONDITIONS AND BY ACCESSING OR USING THE SERVICES OR THE SOFTWARE, YOU AND/OR THE ENTITY THAT YOU REPRESENT (REFERRED TO HEREIN AS THE “CUSTOMER” OR “YOU”) AGREE AND ACKNOWLEDGE THAT YOU ARE AUTHORIZED TO AGREE TO AND BIND CUSTOMER TO THESE TERMS & CONDITIONS AND ARE AGREEING TO BE LEGALLY BOUND BY ALL OF THE PROVISIONS SET FORTH IN THESE TERMS & CONDITIONS. If You do not agree to (or cannot comply with) all of the provisions of these Terms & Conditions, You do not have the right to download, install, access or use the Services or the Software and must not download, install, access or use the Services or the Software. Notwithstanding any provision of these Terms & Conditions to the contrary, if RHYTHM and Customer have entered into a separate written agreement concerning the Services and/or the Software, the provisions of such separate written agreement will prevail over any conflicting provisions of these Terms & Conditions. 1. DEFINITIONS: Certain capitalized terms used in these Terms & Conditions have the meanings set forth below. “Confidential Information” means any information relating to or disclosed in the course of the provision of Services hereunder that is or should be reasonably understood to be confidential or proprietary to the disclosing party including, without limitation, technical or non-technical data, product or service plans, developments, processes, designs, techniques, devices, formulae, software (whether owned by, licensed by or sublicensed by a party hereto and including both source and object code), business plans, and agreements with third parties. “Confidential Information” shall not include information (1) already lawfully known to the receiving party at the time of disclosure by the disclosing party, (2) generally known to the public through no act or fault of the receiving party, or (3) lawfully obtained from any third party that, to the knowledge of the receiving party, has no duty or obligation of confidentiality to the disclosing party with respect to such information. “Software” means only the Software program made available by RHYTHM, and corresponding documentation, associated media, printed materials, electronic documentation, and all updates, upgrades, modifications, patches and the like made to or in connection with said Software program to the extent that such items are not accompanied by a separate license agreement or terms and conditions of use. The Software is proprietary to RHYTHM and is protected by intellectual property laws and treaties. 2. LICENSE: (a) With respect to the Software, subject to Customer’s payment in full of all applicable fees, costs and expenses required to be paid by Customer to RHYTHM in connection therewith, RHYTHM grants to Customer a non-revocable, non-exclusive, assignable, limited license to the Software, in machine- readable object code form only, to download, install, access and use the Software in connection with the Services. The Software is licensed for use by Customer and may not be used for processing of third-party data as a service bureau, application service provider or otherwise. Customer shall not make any use of the Software in any manner not expressly permitted by these Terms & Conditions. (b) Customer agrees: (1) not to remove any RHYTHM notices in the Software; (2) not to sell, transfer, rent, lease or sub-license the Software or documentation to any third party (Cities and governmental organizations identified in (c) below excluded); (3) not to alter or modify the Software; and (4) not to reverse engineer, disassemble, decompile or attempt to derive source code from the Software, or prepare derivative works therefrom. SERIAL 15058-RFP (c) Customer may not assign, transfer or sublicense all or part of these Terms & Conditions or the Software without the prior written consent of RHYTHM, with the exception of Cities and governmental organizations identified as having an interest in the Adaptive Signal Control Technology deployment scope of work (see Exhibit B of agreement). 3. OWNERSHIP OF SOFTWARE/DATA: RHYTHM owns, and Customer acknowledges and agrees that RHYTHM owns, the Software, including, without limitation, any and all worldwide copyrights, patents, trade secrets, trademarks and proprietary and confidential information rights in or associated with the Software and upgrades, updates, modifications, patches and the like related thereto. The Software is protected by copyright laws and international copyright treaties, as well as other intellectual property laws and treaties. No ownership rights in the Software are transferred to Customer. Customer agrees that nothing in these Terms & Conditions or associated documents gives Customer any right, title or interest in the Software, except for the limited express rights granted in Section 2 of these Terms & Conditions. All rights not specifically granted in these Terms & Conditions, including Federal and International Copyrights, are reserved by RHYTHM. Additionally, RHYTHM owns, and Customer acknowledges and agrees that RHYTHM owns, any and all data generated, collected, used and/or developed by the Software. Customer agrees to reasonably cooperate with RHYTHM to make any and all data available to RHYTHM. 4. CUSTOMER’S OBLIGATIONS AND RESPONSIBILITIES - OTHER REQUIRED SOFTWARE, HARDWARE, ETC.: Customer shall be solely responsible for obtaining and maintaining, at its own expense, all software, hardware (including without limitation network systems), telephonic or other communications circuits, and Internet Service Provider relationships that are necessary or appropriate for Customer to properly access and use any Services or the Software. RHYTHM shall have no responsibility or liability for any unavailability or failure of, or nonconformity or defect in, any Services or the Software that is caused by or related in any manner to any failure of Customer to obtain and maintain all such software, hardware, equipment, circuits and relationships. 5. CONFIDENTIALITY: Customer and RHYTHM each agree that, with respect to the Confidential Information of the other party, during the term of the provision of the Services by RHYTHM to Customer, and for a period of five (5) years (or in the case of any Confidential Information of a disclosing party that is a “trade secret,” for a period of the longer of five (5) years or so long as such information remains a “trade secret” under applicable law) thereafter, such recipient party shall at all times maintain the confidentiality of the other party’s Confidential Information, using the same degree of care that such party uses to protect its own confidential information, but in any event not less than reasonable care; and shall not use or disclose to any third party any such Confidential Information (except in performance of the Services), except as may be required by law or court order. Each party shall be liable and responsible for any breach of this Section committed by any of such party’s employees, agents, consultants, contractors, representatives or anyone else who has gained access to such Confidential Information through the recipient party. 6. ACCEPTABLE USE OBLIGATIONS: (a) Customer is responsible for any misuse of the Services and the Software. Therefore, Customer must take all reasonable precautions to protect access and use of the Services and the Software. (b) Customer shall not use the Services or the Software in any manner in violation of applicable law including, but not limited to, by infringing or misappropriating intellectual property rights, including copyrights, trademarks, service marks, software, patents and trade secrets. (c) Customer shall not use the Services or the Software to engage in any of the following: (i) Interfering with, gaining unauthorized access to or otherwise violating the security of RHYTHM’s or another party’s server, network, personal computer, network access or control devices, software or data, or other system, or to attempt to do any of the foregoing, including, but not limited to, use in the development, distribution or execution of Internet viruses, worms, denial of service attacks, network flooding or other malicious activities intended to disrupt computer services or destroy data; (ii) Interfering with RHYTHM’s network or the use and enjoyment of the Services or the Software received by other authorized customers of RHYTHM; SERIAL 15058-RFP (iii) Violating personal privacy rights; (iv) Engaging in any activities that RHYTHM believes, might be harmful to RHYTHM’s operations, public image or reputation. Rhythm shall give Customer notice of its belief of improper activities, and Customer shall have three (3) days from its receipt of the notice to respond, and offer remedy if appropriate. 7. SERVICE SUSPENSION FOR VIOLATIONS: In the event of any default by Customer in the payment of any amounts when due to RHYTHM as specified on the applicable invoice(s) from RHYTHM, which default continues unremedied for at least five (5) business days following notice from RHYTHM of such default, RHYTHM shall have the right to immediately suspend or terminate Customer’s right of use of the Services or the Software or block access thereto (each such circumstance, a “Service Suspension”) unless and until such default, and any and all other defaults by Customer under these Terms & Conditions, shall have been cured. RHYTHM may institute a Service Suspension upon at least seven (7) calendar days’ prior written notice to Customer in the case of any other violation of these Terms & Conditions, and may do so without notice for any of the following reasons: (a) in response to a court order or government notice that certain conduct must be stopped or (b) when RHYTHM reasonably determines: (1) that it may be exposed to sanction, civil liability or prosecution; (2) that such violation may cause harm to or interfere with the integrity or normal operations or security of RHYTHM’s network or networks with which RHYTHM is interconnected or interfere with another of RHYTHM’s customer’s use of RHYTHM services or software products; or (3) that such violation otherwise presents imminent risk of harm to RHYTHM or other of RHYTHM’s customers or their respective systems or employees. Any such Service Suspension shall continue unless and until such violation, and any and all other defaults by Customer, shall have been cured to the satisfaction of RHYTHM. Customer is responsible for all charges or fees due to RHYTHM through the date the Service Suspension begins. 8. CUSTOMER CONTROLS THE TRAFFIC PLAN: Customer is in control of any and all traffic plans and/or uses of the RHYTHM Software. Customer agrees it has reviewed and tested the Software before its use. Customer takes full responsibility for the implementation, use and associated output from said use of the Software. Warranty Rhythm Engineering’s skilled technicians and engineers are available 24 hours a day, 7 days a week, 365 days a year. During the five-year warranty period requested and recommended for this project, our team is available to assist with any support needs you may have. Rhythm Engineering manages In|Sync software updates approximately four times per year for partner agencies. Rhythm Engineering shall schedule software updates on a client-preferred schedule basis. Hardware All In|Sync hardware components are guaranteed to be free of defects in materials or workmanship for two years from the date of receipt by the buyer. If any failure to conform to the warranty appears within this period, Rhythm Engineering shall repair or replace any defective parts at our option, upon notification at no cost to the buyer. (No equipment shall be returned during the warranty period without Rhythm Engineering’s consent, which consent shall not be unreasonably withheld.) Services All recommendations, guidance and performance of Rhythm staff shall reflect competent, professional knowledge and judgment. Software & Firmware Rhythm Engineering warrants that all software or firmware furnished shall operate as designed under regular uses defined in our user manuals for two years from the date of receipt of system hardware by the buyer. Claim Process If any fault is found in any In|Sync component, agency staff should contact Technical Support at (913) 227-0603. A service representative shall help diagnose and isolate the issue immediately. We stand by the quality & effectiveness of each In|Sync component. SERIAL 15058-RFP Warranty Exclusions This Warranty covers all Rhythm Engineering provided traffic cabinet components as well as video cameras and camera enclosures sold as part of the system that fail for any reason except: Acts of God – Including, but not limited to – damage by lightning strikes, tornados, hurricanes, floods, etc. Errors or damage during installation or transportation Improperly maintained equipment Irregular power supplies – including but not limited to power surges Maliciousness or vandalism Accidents, incidents or collisions – including, but not limited to vehicular For the best possible coverage, Rhythm Engineering strongly recommends the purchase of spare hardware at a 10% level (i.e., one spare system for a purchase of ten, two spares for a purchase of 11-20, etc.) Limitation of Warranty Warranties are exclusive and in lieu of all other warranties, whether statutory, express or implied. Remedies provided above are the buyer’s sole remedies for any failure by Rhythm Engineering to comply with its warranty obligations. Correction of non-conformities in the manner and for the period of time provided herein shall constitute complete fulfillment of all the liabilities of Rhythm Engineering for defective equipment, materials, services or software/firmware, whether the claims by the buyer are based in contract, in tort (including negligence or strict liability) or otherwise. Limitation of Liability Neither Rhythm Engineering nor its sub-contractors or suppliers of any tier shall be liable to the buyer for any special, indirect, liquidated, incidental or consequential damage or loss, or for damage or loss of property or equipment not furnished under a purchase order resulting therefrom on which the liability or claims of buyers are based. The remedies set forth herein are exclusive; for each item of equipment, material, services or software/firmware, the total cumulative liability of Rhythm Engineering under any purchase order accepted by Rhythm Engineering, or anything done in connection therewith, shall be limited to the price of the item of equipment, material, services or software/firmware. In all cases where buyer’s claim, whether based in contract, in tort (including negligence and strict liability), under any warranty, or otherwise arises out of or in connection with the sale, delivery or use of defective equipment, material, software/firmware or services supplied hereunder or damage resulting therefrom, buyer’s exclusive remedies and Rhythm Engineering’s sole liability shall be limited to those specifically outlined in the warranty provision. The provisions of this section, Limitation of Liability, shall also protect Rhythm Engineering suppliers and sub-contractors and shall apply to the full extent permitted by law and regardless of fault and shall survive termination, cancellation or expiration of the order. The provisions of this section, Limitation of Liability, shall apply notwithstanding any other provision of the purchase order. The equipment, material and software/firmware are intended for use only for the purpose for which they were expressly provided. With respect to any other use, Rhythm Engineering makes no representation or warranty and assumes no liability of any kind where in contract or tort (including negligence and strict liability) Replacement Parts In|Sync’s hardware requires little maintenance and has similar needs to the maintenance needs of existing hardware found in the traffic cabinet. Rhythm Engineering has found that partner agencies maintain the In|Sync video detection cameras at the same frequency as traditional video detection systems. However, In|Sync’s cameras require less power cycling field visits because of the user’s ability to remotely interact with the cameras using the In|Sync WebUI. In the event of equipment failure covered under warranty, the responsible agency can contact Rhythm customer support to begin a Return Merchandise Authorization (RMA) process wherein Rhythm’s quality control team shall receive and test potentially damaged or defective equipment and provide replacement parts in an expeditious manner that meets the agency’s expectation as defined in the requirements. SERIAL 15058-RFP Extended Support Options Rhythm Engineering provides a two-year warranty and technical support with every purchase of In|Sync adaptive traffic control (see In|Sync Warranty PDF). Deployment partners of Rhythm Engineering can extend the coverage using one of the following plans. Support Plans are offered on a per-corridor basis. Option #1: Software & Support Plan This tier of support includes all software upgrades and fixes released during the plan period and a fixed amount of Rhythm Engineering staff support time. The staff support time includes a retainer of two (2) hours of remote technical or engineering support per intersection purchased per year. Hours are aggregated per corridor, and cannot be used to support other corridors. This plan is available for $250 per intersection per year, payable in advance. Option #2: Comprehensive Coverage Plan This level of support includes everything in the Software and Support Plan plus unlimited remote technical and engineering support time and hardware replacement for failed equipment. Defective or failed equipment must be returned to Rhythm Engineering. Equipment may be replaced with new or refurbished equipment of equal or greater functionality or repaired, at the discretion of Rhythm Engineering. This plan does not cover damage from incidents (e.g. traffic collisions or power surges) or “acts of God” (e.g. lightning strikes). This plan is available to cover equipment up to five years from the original date of shipping. The Comprehensive Coverage Plan is available for $750 per intersection per year, payable in advance. Standard Software & Comprehensive Service & Equipment Offered Two-Year Support Plan Coverage Plan Warranty $250/int/yr $750/int/year In|Sync hardware & software guaranteed X X to operate as designed & purchased Updates provided to maintain original X X X functionality as designed Upgrades to provide new functionality, as X X X & when developed Two hours per intersection of remote X technical & engineering support Unlimited remote technical & engineering X X support Hardware replacement (see above) X X NOTE: Table is for informational purposes. SERIAL 15058-RFP Exhibit D Office of Procurement Services Contractor Travel and Per Diem Policy All contract-related travel plans and arrangements shall be prior-approved by the County Contract Administrator. Lodging, per diem and incidental expenses incurred in performance of Maricopa County/Special District (County) contracts shall be reimbursed based on current U.S. General Services Administration (GSA) domestic per diem rates for Phoenix, Arizona. Contractors must access the following internet site to determine rates (no exceptions): www.gsa.gov • Additional incidental expenses (i.e., telephone, fax, internet and copying charges) shall not be reimbursed. They should be included in the contractor’s hourly rate as an overhead charge. • The County will not (under no circumstances) reimburse for Contractor guest lodging, per diem or incidentals. Commercial air travel shall be reimbursed as follows: • Coach airfare will be reimbursed by the County. Business class airfare may be allowed only when preapproved in writing by the County Contract Administrator as a result of the business need of the County when there is no lower fare available. • The lowest direct flight airfare rate from the Contractors assigned duty post (pre-defined at the time of contract signing) will be reimbursed. Under no circumstances will the County reimburse for airfares related to transportation to or from an alternate site. • The County will not (under no circumstances) reimburse for Contractor guest commercial air travel. Rental vehicles may only be used if such use would result in an overall reduction in the total cost of the trip, not for the personal convenience of the traveler. Multiple vehicles for the same set of travelers for the same travel period will not be permitted without prior written approval by the County Contract Administrator. • Purchase of comprehensive and collision liability insurance shall be at the expense of the contractor. The County will not reimburse contractor if the contractor chooses to purchase these coverage. • Rental vehicles are restricted to sub-compact, compact or mid-size sedans unless a larger vehicle is necessary for cost efficiency due to the number of travelers. (NOTE: contractors shall obtain pre- approval in writing from the County Contract Administrator prior to rental of a larger vehicle.) • County will reimburse for parking expenses if free, public parking is not available within a reasonable distance of the place of County business. All opportunities must be exhausted prior to securing parking that incurs costs for the County. Opportunities to be reviewed are the DASH; shuttles, etc. that can transport the contractor to and from County buildings with minimal costs. • County will reimburse for the lowest rate, long-term uncovered (e.g. covered or enclosed parking will not be reimbursed) airport parking only if it is less expensive than shuttle service to and from the airport. • The County will not (under no circumstances) reimburse the Contractor for guest vehicle rental(s) or other any transportation costs. Contractor is responsible for all costs not directly related to the travel except those that have been pre-approved by the County Contract Administrator. These costs include (but not limited to) the following: in-room movies, valet service, valet parking, laundry service, costs associated with storing luggage at a hotel, fuel costs SERIAL 15058-RFP associated with non-County activities, tips that exceed the per diem allowance, health club fees, and entertainment costs. Claims for unauthorized travel expenses will not be honored and are not reimbursable. Travel and per diem expenses shall be capped at 15% of project price unless otherwise specified in individual contracts. Contractor shall provide, (upon request) with their invoice(s), copies of receipts supporting travel and per diem expenses, and if applicable with a copy of the written consent issued by the Contract Administrator. No travel and per diem expenses shall be paid by County without copies of the written consent as described in this policy and copies of all receipts. SERIAL 15058-RFP Exhibit E Special Federal Terms, Conditions and Documents Maricopa County Small Business Enterprise Program Participation Reporting Form This form is to be submitted with each pay application or invoice. Any pay application or invoice without this form attached is subject to rejection as not being a completed pay application or invoice pursuant to the terms of the contract. Name of Prime Consultant Contractor Contract No. Contact Person Project No. Street Address Amount of this Pay Application/ Invoice City, State ZIP Complete below with information on the SBE firms utilized as sub consultants/ subcontractors for this pay application/ invoice. If work was self-performed and your firm, as the prime, is an SBE firm pursuant to ARS.§ 41-1001, et seq then you may list your firm as the SBE firm. Type Of Work $ Paid to SBE App./ SBE Firm Name SBE Firm Address Performed Invoice $ $ $ $ $ $ A mark in this box certifies that no SBE firms were utilized as the prime, subconsultant or subcontractor with respect to this pay application/ invoice. Date: Signature: Printed Name & Telephone Number SERIAL 15058-RFP **FOR USE ON FEDERAL AID PROJECTS WITHOUT GOALS** (EPRISENGL, 03/15/11) DISADVANTAGED BUSINESS ENTERPRISES: 1.0 Policy: The Arizona Department of Transportation (hereinafter the Department) has established a Disadvantaged Business Enterprise (DBE) program in accordance with the regulations of the U.S. Department of Transportation (USDOT ), 49 CFR Part 26. The Department has received Federal financial assistance from the U.S. Department of Transportation and as a condition of receiving this assistance, the Department has signed an assurance that it will comply with 49 CFR Part 26. It is the policy of the Department to ensure that DBEs, as defined in Part 26, have an equal opportunity to receive and participate in USDOT-assisted contracts. It is also the policy of the Department: 1. To ensure nondiscrimination in the award and administration of USDOT-assisted contracts; 2. To create a level playing field on which DBEs can compete fairly for USDOT-assisted contracts 3. To ensure that the DBE program is narrowly tailored in accordance with applicable law; 4. To ensure that only firms that fully meet 49 CFR Part 26 eligibility standards are counted as DBEs; 5. To help remove barriers to the participation of DBEs in USDOT-assisted contracts; and 6. To assist in the development of firms that can compete successfully in the market place outside the DBE program. Local Public Agencies (LPA) and or sub-recipients of Federal financial assistance will administer and manage the contracts from advertising, consultant selection, negotiation, contract execution, processing payment reports and contract modifications, audits, DBE compliance (e.g., reporting and monitoring) through contract closeout. 2.0 Assurances of Non-Discrimination: The contractor, sub-recipient, or subcontractor shall not discriminate on the basis of race, color, sex or national origin in the performance of this contract. The contractor shall carry out applicable requirements of 49 CFR Part 26 in the award and administration of contracts. Failure by the contractor to carry out these requirements is a material b r e a c h of this contract, which may result in the termination of this contract or such other remedy as the state deems appropriate. The contractor, sub-recipient, or subcontractor shall ensure that all subcontract agreements contain this non-discrimination assurance. 3.0 Definitions: A. Disadvantaged Business Enterprise (DBE): a for-profit small business concern which meets both of the following requirements: 1. Is at least 51 percent owned by one or more socially and economically disadvantaged individuals or, in the case of any publicly owned business, at least 51 percent of the stock is owned by one or more such individuals; and, 2. Whose management and daily business operations are controlled by one or more of the socially and economically disadvantaged individuals who own it. B. Socially and Economically Disadvantaged Individuals: any individual who is a citizen (or lawfully admitted permanent resident) of the United States and who is: SERIAL 15058-RFP 1.0 Any individual who is found to be a socially and economically disadvantaged individual on a case-by-case basis. 2.0 Any individual in the following groups, members of which are rebuttably presumed to be socially and economically disadvantaged: i. Black Americans," which includes persons having origins in any of the Black racial groups of Africa; ii. "Hispanic Americans," which includespersons of Mexican, Puerto Rican, Cuban, Central or South American, or other Spanish or Portuguese culture or origin, regardless of race; iii. "Native Americans," which includespersons who are American Indians, Eskimos, Aleuts, or Native Hawaiians; iv. "Asian-Pacific Americans," which includes persons whose origins are from Japan, China, Taiwan, Korea, Burma (Myanmar), Vietnam, Laos, Cambodia (Kampuchea), Thailand, Mala- ysia, Indonesia, the Philippines, Brunei, Samoa, Guam, the U.S. Trust Territories of the Pacific Islands (Republic of Palau), the Commonwealth of the Northern Marianas Islands, Macao, Fiji, Tonga, Kiribati, Tuvalu, Nauru, Federated States of Micronesia, or Hong Kong; v. "Subcontinent Asian Americans," which includes persons whose origins are from India, Pakistan, Bangladesh, Bhutan, the Maldives Islands, Nepal or Sri Lanka; vi. "Women;" vii. Any additional groups whose members are designated as socially and economically disadvantaged by the Small Business Administration (SBA), at such time as the SBA designation becomes effective. C. Joint Venture: an association of a DBE firm and one or more other firms to carry out a single, for- profit business enterprise, for which parties combine their property, capital, efforts, skills and knowledge, and in which the DBE is responsible for a distinct, clearly defined portion of the work of the contract and whose share in the capital contribution, control, management, risks, and profits of the joint venture are commensurate with its ownership interest. D. Non-DBE: any firm that is not a DBE. E. RACE-CONSCIOUS: a measure or program is one that is focused specifically on assisting only DBEs, including women-owned DBEs. F. RACE-NEUTRAL: a measure or program is one that is, or can be, used to assist all small businesses. For the purposes ofthis part, race-neutral includes gender- neutrality. 4.0 Working with DBEs: The Department works with DBEs and assists them in their efforts to participate in the highway construction program. All bidders should contact the Business Engagement and Compliance Office at the address shown below for assistance in their efforts to use DBEs in the construction program of the Department: Arizona Department of Transportation Business Engagement and Compliance Office 1135 N. 22nd Avenue (second floor), Mail Drop 154A Phoenix, AZ. 85009 Phone: (602) 712-7761 FAX:(602) 712-8429 SERIAL 15058-RFP 5.0 Applicability: The Department has established an overall annual goal for DBE participation on Federal-aid contracts. The Department intends for the goal to be met with a combination of race conscious efforts and race neutral efforts. Race conscious participation occurs where the contractor uses a percentage of DBEs, as defined herein, to meet the contract-specified goal. Race neutral efforts are those that are, or can be, used to assist all small businesses or increase opportunities for all small businesses. The regulation, 49 CFR 26, defines race neutral as when a DBE wins a prime contract, is awarded a subcontract on a project without DBE goals, and is awarded a subcontract from a prime contractor that did not consider the firm's DBE status. The provisions are applicable to all bidders including DBE bidders. 6.0 Certification: Certification as a DBE shall be predicated on: 1. The completion and execution of an application for certification as a "Disadvantaged Business Enterprise". 2. The submission of documents pertaining to the firm(s) as stated in the application(s), including but not limited to a statement of social disadvantage and a personal financial statement. 3. The submission of any additional information which the Department may require to determine the firm's eligibility to participate in the DBE program. 4. The information obtained during the on-site visits to the offices of the firm and to active job-sites. Applications for certification may be filed with the Department at any time. Both hardcopy submission and online submission is available. For hardcopy submissions, applications for certification are available at the Business Engagement and Compliance Office, 1135 N. 22nd Avenue (second floor), mail drop 154A, Phoenix, Arizona 85009, phone (602) 712-7761. Hardcopy applications may also be obtained through the internet at www.azdbe.org. Hardcopy applications must be filed t h r o u g h the Business Engagement and Compliance Office at the above address. For online submissions, the online application process may be accessed through the internet at www.azdbe.org. DBE firms and firms seeking DBE certification shall cooperate fully with requests for information relevant to the certification process. Failure or refusal to provide such information is a ground for denial or removal of certification. Arizona is a member of the AZ Unified Certification Program (AZUCP). Only DBE firms that are certified by the AZUCP are eligible for credit on ADOT projects. A list of DBE firms certified by AZUCP is available on the internet at www.azdbe.org. The list will indicate contact information and specialty for each DBE firm, and may be sorted in a variety of ways. However, ADOT does not guarantee the accuracy and/or completeness of this information, nor does ADOT represent that any licenses or registrations are appropriate for the work to be done. The Department's certification is not a representation of qualifications and/or abilities. The contractor bears all risks that the firm may not be able to perform its work for any reason. SERIAL 15058-RFP 7.0 General: Each contractor shall establish a program that will ensure nondiscrimination in the award and administration of contracts and subcontracts. Each contractor shall also designate a full time employee who shall be responsible for the administration of the contractor's DBE program. Agreements between the bidder and a DBE in which the DBE promises not to provide subcontracting quotations to other bidders are prohibited. 8.0 DBE Subcontractor Payment Reporting: The Department is required to collect data on DBE and non-DBE participation to report to Department Of Transportation on Federal-aid projects. Maricopa County Transport will notify the contractor that such record keeping is required by the Department for tracking DBE participation. The contractor shall submit a report on a monthly basis indicating the amounts earned by and paid to all DBEs and non-DBEs working on the project. In addition, the contractor shall require that all DBE and non- DBE subcontractors verify receipt of payment. The contractor shall provide all such required information for the current month by the 5th of the following month. The required information shall be submitted electronically through the Department's web- based payment tracking system (https://arizonalpa.dbesystem.com). 9.0 Goals: The Department has not established contract goals for DBE participation in this contract. Contractors are still encouraged to employ reasonable means to obtain DBE participation. Contractors must retain records in accordance with these DBE specifications. The contractor is notified that this record keeping is important to the Department so that it can track DBE participation where only race neutral efforts are employed. 10.0 Crediting DBE Participation: 10.01 General Requirements: Only the value of the work actually performed by the DBE can be credited toward DBE participation. Credit is given only after the DBE has been paid for the work performed. The contractor bears the responsibility to determine whether the DBE possesses the proper contractor's license(s) to perform the work. The Department's certification is not a representation of qualifications and/or abilities. The contractor bears all risks that the DBE may not be able to perform its work for any reason. A DBE may participate as a prime contractor, subcontractor, joint venture partner with either a prime contractor or a subcontractor, or as a vendor of materials or supplies. A DBE joint venture partner shall be responsible for a clearly defined portion of the work to be performed, in addition to meeting the requirements for ownership and control. The dollar amount of work to be accomplished by DBEs, including partial amount of a lump sum or other similar item, shall be on the basis of subcontract, purchase order, hourly rate, rate per ton, etc., as agreed to between parties. With the exception of bond premiums, all work must be attributed to specific bid items. Where work applies to several items, the DBE contracting arrangement must specify unit price and amount attributable to each bid item. DBE credit for any individual item of work performed by the DBE shall be the lesser of the amount to be paid to the DBE or the prime contractor's bid price. If SERIAL 15058-RFP the amount bid by the DBE on any item exceeds the prime contractor's bid amount, the prime contractor may not obtain credit by attributing the excess to other items. Where more than one DBE is engaged to perform parts of an item (for example, supply and installation), the total amount payable to the DBEs will not be considered in excess of the prime contractor's bid amount for that item. Bond premiums may be stated separately, so long as the arrangement between the prime contractor and the DBE provides for separate payment not to exceed the price charged by the bonding company. DBE credit may be obtained only for specific work done for the project, supply of equipment specifically for physical work on the project, or supply of materials to be incorporated in the work. DBE credit will not be allowed for costs, such as overhead items, capital expenditures (for example, purchase of equipment), and office items. If a DBE performs part of an item (for example, installation of materials purchased by a Non-DBE), the DBE credit shall not exceed the lesser of (1) the DBE's contract or (2) the prime contractor's bid for the item, less a reasonable deduction for the portion performed by the Non-DBE. When a DBE performs as a partner in a joint venture, only that portion of the total dollar value of the contract which is clearly and distinctly performed by the DBE's own forces can be credited. The contractor may credit second-tier subcontracts issued to DBEs by non-DBE subcontractors. Any second-tier subcontract to a DBE must meet the requirements of a first-tier DBE subcontract. All DBE and non-DBE subcontracting activity must be reported by the contractor. This includes lower-tier subcontracting regardless of whether or not the DBE is under contract with another DBE. A prime contractor may credit the entire amount of that portion of a construction contract that is performed by the DBE's own forces. The cost of supplies and materials obtained by the DBE for the work of the contract can be included so long as that cost is reasonable. Leased equipment may also be included. No credit is permitted for supplies purchased or equipment leased from the prime contractor or its affiliate(s). When a DBE subcontracts a part of the work of its contract to another firm, the value of the subcontract may be credited towards DBE participation only if the DBE's subcontractor is itself a DBE and performs the work with its own forces. Work that a DBE subcontracts to a non-DBE firm does not count towards DBE participation. A prime contractor may credit the entire amount of fees or commissions charged by a DBE firm for providing a bona fide service, such as professional, technical, consultant, or managerial services, or for providing bonds or insurance specifically required for the performance of a USDOT-assisted contract, provided the fees are reasonable and not excessive as compared with fees customarily allowed for similar services. 10.02 Police Officers: DBE credit will not be permitted for procuring DPS officers. For projects on which officers from other agencies are supplied, DBE credit will be given only for the broker fees charged, and will not include amounts paid to the officers. The broker fees must be reasonable. 10.03 Commercially Useful Function: As a prime contractor, a DBE shall perform a significant portion of the contract work with its own work force in accordance with normal industry practices and Subsection 108.01 - Subletting of Contract of the Standard Specifications. SERIAL 15058-RFP A prime contractor can credit expenditures to a DBE subcontractor only if the DBE performs a commercially useful function on the contract. A DBE performs a commercially useful function when it is responsible for execution of the work of a contract and is carrying out its responsibilities by actually performing, managing, and supervising the work involved. To perform a commercially useful function, the DBE must also be responsible, with respect to materials and supplies on the contract, for negotiating price, determining quality and quantity, ordering the material, and installing (where applicable) and paying for the material itself. To determine whether a DBE is performing a commercially useful function, the Department will evaluate the amount of work subcontracted, industry practices, whether the amount the firm is to be paid under the contract is commensurate with the work it is actually performing and the DBE credit claimed for its performance of the work, and other relevant factors. A DBE will not be considered to perform a commercially useful function if its role is limited to that of an extra participant in a transaction contract, or project through which funds are passed in order to obtain the appearance of DBE participation. In determining whether a DBE is such an extra participant, the Department will examine similar transactions, particularly those in which DBEs do not participate. If a DBE does not perform or exercise responsibility for at least 30 percent of the total cost of its contract with its own work force, or if the DBE subcontracts a greater portion of the work of a contract than would be expected on the basis of normal industry practice for the type of work involved, the Department will presume that the DBE is not performing a commercially useful function. When a DBE is presumed not to be performing a commercially useful function as provided above, the DBE may present evidence to rebut this presumption. Decisions on commercially useful function matters are subject to review by DOT, but are not administratively appealable to U.S. DOT. 10.04 Trucking: The Department will use the following factors in determining whether a DBE trucking company is performing a commercially useful function. The DBE must be responsible for the management and supervision of the entire trucking operation for which it is responsible on a particular contract, and there cannot be a contrived arrangement for the purpose of meeting DBE goals. The DBE must itself own and operate at least one fully licensed, insured, and operational truck used on the contract on every day that credit is to be given for trucking. The contractor will receive credit for the total value of transportation services provided by the DBE using trucks it owns, insures and operates, and using drivers it employs. The DBE may lease trucks from another DBE firm, including an owner-operator who is certified as a DBE. The DBE who leases trucks from another DBE receives credit for the total value of the transportation services. The DBE may also lease trucks from a non-DBE firm, including an owner-operator. The DBE who leases trucks from a non-DBE is entitled to credit for the total value of the transportation services provided by non-DBE lessees not to exceed the value of transportation services provided by DBE-owned trucks on the contract. Additional participation by non-DBE lessees results in credit only for the fee or commission paid to the DBE as a result of the lease agreement. Example: DBE Firm X uses two of its own trucks on contract. It leases two trucks from DBE Firm Y and six trucks from non-DBE firm Z. DBE credit would only be awarded for the total value of transportation services provided by Firm X and Firm Y, and may also be awarded for the total value of transportation services provided by four of the six trucks provided by Firm Z. In all, full credit would be allowed for the participation of eight trucks. With respect to the other two trucks provided by Firm Z, D BE credit could be awarded only for the fees or commissions pertaining to those trucks Firm X receives as a result of the lease with Firm Z. SERIAL 15058-RFP 10.05 Materials and Supplies: The Department will credit expenditures with DBEs for material and supplies as follows. If the materials or supplies are obtained from a DBE manufacturer, 100 percent of the cost of the materials or supplies is credited. A manufacturer is defined as a firm that operates or maintains a factory or establishment that produces, on the premises, the materials, supplies, articles, or equipment required under the contract, and of the general character described by the specifications. If the materials or supplies are purchased from a DBE regular dealer, 60 percent of the cost of the materials or supplies is credited. A DBE regular dealer is defined as a firm that owns, operates, or maintains a store or warehouse or other establishment in which the materials, supplies, articles, or equipment of the general character described by the specifications and required under the contract are bought, kept in stock, and regularly sold or leased to the public in the usual course of business. To be a regular dealer, the firm must be an established, regular business that engages, as its principal business and under its own name, in the purchase and sale or lease of the products in question. A firm may be a DBE regular dealer in such bulk items as petroleum products, steel, cement, stone or asphalt without owning, operating, or maintaining a place of business, as provided above, if the person both owns and operates distribution equipment for the products. Any supplementing of regular dealers' own distribution equipment shall be by a long-term lease agreement, and not on an ad-hoc or contract-by-contract basis. Packagers, brokers, manufacturers' representatives, or other persons who arrange or expedite transactions are not regular dealers within the meaning of this paragraph and the paragraph above. With respect to materials or supplies purchased from a DBE which is neither a manufacturer nor a regular dealer, the Department will credit the entire amount of the fees or commissions charged by the DBE for assistance in the procurement of the materials and supplies, or fees or transportation charges for the delivery of materials or supplies required on a job site, toward DBE goals, provided the fees are determined to be reasonable and not excessive as compared with fees customarily allowed for similar services. The cost of the materials and supplies themselves may not be counted toward the DBE goal. DBE credit for supplying paving grade asphalt and other asphalt products will only be permitted for standard industry hauling costs, and only if the DBE is owner or lessee of the equipment and trucks. Leases for trucks must be long term (extending for a fixed time period and not related to time for contract performance) and must include all attendant responsibilities such as insurance, titling, hazardous waste requirements, and payment of drivers. 11.0 Joint Checks: 11.01 Requirements: A DBE subcontractor and a material supplier (or equipment supplier) may request permission for the use of joint checks for payments from the prime contractor to the DBE subcontractor and the supplier. Joint checks may be issued only if all the conditions in this subsection are met. 1. The DBE subcontractor must be independent from the prime contractor and the supplier, and must perform a commercially useful function. The DBE subcontractor must be responsible for negotiating the price of the material, determining quality and quantity, ordering the materials, installing (where applicable), and paying for the material. The DBE subcontractor may not be utilized as an extra participant in a transaction, contract, or project in order to obtain the appearance of DBE participation. 2. The use of joint checks will be allowed only if the prime contractor, DBE subcontractor, and material supplier establish that the use of joint checks in similar transactions is a commonly recognized business practice in the industry, particularly with respect to similar transactions SERIAL 15058-RFP in which DBE's do not participate. 3. A material or supply contract may not bear an excessive ratio relative to the DBE subcontractor's normal capacity. 4. There may not be any exclusive arrangement between one prime and one DBE in the use of joint checks that may bring into question whether the DBE is independent of the prime contractor. 5. Any arrangement for joint checks must be in writing, and for a specific term (for example, one year, or a specified number of months) that does not exceed a reasonable time to establish a suitable credit line with the supplier. 6. The prime contractor may act solely as the payer of the joint check, and may not have responsibility for establishing the terms of the agreement between the DBE subcontractor and the supplier. 7. The DBE must be responsible for receiving the check from the prime contractor and delivering the check to the supplier. 8. The prime contractor cannot require the DBE subcontractor to use a specific supplier, and the prime contractor may not participate in the negotiation of unit prices between the DBE subcontractor and the supplier. 11.02 Procedure and Compliance: 1. Maricopa County Dept. Transportation Procurement Office must approve the agreement for the use of joint checks in writing. 2. After obtaining authorization for the use of joint checks, the prime contractor, the DBE, and the supplier must retain documentation to allow for efficient monitoring of the agreement. 3. Copies of canceled checks must be submitted period in which the joint check was issued. whether or not joint checks were used. with the payment information for the Certificates of payment must indicate 4. The prime contractor, DBE, and supplier each have an independent duty to report to the Maricopa County Dept. Transportation Procurement Office in the case of any change from the approved joint check arrangement. 5. Any failure to comply will be considered by the Maricopa County Dept. Transportation Procurement Office to be a material breach of this contract and will subject the prime contractor, DBE, and supplier to contract remedies and, in the case of serious violations, a potential for termination of the contract, reduction or loss of prequalification, debarment, or other remedies which may prevent future participation by the offending party. SERIAL 15058-RFP MARICOPA COUNTY DEPARTMENT OF TRANSPORTATION PROJECT SPECIFIC CONSULTANT PAYMENT REQUEST SUBMIT THIS PAYMENT REQUEST TO: Maricopa County Department of Transportation, Attention: Financial Branch Services, 2901 West Durango Street, Phoenix, Arizona 85009-6357. CONSULTANT’S NAME: DATE: CONSULTANT’S ADDRESS: PROJECT NAME: PAYMENT REQUEST NO.: CONTRACT NO.: TIME PERIOD: TO WORK ORDER NO.: MCDOT PROJECT MANAGER (not procurement contact): 1. CONSULTANT’S CONTRACTS FEES 1. Contract Amount (Basic/ Lump Sum Fee) $ 2. Contract Additions (Approved Change Orders and Contract Amendments, Allowance, Work Authorizations, and Not-to-Exceed Work or Expenses) A. 3. 5. B. 4. 6. 3. Total Contract Additions: $ 4. Total Current Contract Amount (A1 plns A3) $ 2. CONSULTANT’S FEE EARNED TO DATE 1 Value of Basic Fee Work Completed % x = $ 2 Requested Payment for: Allowanced, NTE Work or Expenses, Work, Authorizations, Change Orders, Contract Amendments, etc. (attach backup Documents for allowances, NTE work and expenses, work authorizations) 1. 3. 5. 2. 4. 6. 3 Total Contract Additions: $ 4 Total Fee Earned To Date (B1 plus B3) $ 5 Percentage Total Contract Work Completed 3. PAYMENT REQUEST DATA A. Less Prior Net Payments $ B. Less Prior Retainage $ C. Total Payment Request (B4 minus C1 minus C2) $ D. Less Tetainage this Payment Request $ E. Total Retainage to Date (C2 plus C4) $ F. Net Payment Request (C3 minus C4) $ If this is a full and final payment request be certain to include the required Certificate of Performance (COP). Submitted by: Consultant Date Payment Request Verification: SERIAL 15058-RFP MCDOT Project Manager Date Approval to Pay: MCDOT Division Head Date *If substitute security accounts have been approved by MCDOT, write “ESCROW”. A Design and Progress Report MUST accompany this payment request, when applicable. Requests for release/ reduction of retention must include a separate memo & invoice justifying release/ reduction, dated with MCDOT’s Project Manager’s concurrence. Rev. 6/1/07 SERIAL 15058-RFP FHWA-1273 -- Revised May 1, 2012 REQUIRED CONTRACT PROVISIONS FEDERAL-AID CONSTRUCTION CONTRACT SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP SERIAL 15058-RFP MARICOPA COUNTY DEPARTMENT OF TRANSPORTATION Certificate of Performance and Payment of ALL Claims PROJECT NAME: hereby certifies to the Maricopa County Department of Transportation (Name of Signer) (MCDOT) that all lawful claims for labor, rental of equipment, material used, and any other claims by or its subconsultants in connection with the project described in MCDOT Contract No , have been paid. understands that with receipt of payment for any previously invoiced amounts, plus any retained monies, that this is a settlement of all claims of every nature and kind against MCDOT arising out of the performance of MCDOT’S Contract No . relating to the material, equipment and work covered in and required by the contract. The undersigned hereby certifies that to his/her knowledge, no contractual disputes exist in regard to this contract and that he/she has no knowledge of any pending or potential claims in regard to this contract. Upon submission of this document and a separate invoice for any retained funds to MCDOT, invoice processing will be completed within sixty (60) calendar days. State of Arizona ) § County of Maricopa ) Signed this day of , 20 . Signature Subscribed and Sworn to before me this day of , 20 Notary Public My Commission Expires: _ SERIAL 15058-RFP Title VI Assurances Maricopa County Department of Transportation Title VI Assurances The Maricopa County Department of Transportation The Civil Rights Restoration Act of 1987 clarified the (herein referred to as the "Recipient"), HEREBY original intent of Congress, with respect to Title VI and AGREES THAT, as a condition to receiving other Non-discrimination requirements (The Age any Federal financial assistance from the U.S. Department Discrimination Act of 1975, and Section 504 of the of Transportation (DOT}, through Federal Highway Rehabilitation Act of 1973}, by restoring the broad, Administration and Arizona Department of Transportation, institutional-wide scope and coverage of these non- is subject to and will comply with discrimination statutes and requirements to include all the following: programs and activities of the Recipient, so long as any portion of the program is Federally assisted. Statutory/Regulatory Authorities • Title VI of the Civil Rights Act of 1964 Specific Assurances (42 U.S.C.§ 2000d et seq., 78 stat. 252}, (prohibits More specifically, and without limiting the above discrimination on the basis of race, color, national general Assurance, the Recipient agrees with and gives origin); the following Assurances with respect to its Federal Aid • 49 C.F.R. Part 21 (entitled Non-discrimination In Highway Program. Federally-Assisted Programs of the Department of Transportation-Effectuation of Title VI of the Civil 1. The Recipient agrees that each "activity," "facility," Rights Act of 1964}; or "program," as defined in §§ 21.23 (b) and 21.23 (e) of 49 C.F.R. § 21 will be • 28 C.F.R. section 50.3 (U.S. Department of Justice (with regard to an "activity") facilitated, or will Guidelines for Enforcement of Title VI of the be (with regard to a "facility") operated, or will be Civil Rights Act of 1964}; (with regard to a "program") conducted in • 23 C.F.R. Part 200 Subchapter C-Civil Rights compliance with all requirements imposed by, or (Title VI program implementation and pursuant to the Acts and the Regulations. related statues) 2. The Recipient will insert the following notification The preceding statutory and regulatory cites in all solicitations for bids, Requests For Proposals hereinafter are referred to as the ':O.cts" and for work, or material subject "Regulations," respectively. to the Acts and the Regulations made in connection with all Federal Aid Highway Program and, in General Assurances adapted form, in all proposals for negotiated In accordance with the Acts, the Regulations, and other agreements regardless of funding source: pertinent directives, circulars, policy, memoranda and/or guidance, the Recipient hereby gives assurances that it "The Maricopa County Department of will promptly take any measures necessary to ensure Transportation, in accordance with the that: provisions of Title VI of the Civil Rights Act of "No person in the United States shall, on the 1964 (78 Stat. 252.42 U.S.C.§§ 2000d- grounds of race, color, or national origin, be 4} and the Regulations, hereby notifies all excluded from participation in, be denied advertisement, disadvantaged business the benefits of, or be otherwise subjected to enterprises will be afforded full and fair discrimination under any program or activity," for opportunity to submit bids in response to this which the Recipient receives Federal financial invitation and will not be discriminated against assistance from DOT, including the Federal Highway on the grounds of race, color, or Administration. national origin in consideration for an award." SERIAL 15058-RFP 3. The Recipient will insert the clauses of Appendix b. the period during which the Recipient retains A and E of this Assurance in every contract or ownership or possession of the property. agreement subject to the Acts and the Regulations. 9. The Recipient will provide for such methods of 4. The Recipient will insert the clauses of Appendix B administration for the program as are found by of this Assurance, as a covenant running with the the Secretary of Transportation or the official land, in any deed from the United States effecting or whom he/she delegates specific recording a transfer of real property, structures, use, authority to give reasonable guarantee that it, or improvements thereon or interest therein to a other recipients, sub-recipients, sub-grantees, Recipient. contractors, subcontractors, consultants, transferees, 5. That where the Recipient receives Federal successors in interest, and other participants of financial assistance to construct a facility or part Federal financial assistance under such program of a facility, the Assurance will extend will comply with all requirements imposed or to the entire facility and facilities operated in pursuant to the Acts, the Regulations, and this connection therewith. Assurance. 6. That where the Recipient receives Federal financial 10. The Recipient agrees that the United States has a assistance in the form, or for the acquisition of real right to seek judicial enforcement with regard to any property or an interest in real property, the Assurance matter arising under the Acts, the Regulations, and will extend to rights to space on, over, or under such this Assurance. property. 7. That the Recipient will include the clauses set forth in Appendix C and Appendix D of this Assurance, as a covenant running with the land, in any future deeds, leases, licenses, permits, or similar instruments entered into by the Recipient with other parties: a. for the subsequent transfer of real property acquired or improved under the applicable activity, project, or program; and b. for the construction or use of, or access to, space on, over, or under real property acquired or improved under the applicable activity, project or program. 8. That this Assurance obligates the Recipient for the period during which Federal financial assistance is extended to the program, except where the Federal financial assistance is to provide, or is in the form of, personal property, or real property, or interest therein, or structures or improvements thereon, in which case the Assurance obligates the Recipient, or any transference for the longer of the following periods: a. the period during which the property is used for a purpose for which the Federal financial assistance is extended, or for another purpose involving the provision of similar services or benefits; or SERIAL 15058-RFP By signing this ASSURANCE, Maricopa County Department of Transportation also agrees to comply (and require any sub-recipients, sub-grantees, contractors, successors, transferees, and/or assignees to comply) with all applicable provisions governing Federal Highway Administration or Arizona Department of Transportation access to records, accounts, documents, information, facilities, and staff. You also recognize that you must comply with any program or compliance reviews, and/or complaint investigations conducted by the Federal Highway Administration or Arizona Department of Transportation. You must keep records, reports, and submit the material for review upon request to Federal Highway Administration, Arizona Department of Transportation, or its designee in timely, complete, and accurate way. Additionally, you must comply with all other reporting, data collection, and evaluation requirements, as prescribed by law or detailed in program guidance. Maricopa County Department of Transportation gives this ASSURANCE in consideration of and for obtaining any Federal grants, loans, contracts, agreements, property, and/or discounts, or other Federal-aid and Federal financial assistance extended after the date hereof to the recipients by the U.S. Department of Transportation under the Federal Highway Administration and Arizona Department of Transportation. This ASSURANCE is binding on Arizona, other recipients, subrecipients, sub-grantees, contractors, subcontractors and their subcontractors, transferees, successors in interest, and any other participants in the Federal Aid Highway Program the person(s) signing below is authorized to sign this ASSURANCE on behalf of the Recipient. SERIAL 15058-RFP APPENDIX A During the performance of this contract, the contractor, for itself, its assignees and successors in interest (hereinafter referred to as the "contractor") agrees as follows: 1. Compliance with Regulations: The contractor instructions. Where any information required of a (hereinafter includes consultants) will comply contractor is in the exclusive possession of another with the Acts and the Regulations relative to Non- who fails or refuses to furnish the information, the discrimination in Federally- assisted programs of contractor will so certify to the Recipient, the the U.S. Department of Transportation, Federal Federal Highway Administration, or Arizona Highway Administration or the Arizona Department of Transportation, as appropriate, and Department of Transportation, as they may be will set forth what efforts it has made to obtain amended from time to time, which are herein the information. incorporated by reference and made a part of this 5. Sanctions for Noncompliance: In the event of a contract. contractor's noncompliance with the Non- 2. Nondiscrimination: The contractor, with discrimination provisions of this contract, the regard to the work performance by it during the Recipient will impose such contract sanctions as it contract, will not discriminate on the grounds of or the Federal Highway Administration or Arizona race, color, or national origin in the selection and Department of Transportation, may determine to be retention of subcontractors, including procurements appropriate, including, but not limited to: of materials and leases of equipment. The contractor a. withholding payments to the contractor under the will not participate directly or indirectly in the contract until the contractor complies; and/or discrimination prohibited by the Acts and the Regulations, including employment practices when b. cancelling, terminating, or suspending a the contract covers any activity, project, or program contract, in whole or in part. set forth in Appendix B of 49 CFR Part 21. 6. Incorporation of Provisions: The contractor will 3. Solicitations for Subcontractors, Including include the provisions of paragraphs one through Procurements of Materials and Equipment: In all six in every subcontract, including procurements solicitations, either by competitive bidding, or of materials and leases of equipment, unless negotiation made by the contractor for work to be exempt by the Acts, the Regulations and directives performed under a subcontract, including issued pursuant thereto. The contractor will take procurements of materials, or leases of equipment, action with request to any subcontract or each potential subcontractor or supplier will be procurement as the Recipient, the Federal notified by the contractor of the contractor's Highway Administration, or Arizona Department of obligations under this contract and the Acts and Transportation may direct as a means of enforcing Regulations relative to Non- discrimination on the such provisions including sanctions for grounds of race, color, or national origin. noncompliance. Provided, that if the contractor 4. Information and Reports: The contractor will becomes involved in, or is threatened with provide all information and reports required by the litigation by a subcontractor or supplier because of Acts, the Regulations, and directives issued such direction, the contractor may request the pursuant thereto and will permit access to its books, Recipient to enter into any litigation to protect the records, accounts, other sources of information, and interests of the Recipient. In addition, the its facilities as may be determined by the Recipient, contractor may request the United States to enter the Federal Highway Administration or Arizona into the litigation to protect the interests of the Department of Transportation to be pertinent to United States. ascertain compliance with such Acts, Regulations, and SERIAL 15058-RFP APPENDIX E During the performance of this contract, the contractor, for itself, its assignees, and successors in interest (hereinafter referred to as the "contractor") agrees to comply with the following nondiscrimination statutes and authorities; including but not limited to: Pertinent Non-Discrimination Authorities: • Title VI of the Civil Rights Act of 1964 (42 U.S.C. § 2000d et seq., 78 stat. 252), (prohibits discrimination on the basis of race, color, national origin): and 49 CFR Part 21. • The Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, (42 U.S.C. § 4601), (prohibits unfair treatment of persons displaced or whose property has been acquired because of Federal or Federal-aid programs and projects); • Federal-Aid Highway Act of 1973, (23 U.S.C. § 324 et seq.), (prohibits discrimination on the basis of sex); • Section 504 of the Rehabilitation Act of 1973, (29 U.S.C.§ 794 et seq.), as amended, (prohibits discrimination on the basis of disability); and 49 CFR Part 27; • The Age Discrimination Act of 1975, as amended, (42 U.S.C. § 6101 et seq.), (prohibits discrimination on the basis of age); • Airport and Airway Improvement Act of 1982, (49 USC§ 471, Section 47123), as amended, (prohibits discrimination based on race, creed, color, national origin, or sex); • The Civil Rights Restoration Act of 1987, (PL 100-209), (Broadened the scope, coverage and applicability of Title VI of the Civil Rights Act of 1964, The Age Discrimination Act of 1975 and Section 504 of the Rehabilitation Act of 1973, by expanding the definition of the terms "programs or activities" to include all of the programs or activities of the Federal-aid recipients, sub- recipients and contractors, whether such programs or activities are Federally funded or not); • Titles II and Ill of the Americans with Disabilities Act, which prohibit discrimination on the basis of disability in the operation of public entities, public and private transportation systems, places of public accommodation, and certain testing entities (42 U.S.C. §§ 12131-12189) as implemented by Department of Transportation regulations at 49 C.F.R. parts 37 and 38; • The Federal Aviation Administration's Non- discrimination statute (49 U.S.C. § 47123) (prohibits discrimination on the basis of race, color, national origin, and sex); • Executive Order 12898, which ensures discrimination against minority populations by discouraging programs, policies, and activities with disproportionately high and adverse human health or environmental effects on minority and low-income populations; • Executive Order 13166, Improving Access to Services for Persons with Limited English Proficiency, and resulting agency guidance, national origin discrimination includes discrimination because of limited English proficiency (LEP). To ensure compliance with Title VI, you must take reasonable steps to ensure that LEP persons have meaningful access to your programs (70 Fed. Reg. at 74087 to 74100); • Title IX of the Education Amendments of 1972, as amended, which prohibits you from discriminating because of sex in education programs or activities (20 U.S.C. 1687 et seq). SERIAL 15058-RFP RHYTHM ENGINEERING, 11228 THOMPSON AVENUE, LENEXA, KS 66219 PRICING SHEET: NIGP CODE 91842 Terms: NET 30 Vendor Number: VS0000000382 Certificates of Insurance Required Contract Period: To cover the period ending August 31, 2021.