MWC-5-YEAR-BUSINESS-PLAN.PDF

Maricopa County — Formal (2014-01-08)

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Maricopa County Workforce
Investment Board Five Year
Plan
Maricopa County Human Services Department
Workforce Development Division
2013 - 2017
Tel 602-506-5911 234 N. Central- suite 3000 http://myhsd.maricopa.gov
Phoenix, Arizona 85004-2208

Table of Contents
Contents
B: Executive Summary ________________________________________________________ 1
C: Business Plan Narrative ____________________________________________________ 10
D: Planning Development _____________________________________________________ 14
E: Administrative Structure ____________________________________________________ 20
F: Equal Opportunity and Affirmative Action _______________________________________ 27
G: Evaluation and Market Analysis ______________________________________________ 29
H: Integrated Service Delivery _________________________________________________ 37
I: Service Delivery to Target Populations _________________________________________ 45
J: Desired Outcomes ________________________________________________________ 59
K: Agreements, Policies and Procedures _________________________________________ 61
L: Complaints and Grievances _________________________________________________ 64
Appendices ________________________________________________________________ 67

B: Executive Summary
B: Executive Summary
Population and Income
Maricopa County is located close to the center of Arizona. Maricopa County has 9,200.14
square miles of land area and 24.25 square miles of water area. As of 2010, the total
Maricopa county population is 3,817,117, which has grown 24.25% since 2000. The
population growth rate is about the same as the state average rate of 24.59% and is much
higher than the
national
average rate of
9.71%.
Maricopa
county median
household
income is
$55,054 in
2006-2010 and
has grown by
21.38% since
2000. The
income growth
rate is higher
than the state
average rate of
15.36% and is
higher than the
national
average rate of
19.17%.
Maricopa
county median
house value is
$238,600 in
2006-2010 and
has grown by 84.67% since 2000. The house value growth rate is much higher than the state
average rate of 39.16% and is much higher than the national average rate of 50.42%.
Economic Characteristics
The June 2013 Socioeconomic Projection report composed by Maricopa Associations of
Government anticipates continued employment growth within the cities and towns of Maricopa
County. The chart below illustrates continued employment growth within the county over the
next 30 years.

B: Executive Summary
Total Employment
Municipal Planning Area 2010 2020 2030 2040
Apache Junction 0 100 100 100
Avondale 14,100 27,200 40,700 50,000
Buckeye 12,800 29,200 56,300 97,800
Carefree 1,400 1,900 2,200 2,400
Cave Creek 1,800 2,800 3,400 4,200
Chandler 112,900 152,600 171,400 194,500
County Areas 24,500 30,300 33,700 39,200
El Mirage 4,300 5,900 8,900 15,000
Fort McDowell 1,500 1,900 2,200 2,200
Fountain Hills 5,500 7,500 8,300 9,400
Gila Bend 800 1,500 3,300 6,300
Gila River 5,600 10,800 11,900 15,700
Gilbert 74,600 108,100 126,700 143,700
Glendale 78,600 116,400 143,400 169,100
Goodyear 24,200 46,500 70,400 93,200
Guadalupe 1,000 1,100 1,300 1,500
Litchfield Park 2,000 3,200 4,800 5,400
Mesa 160,800 215,400 256,000 291,600
Paradise Valley 4,300 6,300 6,200 6,200
Peoria 40,900 62,600 75,700 94,700
Phoenix 747,700 958,000 1,071,200 1,182,800
Queen Creek 5,900 12,700 19,900 27,800
Salt River 11,300 20,500 28,500 40,000
Scottsdale 165,800 212,800 224,500 233,100
Surprise 19,500 35,200 64,600 92,200
Tempe 169,100 221,400 236,400 244,900
Tolleson 10,600 14,000 15,700 21,400
Wickenburg 3,500 5,300 7,300 10,300
Youngtown 1,300 1,700 1,900 1,900
County Total 1,706,300 2,312,900 2,696,900 3,096,600
The same 2013 Socioeconomic Projection reports that the population of Maricopa County will
increase from 3,823,900 people to 6,175,000 people over the next 30 years. That would be
an increase of 61% of the population during that 30 year span.

B: Executive Summary
Total Resident Population
Municipal Planning Area 2010 2020 2030 2040
Apache Junction 300 300 300 300
Avondale 77,900 96,600 121,500 155,300
Buckeye 62,800 103,600 183,800 313,500
Carefree 3,400 3,800 4,200 4,400
Cave Creek 4,900 5,800 7,400 8,900
Chandler 244,600 283,100 307,500 316,500
County Areas 94,600 104,100 119,900 145,200
El Mirage 31,900 34,600 41,000 48,400
Fort McDowell 1,000 1,000 1,100 1,100
Fountain Hills 22,400 25,900 31,000 31,200
Gila Bend 2,500 2,800 6,200 17,000
Gila River 3,000 3,100 3,300 3,400
Gilbert 212,400 259,100 293,100 322,300
Glendale 252,800 291,500 343,500 357,500
Goodyear 68,000 115,300 167,600 241,400
Guadalupe 5,500 6,000 6,500 6,800
Litchfield Park 10,500 12,000 13,800 13,800
Mesa 482,500 543,400 620,300 656,900
Paradise Valley 12,800 13,000 14,100 14,500
Peoria 162,500 214,400 276,200 342,600
Phoenix 1,501,300 1,711,600 1,953,800 2,198,000
Queen Creek 32,200 50,100 67,800 73,400
Salt River 6,300 6,400 7,000 7,600
Scottsdale 217,400 252,300 283,000 296,300
Surprise 127,600 159,200 241,900 336,900
Tempe 162,100 183,900 211,700 217,600
Tolleson 6,600 7,000 8,200 8,900
Wickenburg 8,000 10,700 16,200 27,700
Youngtown 6,100 6,600 7,400 7,600
County Total 3,823,900 4,507,200 5,359,300 6,175,000
The chart on the following page represents the estimated growth over the next 30 years in the
number of total housing in Maricopa County from 1,640,700 in year 2010 to 2,421,700 by the
year 2040, resulting in a 67% increase in housing.

B: Executive Summary
Total Housing
Municipal Planning Area 2010 2020 2030 2040
Apache Junction 300 300 300 300
Avondale 27,600 31,400 40,000 50,500
Buckeye 22,500 35,800 65,300 116,200
Carefree 2,200 2,600 2,900 3,000
Cave Creek 2,600 3,000 3,900 4,500
Chandler 98,600 108,200 118,900 123,100
County Areas 64,400 69,400 75,500 82,800
El Mirage 11,300 11,800 13,600 16,000
Fort McDowell 300 300 400 400
Fountain Hills 13,200 14,600 15,900 15,900
Gila Bend 1,100 1,200 2,900 7,800
Gila River 800 800 900 900
Gilbert 76,400 90,100 103,800 111,900
Glendale 98,700 106,000 122,600 126,500
Goodyear 26,000 41,700 64,700 92,900
Guadalupe 1,400 1,500 1,700 1,800
Litchfield Park 4,600 4,900 5,700 5,700
Mesa 227,000 241,300 266,600 275,800
Paradise Valley 5,600 5,800 6,100 6,100
Peoria 68,000 84,400 110,700 135,500
Phoenix 611,500 653,300 735,100 818,200
Queen Creek 10,500 15,800 21,700 23,800
Scottsdale 124,000 133,300 147,100 150,200
Surprise 56,900 68,000 99,300 138,000
Tempe 73,200 77,300 90,000 91,400
Tolleson 2,200 2,300 2,700 2,800
Wickenburg 4,400 5,500 8,400 13,600
Youngtown 2,800 2,900 3,100 3,100
County Total 1,640,700 1,816,200 2,132,600 2,421,700
All of the reports support the trend that continued growth within Maricopa County will continue in
the key domains of populations, employment and housing over the next 30 years.

B: Executive Summary
Maricopa County Income, Labor Force and Careers
As of 2010, the per capita income of Maricopa County is $25,350, which is higher than the
state average of $23,618 and is about the same as the national average of $26,059. Maricopa
County median household income is $55,054, which has grown by 21.38% since 2000. The
median household income growth rate is higher than the state average rate of 15.36% and is
higher than the national average rate of 19.17%. On average Maricopa County residents
spend 24.2 minutes per day commuting to work, which is about the same as the state average
of 23.3 minutes and is about the same as the national average of 23.7 minutes.
According to Arizona 2010 census survey data labor population (population table), Maricopa
County has
approximately Population Maricopa Arizona U.S.
2,928,222 County
individuals over Population 16 Years and
2,928,222 4,963,740 243,832,923
the age of 16 Over
represented in Male1 1,435,785 49.33% 48.62%
the state of
Arizona’s labor Male, In Labor Force:2 1,023,455 66.32% 69.78%
force. The Male, In Armed Forces2 4,465 0.67% 0.76%
Maricopa County
labor force Male, Civilian2 1,018,990 65.65% 69.03%
represents 63% Male, Civilian, Employed3 898,127 87.37% 88.43%
of the total Male, Civilian,
workforce for the Unemployed3 120,863 12.63% 11.57%
state of Arizona.
The occupations Male, Not in Labor Force2 412,330 33.68% 30.22%
chart on the Female1 1,492,437 50.67% 51.38%
following page
describes the Female, In Labor Force:2 866,911 55.92% 59.26%
average over- Female, In Armed Forces2 1,040 0.10% 0.12%
the-year
percentage Female, Civilian2 865,871 55.82% 59.13%
change for each Female, Civilian,
775,650 89.10% 89.99%
sector for 2012, Employed3
2013 and 2014, Female, Civilian,
where 2012 is Unemployed3 90,221 10.90% 10.01%
the base year
and 2013 and Female, Not in Labor 625,526 44.08% 40.74%
2014 are Force2
forecast years.
Job gains are projected in all major sectors of the Arizona economy with the exception of one
sector during the forecasted time period. This would suggest that Maricopa County will show
continuous improvement in the rate of Nonfarm employment gains in 2013 and 2014.

B: Executive Summary
Maricopa
Occupations Arizona U.S.
County
Civilian Employed, 16 Years and Over 1,673,777 2,655,557 139,033,928
Male1 898,127 52.89% 52.06%
Management, Professional, and Related
312,696 33.36% 32.77%
Occupations2
Service Occupations2 141,473 17.08% 14.98%
Sales and Office Occupations2 188,760 19.61% 17.82%
Farming, Fishing, and Forestry
4,163 0.79% 1.17%
Occupations2
Construction, Extraction, Maintenance,
75,132 9.22% 9.50%
and Repair Occupations2
Production, Transportation, and Material
127,096 13.83% 17.70%
Moving Occupations2
Female1 775,650 47.11% 47.94%
Management, Professional, and Related
303,838 38.06% 39.40%
Occupations2
Service Occupations2 155,594 21.84% 21.33%
Sales and Office Occupations2 275,805 35.02% 32.73%
Farming, Fishing, and Forestry
623 0.19% 0.30%
Occupations2
Construction, Extraction, Maintenance,
1,548 0.26% 0.29%
and Repair Occupations2
Production, Transportation, and Material
36,214 4.34% 5.67%
Moving Occupations2
According to the Arizona Office of Employment and Population Statistics (EPS) the overall
occupational growth from 2011 through 2013 is 4.1%. This represents a net gain of 107,432
jobs statewide. Twenty-one of the 22 major occupational groups are forecast to have net job
gains over the two-year period. Only Farming, Fishing, and Forestry (-1% growth) occupations
are expected to have net job losses. All of the major occupational groups are forecast to have
job openings from replacement, as workers retire or find work in other fields. In Arizona, as in
many other places, the number of openings created from replacements is forecast to be
greater than the number of openings from growth. In addition to job gains from growth,
125,396 jobs are expected to come from replacement openings in 2011-2013 in Arizona.
The table on the next page illustrates the change in employment across major occupational
groups over the 2011-2013 timeframe for Arizona.

B: Executive Summary
SOC Code Major Occupation 2011 2013 2 Year 2 Year
Group Estimated Projected Change Change
Amount Percent
00-0000 Total, All Occupations 2,636,337 2,743,769 107,432 4.1%
11-0000 Management 175,844 1 179,598 3754 2.1%
13-0000 Business & Financial 128,695 133,720 5,025 3.9%
Operations
15-0000 Computer & 70,520 73,020 2,500 3.6%
Mathematical
17-0000 Architecture & 51,133 52,523 1,390 2.7%
Engineering
19-0000 Life, Physical, & Social 21,241 21,748 507 2.4%
Science
21-0000 Community & Social 40,323 41,545 1,222 3.0%
Services
23-0000 Legal 23,106 23,785 670 2.9%
25-0000 Education, Training, & 151,254 155,352 4,098 2.7%
Library
27-0000 Arts, Design, 40,251 41,643 1,392 3.5%
Entertainment, Sports,
& Media
29-0000 Healthcare 140,124 149,320 9,196 6.6%
Practitioners &
Technical
31-0000 Healthcare Support 70,384 75,398 5,014 7.1%
33-0000 Protective Service 73,856 73,962 106 0.1%
35-0000 Food Preparation & 222,033 239,504 17,471 7.9%
Serving Related
37-0000 Building & Grounds 101,932 106,634 4,702 4.6%
Cleaning &
Maintenance
39-0000 Personal Care & 89,814 93,018 3,204 3.6%
Service
41-0000 Sales & Related 295,539 307,391% 11,852 4.0%
43-0000 Office & 439,960 453,161 13,201 3.0%
Administrative Support
45-0000 Farming, Fishing, & 14,938 14,794 144 1.0%
Forestry
47-0000 Construction & 124,588 134,067 9,479 7.6%
Extraction
49-0000 Installation, 103,843 107,843 3,571 3.4%
Maintenance, & Repair
51-0000 Production 106,434 110,778 4,344 4.1%
53-0000 Transportation & 150,525 155,394 4,869 3.2%
Material Moving

B: Executive Summary
Five of the major occupational groups are forecasted to have growth rates above the 4.1%
average for all occupations, and four of those major occupational groups are forecast to have
growth rates above six percent during the forecast period. Occupational groups with the top
forecast growth rates include Food Preparation and Serving Related (7.9% growth),
Construction and Extraction (7.6% growth), Healthcare Support (7.1% growth), Healthcare
Practitioners and Technical (6.6% growth), and Building and Grounds Cleaning and
Maintenance (4.6% growth).
Maricopa Workforce Connection Vision & Values
MWC VISION
All Maricopa County residents will have opportunities to achieve maximum employment
return on their skills, education and potential. All MWC business customers will realize
enhanced competitiveness from our services.
MWC VALUE PROPOSITION
1. For the citizen of Maricopa County who require access to economic opportunity,
MWC provides education, employment, transportation and other assistive services
to promote the development of competitive businesses, self-reliant citizens and
families, and enable everyone to participate in improving their quality of life.
a. Performance Indicators
i. Number of Jobseekers Credentialed
ii. Number of Jobseekers Placed into Employment
2. For the businesses of Maricopa County that require access to a qualified workforce,
MWC facilitates partnerships and customized recruiting and training services to
enable competitiveness.
a. Performance Indicators
i. Number of Businesses Engaged
ii. Number of Successful Placements Retained
3. For the economic development community in Maricopa County that requires
effective workforce services as a tool for business attraction and expansion, MWC
provides customized business solutions to facilitate workforce training and
recruitment.
a. Performance Indicators
i. Number of Located/Expansion Opportunities in which MWC
has been solicited or identified to participate
ii. Number of Successful Located/Expansions from above

B: Executive Summary
Strategic Issues, Goals and Strategies Created by the Local Workforce Investment
Board
1. Build on collaborative initiatives that have generated progress towards a broad range of
workforce and economic development objectives.
2. Provide a comprehensive understanding of the economic status of the very dynamic
Maricopa County Economy – Its successes and prospects leading up to the “Great
Recession”, effects of the recession specific to Maricopa County and how fundamental,
universal changes going forward could affect Maricopa County’s economy and economic
development strategies.
3. Give a “living presence” to economic assessments through participation of stakeholders and
decision makers in reviewing current economic conditions, sharing insights on these
conditions, challenges, and opportunities, and proposing methods of meeting challenges and
taking advantage of opportunities.
4. Adhere to the spirit of the State Integrated Plan.

C: Business Plan Narrative
C: Business Plan Narrative
Local workforce system teams may choose to include additional information to provide more specific
details as the Local Workforce Board deems appropriate. Graphics are encouraged to illustrate
information or to provide fact-based data. Local Workforce Areas should ensure the local plan
compliments and supports the State Integrated Workforce Plan and all applicable policies.
The Local Workforce Area Business Plan must describe the key strategies the Local
Workforce Area intends to implement, based on its economic analysis, to achieve the
governor’s vision and goals.
Cross-Program Strategies
The plan must discuss integrated cross-program strategies for specific populations and sub-populations
identified in the Local Workforce Area’s economic analysis, strategies for meeting the workforce needs of
the Local Workforce Area’s employers, and regional and sector strategies tailored to the state’s
economy.
In 2012 The Maricopa County Human Services Department use SOAR
(Strengths/Opportunities/Aspirations/Results) approach to update its strategic plan for 2013.
During this intense planning period the Human Services Department was able to create the
following five strategic objectives.
1. Increase the number of HSD customers towards achieving empowerment
2. Increase the capacity of the Maricopa County Human Services System
3. Elevate HSD presence in the community
4. Increase quality and use of data towards efficiency and effectiveness
5. Leverage resources, technology and finances through community integration
Subsequently, this planning process resulted in the following key initiatives being identified for
the entire department:
 Bring the organization together
 Integrated case management
 Youth service delivery model
 HSD Online: data and analysis
 Co-location, evaluate other locations
 Embed mission, vision, values
 Professional development
 Universal intake/assessment
 Fiscal responsibility
 Diversify funding sources
The development of these strategies and initiatives resulted in the culmination of an
overachieving goal committed to providing the right door for all our customers who solicit our
assistance. The HSD 2013 Strategic plan is available at the following link:
http://myhsd.maricopa.gov/Department/About-Us.aspx

C: Business Plan Narrative
HSD – The Right Door
Maricopa Workforce Connections is committed to improving services to job seeker and business
customers by streamlining processes and integrating and aligning programs and services to be
more customer- centered, efficient and effective. The re-design will functionally align services
to leverage resources and eliminate the duplication of services. The focus is on the customer
and their needs, not on individual programs.
The Maricopa County Human Services Department’s Vision, Mission and Core Values:
Vision
All Maricopa County residents enjoy a high quality of life
Mission
To provide education, employment, shelter, and basic needs services to individuals,
families, and communities so they may enhance their opportunities for physical, social,
and economic well being
Core Values
Trust. We believe trust is a choice. We assume the best in others and honor the trust
our colleagues and clients place in us by treating all with respect, ensuring fairness, and
maintaining the highest standards of integrity.
Commitment to Excellence. We strive to achieve the highest levels of effectiveness and
efficiency; do the right things right with data-informed decisions to achieve outcomes;
continuously learn, develop, and improve; and take pride in our work.
Client- and Community-Centered. We focus on the individual needs of our clients
(internal and external) and the communities we serve; accept people for who, what, and
how they are; and recognize, understand, and celebrate our differences and successes.
Teamwork. We work together, recognize and build upon the strengths of one another,
those we serve, and the community.
Diverse and Culturally Competent. We strive to be reflective of the community we
serve. We respond respectfully, creatively, and effectively to people of all cultures and
all other diversity factors in a manner that recognizes, affirms, and values the worth of
individuals, families, and communities, and protects and preserves the dignity of each.
Since 2012 MWC has be focused on developing capacity within the organization to enhance
its abilities to perform specific activities. This Organizational Capacity Building approach will be
used to develop internal and partner staff to effectively fulfill their defined mission. Steps to
building the LWIB’s organizational capacity include:

C: Business Plan Narrative
 Developing a conceptual framework and educating partner staff of the organizations’
mission and goals;
 Development of a structured process in which to deliver consistent staff development
training;
 Development of organizational and department flowcharts that clearly outline roles and
responsibilities;
 Involving stakeholders and partners in sharing ownership in the process of development;
 Assessing pre-existing capacities of operator and partner staff and identifying what
areas require additional training;
 Development and strengthening of accountability frameworks that monitor and evaluate
programs and service delivery throughout the organization;
 Establishing and reinforcing an organizational attitude and culture in the delivery of
“exemplary customer service”;
 Developing a vision and strategy that promotes teamwork;
 Developing an organizational support structure; and
 Acquiring skills and resources to effectively meet the needs of the community.
Other tangible qualities that are of utmost importance are skills, training, and material
resources made available to staff. Staff must be able to re-assess, re-examine and change
according to what is most needed by the customer and what will be the most effective manner
of providing the particular service. In addition, a clear method of operating must be developed
so that communication flow is not hindered and each staff (partner and operator) understands
their role and responsibility to effectively provide quality customer service.
MWC utilizes a “no wrong door” approach for assisting job seeker and business customers.
Functional teams are currently in development to provide seamless, integrated services to job
seeker and business customers. The “Welcome Team” is the initial point of contact with the
customer. Their function is to provide information and “triage” customers by meeting with them
one-on-one to determine why they have come into the center – what are their service needs and
goals? An in-depth assessment of their needs will be conducted – not only to identify their
employment and/or training needs but to holistically identify the services needed to become self-
sufficient. In essence the Welcome Team serves as a “broker” of services by identifying the
customers’ specific needs and connecting them to the services as quickly as possible. Services
are tailored to customers’ needs. Services may be provided by multiple One Stop partner
programs as appropriate. Referrals may also be made to community based organizations for
resources not available through the workforce system.

C: Business Plan Narrative
The “Employment Coordination” team will focus on both job seekers and business customers
with the primary goals of connecting job seekers with jobs and providing employers with
qualified candidates.
Labor market information is critical in identifying growth and demand as well as emerging
industries and occupations. MWC has purchased Wanted Analytics as a tool for staff in
identifying demand occupations and trends. This tool is valuable in working with both job
seeker and employer customers. Staff accesses many other on-line labor market resources to
keep abreast of the most up-to-date labor market information available.
.
Partnerships
To achieve the Governor’s vision and goals MWC has established strategic partnerships with
workforce and economic development entities, education, community colleges, labor
organizations, registered apprenticeship programs, business groups and associations, and
community organizations to align workforce development strategies for regional economic
development. MWC’s strategies and training programs need to align to prepare the local
workforce to compete in the global economy. The local workforce board has identified industry
sectors that are vital to the local economy. MWC’s focus is to provide job seekers (Adults,
Dislocated Workers and Youth) with training to increase their skills for jobs in these targeted
industry sectors thus creating a pipeline for employers. MWC’s goal is to have a workforce
system that is employer-driven and tailored to meet the economic needs of the region.
MWC has had long-standing partnerships with the DES Employment Administration, the Arizona
Commerce Authority, Phoenix Workforce Connection, Goodwill Industries, as well as numerous
organizations engaged in economic development activities including the Greater Phoenix
Economic Council (GPEC), the Arizona Association for Economic Development (AAED),
Western Maricopa Coalition (WESTMARC), Arizona Manufacturing Extension Partnership
(AZMEP) and the East Valley Partnership (EVP). Members of MWC’s business services team
belong to area chambers of commerce and business associations such as Arizona Society for
Human Resource Management
MWC with PWC has partnered with Maricopa County Community Colleges to develop training
programs and “cohort” trainings based on industry-specific demands.
Through these relationships MWC is actively engaged with business attraction, talent
development and business retention activities to grow and retain employment opportunities in
the region.
MWC participates in large-scale job fairs, and has held targeted job fairs for specific employers
or industries.
These relationships foster opportunities to create high impact events that strengthen and
support the employer base and foster opportunities for employment to job seekers.
.

D: Planning Development
D: Planning Development
WIA section 118 requires that each Local Board, in partnership with the appropriate chief elected
officials, develops and submits a comprehensive five-year plan to the Governor which identifies and
describes certain policies, procedures and local activities that are carried out in the local area, and that
is consistent with the State Plan.
Describe the involvement of the Chief Local Elected official (CLEO), the Local
Workforce Investment Board (LWIB) and the stakeholders in the development of the
plan.
At the beginning of the Plan Development Process, the Maricopa County Administrator was
contacted by the LWIB’s staff to determine the direction that the Local Chief Elected Official
(CEO) wanted to provide for the WIA Five Year Business Plan. That contact was made in
September, 2013. Upon receiving instructions from the County Administrator, the LWIB staff
began working on the Five Year Business Plan. The directions given were to develop the plan
working with the Maricopa County Workforce System Integration Team as directed in the State
of Arizona’s Integrated Workforce Plan, seek approval from the LWIB, and forward the
finalized plan to the Maricopa County Board of Supervisors for their review and approval. The
Plan will be placed on the agenda of a regularly scheduled Board of Supervisors meeting with
the recommendation for approval.
Prior to the submission of the Plan itself, the staff of the LWIB has updated LWIB at two
regularly scheduled board meetings to provide both feedback and updates on the progress of
development of the five year plan.
Meetings were convened with partner programs to discuss service integration and development
of the local area plan. Partner programs included DES Managers and Supervisors representing
Employment Service, Unemployment Insurance, Veterans programs, Trade Adjustment
Assistance, Vocational Rehabilitation, and the TANF JOBS program, operated in Maricopa
County by MAXIMUS. The partners agreed to participate in the development of the sections of
the plan relating to their services and target populations. The partner teams then reconvened to
review and discuss their sections and finalize them.
All partner teams have agreed upon continuing to work towards creating an integrated service
delivery model within the One-stop centers in Maricopa County.
Describe the process used to make the Plan available to the public, as well as key
stakeholders, and the outcome resulting from review of public comments. Describe
measures taken to include or address all comments received within the review period.
The LWIB will publicize the availability of the Maricopa County Five year Business Plan for
review and comment by utilizing the following approaches: Public Notice announcing the
availability of the Five Year Business Plan will be publicized in the local newspaper. The public
notice will indicate there is a 30 day period for comments. Copies of the plan will be available in
the One-Stop Operator’s Administration office.

D: Planning Development
`1. Public Notice announcing the availability of the Five Year Business Plan will publicize
In the One-Stop Operator’s website http://myhsd.maricopa.gov. The complete Five
Year Business Plan will be posted on the aforementioned website. The public notice will
Indicate that there is a 30 day period for comments.
2. Public Notice and the Five Year Business Plan will be sent to key stakeholders via
e-mail. The public notice will indicate that there is a 30 day period of comments.
The LWIB in coordination with the MWC Management Team will respond to the comments.
The LWIB will attach to the Five Year Business Plan the following appendixes:
Appendix 1: A copy of the published notice (A screen print for internet publication)
Appendix 2: A copy of the distribution listed used for notification of the public notice
Appendix 3: A copy of all comments received as a result of the public notice
Identify the local self-sufficiency standards approved by the Local Workforce Board for
employed adults and dislocated workers as a percentage of the Lower Living Standard
income Level (LLSIL). Describe how the LWIB ensures the self-sufficiency level is
reflective of the current labor market information.
The Arizona Department of Economic Security releases a self-sufficiency income matrix in
the form of a WIA Guidance Letter annually that is directly applied to eligibility for adult and
dislocated workers effective at the start of the program year. On October 28, 2004, Maricopa
Workforce Connections (LWIB) determined, in accordance with WIA Section 134 (d)(3)(A)(ii),
that funds may be used to family to be self-sufficient. The 450% LLSIL was determined as
appropriate based on the cost of living in Maricopa County as well as maintaining parity with
the self- sufficiency determination calculated by Phoenix Workforce Connection.
D.1 Service Access Sites
Provide the number and location (including address) of each of the following access
sites including how the respective locations were selected:
Comprehensive One-Stop Center
Maricopa County’s two comprehensive One-Stop Centers (East Valley and West Valley) are
strategically located in urban areas that are easily accessible by freeway and public
transportation. The West Valley Career Center (32,710 sq.) is located just east of the City of
Avondale, near the intersection of Interstate 10 and the 101. The Gilbert Career Center
(29,000 sq.) is located in the City of Gilbert, and is easily accessible from the U.S. 60 or the
Santan Freeway.
Comprehensive Sites:
East Valley Career Center West Valley Career Center
735 N Gilbert Rd. Suite 134 1840 N. 95th Avenue, Suite 160
Gilbert, AZ 85234 Phoenix, AZ 85037

D: Planning Development
Phone: (602) 372-9700 Phone: (602) 372-4200
Affiliate
Affiliate sites are located in Mesa (Department of Economic Security Office) and Scottsdale
(Vista Del Camino Center) within multipurpose facilities which offer a variety of programs and
serve large numbers of individuals.
Department of Economic Security Vista Del Camino
120 W 1st St. 7700 E. Roosevelt
Mesa, AZ 85201 Scottsdale, AZ 85257
Phone: (602) 771-6900 Phone: (480)312-2323
Satellite
MWC services can be accessed from any site having internet access. MWC’s website
http://myHSD.maricopa.gov as well as the Arizona Job Connection website
www.azjobconnection.gov HSD’s CAP offices offer electronic access:
MWC SATELLITE SITES
Avondale Community Action Program Buckeye Community Action Program
1007 S. 3rd St. 303 E Pima St
Avondale, AZ 85323 Gila Bend, AZ 85337
Phone: 623-333-2703 Phone: 928.683.6502
Gila Bend Community Action Program Guadalupe Community Action Program
303 E. Pima St 9241 S Avenida De Yaqui
Gila Bend, AZ 85337 Guadalupe, AZ 85283
Phone: 928.683.6502 Phone: 480.730.3093
Scottsdale Community Action South East Valley Community
Program-Vista Del Camino Action Program Chandler Location
7700 E Roosevelt St 345 S. California St
Scottsdale, AZ 85257 Chandler, AZ 85225
Phone: 480.312.2323 Phone: 480.963.4321

D: Planning Development
South East Valley Community Action Tolleson Community Action Program
Program Gilbert Location 9555 W. Van Buren St.
132 W. Bruce St. Tolleson, AZ 85353
Gilbert, AZ 85233 Phone: 623.936.2760
Phone: 480.892.5331
Wickenburg CAP and Senior Center
255 N Washington St
Wickenburg, AZ 85390
Phone: 928-684-7894
Access Points
A growing number of community and faith-based Access Points are located throughout
Maricopa County, providing basic job search skills training and employment leads to
individuals in their own communities. (Appendix 4)
How does the Local Workforce Board evaluate the needs of the community in
determining that the locations and partner services meet the needs of jobseekers and the
employer community?
The Comprehensive Centers in the East Valley and West Valley are situated in locations which
are easily accessible, near public transportation, and near other appropriate community
resources. Partner services are co-located to meet the needs of the area population. For
example, Migrant and seasonal farm workers are primarily found in western Maricopa County
due to the large number of agricultural enterprises. Therefore the MSFW program is co-located
in the West Valley Career Center.
How is it decided if additional services or partners are needed and how they will be
incorporated into the existing access site structure?
Additional partners that are not mandated may be co-located based on the need for services
that are relevant to the customer base.
Describe how the Local Workforce Area will ensure that each site complies with the state
chartering and certification policies.
MWC is committed to reviewing, analyzing and revamping the service delivery process to
ensure compliance with state chartering and certification policies. MWC is continuously
working with co-located partners to better integrate service delivery, provide seamless
services that are delivered expeditiously and effectively to job seekers and employers alike.
Center staff will be cross-trained to have a clearer understanding of services provided by each
partner agency. MWC’s goal is to consistently provide quality services.

D: Planning Development
Continuous quality improvement is one of MWC’s goals. To ensure continuous improvement
customer satisfaction surveys will be used and periodic staff training to ensure staff understands
the goals and the roles they play in achieving the goals. Functional teams have been identified
to fine tune processes and flow charts are being developed that delineate the service delivery
process at each point. Commitment to minimizing and/or eliminating duplication and inefficient
use of workforce resources will be a focus point. Accountability to ensure that all resources and
initiatives are being implemented and managed in a cost-effective manner will be a priority.
The LWIB will establish its own system of measuring internal performance in service delivery
and customer service.
In addition, the LWIB will utilize veteran staff who possess years of expertise in operating and
delivering One-Stop services. These identified staff will be utilized to mentor and coach one-
stop staff to focus on performance accountability.
Describe emergency procedures to ensure the safety of individuals working and using
the sites.
Each comprehensive center has emergency evacuation plans and procedures in place. Staff
has been provided with copies of the emergency evacuation plans and received training on
workplace violence, and diffusing customer anger. Periodic emergency drills take place to
ensure the process is understood and is implemented in a rapid and orderly manner. Safety
“marshals” and back-ups have been designated at each center.
MWC also contracts with a security agency to provide armed security personnel at each center
during regular business hours. These trained security professionals ensure the safety of staff,
customers and employers using the centers. They are also on-site during special events held in
the evenings or on weekends. They routinely patrol the centers and perimeter and ensure that
no one remains in the facilities after closing. The public is made aware that no firearms or
weapons are allowed into the centers – this is posted at the center entrance. Staff areas are
secured - access is gained by swiping a County-issued identification card or through use of a
key pad. Customers must be escorted to by a staff member to the secured areas.
Each center in coordination with all partner programs provide annual training on first aid, safety
and fire and how to identify and de-escalate potential client problems and provide local mental
health resources for customers.
Outline a marketing strategy for creating awareness of services provided and connecting
with all job seekers and employers in the Local Workforce Area and steps to be taken to
align with the State Plan outreach strategies.
MWC uses a variety of strategies to inform job seekers, employed individuals, employers, and
the community at large about the services available through the local One-Stop system. The
following resources may be used for marketing services: HSD web site
https://myHSD.maricopa.gov , public education/information through outreach and networking,
One Stop brochures/flyers, television or radio, newspapers and business journals, memberships
in local area Chambers of Commerce and business-related associations, and posters placed in
Access Points throughout the community.

D: Planning Development

E: Administrative Structure
E: Administrative Structure
Administrative Structure
Reference Local Governance Policy; One-Stop Delivery System Policy; One-Stop Certification
Policy
The Local Workforce Board is appointed by the chief elected official(s) in the local area in accordance
with State criteria established under WIA Section 117(b), and is certified by the Governor every two years,
in accordance with WIA section 117(c)(2).
Local boards must designate an operator that will ensure seamless service delivery within each One-Stop
Center. The operator must ensure seamless service delivery in all comprehensive and affiliate One-Stop
Centers to include details of the day-to-day functional supervision that may take the form of a site
manager or other means as determined effective.
E.1 Leadership Structure
Indicate who the One-Stop Operator is and describe how they were selected -
competitively bid or a consortium of 3 or more partners. If a consortium – identify the
partners including name, title and contact information of each partner representative.
The Maricopa County Human Services Department Workforce Development Division is the
MWC One-Stop Operator. During the Memorandum of Understanding process meetings on
October 14 & 21, 1999, the entities designated to be One-Stop partners through the WIA
legislation discussed and decided unanimously that the Maricopa County Workforce
Development Division will act as the One-Stop Operator for the existing One-Stop sites. On
November 10, 1999, Maricopa Workforce Connections (MWC) Board approved the role of the
One-Stop Operator with the understanding the operator is responsible for facilities and
equipment management, data collection regarding One-Stop center operations, and
coordination of all center activities and services.
Provide an organizational chart that delineates the relationship between the agencies
involved in the workforce development system, including the Chief Elected Official,
administrative entity, fiscal entity, One-Stop Operator and the required One-Stop partner
programs and lines of authority.
Please view (Appendix 5)
Describe the Local Workforce Investment Board structure and its relationship with the
Chief Elected Official(s).
The Maricopa County Board of Supervisors appoints the members of the MWC Workforce
Investment Board. Operational authority for contracts and other administrative matters passed
by the MWC Board are subject for approval by the Maricopa County Board of Supervisors. The
Board is structured based on the WIA requirements and is appointed by the chief elected
official(s) in the local area in accordance with State criteria established under WIA section

E: Administrative Structure
117(b), and is certified by the Governor every two years, in accordance with WIA section
117(c)(2). Board Roster (Appendix 6)
Describe the role of the Chief Elected Official in the governance and implementation of
WIA in the local area.
The Maricopa County Board of Supervisors (BOS) is the Local Elected official for Maricopa
County as mandated by the Public Law 105-220 Section 117 (c) (A), the Chief elected official in
a local area is authorized to appoint the members of the local board for such area, in
accordance with State criteria. The Local Workforce Investment Board, Maricopa Workforce
Connections, in partnership with the Maricopa County BOS conducts the oversight with
respect to local programs funded by the Workforce Investment Act. Operational authority for
contracts and other administrative matters passed by the MWC Board are subject for approval
by the Maricopa County Board of Supervisors.
The LWIB meets every other month basis to discuss and receive updates regarding WIA
programs and activities.
Identify the entity responsible for the administrative functions in the delivery of WIA
services.
The entity responsible for the administrative functions in the delivery of WIA services is the
Maricopa County Human Services Department Workforce Development Division. The Maricopa
County Board of Supervisors, acting as the WIA Grant Recipient, in coordination with the LWIB,
has appointed the Maricopa County Human Services Department as the Administrative Entity
responsible for the delivery of WIA services in Maricopa County.
Identify the fiscal agent responsible for the disbursal of grant funds, as determined by
the Chief Elected Official.
The entity responsible for the disbursement of WIA grant funds is the Maricopa County Human
Services Department.
E.2 Youth Councils
Describe the Local Workforce Area Youth Council, its membership, meeting schedules,
purpose, and relationship to the Local Workforce Investment Board.
The Youth Council is mandated by the Workforce Investment Act. It is comprised of the
following members (Appendix 7) and their representation as required by law. The Youth
Council meets on a quarterly basis to provide oversight and guidance regarding services to
youth. The meetings are held monthly.
Describe how the Local Workforce Area Youth Council will provide guidance and
oversight to ensure the needs of youth are being met.
MWC Youth Service Providers attend the monthly youth council meetings and report to the
Council on services provided, outcomes, new initiatives, partnerships, issues and challenges in

E: Administrative Structure
assisting youth and any other significant information. Often times youth participants attend the
council meetings and provide testimony on how youth services has impacted their lives and also
provide feedback on their experience, how services /processes can be improved and any
additional service needs that are not currently available through Maricopa County’s youth
programs. The Assistant Director for Workforce Development or designated staff also provides
the Youth Council with aggregate performance information on youth services and relevant
information.
Describe the role of the Youth Council in the procurement of youth services.
Member(s) of the Youth Council are part of the team that reviews and scores proposals
received in response to the RFP. Each team member reviews and scores the proposals
individually and then meets as a group to discuss the proposals and make recommendations.
The team’s recommendations are presented to the entire Youth Council for approval. The
Youth Council’s recommendations are forwarded to the Maricopa County Workforce Investment
Board for approval.
E.3 Procurement:
Describe the competitive and non-competitive process used to award grants and
contracts for activities under WIA Title 1B, including how potential bidders are made
aware of the availability of grants and contracts. Include the process to procure training
services that are made as exceptions to the ITA process.
The Human Services Department uses a competitive process in accordance with the WIA
Regulations and Maricopa County procurement requirements. A Request for Proposal (RFP) is
the primary tool for recruiting vendors to provide materials and services at the best available
price. The purpose of the RFP is to provide a framework that specifies requirements and
maximizes the competition to meet those requirements. In accordance with the Maricopa
County Procurement Code, an RFP is developed, advertised and also sent to potential
contractors for services. All proposals submitted are disclosed in a public meeting at a date,
time and location specified in the RFP. The public opening is conducted by the procurement
officer and all proposals submitted are recorded with the vendor name, address, contact
information, time and date of proposal submission and the determination as to whether or not
the proposal is appropriate to the RFP. Each proposal submitted is individually evaluated and
compared with all of the other proposals submitted. To ensure that the evaluation is uniform and
impartial, a matrix of the RFP requirements is prepared by the procurement officer. This matrix
reflects criteria deemed important to achieving the purpose and goals of the program. The
criteria are assessed from most critical to least critical and assigned proportional award points.
These criteria are published in the RFP so that potential vendors can better structure their
proposal to meet County requirements. All proposals submitted are reviewed and evaluated by
the appropriate area experts. Once the evaluation is completed, the procurement officer collects
the proposals and completed evaluation matrices and enters the scores assigned onto a
spreadsheet for comparison purposes. The proposal that receives the highest numerical score
is awarded the contract by the Board of Supervisors (BOS).
The non-competitive (sole source) process used by the Human Services Department (HSD) is
as follows: The BOS may award a contract for a commodity or service without competition
based on the written documentation submitted by the Using Agency that there is only one
source for the required service. Sole source procurement is not used unless there is clear and

E: Administrative Structure
convincing evidence that there is only one source. Any requests by a Using Agency to restrict
procurement to one potential contractor must be accompanied by a written explanation as to the
lack of suitability or acceptance of other sources to meet the need.
Intergovernmental agreements are exempt from the requirement for competition and are subject
to the Arizona Revised Statutes as well as the Maricopa County Procurement Code.
The Human Services Department utilizes Arizona’s Statewide Eligible Training Provider list
(ETPL) for training providers. The Department has not procured training services from other
training providers for its WIA Adult and Dislocated Worker programs.
Describe the criteria used for awarding grants for youth activities, including criteria used
to identify effective or ineffective youth activities and providers of such activities.
The criteria used for awarding youth contracts consists of reviewing the body of the proposals to
include the target population and service area where services would be provided; the types of
proposed programs and services; the objectives to be achieved through the proposed
programs/services; the
methods to conduct the desired outcomes; the type of facilities that will be used to provide
activities and services; the database requirements to be used to track program participants and
outcomes; how the contractors will evaluate and report that the methods and objectives are
being met and followed; the contractor’s previous experience and track record in providing
services to youth; how the contractor will utilize other resources for referrals and description of
collaborative partnerships for obtaining successful outcomes of goals; review of the contractor’s
qualifications and credentials of their staff as a provider of youth services; and budget
projections. Maricopa County Quality Assurance staff monitors all youth providers on a bi-
annual basis to ensure that activities are appropriate and in line with the current contracts.
Youth providers submit monthly reports which are reviewed to ensure contract compliance and
achievement of goals. If a provider is lacking in any area, the QA team provides technical
assistance and appropriate training.
Describe the procedures established for providers of youth or training services to appeal
a denial of eligibility, a termination of eligibility or other action by the LWIB or One-Stop
Operator.
Any participating respondent or contractor may protest the proposed award or the award of a
Maricopa County contract or any dispute related to their contract utilizing Maricopa County’s
established process as follows: Protests are to be filed with the Procurement Officer issuing the
solicitation or contract. A written decision is made within 14 days after filing. Appeals are to be
filed with Procurement Officer’s respective department director within seven days from receipt of
the Procurement Officer’s decision. Appropriate remedies may include one or more of the
following actions:
 Terminate the contract
 Reject and reissue the solicitation
 Issue a new solicitation
 Award a contract consistent with this code
 Decline to exercise an option to renew under the contract
 Amend the solicitation
 Such other relief as is determined necessary

E: Administrative Structure
E.4 Communication
Describe how the Local Workforce Area will communicate performance results to
stakeholders.
Performance results will be communicated to stakeholders primarily through the meetings of
the LWIB. Many of the stakeholders intimately involved with workforce issues serve on the
local board or are service providers who attend meetings of the board. When results of the
yearly required Department of Labor performance measures are released by the Arizona
Department of Economic Security, they are shared as an information item on the local board’s
agenda. Additionally, performance results are shared with service providers when they
negotiate contracts with the local board and during routine monitoring visits scheduled
throughout the year by local board staff.
When WIA performance contracts are awarded to the local board for meeting or exceeding
performance standards by the Arizona Department of Economic Security, the contracts must
be reviewed by the Maricopa County Board of Supervisors. The local board has also
contracted with the firm KOG Consulting Services to conduct a Return on Investment Report
of the WIA Youth Program for program year 2011 - 2012. The local board was provided a
copy of the report and presented the findings by the KOG consultant during the October 2013
LWIB meeting.
Describe how the Local Workforce Area will communicate financial information and
service information to stakeholders.
The LWIB is involved in reviewing and recommending approval of the budget at the beginning
of the fiscal year. Maricopa County Human Services Department as the grant recipient is
responsible for monitoring the financial operations of the LWIB. The financial operations are
also regulated and monitored by the Arizona Department of Economic Security’s WIA Fiscal
Unit that must approve drawdowns and fiscal modifications. The Maricopa County Human
Services Financial Services unit is subjected to all policy and procedures of the Maricopa
County Board of Supervisors.
Service information is provided through the local board in a variety of manners. Information is
given out at regularly scheduled Board meetings. This information is also provided on the
local board’s website, through advertising and the use of social media.
Describe the communication protocol and how the Local Workforce Board, local
elected officials, partners and all staff are informed on a regular basis regarding
activities, performance outcomes, and budgets with at least one joint meeting held
annually between the Chief Elected Officials and the local board.
The communication protocol for the Local Workforce Board is being developed under the
leadership of the Workforce Development Divisions Assistant Director. Construction is

E: Administrative Structure
underway to develop a communication protocol that will ensure formal dialogue in the areas of
service delivery and integration, fiscal expenditures, performance outcomes and customer
demographics.
Currently the majority of communication occurs at the local board meetings which are attended
by key stakeholders and representatives of the MWC staff. The MWC Board meetings will
occur every other month at a minimum of six times per years.
Agendas for Full Board meetings will be developed by the Chair with input from the Maricopa
County Workforce Development Division Assistant Director. Members must propose agenda
items to the Chair at least ten (10) working days prior to the date of the meeting. Other
agencies, groups, organizations, and/or individuals desiring to place items on the agenda must
present them to the Chair or Workforce Development Division Assistant Director at least ten
(10) working days prior to the date of the meeting. The board can utilize a consent agenda for
action items that do not require discussion. However, board members may request that a
particular item be removed from the consent agenda if discussion is required. Minutes and
agendas, in addition to all other records related to board, Executive Committee, Youth Council
and Ad hoc Task Force meetings will be kept at the Maricopa County Human Services
Department offices and distributed as appropriate. Records of official minutes are open to the
public for review at Maricopa County Human Services Department by appointment.
Annually, the MWC Executive Committee through the Maricopa County Workforce
Development Division Assistant Director will develop an annual strategic planning retreat. If
necessary, a special meeting of the board may be called by the Chair as long as there is 24-
hour notice given to board members.
Describe in detail how the local board will resolve conflicts that may arise (but not
limited to) between the following: Board members; Service delivery partners;
Consortium partners
All of the conflicts listed will be resolved by action(s) of the local Board. In the case of a conflict
between Board Members, the matter will be resolved by a meeting of the interested parties with
the Executive Committee of the local board. The Executive Committee is comprised of the
Officers of the local board. If the matter is not resolved at the Board level, the conflict may be
elevated to the Maricopa County Board of Supervisors or to the Arizona Department of Economic
Security for resolution.
Conflicts with Service Delivery Partners will be resolved in much the same manner as that
listed above. However, it will usually develop in this manner: The local board will ask the staff for
a detailed account of the conflict. Local board staff will attempt to resolve the issue at the lowest
possible levels of the organizations involved. If that doesn’t work, the matter will be referred to
the Assistant Director of the local board. If the matter fails to be resolved at the Assistant
Director’s level, the matter will be referred to the Maricopa County Human Services Director for
appropriate designation and/or recommendation. If the matter is subsequently still not resolved,
the local board will advise the service provider or providers of their options for appealing to the
Arizona Department of Economic Security.
Conflicts with Consortium Partners will be dealt with in a similar manner using the processes
described in the Conflicts with Service Delivery Partners.

E: Administrative Structure

F: Equal Opportunity and Affirmative Action
F: Equal Opportunity and Affirmative Action
Equal Opportunity and Affirmative Action
Reference Local Governance Policy; One-Stop Delivery System Policy; One-stop Center Certification
Policy
Describe how each access site identified in D.1 will ensure compliance with the State’s
Methods of Administration (i.e., Equal Opportunity and Americans with Disabilities Act
requirements).
The Workforce Development Division employs a EO Compliance Officer who conducts on-site
quality assurance on a bi-annual basis of the One-Stop Centers, Affiliate sites and youth service
providers to ensure that equitable and all non-discrimination policies (Affirmative Action,
Americans with Disabilities Act, and Equal Opportunity Employment) are adhered to as required
by law and regulation.
Affirmative Action Policy
The Local Workforce Investment Board has an Affirmative Action Policy in compliance with the
Workforce Investment Act Section 188(a)(1),(2),(4), and (5) which ensures that no individual
shall be excluded from participation in, denied benefit of, subjected to discrimination under, or
denied employment in the administration of, or in connection with any such program under the
title. The EO Officer monitors files on a quarterly basis to ensure that WDD and all youth
service providers adhere to the Affirmative Action Policy.
Americans with Disabilities Act
The Local Workforce Investment Board is in compliance with the Americans with Disabilities Act
of 1990, all requirements imposed by or pursuant to the implementing regulations. The LWIB
works in collaboration with mandated partner programs to ensure that Americans with
disabilities receive timely and appropriate services.
Equal Opportunity Employment Policy
The Local Workforce Investment Board has an Equal Opportunity Employment Policy in
compliance with Section 188(a)(1) and (2) which ensures that no individual shall be subjected to
discrimination relating to employment in the administration of or in connection with any such
program under this title. The LWIB works closely with its various partners to ensure that
services are delivered on a non-discriminatory basis. No person shall be discriminated against
on the grounds of age, gender, disability religion, race, color, national origin, citizenship and
participation.
The State’s Methods of Administration is comprised of nine elements that describe the actions
the LWIB has taken and will continue to take to ensure that its WIA Title 1-financially assisted
programs, activities, and recipients are complying, and will continue to comply, with the
nondiscrimination and equal opportunity requirements of WIA and regulations.
A flyer is posted in a highly visible area within the One-Stop centers, affiliate sites, and youth
service provider locations with all the contact information related to equal opportunity and
appeals. In addition, job seekers are provided information at the time of enrollment. The Career

F: Equal Opportunity and Affirmative Action
Center Complaint Process defines the process for receiving, reviewing, documenting and acting
on customer complaints, excluding alleged discrimination. The Program Complaint Process
outlines the process for WIA participants that feel they are not receiving appropriate or adequate
services to assist them with their employment goals. This includes the denial of WIA-funded
training services, case management, supportive services, or any other services funded under
WIA. It is the responsibility of their Career Guidance Specialist to inform the participant of the
reason(s) for denial of services and inform them of their right for a higher review.
The Discrimination Complaint Process outlines the process for WIA participants that have
complaints that are discriminatory in nature. The policy provides the procedures required for
prompt and equitable resolution when any person or specific class of individuals files a
complaint that he/she has been or is being subjected to discrimination. This regulation identifies
the grounds or basis upon which a discrimination complaint may be filed.
Provide contact Information and identification of the Local, State, and Federal EO
Officers available in all facilities used to conduct WIA Title 1 funded activities or
trainings.
Local: State:
Dave Bergeson Lynn A. Nedella
Equal Opportunity Officer State WIA EO Officer/DES
234 N. Central Avenue, Suite 3201 1789 W. Jefferson Site Code 920Z
Phoenix, Arizona 85004 Phoenix, Arizona 85007
Phone (602)372-145/ TTY (602)372-1145 Phone (602) 542-3957/ TTY/TDD 7-1-1
Fax (602) 506-8789 Fax (602) 542-2491
bergesond@mail.maricopa.gov WIAStateEOOfficer@azdes.gov
Federal:
Naomi M. Barry-Perez
Director Civil Rights Center U.S. Dept. of Labor
200 Constitution Avenue Room N-4123
Washington, D.C. 20210
Fax: (202)693-6505
TTY: (202)693-6516

G: Evaluation and Market Analysis
G: Evaluation and Market Analysis
The Local Workforce Area Business Plan must describe the labor market and economic context in
which the local workforce system (including all the programs in the State Integrated Workforce Plan) is
operating, based on accurate and timely labor-market, demographic, and economic information, with
particular attention given to high-need, under-served, under-employed, and/or low-skilled
subpopulations.
The Local Workforce Area Business Plan must include the following specific
information:
1. An assessment of the current situation and projected trends of the Local
Workforce Area’s economy, industries and occupations, including major
economic regions and industrial and occupational sectors.
The Arizona Department of Administration (ADOA) produces an updated industry forecast every
year as additional information becomes available from various data sources. As per the updated
forecast for 2013, Arizona’s Nonfarm employment will continue to grow gradually. A moderate
improvement in Arizona’s Nonfarm employment is expected in 2014. In comparison to the
employment forecast released earlier in May 2013, Nonfarm employment growth has been
forecast to be
slightly better in 2013 with a modest improvement in 2014. An over-the-year gain of 48,500
Nonfarm jobs is expected in 2013 and 59,000 in 2014. In the current forecast, the rate of growth
projected for total Nonfarm employment is 1.97 percent in 2013 and 2.35 percent in 2014 (Table
1).
Total Nonfarm Employment
Annual Average Growth Rate (Table1)
2012a 2013b 2014b
Arizona 2.0% 2.0% 2.3%
Phoenix MSA1 2.4% 2.2% 2.6%
Tucson MSA2 1.5% 1.7% 2.1%
Balance of State3 0.6% 1.0% 1.3%
1) Maricopa and Pinal counties
2) Pima County
3) Arizona less Maricopa, Pinal, and Pima counties
a) Historical (BLS Current Employment Statistics)
b) Forecast
A total of 107,500 Nonfarm jobs are forecast to be gained over the two projected years (2013 &
2014). The previous forecast, published in May 2013, projected a 46,500 job (1.89 percent) gain

G: Evaluation and Market Analysis
in 2013 and 51,800 job gain (2.07 percent) in 2014; slightly fewer job gains in both 2013 and
2014
than the current forecast is projecting. The overall employment situation in Arizona continues to
improve. This is consistent with improvement seen in many economic indicators including
population growth. Compared to2012, population grew faster in 2013 based on our internal EPS
ADOA preliminary numbers. Previously released population projections also call for faster
population growth in 2014. Arizona’s year-over-year average employment growth rate exceeded
the national average in both 2012 and year to date in 2013. Despite the forecasted employment
growth in ten of the eleven major sectors in 2013 and 2014, overall Nonfarm employment levels
remain well below their prerecession peak.
The most recent partial federal government shutdown in October 2013 is estimated to reduce
fourth quarter US economic growth from 0.6 to 0.3 percentage point, or from $24 to $12 billion
dollars. The year 2013 is expected to have a real annual average Gross Domestic Product
(GDP) growth rate of slightly less than 2.0 percent. The most recent threat of not raising the
federal government debt ceiling resulted in a short lived spike in short-term interest rates and a
decline in consumer confidence.
There are some sectors where the forecast has changed more than others. The major sectors
with larger projected job gains or smaller projected job losses include: Natural Resources and
Mining, Construction, Information, Professional and Business Services, and Educational and
Health Services. On the other hand, the major sectors with smaller forecast job gains or larger
projected job losses include: Manufacturing; Trade, Transportation and Utilities; Leisure and
Hospitality; Other Services; and Government.
Table 2 describes the average over-the-year percentage change for each sector for 2012, 2013,
and 2014, where 2012 is the base year and 2013 and 2014 are forecast years. Job gains are
projected in all major sectors of the Arizona economy with the exception of one sector during
the forecast time period. This would suggest a continuous improvement in the rate of Nonfarm
employment gains in 2013 and 2014 compared to 2012.
Arizona Sector Employment
Average Annual Over-the-Year Change (Table 2)
2012(a) 2013(b) 2014(b)
Total Nonfarm 2,0% 2,0% 2,3%
Construction 4.4% 7.1% 7.1%
Natural Resources & Mining 9.5% 6.5% 3.1%
Profess & Business Svcs 2.5% 4.0% 4.9%
Financial Activities 3.0% 3.7% 2.5%
Information 3.2% 2.6% 1.5%
Leisure & Hospitality 2.9% 2.1% 2.8%
Educational & Health Svcs 2.9% 1/6% 2.4%
Government 0.6% 0.7% 07%
Trade, Trans. & Utilities 1.1% 0.6% 1.2%
Manufacturing 3.1% 0.6% 1.0%
Other Services 2.6% 0.6% 0.0%
a) Historical (BLS Current Employment Statistics)

G: Evaluation and Market Analysis
b) Forecast
2012-2014 Arizona Forecast
Employment Change, in thousands
Other Services -0.5
Natural Resources & Mining 1.2
Information 1.6
Manufacturing 2.4
Government 5.9
Trade, Trans, & Utilities 8.5
Finanacial Activites 11.1
Leisure & Hospitality 13.3
Educational & Health Svcs 14.5
Construction 17
Profess & Busness Svcs 32.4
-5 0 5 10 15 20 25 30 35
Figure 1:
Figure 1 (see pg. 6) describes the sectors of the Arizona economy with projected gains and
losses
in employment from 2012 to 2014. Gains in ten sectors and a loss in one sector are expected
over the two year period. Figure 2 lists job gains by percent for all sectors.

G: Evaluation and Market Analysis
2012-2014 Arizona Forecast
Employment Percent Change
Other Services -0.6
Natural Resources & Mining 9.8
Information 1.8
Manufacturing 1.5
Government 1.4
Trade, Trans, & Utilities 1.8
Finanacial Activites 6.3
Leisure & Hospitality 5
Educational & Health Svcs 4
Construction 14.7
Profess & Busness Svcs 9.1
-5 0 5 10 15 20
Figure 2:
For the 2012 to 2014 forecast time period, the major sectors with the largest projected
employment gains are: Professional and Business Services (32,400 jobs); Construction (17,000
jobs); Educational and Health Services (14,500 jobs); Leisure and Hospitality (13,300 jobs);
Financial Activities (11,100 jobs); Trade, Transportation and Utilities (8,500 jobs); Government
(5,900 jobs); and Manufacturing (2,400 jobs). Smaller gains are forecast for Information (1,600
jobs) and Natural Resources and Mining (1,200 jobs) sectors. The only major sector with a
projected loss in employment for 2012 to 2014 is Other Services sector (500 jobs).
During the two-year forecast time period, the major industry sectors arranged in the descending
order of growth rates are: Construction (14.7 percent); Natural Resources and Mining (9.8
percent); Professional and Business Services (9.1 percent); Financial Activities (6.3 percent);
Leisure and Hospitality (5.0 percent); and Information (4.2 percent). Relatively, slower rates of
growth are projected for Educational and Health Services (4.0 percent); Trade, Transportation
and Utilities (1.8 percent); Manufacturing (1.5 percent); and Government (1.4 percent). The only
major sector with forecast job losses is Other Services (-0.6 percent).
Professional and Business Services (PBS):
The PBS sector is projected to have an increase of 14,300 jobs (4.0 percent) in 2013 and
18,100 jobs (4.9 percent) in 2014. The sub-sectors with the largest projected job gains over the
projection period include Employment Services along with Professional, Scientific and Technical
Services. Business firms are expected to hire contingent labor as a lower-cost means to expand
output during these uncertain times. All sub-sectors in PBS are projected to gain employment
during the two-year forecast period.
Construction:
This sector is forecast to gain 8,200 jobs (7.1 percent) in 2013 and 8,800 jobs (7.1 percent) in
2014. Job gains are forecast across all Construction sub-sectors with the largest employment

G: Evaluation and Market Analysis
gains expected in the Specialty Trades sub-sector. Other factors supporting growth in this
sector are: home repair and maintenance activities, new infrastructure projects such as the
expansion of light rail in Phoenix, and the development of new metal-ore mines.
Educational and Health Services (EHS):
The EHS sector is forecast to gain 5,700 jobs (1.6 percent) in 2013 and 8,800 jobs (2.4 percent)
in 2014. The largest projected increase in employment is forecast in the sub-sector of
Ambulatory Health Care Services. Increases are also expected in Nursing and Residential Care
Services and Social Assistance sectors. Hospitals are projected to have no change in
employment levels in 2013 and have slight job gains in 2014. Federal government budget
reductions, especially the sequester, the partial shutdown and conflict over increasing the debt
ceiling, have the potential of curtailing employment growth in the health care sectors. Sub-
sectors within Private Educational Services are forecast to have reductions in employment.
Leisure and Hospitality (L&H):
The L&H sector is projected to have an increase of 5,700 jobs (2.1 percent) in 2013 and 7,600
jobs (2.8 percent) in 2014. The sub-sectors with the largest projected job gains are Food
Services and Drinking Places. Fewer job gains are forecast in the sub-sectors of
Accommodations and Arts, Entertainment and Recreation. Sequestration cuts, a tighter fiscal
environment, and the partial federal government shutdown are expected to limit business and
recreational related travel. However, domestic and international tourism demand is projected to
bolster employment in the Leisure and Hospitality sector.
Financial Activities (FA):
This sector is projected to have an employment increase of 6,500 jobs (3.7 percent) in 2013 and 4,600
jobs (2.5 percent) in 2014. The job growth in Financial Activities over the two year period is projected to
slow in 2014 when compared to 2013. The employment forecast is reinforced by rising interest rates in
2014, which could hinder employment growth in this sector. 23 During the 2013 and 2014 forecast time
frame, the sub-sectors with the largest projected gains in employment are: Credit Intermediation and
Monetary Authorities; Insurance, Funds and Trusts; Real Estate, Rental and Leasing; and Securities,
Commodities Contracts, and Investments.
Trade, Transportation and Utilities (TTU):
The TTU sector is forecast to gain 2,900 jobs (0.6 percent) in 2013 and 5,500 jobs (1.2 percent) in 2014.
Retail Trade is the TTU sub-sector with the largest projected employment gain, with the majority of these
gains coming from Motor Vehicles and Parts Dealers. Fewer gains are forecast in Wholesale Trade,
Transportation and Warehousing, and Utilities sectors. Within Retail Trade sub-sectors, all components
are projected to post employment gains. However, Air Transportation, which is a sub-sector of
Transportation, and Warehousing and Utilities, are forecast to have job losses as a consequence of
industry consolidation and looming budget cuts.
Government:
This sector is forecast to gain 2,900 jobs (0.7 percent) in 2013 and 3,000 jobs (0.7 percent) in
2014. However, job losses are projected for the Federal Government and the non-education
sectors of the State Government.
Manufacturing:
This sector is projected to have an employment increase of 900 jobs (0.6 percent) in 2013 and
1,500 jobs (1.0 percent) in 2014. During the two-year forecast, job gains are anticipated in
Durable Goods sub-sectors Fabricated Metal Products and Aerospace Products and Parts, with

G: Evaluation and Market Analysis
the exception of Computer and Electronic Products. Non-Durable Goods sector is also forecast
to gain jobs. In the face of continued reductions in federal spending, defense-related industries
are expected to have leaner staffing levels.
Information:
This sector is projected to have a gain in employment of 1,000 jobs (2.6 percent) in 2013 and
an increase in employment of 600 jobs (1.5 percent) in 2014. During the 2012 to 2014
projections time frame, slowing job gains are forecast in both the Telecommunications and Non-
Telecommunications subsectors.
Natural Resources and Mining (NRM):
The NRM sector is forecast to gain 800 jobs (6.5 percent) in 2013and 400 jobs (3.1 percent) in
2014. From 2012 to 2014, slowing job gains are projected in the Natural Resource and Mining
sub-sectors. Gradual recoveries in the Euro Monetary Zone, Asia, and Latin American
economies are expected to bolster export demand.
Other Services (OS):
OS is forecast to lose 500 jobs (-0.6 percent) in 2013 and remain flat in 2014. Continued
employment uncertainty, reduced wages and benefits, large consumer and mortgage debt,
rising food, energy and health care costs have reduced the amount consumers give as
charitable contributions to various establishments. These establishments include foundations or
charitable trusts, religious, professional, and civic organizations, etc. These projected losses in
employment in the OS sector reflect the reductions in revenues to these establishments.
2. An assessment of the workforce skills and knowledge individuals need to find
current and future employment in the local area, particularly those skills and
knowledge identified by employers as necessary for economic growth in the Local
Workforce Area.
3. A description of the characteristics and employment-related needs of the Local
Workforce Area’s population, and diverse sub-populations, including those from
racial, ethnic, linguistic groups, older persons, and individuals with disabilities.
4. Based on the assessments above, an analysis of the skill and education gaps for all
individuals within the Local Workforce Area, particularly for those individuals
targeted by the programs included in the Local Workforce Area’s Business Plan.
5. An analysis of the challenges associated with the Local Workforce Area’s population
attaining the education, skills, and training needed to obtain employment.
6. A discussion of the ability of Local Workforce Area Workforce programs to meet the
skill needs of employers in the state and close any skill gaps.
The Workforce Investment Act under 134(d)(4)(E) states that in the event that funds allocated
to a local area for adult employment and training activities are limited, priority for intensive
and training services funded with Title IB adult funds must be given to recipients of public
assistance and other low-income individuals in the local area. In the federal regulations 20
CFR 663.600 , the U.S. Department of Labor (DOL) further specifies that funding is generally

G: Evaluation and Market Analysis
limited and therefore directs states and local areas to assure that low-income adults receive
priority unless the availability of other funds can be demonstrated.
Describe the criteria to be used by the Local Board, in compliance with 20 CFR 663.600, to
determine:whether funds allocated to a local area for adult employment and training activities
under WIA sections
133(b)(2)(A) or 133(b)(3) are limited, and the process by which any priority will be applied by
the One-Stop oper- ator. Local Workforce areas are to submit a declaration of either “limited”
or “unlimited” Adult Program funding in accordance with WIA Guidance Letter No. 04-09
(https://www.azdes.gov/InternetFiles/WIAGuidanceLetters/pdf/WGL_04-
09_chng1_declaration_of_limited_or_unlimited_wia_funds_for_adult_services.pdf)
What changes can are anticipated in the regional economy and local workforce that will have
workforce development implications?
What industries are growing? Declining?
Identify existing and/or emerging industry sectors in which the local area will focus its
workforce efforts.
Identify those that are statewide chosen sectors as outlined in the State Plan.
The five targeted statewide sectors:
Aerospace and Defense
Semiconductor
Bioscience
Optics
Renewable Energy
Using the most current Labor Market Information provide the percent of jobs that exist in each
sector in the local area and the number that are projected to exist in the next five years.
Identify the level of educational attainment needed for the sectors selected and the recognized
credentials that can be expected to be attained.
Identify the resources available for training in the workforce development area, including
primary and secondary education systems, colleges, adult workforce centers, private training
providers, local one-stop centers, etc.
G.1 Waivers
Describe how state approved waivers will be used by the Local Workforce Areas delivery of
The State has requested and been approved for the following waivers:
1. Adult – Dislocated Worker Funds Transfer
2. Competitive Procurement for Youth Program Elements
3. Customized Training – Employer Contribution
4. Eligible Program Performance and Cost for ETPL

G: Evaluation and Market Analysis
5. Rapid Response – Incumbent Worker Layoff Aversion Waiver Request
6. Sanctions for Consortium of Local Areas (REPAC)
7. Uniform Performance Measures for Consortium of Local Areas (REPAC)
8. Within State Allocations – Dislocated Workers (REPAC)
9. Exclusive Use of Common Measures
10. Required Activities – Incentive Grants
11. Required Activities – Assistance to Areas with High Concentrations of Eligible Youth
MWC will use the approved waivers that are applicable to the Maricopa County Workforce Investment
Area and evaluate the effectiveness of the waivers:
1. MWC monitors Adult and Dislocated Worker expenses monthly. MWC has historically
served higher numbers of Adult participants and has transferred up to 50% of the
Dislocated Worker funds to the Adult Program.
2. MWC has utilized a competitive Request for Proposal process to procure Youth Service
Providers. However for PY 13 a decision was made to move to a hybrid model where a
portion of the Youth service are provided by subcontractors through the procurement
process and some services are being provided by Maricopa Workforce Connections.
Early in 2013 an RFP was released resulting in the award of contracts to two Youth
Service Providers for the Youth Program Elements.
3. The LWIB has not utilized this waiver. However, if an employer would request
customized training services and need to utilize this waiver we would evaluate their
request and determine the feasibility.
4. MWC staff with the State on the Eligible Training Provider list. We have set up
procedures for ensuring that Training Providers are approved by the Workforce
Investment Board, placed on the State Eligible Training Provider list, and monitored to
ensure the approved providers maintain the set standards.
5. MWC has not utilized this waiver.
6. N/A – MWC is not part of REPAC.
7. N/A – MWC is not part of REPAC.
8. N/A - MWC is not part of REPAC.
9. MWC has negotiated performance goals for PY2013 with DES and will work with Service
Providers to monitor their progress and provide any technical assistance needed to
ensure performance goals are met.

H: Integrated Service Delivery
10. MWC has received Title V Incentive funds to provide services.
11. Required Activities – Assistance to Areas with High Concentrations of Eligible Youth
H: Integrated Service Delivery
H. Integrated Service Delivery
The Workforce Arizona Council policy will require three (3) Functional Teams in Comprehensive One-
Stop Centers:
 Welcome Team that greets and directs customers, conducts a triage assessment, collects
registration information, and refers internally or externally for assistance. (Entry, Resource
Room)
 Skills and Career Development Team that does skills analysis, facilitates assessment and
testing, identifies support needs, provides ca-
reer guidance, arranges for soft skills training, and refers to program specific occupational
training. (Resource Room, Case Manage- ment, Pre-Employment Training)
 Business Services Team that provide services to job ready customers and to employers
including job clubs, facilitating on-the-job training arrangements, job development, business
development, job matching and customized recruitment efforts.
H.1 Workforce Area Program Alignment – TO BE CONSTRUCTED
Describe the nature of the business conducted in the one-stop centers and include the Local

H: Integrated Service Delivery
Workforce Investment Board’s vision, mission and core values. This portion of the Local Area
Business Plan must describe the LWIB’s strategic vision for the LWIA’s economy and
overarching goals for the LWIA’s workforce system. This vision should provide the strategic
direction for the LWIA workforce system and guide investments in workforce preparation, skill
development, education and training, and major initiatives supporting the State Integrated
Workforce Plan.
The Local Area Business Plan also must specifically address the LWIB’s vision for aligning
efforts among work- force development partners to achieve accessible, seamless, integrated,
and comprehensive service, and how programs and activities described in the plan will support
the LWIA’s economic development needs and the employment and training needs of all working-
age youth and adults in the service delivery area.
Describe how subject matter experts for each funding source will be identified.
Describe how training and capacity building will enhance service delivery.
Describe how the Site Manager will be determined for each comprehensive center and the roles
and responsibilities of the Site Manager.
Provide information on staff job titles and roles and responsibilities.
Describe the local approach to ensuring cross-training exists as needed for functionally aligned
services including staff development and capacity building to ensure staff working with
customers have the skills and knowledge needed to provide exemplary customer service.
Describe reward and recognition strategies for staff and partners.
Provide the staffing plan for each center along with functional alignment roles and
responsibilities and protocols.
Describe supervision of each center. Local Workforce Area one-stop operators will be required
to present a plan of how each will address formal and functional supervision that does not
violate any merit staff requirements, but provides a customer-focused service delivery
methodology.
Describe how the required teams (Welcome, Skills and Career Development, and Business
Services) will be configured within each comprehensive center.
Provide a customer flow chart for job seekers and employers for each comprehensive center.
Provide a plan on how the Local Workforce Area will move toward a single point of contact for a
business customer and provide a tiered approach to recruitment, screening, assessment and
referral that meets the needs and expectations of its business customers.
If applicable, describe how the Local Workforce Area will use the Rubrics process to assess and
teach the soft skills employers are looking for when hiring quality talent.
Describe how job seekers, youth, and employers will be provided an orientation to the workforce

H: Integrated Service Delivery
system and the local access points.
Describe each level of service, core/intensive/training, and the specific steps describing the
activities and services available under each, who will qualify for each and how screening will
occur to ensure suitability and eligibility for each. Break out services by adult, dislocated worker
and youth.
Include a comprehensive menu of partner services available as described in the One-stop
Certification Process Policy.
H.2 Business Services – TO BE CONSTRUCTED
Describe the role and responsibilities of the Business Service Representatives in the Local Workforce Area.
Include active local business partnerships and how collaborations between the Local Workforce Area and
Employment Service staff will be synthesized to coordinate business and employer services.
The primary function of Business Services is to market Maricopa Workforce Connections’ services to
the business community and connect employers with qualified workers. This is accomplished by
conducting employer outreach activities to explain and promote MWC’s services. MWC’s vision for
Business Services is to:
 Provide seamless and integrated employer-focused services that are demand-driven
and results-oriented.
 Foster a regional approach by creating a single point of contact for businesses in need
of workforce development services
MWC’s Business Services Team is comprised of a Business Services Supervisor and Business
Account Coordinators (BACs) located at the MWC East Valley and West Valley Career Centers. BACs
are also designated to assist the Youth program.
Business Services is responsible for creating an awareness of, and the coordination of, a menu of
services designed to connect business with a qualified, quality workforce. Specific roles performed by
Business Services include:
 Assisting with employer recruitments.
 Obtaining and posting job orders in the Arizona Job Connection (AJC) system.
 Helping employers access MWC and AJC resources.
 Conducting job fairs.
 Holding job seeker specific workshops.
 Assessment testing, candidate screening to include abilities and qualifications that meet
employer needs.
 Access to space in the One Stop Centers for interviews, meetings and candidate
assessments.
 Information on tax credits and financial incentives for employers.
 Transition services and rapid response activities for employers faced with mass lay-offs,
downsizing or plant closure.
 Promotion related to high-skill, high-wage employment opportunities through
partnerships with local economic development organizations,
 Labor Market Information (LMI) research which delivers timely and reliable labor
statistics to improve decision making relative to employment, wages, labor force,
economic indicators and trends.

H: Integrated Service Delivery
 Developing Work Experience opportunities for youth that expose them to the world of
work.
 Developing On-the-Job Training opportunities for youth that are aligned to their career
goals.
 Incumbent worker skills upgrading.
 Contacting new businesses to the area to welcome them and orientate them to MWC
services.
 Coordinating efforts with local economic development agencies, Arizona Commerce
Authority and local Chambers of Commerce to assist the local business community
 Providing outreach and recruitment services to professional business organizations,
trade associations to gain first-hand knowledge of the human resource needs of area
businesses and skills required in the local labor market.
 Conducting customer satisfaction surveys to determine how well MWC is meeting
employer needs
Describe how the Local Workforce Area will coordinate efforts of the multiple programs included in the plan
to meet the needs of business customers of the One-Stop system in an integrated fashion, such as hiring plans,
training needs, skill development, or other identified needs. The Local Business Plan should also describe
how the Local Workforce Area will use program funds to expand the participation of business in the
local/regional workforce investment system.
Describe how the Local Workforce Area will utilize on-the-job-training (OJTs) to engage
businesses in WIA training and hiring of participants.
H.3 Training Services (Adult and Dislocated Workers)
Describe local Individual Training Account (ITA) policy, including the current threshold for each ITA.
Include procedures to ensure the exceptions to the use of ITAs, if any, are justified.
MWC utilizes the following guidelines in providing training to participants that have been receiving
WIA Intensive services and are determined to be in need of Training Services to enhance their
employability. The primary intent of WIA programs is to assist individuals with finding employment in a
field that is in demand in the local labor market which provides adequate wages and benefits to meet
living expenses, and has a potential for career growth and advancement.
Training Services may be available to employed and unemployed adults and dislocated workers,
including displaced homemakers who have:
 Met the eligibility requirements for intensive services and who are unable to obtain or retain
employment through such services.
 After an interview, evaluation, or assessment, and case-management, have been determined to
be in need of training services and to have the skills and qualifications to successfully participate
in the selected program of training services.
 Selected program of training services in a demand occupation in Arizona and directly linked to
the employment opportunities in the Maricopa County area or in another area in which the job
seeker is interested in relocating.
 Not able to obtain other grant assistance or require assistance beyond the other grant
assistance available.

H: Integrated Service Delivery
 Have complied with counseling activities, labor market research, provider and program research
and other requirements in the selection of training programs and training providers as deemed
appropriate
The LWIB has determined that at least 80% of training funds expended must be in the industry clusters
identified by the LWIB as high growth and critical to the local economy. The targeted industry clusters
are (this list is not intended to be in any order of priority):
Information Technology (Including Advanced Communications)
Biosciences
Healthcare
Solar (Including Manufacturing and Construction)
Green Technologies
Advanced Manufacturing (Including Aerospace and Defense)
Transportation, Warehousing and Logistics
Training is generally limited to short-term certificate programs but longer term degree programs may
be approved on a case-by-case basis.
The current threshold for ITA’s is $4,000. Maricopa Workforce Connections and Phoenix Workforce
Connection have collaborated on setting the same threshold s for ITAs to eliminate participants
wanting to transfer from one local area to another for more funding.
Exceptions to the ITA process are primarily the use of OJT contracts, Work Experience agreements or
the development of Customized Training to fit the employer’s specific training needs that may not be
easily met by ETPL providers.
Describe the process for determining an approved level of Individual Training Accounts costs and the
levels established by the local workforce board;
The maximum amount of ITA funding allocated to an individual is $4,000; however, customers
accessing training in targeted demand industries/occupations may receive a higher amount based on
customer need, the availability of funding and Program Supervisor approval. The LWIB has
determined that at least 80% of training funds expended must be in the industry clusters identified by
the LWIB as high growth (see above) and critical to the local economy.
Describe measures to leverage resources to provide increased access to training opportunities.
WIA funds are to be used to supplement other sources of training funds. The Career Guidance
Specialist (CGS) considers other funding sources including partner programs, Vocational Rehabilitation
funds, Welfare to Work/TANF programs, State training funds, Pell Grants, TAA, GI Bill, private
scholarships, and other sources including community-based organizations. The CGS provides
information on applying for Free Application for Federal Student Aid (FAFSA) and ascertains if the
participant is enrolled in any other programs to not only leverage resources but to avoid any
duplication of effort and resources. Any and all financial aid is to be coordinated to fully utilize all
available funds. As training funds are generally limited the Pell Grant is to be applied first towards
training costs. WIA funds will be used for any remaining training costs up to the maximum ITA amount
of $4,000 or higher as noted above for targeted industries/occupations. If a Pell Grant is awarded, it
will be applied towards tuition, books, equipment etc., and WIA funds will be used to pay the balance
up to the current ITA cap. If the Pell Grant exceeds training costs i.e. tuition, books, supplies, etc., the
participant may keep the balance of the Pell Grant for living expenses. If a partner agency is funding

H: Integrated Service Delivery
the participant’s training, the WIA program may record the outcome and obtain a copy of the
educational credential for performance purposes.
In accordance with WIA Regulations, WIA funding for training is limited to participants who are unable
to obtain grant assistance from other sources to pay the costs of their training, or require assistance
beyond what is awarded under grant assistance from other sources to pay the remaining training
costs.
Describe how the Local Workforce Area will ensure that training providers consider the availability
of other sources of grants to pay for training costs such as Welfare-to-Work, State-funded training
funds, and Federal Pell Grants, so that WIA funds supplement other sources of training grants.
MWC continually works with various agencies for opportunities to leverage resources. As mentioned
above, MWC requires that participants complete the FAFSA for Federal Grants if the program and
participant are eligible.
Describe the process for determining how training is approved or denied for each eligible
participant.
An individual determined to be in need of training must complete a series of activities that help
inform his/her decision concerning the selection of a training provider and training program. Among
these activities is completion of a series of assessments that help individuals determine their
interests, aptitudes, skill sets and the characteristics of a work environment most conducive to
his/her personality. Along with assessments, individuals may be required to attend and complete a
series of job readiness workshops based on individual need; research labor market information on
their selected occupation and research training programs offering training that aligns with the
individual's choice of occupation. Once documentation of this research has been provided to a CGS, a
training request is submitted along with the documentation for approval by a staffing team
comprised of Career Guidance Specialists and the Program Supervisor. Criteria have been established
to rate each training request which gives priority to covered individuals (veterans and eligible
spouses) and to TANF recipients and other low-income individuals in the event that Adult WIA funds
are limited If approval for training is granted, an Individual Training Account (ITA) voucher is
forwarded to the training provider enabling the individual to begin training.
Training opportunities are available to participants who meet the requirements as detailed in WIA
Section 134(d) (4). In addition to the question will the training enhance the participant’s
employability the following considerations are taken into account when training requests are
reviewed:
 Employment Status – If employed, are additional skills actually needed? Is the employment
at a level for self-sufficiency? If not employed, has a substantial effort been made to find
employment?
 Educational Background – What is the highest level of education/certification that the
customer possesses? How long has it been since they achieved that level? Do they have
the basic skills needed to successfully complete the training? Are previous education /
certification in an in-demand area?
 Transferable Skills – Does an assessment indicate the participant has marketable skills?

H: Integrated Service Delivery
 Financial Resources – Does customer’s household have the financial means to pay for the
requested training? Has customer applied for and exhausted/been denied other funding
sources for the requested training? Does customer’s household receive TANF assistance or
earn less than 70% LLSIL? How will the participant support themselves while in training>
 Other Barriers to Re-employment – Does the participant have issues may impede the
successful completion of training at this time?
Describe the grievance policy established for participants denied requested training.
If WIA training services are denied to a participant, it is the responsibility of their Career Guidance
Specialist to inform the participant of the reason(s) for denial of services and inform them of their right
for a higher review with the WIA Program Supervisor.
Participants requesting a higher review must inform their CGS or in the absence of their CGS, the WIA
Program Supervisor within seven (7) working days of the date service(s) was denied. The CGS will
provide the participant with written contact information for the WIA Program Supervisor and will
document such in the case file. It is the responsibility of the participant to contact the WIA Program
Supervisor to schedule a higher review.
The WIA Program Supervisor will meet with the participant within seven (7) working days of request
for higher review. At the conclusion of the meeting the Program Supervisor will inform the participant
that a written determination will be provided within seven (7) working days.
The determination letter (template attached) will contain the following information:
 Nature of the complaint (i.e. denial of training request)
 Reason(s) for denial of service(s)
 Participant’s recourse
The Program Supervisor will place a copy of the determination letter in the case file and document the
meeting and all pertinent information in the case notes. After receipt of the determination letter if
the participant desires to appeal the decision, the participant must complete the “Appeal Request”
form. This form and information / documentation related to the complaint will be forwarded by the
Program Supervisor to the Assistant Director for Workforce Development for review within seven (7)
working days. The Assistant Director, at his/her discretion may meet with the participant if s/he
determines it is necessary to make an informed decision. Once the Assistant Director has reviewed
the case s/he will issue a final and binding written determination to the participant within ten (10)
working days of the review. A copy will be placed in the participant case file with any other relevant
information. The decision of the WDD Assistant Director is final.
Only complaints of a discriminatory nature may be aggrieved to the DES WIA Section EEO Officer if the
participant disagrees with the determination made by the Workforce Development Division’s EEO
Officer.
H.4 Training Services (Eligible Training Providers)
Describe how the Local Workforce Board will:
Accept applications for initial eligibility from certain postsecondary institutions and entities
providing apprenticeship training;

H: Integrated Service Delivery
A goal of the workforce system is to be responsive to the needs of the local business community.
Education, as part of the workforce system, also needs to provide the education and skills that are vital
to maintaining a healthy economy. Programs considered for the Eligible Training Provider List must be
able to enhance a trainee’s employability by providing the education and skills which are in demand and
meet local business needs. Local labor market information is the basis for validating occupation or
industry demand. To determine occupational demand, MWC staff refers to the most recent local labor
market information compiled by Arizona Commerce Authority Research Administration and other
sources.
Training providers must submit an on-line application for each program they wish to have approved for
WIA funding via the Arizona Job Connection website, www.azjobconnection.gov. Once initial eligibility
has been approved by MWC staff the application is submitted electronically to DES WIA for final
approval and inclusion on the AJC Eligible Training Provider list. The same process applies to all
training providers including apprenticeship programs and community colleges.
If denied approval, MWC contacts the provider with the reason(s) for disapproval and assists them with
resubmitting their application if appropriate.
Carry out procedures prescribed by the State to assist in determining the initial eligibility of
other providers and programs;
The same process as outlined above is used for determining the initial eligibility of other training
providers.
Carry out procedures prescribed by the State to assist in determining the subsequent eligibility
of all providers and programs;
The State of Arizona has been working under an approved waiver from the Department of Labor to
defer recertification for training providers. A waiver of subsequent eligibility has been in effect since
2002.
Denial of application for training provider to be placed on statewide list:
The decision to deny or remove a training provider from the statewide list is a serious one and
recommended by the designated MWC approval authority. The request for denial is forwarded to the
DES WIA ETPL Coordinator for action.
A training program may be denied approval by the designated MWC approval authority for the following
reasons:
 The provider fails to provide all the data required.
 The program does not meet the definition of WIA training services.
 Training program does not support the demand occupations for the area.
 The training provider does not comply with MWC requirements.
Maricopa County has developed a provider denial appeal process:
1. A provider requesting to appeal a decision rendered by Maricopa County Workforce Connections;
MWC staff representative, must submit an appeal to the LWIB within thirty (30) days of the issuance of
the denial notice. The appeal must be in writing and include a statement of the desire to appeal,
specification of the program in question, the reason(s) for the appeal (i.e. ground), and the signature of
the appropriate provider official.
2. Upon receipt of appeal letter from the provider, the designated MWC approval authority will schedule
a meeting with the appealing provider.
3. The scheduled meeting will allow both parties; MWC representative and the appealing provider to

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present information to support their position and to request documents relevant to the issue(s) and to be
represented. A final decision will not be made at this time.
4. A final decision will be provided to the provider within 60 days of the receipt of the appeal.
Compile a local list of eligible providers, collect the performance and cost information and any
other required information relating to providers;
All training providers whose applications have been approved by MWC and the DES ETPL Coordinator
will appear on the Eligible Training Provider List on the Arizona Job Connection system-
http://www.azjobconnection.gov
The MWC ETPL approver(s) reviews the information before approving the programs. The cost
information is carefully examined to ensure all requested information on tuition, registration and other
ancillary costs has been provided. Performance data is not yet required as DES is currently developing
the process and providers will be instructed to start collecting performance information as soon as the
process has been finalized.
Consult with the designated State Administrative Agency in cases where termination of an
eligible provider is contemplated because inaccurate information has been provided;
In the event that MWC becomes aware that the provider has submitted false or inaccurate information,
MWC will contact the State ETPL Coordinator for advice on how to proceed on the matter. MWC will
utilize the State policy on termination of an eligible training provider.
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The LWIA Business Plan must describe how all the programs described in the plan will work
together to ensure that customers who need a broad range of services receive them.
Priority of Service:
In the event that adult funds are determined to be limited (see Section G), the Local Workforce Board
musthave a priority of service policy in place. The policy, at a minimum, must grant priority to individuals
who are receiving public assistance or are classified as “low-income” in accordance with 20 CFR
663.600 (a). Veterans and covered entrants meeting low-income guidelines must receive priority of
service.
Establishing a priority does not prohibit the Local Workforce Board from serving other eligible
participants as well. Additional priorities may also be set for specific populations, such as individuals
with significant barriers to employment. Information regarding priority of service must be outlined in the
LWIA strategic plan.
Describe how the LWIA will coordinate with workforce system partners to ensure job
seekers receive a broad range of services for the following target populations:

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• Unemployment insurance claimants
• Long-term unemployed
• Under-employed
• Dislocated workers (including trade-impacted dislocated workers
and displaced homemakers)
• Low-income individuals (including recipients of public assistance)
• Migrant and seasonal farmworkers
• Veterans
• Individuals with limited English proficiency
• Homeless individuals including veterans
• Ex-offenders
• Older workers
• Individuals training for nontraditional employment
• Individuals with multiple challenges to employment
MWC staff conduct community outreach, attend community events, and networking
opportunities including job fairs, career and resource fairs to educate the public on workforce
services. Some of these events target one or more of the target populations below.
Unemployment insurance claimants:
Mesa DES ES staff refers U.I. claimants to the East Valley Center for case management and
WIA training services. In the West Valley Center an entire DES ES office is co-located. UI
claimants are referred if they need case-managed services including training.
Long-term unemployed:
Customers accessing services through the Maricopa County Community Action program
offices and Access Points are referred to MWC Career Centers for services.
Under-employed:
Customers accessing services through the Maricopa County Community Action program
offices and Access Points are referred to MWC Career Centers for services
Dislocated workers (including trade-impacted dislocated workers and displaced
homemakers)
Dislocated Workers may access staff-assisted intensive and training services offered
through the MWC One-Stops. Assessments are available to identify transferable skills if
the dislocated worker has to change careers due to industry demand. MWC has developed a
process with DES for the referral of Dislocated Workers attending Re-Employment Services
orientations. Individuals in need of upgrading their skills or retraining are referred to WIA.
WIA may also provide RES participants with job readiness skills training and job placement
assistance In addition to Rapid Response Orientations, job readiness skills and other
services may be provided at the employer site based on the Business Transition Plan.
Individuals identified as Trade Adjustment Assistance eligible are referred by the TAA
representative to WIA using a referral form, determination letter, and IEP if available. The role
of the TAA representative is to be the primary counselor for TAA customers. The TAA
representative will counsel the customer on employment, training, schools, removal of
barriers, etc. Usually the first point of customer contact in the TAA/WIA co-enrollment
process is between the TAA representative and the laid-off worker. The WIA and TAA
representative determine how resources from each program are leveraged to best serve the

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customer and avoid any duplication or gaps in service.
Low-income individuals (including recipients of public assistance)
Assistance to low-income individuals is an important element of the workforce development
system in the County. Agencies serving low-income populations are located on-site in each of
the One-Stops and referral systems are in place to ensure maximum utilization of resources
to assist these individuals. The Jobs Program for TANF recipients, operated by MAXIMUS,
has staff located at the comprehensive sties.
Displaced homemakers may be co- enrolled in the WIA Dislocated Worker program to
broaden the array of services available.
Migrant and seasonal farmworkers:
DES Employment Administration staff stationed at the One-Stops assists migrant workers.
Since migrant farm workers are more prevalent in western portion of Maricopa County the
West Valley Career Center has established a partnership with the PPEP program. A PPEP
counselor assists farm workers and their dependents with employment, training, and related
services.
Veterans:
MWC implemented a Veterans One-Stop within the West Valley Career Center. Veterans may
receive assistance through DES Employment Administration Veterans Services, and/or
through a WIA- funded Career Guidance Specialist. MWC will be expanding services to
veterans by partnering with other veterans organizations and plans on implementing a
Veterans One-Stop in the Gilbert Career Center as well. Center staff adheres to the priority of
service requirement for veterans in the allocation of resources and services. MWC has
partnered with the Arizona National Guard’s Yellow Ribbon Reintegration Program, a program
that helps service members and their families in the National Guard connect with their local
support. Maricopa County has recently launched a veteran’s portal which provides information
on community resources for veterans and includes MWC’s Career Centers.
Individuals with limited English proficiency;
English proficiency for speakers of other languages is available through Rio Salado
Community College located at the One-Stops or other valley locations. Translator services
may be procured as needed. MWC has provided workshops and Rapid Response in other
languages as needed.
Homeless individuals including veterans;
The Maricopa County Human Services Department played an integral role in the development
of the Human Services Campus and has provided job readiness services on-site. HSD’s
Community Action Program (CAP) offices are a source of referrals for homeless individuals.
MWC has also established relationships with community-based organizations such as St.
Joseph the Worker and numerous Access Points throughout the county that provide services
to homeless. The Homeless Youth Connection in Goodyear is an Access Point that provides
a variety of services to homeless youth.
Ex-offenders;
MWC conducts job fairs targeted to this population and partners with community-based
organizations providing services to ex-offenders including the Community Reintegration
Coalition, and the Lodestar Day Resource Center, which is an MWC ACCESS Point. MWC
receives referrals from AWEE which provides services to ex-offenders.

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Older workers;
Increasing number of older individuals are seeking services at the career centers than ever. To
meet this need MWC developed a senior Job Club titled Boomers and Beyond which is
held weekly at the comprehensive One-Stops. Each week a different aspect of the job
search is reviewed and discussed. ―Boomers‖ provides an opportunity for networking and a
peer supportive environment.
Individuals training for nontraditional employment;
MWC partnered with several DOL apprenticeship programs to provide non-traditional
training opportunities for women.
Individuals with multiple challenges to employment.
MWC assists a wide range of individuals facing multiple barriers. These individuals may be
center walk-ins, referrals from Community Action Program offices, ACCESS Points, Veterans
Stand-down and other community organizations. Supportive services are available to assist
these individuals with reducing obstacles to employment. CAP offices and other community-
based organizations may also provide additional resources
Describe strategies and partnerships that will focus on serving individuals with
disabilities.
Assistive Technology and DES Vocational Rehabilitation staff is available at both
comprehensive One-Stops to ensure individuals with disabilities are able to access the One-
Stop services and are informed of all the resources from which they may benefit. Individuals
with disabilities, including visual, hearing and mobility limitations are able to easily access
services through assistive technology. MWC contracts with DES as provider of services
through the Ticket to Work program which assists Social Security beneficiaries with disabilities
who are seeking employment services, vocational rehabilitation services, and other support
services in obtaining, regaining and maintaining self-supporting employment. MWC staff is
provided with guidance and training to effectively serve persons with disabilities.
Describe how the Local Workforce Area coordinates the delivery of services to eligible
dislocated workers.
The Dislocated Worker Program is designed to help workers get back to work as quickly as
possible. In addition to Rapid Response Orientations, job readiness skills and other services
may be provided at the employer site based on the Business Transition Plan, which is
customized to meet the employers’ needs. Dislocated Workers may access staff-assisted
intensive and training services offered through the MWC Career centers. Assessments are
available to identify transferable skills if the dislocated worker has to change careers due to
industry demand.
MWC has developed a process with DES for the referral of Dislocated Workers attending Re-
Employment Services orientations. Individuals in need of upgrading their skills or retraining are
referred to WIA Trade Adjustment Assistance participants are also referred to WIA for co-
enrollment.

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Dislocated Workers work with a Career Guidance Specialist to receive one-on-one assistance
to develop a reemployment plan which is tailored to meet their specific needs. Dislocated
workers, Veterans, eligible spouses of veteran and displaced homemakers may be served with
dislocated worker funds if they meet the definition of a dislocated worker.
Rapid Response
Rapid Response is a required activity designed to assist workers who are facing loss of employment
through apermanent closure or mass layoff, or a natural or other disaster that results in mass job
dislocation to obtain reemployment as soon as possible.
Identify the Local Rapid Response Coordinators who are responsible for connecting
dislocated workers to WIA Title I-B resources.
MWC has identified the East Valley and West Valley Career Center Managers as the Local
Rapid Response Coordinators.
Identify how the Local Rapid Response Coordinators work with additional stakeholders
through integrated partnerships to form Rapid Response Teams.
Upon notification of a layoff or closure the Center Manager or Employment Program
Supervisor will contact the employer within a short period of time, 48 hours or less, to provide
information on services available through the workforce system. The Employment Program
Supervisor will also identify the employer’s needs and will together with the employer develop
a Transition Plan.
The Center Manager will assemble a Rapid Response Team which may consist of other MWC
staff and program partners including DES Employment Service, DES Unemployment
Insurance, Trade Adjustment Assistance (if appropriate) and other agencies based on the
demographics and needs of the employer and affected employees.
Depending upon the location of the company, size of the layoff, and / or where the affected
employees reside, MWC may partner with Phoenix Workforce Connection to ensure that
services are provided as efficiently and expeditiously as possible. Regional strategies in
partnership with PWC are in place to accommodate businesses experiencing a mass layoff.
MWC and PWC plan service delivery at the time of initial contact with the employer and
determine whether MWC or PWC will assume the lead based on company logistics. Both MWC
and PWC provide access to career services provided through DES however efforts are
coordinated to prevent service duplication and maximize resources.
Local union representatives may be contacted as appropriate to participate in the development
of the Transition Plan.
Interpreting services may be procured if a significant number of affected employees are
monolingual or have limited English speaking ability.
Identify the local area’s Rapid Response team and their roles and functions.
The Rapid Response Coordinator will make the initial contact with the employer to obtain
information about the layoff including number of affected employees, types of positions, timeframe

I: Service Delivery to Target Populations
of layoff and to educate the company about the services available through the workforce system.
The RRC and the Employment Coordination Team will develop a transition plan outlining the
services to be provided to affected employees. The Rapid Response Team may directly provide
Rapid Response orientations and workshops to employees or may utilize other service teams
within MWC to assist with the delivery of these activities.
MWC Welcome Team
Team members may provide job readiness training or assessments as outlined in the employer’s
Transition Plan. These trainings may be provided on-site, at an MWC Career Center or another
location. The team may also provide more detailing information on WIA services including case
management services and the process for applying for WIA training funds.
MWC Skills & Career Development Team
Career Counsels may provide assessment and career guidance services to assist the affected
employees with career and educational goals.
MWC Business/ Employment Team
Business Account Coordinators may provide affected employees with job referrals and provide
labor market information.
DES Employment Service
DES provides information on how to register with ES to gain access to job opportunities and
explains how ES Representatives can assist with job matching and job referrals.
DES Unemployment Insurance (UI)
Staff provides information to the affected workers about UI benefits and the application
process.
Trade Adjustment Assistance (TAA)
Staff provides information to the affected employers and workers about TAA reemployment
services and benefits that may be available to them. Staff also assists them through the
petition process.
Other agencies or community-based organizations may participate as appropriate based on
the company’s and affected workers’ needs.
Identify your local Rapid Response policies, including the minimum threshold number
of affected workers the LWIB has approved for Rapid Response services to be proved
to a company experiencing a layoff, reduction in force or closure.
MWC’s policy is to provide Rapid Response services to those companies experiencing
corporate restructuring/downsizing or facility closure involving ten (10) or more employees. The
intent of Rapid Response is to provide lay-off aversion services where possible, and in
instances where a lay-off is imminent, minimize the impact of being laid-off and significantly limit
any period of unemployment by assisting with comprehensive transition services.
Describe services to be provided to those affected by a mass layoff including planned
strategies for incumbent worker training focusing on layoff aversion.

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A wide array of services may be provided to companies to better prepare dislocated workers for
a smooth transition to new careers and re-employment. MWC may contract on-site career
transition services for those employers requesting pre-layoff intervention activities. This allows
MWC to provide a quality level of service in multiple locations and meet the needs of employers
for on-site career services.
Based on the need for services as outlined in the Transition Plan, workshops/services may
include, but are not limited to:
 Assessments
 Career Exploration
 Basic Computer Skills
 Career Counseling and Development of an Individual Employment Plan
 Educational Financial Aid Assistance
 Identification of transferable skills
 Financial Planning
 Interviewing Techniques
 Job Development and Placement
 Job Search (internet based and traditional)
 Labor Market Information
 Life Skills Training
 Job Club / Networking
 Resume Writing / Review
 Targeted job fairs
 Occupational Skills Training
 Skills Upgrading
 Credentialing
 Additional workshops/services may be identified by employer or by MWC
One of the roles of the Rapid Response Coordinator is to identify the reason for the plant
closure and/or substantial layoff and together with the employer determine if there is any way it
can be averted. Lay off aversion strategies can be explored. The RRC can provide information
on federal, state and local resources available to assist businesses.
Incumbent worker training is an option that is available to employers to strengthen their
workforce.
MWC may pay up to 50% of the training costs.
Apprenticeship Program
Registered Apprenticeship includes on-the-job learning from an assigned mentor combined with
technical training provided by apprenticeship training centers, technical schools, community colleges,
and institutions employing distance and computer-based learning systems. At the end of the
apprenticeship, all apprentices receive a nationally recognized credential. Some apprenticeship
programs offer interim credentials as apprentices achieve important milestones during their
apprenticeship.
Describe how the Local Workforce Area will coordinate efforts with the State
Apprenticeship Program.
MWC has had a close working relationship with several apprenticeship programs for many
years. MWC will continue to coordinate with the State Apprenticeship program to assist new

I: Service Delivery to Target Populations
apprentices with funding for training, assist apprenticeship programs with their recruitment
efforts as needed.
Describe current and planned use of WIA Title 1B funds for apprenticeship training.
MWC has had a long standing relationship with several certified apprenticeship programs
including the Pipe Fitters, Sheet Metal, Bricklayers, Electrical and Heating and programs.
MWC assists apprentices with their first-year program costs. The labor union or contractor
responsible for oversight of each apprentice agrees to provide MWC with progress reports,
employment status, and wage information for up to 12 months during an apprentice’s first year
of training.
Trade Adjustment Assistance (TAA)
The Arizona Trade Adjustment Assistance (TAA) program will provide seamless services to participants
through a coordinated and functionally aligned effort between the Workforce Investment Act (WIA) and
Wagner-Peyser (WP).
Describe how TAA services will be delivered. LWIAs must describe how they will ensure
enrollment of TAA participants into the WIA Title 1B Dislocated Worker Program.
The Federal Trade Adjustment Assistance (TAA) program and Workforce Investment Act (WIA)
are occupational training programs funded by federal and state agencies for people who have lost
their jobs. The goal of these assistance programs is to help the unemployed find a new position in
a field that offers promising career opportunities
In Maricopa County, Department of Economic Security/TAA and the LWIB staff work to provide
trade affected workers with opportunities to obtain the skills, resources, and support they need to
become reemployed. This includes job training, job search and relocation allowances, income
support, and assistance with healthcare premium costs.
Upon notification of closure initial rapid response activities are activated to determine eligibility.
Upon confirmation of eligibility, rapid response, core and intensive services (paid with WIA
resources) are made available to affected employees. This assistance is accessible to affected
employees prior to TAA determination to limit the period of unemployment. Once a worker has
been determined as eligible for trade assistance, those services authorized under the Trade
Program (approved training, job search and relocation allowances and transportation) are funded
with TAA funds. TAA eligible workers can receive up to 104 weeks of basic training and up to 130
weeks of training if remedial education is included. All training must be TAA-approved. Income
support is available to TAA eligible for up to 130 weeks through a combination of UI (26 weeks),
Basic Trade Readjustment Allowances (52 weeks, minus weeks of UI received).
Workers denied eligibility through TAA, are offered basic services through WIA. Workers may be
enrolled for Intensive and/or training services if deemed in need of services to become re-
employed.
Reemployment Services

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Employment Services (ES) targets Unemployment Insurance (UI) claimants who are most likely to
exhaust benefits before getting a job. All UI claimants who report as scheduled for orientation to ES
via the Re-Employment program receive the five mandatory core services:
 Assessment of skills, interests, abilities, and supportive service needs;
 Registration in the Arizona Job Connection (AJC) System;
 Labor search and placement assistance; and
 Development of an employability plan.
Describe how Re-employment Services will be coordinated within the operations of the
One-Stop Centers.
Reemployment Services orientations are conducted on a weekly basis in the West Valley Career
Center and Mesa affiliated site. Workforce staff provides information to Reemployment Service
customers on services available through the OneStop Center partners, as well as, expectations
for UI program compliance as it relates to Reemployment Services.
Migrant Season Farmworker Outreach Program
Employment Administration (EA) and Employment Service (ES) provides services through the One-
Stop Career Center/Labor Exchange System to empower Migrant and Seasonal Farm Workers and
limited English proficient (LEP) individuals in: making career and labor market decisions; achieving
economic self-sufficiency; and improving their living and working conditions.
Where provided, describe how Migrant Seasonal Outreach Program services will be
delivered and coordinated within the operations of the One-Stop Centers.
Migrant Seasonal Outreach Program staff will be providing information to Migrant Seasonal
Farm Workers (MSFW) and their families on services available through the One-Stop Career
Center partners. Those referrals include, but are not limited to:
 Employment Service registration and job referrals;
 Referrals to PPEP for program eligibility (maybe we could build in a pre-
screening tool here as well for appropriate referrals and the application); and
 Referrals to Workforce System services (pre-screening and applications could
be given maybe).
Senior Community Service Employment Program (SCSEP)
The Senior Community Service Employment Program (SCSEP) fosters useful part-time, work-based
training opportunities (community service assignments) for unemployed low-income persons who are

I: Service Delivery to Target Populations
55 years of age or older who have poor employment prospects.
Describe how the local workforce system will ensure integration of the Senior
Community Service Employment Program (SCSEP) into the Local Workforce Area
business plan.
The SCSEP program has been an MWC partner program for many years. As work sites,
MWC Career Centers have provided opportunities for SCSEP participants to provide
community services, gain new skills and work experience.
Youth Services
Each Local Workforce Investment Area (LWIA) coordinates with community partners to offer
services to youth, especially youth with significant barriers to employment. In collaboration with
their partners, strategies are developed by the LWIAs to provide initial intake, objective
assessment, case management and individual service strategies and eligibility assessment.
Describe the strategies to be used to incorporate the required youth program elements
within the design framework. Youth program elements consist of:
1. Tutoring, study skills training and instruction leading to the completion of secondary
schooling including drop- out prevention strategies;
2. Alternative secondary school services;
3. Summer employment opportunities directly linked to academic and occupational
learning;
4. Paid and unpaid work experiences including internships and job shadowing;
5. Occupational skill training;
6. Leadership development opportunities;
7. Supportive services;
8. Adult mentoring for duration of at least twelve months that may occur during and after
program participation;
9. Follow up services for not less than 12 months after the participant completes the
program; and
10. Comprehensive guidance and counseling, including drug and alcohol counseling and
referral to counseling as appropriate to meet the needs of the participant.
It is within the scope of the contract for youth providers to offer WIA-related youth services or
incorporate a direct referral process for youth to receive tutoring, study skills training;
instruction leading to completion of secondary school including dropout prevention strategies
for those deficient in basic education skills or needing assistance to complete their secondary
education; alternative secondary school services to complete a high school diploma or a
G.E.D., summer employment opportunities directly linked to academic and occupational
learning with an emphasis on work experience through competency-based instruction.
The learning experiences at each worksite will vary widely depending on the job tasks and
supervisor’s orientation. The focus of summer job activities is the attainment of specific
occupational, work maturity and citizenship skills. Paid and unpaid work experience includes
job shadowing to promote the development of good work habits and basic work skills. This
shall be accompanied either concurrently or sequentially by other services to increase the

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basic educational and/or occupational skills of the participant. Internships are assignments
that benefit participants that are designed to enhance the long-term employability of youth.
An internship may be combined with classroom instruction relating to a particular position,
occupation, industry or the basic skills and abilities to successfully compete in the local labor
market. Placement will be based on participant interest/work skills identified during the
objective assessment process. Occupational skill training provides academic and technical
instruction necessary to meet employment requirements. The program will refer to schools
who meet certification requirements under the WIA Adult and Dislocated Worker ITA process.
Leadership development opportunities may include community service and peer-centered
activities encouraging responsibility and other positive social behaviors during non-school
hours. Training will include, but is not limited to, job readiness skills, communication skills,
team building skills, time management, ―soft skills‖ training and various community based
activities.
Participants will be given the appropriate referrals to available resources including supportive
services such as financial and non-financial support. In addition, participants may receive a
stipend to offset training-related expenses such as transportation costs.
Adult mentoring is required for the period of participation and a subsequent period, for a total
of not less than 12 months. Educational opportunities, occupational opportunities, and barrier
resolution will be among the topics addressed in the mentor/youth relationship. Follow-up
services for no less than 12 months will occur for each program participant. Comprehensive
guidance, counseling and referral to recognize needs, opportunities, strengths and/or
limitations to make decisions based on this information, remove barriers to success, receive
support services when appropriate and create an educational/vocational attainment plan.
Describe the strategy to provide initial intake, objective assessment, case management,
individual service strategies and eligibility assessment of youth.
MWC staff work in collaboration with the providers to advise, direct and ensure compliance
within the scope of their contract and assist with outreach to obtain external resources and
connection with local employers. The Youth Council provides oversight and offers guidance,
outreach and additional external resources to address youth barriers. Youth contractors
conduct an initial intake that consists of an interview with the youth to determine suitability,
needs, goals and eligibility. Staff will provide youth with a broad overview of available
resources and all services available at the One-Stop including programs and/or services that
are provided by MWC’s partners or other entities.
The objective assessment is conducted to assess the participant’s basic literacy level,
functioning level, understanding the participant’s expectations, level of need, and the
participant’s short and long term interests and goals. The Test of Adult Basic Education
(TABE) is used to determine math, language and reading levels. In addition, vocational
assessments are conducted to determine occupational interests. For youth who are disabled,
special accommodation will be provided in administering the test, per federal guidance.
Development of the Individual Service Strategy (ISS) begins during the objective assessment,
in conjunction with the youth participant. The ISS includes a customized individual
competency-based service strategy plan to include: long and short term employment/training
goals, appropriate achievement objectives with reasonable timeframes, and identified barriers.
The case manager works with the participant to identify the appropriate combination of

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program services, education, and community referrals to assist youth in overcoming their
barriers and achieve their employment and educational goals.
Youth case management will include coordination of applicable services, documentation of
achievement of goals identified in the Individual Service Strategy. Case management also
involves motivating youth to remain in school, completing high school and preparing for
possible post-secondary educational opportunities. Career guidance and counseling will
support the case management component in providing youth with guidance relating to career
exploration, decision-making, goal setting, personal issues and financial management.
Referrals may be made to link youth with other youth-serving agencies, organizations and
training providers to achieve their stated goals.
Describe how the Local Workforce Area will deliver comprehensive services for
eligible youth, particularly youth with significant barriers to employment. The
discussion must include how the Local Workforce Area coordinates youth activities,
including coordination of WIA Youth activities with the services provided by the Job
Corps (if applicable) program in the state.
MWC works closely with education, human services, juvenile justice, and youth serving
agencies to serve youth most in need. In July 2010 the MWC Youth Council agreed to
embrace a new direction for the MWC youth service model, supporting the guidance from
TEGL 13-09 ―Contracting Strategies That Facilitate Serving the Youth Most in Need.‖
Included in this direction, the MWC Youth Program has shifted the focus from evaluating
contractors based on new enrollments to emphasize long-term services aimed to assist youth
with post-secondary and employment opportunities. As a result, contractors are evaluated
based on ―real-time‖ benchmarks that measure successful outcomes during program
participation and/or immediately upon completion of the program. These benchmarks provide
an insight into the effectiveness of each of the youth providers and serves as a program
management tool in predicting the success for WIA regulatory and common measures.
Working collaboratively with PWC, MWC is streamlining reporting requirements, program
policies and procedures, and contractor monitoring so that our common youth services
providers can function more effectively to meet program performance requirements. In
addition to meeting WIA income requirements defined in WIA section 101(25), Maricopa
County requires at least one documentable barrier to determine eligibility for WIA youth
services:
Identify the additional 5% non-economically disadvantage youth barrier, including the
process and criteria to be used to determine “serious barriers to employment”,
and the process to track enrollment of non- economically disadvantaged youth.
Currently, Maricopa County utilizes the 5% economically disadvantaged youth barrier. This
barrier is used for youth that have at least one identified documented barrier as defined in WIA
section 101(25) and lives in a household that does not meet the income criteria. Youth
providers are required to submit a monthly report that tracks all enrolled youth, including the
numbers of youth that are enrolled under the 5% barrier.
Identify the process that is used to track out-of-school youth enrollments and
expenditures to meet the 30% out-of-school youth minimum expenditure requirement.

I: Service Delivery to Target Populations
Youth Providers are required to submit at the beginning of the contract term the budget
breakdown to reflect 30% out of school expenditures. Youth Providers submit invoices, which
break down the out-of-school expenses and in-school expenses on a monthly basis. All
required back-up documentation is also submitted monthly and is compared by program and
finance staffs to ensure the submittals are correct. HSD Finance staff compares monthly
reports to verify expenditures that are submitted within each youth category for actual
expenditures incurred from the prior month.
Identify the sixth youth barrier(s) for “individuals (including youth with a disability)
who required additional assistance to complete an educational program, or to secure
and hold employment,” as identified by the Local Workforce Board.
Other eligible youth who face serious barriers to employment and are defined as “at risk” by
MWC based upon assessment of skill needs, barriers and/or referrals from:
 Juvenile Justice Court system
 Youth services program providers
 Local education agencies
Describe in detail strategies to identify, recruit and engage youth to comply with the
Literacy and Numeracy Gains performance measure.
MWC identifies Literacy and Numeracy Gains through the use of the Test of Adult Basic
Education (TABE) assessment which is administered during the Objective Assessment
process at time of eligibility determination. Youth will participate in establishing Literacy and
Numeracy goals to assist in gains needed for further training and or educational opportunities.
MWC staff and youth program providers conduct outreach out to out of school youth seeking
occupational training services and are in need of increasing Literacy and Numeracy skills for
meeting program and/or credential requirements. Recruitment efforts include: staff
participation at community events, outreach to youth organizations, Faith-Based
Organizations, and referrals from schools and probation officers.
MWC and youth providers will work together in ensuring Youth are aware of reaching Literacy
and Numeracy Gains/Goals. Youth will be informed of the positive outcomes in relation to
their individual career and educational goals. This will assist in building positive self-esteem by
identifying small achievements in completion of coursework. Upon completion of the required
classroom instruction, Youth will be re-assessed in area of deficiency to identify performance
gain.
Describe in detail how the Local Workforce Area will conduct monitoring of Youth
Program providers to ensure compliance with program objectives.
MWC’s QA Team conducts on-site monitoring of the youth programs to ensure compliance
with all program objectives, as well as WIA regulations, Federal, State and local policies and
guidance. Reviews are conducted bi-annually with each provider. The review includes
programmatic, financial, EEO compliance and interviews with program staff and participants. A
random sampling of participant files is selected for review. Based upon the findings from the
reviews, MWC staff provides vides appropriate training and technical assistance as needed.

I: Service Delivery to Target Populations
Veterans
The primary objective of the Veterans Program is to develop and support programs that increase
opportunities for veterans to obtain employment and job training in Arizona. Eligible veterans are
entitled to receive priority services in job referrals and training as well as other employment-related
services.
Describe strategies that will ensure compliance with the priority of service procedures
and how Veterans will be served.
Veterans are identified immediately upon entering an MWC Career Center. Signage is posted in
the lobby area on veteran’s priority and the flat screens in the lobby also address veteran’s
priority. Front-end staff asks customers if they are a veteran or spouse of a veteran if they do
not self-identify as veterans. Priority for services means a veteran or an eligible spouse either
receives access to a service earlier in time or, if the resource is limited, receives access to the
service instead of or before the non-covered person.
All center staff has received training on Veterans priority. Staff immediately refers veterans and
eligible spouses to Veterans Services staff. A covered person is given Priority of Service and
enrolled into WIA as long as they are deemed eligible and appropriate. Priority is also given to
veterans seeking training services. Priority of Service does not permit a covered person to
“bump” a non-covered WIA participant that has been both, approved for funding and accepted
or enrolled in a training program.
Staff does not require verification of the status of a covered person at the point of entry, unless
the individual who self-identifies as a covered person:
a. Is to immediately undergo eligibility determination and be registered or enrolled in the WIA
program;
b. The applicable federal program rules require verification at that time.
A covered person shall be given Priority of Service and enrolled into WIA so long as they are
deemed eligible and appropriate and will be permitted to follow-up subsequently with any
required verification of his or her status as a veteran or eligible spouse or as required by DES
WIA Section enrollment.
Describe in detail strategies to be implemented to identify and enroll eligible
veterans in the Dislocated Worker program.
Veterans And Military Spouses may qualify As Dislocated Workers/Displaced Homemakers if
the following conditions are met:
 Dislocated Worker Status: Veterans discharged under honorable circumstances either
voluntarily or involuntarily may be considered Dislocated Workers if they meet the
unlikely to return to previous industry or occupation criteria.
 Military Spouses: A military spouse who leaves his/her job to follow his/her spouse can
be served as a Dislocated Worker if they meet the unlikely to return criteria. A military

J: Desired Outcomes
spouse may also qualify as a dislocated Worker if he/she meets the definition of a
displaced homemaker.
 Recently Separated Veteran: A veteran who applied for WIA services within 48 months
after discharge or release from active service may be considered a dislocated worker.
J: Desired Outcomes
J. Desired Outcomes
The Local Business Plan must describe and provide specific quantitative targets for the desired outcomes and
results for the programs included in the plan and how these were determined.
Identify who will negotiate performance measure goals on behalf of the local board.
The Assistant Director for Workforce Development will negotiate performance measure goals
on behalf of the local board. The Assistant Director will review prior years’ actual performance
to determine proposed performance measures for negotiations with DES.

J: Desired Outcomes
A description of the local levels of performance negotiated with the State to be used by
the Local Workforce Board for measuring the performance of the local administrative and
fiscal agent (where appropriate), eligible training providers, and the local One- Stop
delivery system.
MWC’s negotiated performance goals for PY 13 are:
Performance Measures PY 13 Negotiated Level
Adult
Entered Employment 74.5%
Employment Retention 84.0%
Average Earnings (for six-months period) $13,200
Dislocated Worker
Entered Employment 83.0%
Employment Retention 87.5%
Average Earnings (for six-months period) $16,400
Youth
Placement in Employment/Education 62.5%
Attainment of Degree/Certificate 60.5%
Literacy/Numeracy Gains 43.0%
The plan should also describe any additional established indicators and system
measures, beyond those required by programs’ authorizing statutes.
MWC has developed an internal process to track Career Center and data. The report is
generated monthly and provides the number of center visits, orientation attendees, workshop
attendees, and WIA enrollments by fund source, WIA training approvals, Veterans, numbers
using assistive technology and Access Point visits. MWC recently contracted to have a
Return on Investment (ROI) study to determine the impact of program services on the
community related to the amount of money a participant returns back to the community.
Describe the Balanced Scorecard measures to be tracked and how you plan to measure
and track progress including additional measures chosen by the local board that will be
included on your balanced scorecard.
MWC will measure and track progress on balanced scorecard measures once these measures
are approved. The current performance measures track job seeker progress and the balanced
scorecard measures will identify employer measurements. It is important to have measures
that clearly identify the impact Workforce System programs are making in the business
community.
Describe the State required data management system and how partners will interact to

K: Agreements, Policies and Procedures
provide needed information and to get information from the system needed to manage
the local workforce system.
MWC uses the Arizona Job Connection system which is also being used by DES Employment
Service, TAA and by MWC Youth service providers. MWC uses AJC to register all customers
accessing career center services, tracking WIA participants from enrollment through follow-up,
posting job orders, making job referrals, and strongly encourages center customers to create
resumes in AJC.
MWC generates reports to identify the numbers of customers registering in AJC and WIA
performance reports to ensure that performance and enrollment goals are being met.
Describe the role technology will play in accessing services and tracking information to
enhance service delivery.
The use of technology is crucial for identifying the numbers of customers accessing services
and identifying the types of services they are accessing. MWC has used this data to ensure
that services meet customer demand. For example, workshops that had low attendance have
been dropped, while workshops with high attendance are offered multiple times. The
Human Services Department has developed its own database, HSD On-line. Customer data
from AJC is “dumped” into HSD On-line to keep the amount of data entry minimal. This data
base will improve the integration of case management services within the various HSD
divisions and identify the areas in which to target resources.
How will you measure customer satisfaction and what will you do to use the results for
enhancements?
MWC measures customer satisfaction in a variety of ways; annual customer satisfaction
surveys are conducted by Maricopa County Research and Reporting. Periodic surveys are
conducted with customers in the career centers; during the WIA follow up process participants
are asked to rate their level of satisfaction. Businesses participating in job fairs are asked to
complete a satisfaction survey.
Survey results are shared with management and various team leads; changes in processes,
policies, procedures are made as appropriate to improve efficiency and effectiveness. The
Quality Assurance team is focused on continuous improvement and is currently in the process
of developing a new customer satisfaction tool.
K: Agreements, Policies and Procedures
The plan must discuss how the LWIA will align policies, operations, administrative systems, and other
procedures to assure coordination and avoid duplication of workforce programs and activities outlined in
WIA Section 121(b).
In accordance with State Policy attach the following:
Fully executed Chief Local Elected Officials Agreement clearly identifying
the administrative and fiscal entity and reflecting the responsibilities of each.

K: Agreements, Policies and Procedures
• Chief Local elected Official and Local Board Partnership Agreement
• Local Board and Designated Operator Agreement
• Fully executed Memorandums of Understanding between the One-
Stop Operator and each partner agency.
• Fully executed Resource Sharing Agreement outlining how services
and operating costs of the local system will be funded; methodology
for cost sharing and invoicing and payment processes.
Provide in detail how the Local Workforce Board and Chief Local Elected Official will
ensure that One-Stop Operator Agreement will be adhered to and the institutional controls
that will be implemented to ensure adherence to the Agreement with respective roles and
responsibilities of each party with respect of the operation of the One-Stop system.
The Local Workforce Investment Board (LWIB) began operating a comprehensive One-Stop
Center in 1997. With the implementation of the Workforce Investment Act in Arizona in 2000, the
Maricopa County Board of Supervisors designated Maricopa County Human Services
Department as the Administrative Entity and Fiscal Agent (under the direction of the LWIB). A
Human Services Finance Department staff member attends all of the regularly scheduled
meetings of the Local Board. The Board of Supervisors, acting as the Grant Recipient, enters into
an agreement with the Arizona Department of Economic Security. The Board of Supervisors must
be a signatory to the WIA contract with DES in order to receive WIA funds. The Board of
Supervisors then enters into a Chief Elected Official and Local Board Partnership Agreement
which delineates the particular roles and responsibilities of each partner.
The Partnership Agreement designates the Administrative Entity and Fiscal Agent roles. In its
role as the Administrative Entity and Fiscal Agent, MWC agrees to adhere to the policies,
operations, and administrative systems as promulgated by the State and Federal Governments.
This includes the new policies that support functional integration, program alignment, and
seamless service in a One-Stop environment. The LWIB and MWC are committed to aligning
those services outlined in the Act and providing seamless service in the Comprehensive and
Affiliate sites in Maricopa County. This will be accomplished by meeting with the major partners,
such as the Wagner-Peyser Program, and working through issues that may be hindering
functional alignment. MWC will also designate members of its staff as a Quality Assurance Team
to regularly monitor adherence to federal and state policies and regulations. Additionally, the
State of Arizona Administrative Entity will provide monitoring of program and fiscal compliance
matters. MWC, under the direction of the LWIB will continue to provide an annual fiscal and
compliance audit according to Generally Accepted Accounting Principles.
The LWIB has designated MWC as the One-Stop Operator for the Comprehensive Center as
required by the Act and its regulations. The operator has been designated following an
agreement with 3 partners as outlined in the Act. The operator agreement will outline the roles
and responsibilities of the entity chosen to operate the One-Stops in MWC County. The One-Stop
Operator will then develop and execute Memorandums of Understanding with the partner
agencies in the local area. These MOU’s will spell out the respective roles and responsibilities of
each party with respect to the operation of the One-Stop system.

K: Agreements, Policies and Procedures
Describe the monitoring process and oversight criteria and procedures utilized to move
the workforce investment system toward the Local Workforce Area goals.
The monitoring process begins with the identification of goals that the LWIB will institutionalize in
order to move the system toward integration, functional alignment, and seamless service. Once
those goals are identified, they will become part of the goals of the Request for Proposal (RFP)
process that the Local Board will utilize to procure service providers. The LWIB will then task its
monitoring and procurement team with monitoring the progress of service providers in the
functional alignment and integration process locally. Failure to adhere to the Local Workforce
Area Goals may lead to reduction or cancellation of service provider contracts. The LWIB will
also request updates to the functional alignment and integration activities with partners in the
local area at its regularly scheduled meetings. The LWIB will utilize the policies developed by the
Workforce Arizona Council and the Department of Economic Security as its oversight criteria.
Describe how the Local Workforce Area identifies areas needing improvement and any
processes in place to address identified deficiencies.
The MWC Staff of the Local Board will continue using Customer Service Quality Improvement
Techniques. If there is a problem identified that affects customer service or performance, the
staff usually engages in a process improvement strategy. This strategy identifies a problem to be
solved and the Executive Team identifies a Team leader and members of a cross functional
nature. A sponsor from the Executive Team is identified to assist the team overcome any internal
roadblocks. The Team is then asked to develop a Mission statement. Following the development
of the Mission statement, the Team goes to work getting to the root causes of the problem and
develops alternative solutions for presentation to the MWC Director. The Team then meets with
the Director and makes their presentation. The Director can choose to accept the Team’s
recommendation, reject the recommendation, or ask for some minor changes in the
recommendation. Then the recommendation is implemented. Process Improvement Teams
have functioned quite well for the local board. They engage staff and provide “ownership” for
front line staff who understands the root causes of operational problems much better than those
in management.
The Local Board will also entertain suggestions from partners or outside groups that identify
problems with Customer Service or performance issues. These suggestions or issues may arise
from local business partners, education agencies, community based organizations, economic
development organizations, or Chambers of Commerce.
Provide a copy or a URL link to all local operational and programmatic policies.
http://myhsd.maricopa.gov/Divisions/Workforce-Development.aspx

L: Complaints and Grievances
L: Complaints and Grievances
Each local area, and direct recipient of funds under title I of WIA, except for Job Corps, must establish and
maintain a procedure for grievances and complaints. In addition, Local Workforce Areas must provide
information about the content of the grievance and complaint procedures to participants and other interested
parties affected by the local Workforce Investment System, including One-Stop partners and service providers
Describe in detail the Local Workforce Area’s process, procedures and local policy to
address formal and informal complaints from job seekers and business customers.

L: Complaints and Grievances
The Discrimination Complaint Process outlines the process for WIA participants that have
complaints that are discriminatory in nature. The policy provides the procedures required for
prompt and equitable resolution when any person or specific class of individuals files a
complaint that he/she has been or is being subjected to discrimination. This regulation
identifies the grounds or basis upon which a discrimination complaint may be filed.
The MWC Center Complaint Process defines the process for receiving, reviewing,
documenting and acting on customer complaints, excluding alleged discrimination (see
Discrimination Complaint Policy and Procedures) or denial of WIA training funds (see
Grievance Process for non-discrimination complaints). A customer complaint is defined as any
written or verbal communication from a customer that is addressed to any staff member or
partner that expresses dissatisfaction with a service provided by MWC and requires further
investigation and possible corrective action. Complaints include, but are not limited to, staff
interactions, technology or facility issue and quality of service.
Responsibility:
1. The center manager has the responsibility to review each complaint in accordance with this
procedure and ensure appropriate action is taken.
2. Center managers are to ensure that all employees and partners are properly trained on this
procedure.
3. All employees and partner staff have the responsibility to understand and implement this
procedure.
Process Description:
1. Any MWC employee or partner staff can receive a customer complaint. Phone calls, faxes,
e-mails, letters and interpersonal conversations are all forms of customer complaints.
2. The person who receives the complaint will email/deliver the following information in writing
to the center manager by the end of the same business day:
a. A brief summary of the complaint, including causes and actions taken
b. Any supporting documents
c. The name and contact information of the complainant.
3. In the event that the center manager is unavailable, such as on leave, the responsibilities of
the center manager in this policy will fall on the second in command.
a. Within two business days of receiving the complaint, the center manager will:
b. Complete an initial review of the complaint and, if applicable, contact a partner supervisor to
work with the center manager to resolve the complaint.
c. Request any necessary additional information from the staff person communicating the
complaint.
d. Document the complaint in the customer complaint log.
4. Gather information needed for the resolution of the complaint from the complainant.
5. The center manager will review the information, interview pertinent persons, and communicate
the findings to appropriate partner supervisors before making a determination regarding the
complaint and any necessary plan of corrective action.

L: Complaints and Grievances
6. The center manager will inform the complainant and all other pertinent parties of the resolution
of the complaint within seven working days of the complaint.
7. The center manager will ensure that any plan of corrective action regarding the complaint is
implemented in a timely manner, and that documentation of corrective action is added to the
complaint file.
8. All records of the complaint, including supporting evidence, will be maintained on site for six
years from the date of receipt
Describe in detail the Local Workforce Area’s process, procedures and local policy to
address formal grievances from job seekers and business customers and training
providers.
The same process as outlined above is used for job seeker and business customer
complaints.
MWC has established a process for Training Provider complaints that applies only to the
appeals of training providers to Maricopa County Workforce Board based on the denial of a
provider’s application for initial listing on the Statewide Eligible Training Provider List (ETPL).
1. A provider requesting to appeal a decision rendered by Maricopa County Workforce
Connections; MWC staff representative, must submit an appeal to the LWIB within thirty (30)
days of the issuance of the denial notice. The appeal must be in writing and include a
statement of the desire to appeal, specification of the program in question, the reason(s) for
the appeal (i.e. ground), and the signature of the appropriate provider official.
2. Upon receipt of appeal letter from the provider, the designated MWC approval authority will
schedule a hearing with the appealing provider.
3. The scheduled meeting will allow both parties; MWC representative and the appealing
provider to present oral and written testimony under oath; to call and question witnesses; to
present oral and written arguments: to request documents relevant to the issue(s) and to be
represented. A final decision will not be made at this time.
4. A final decision will be provided to the provider within 60 days of the receipt of the appeal. This
period includes a hearing if it is requested by the provider.
Describe and provide a copy or electronic link to the local programmatic policies for the
delivery of integrated services as described in the Local Business Plan.
The LWIB is in compliance with Workforce Investment Act Section 184(f), Workforce Investment
Act Interim Final Rule §667.600, and the WIA Guidance Letter #06-06 and #07-06, under Title I of
the Workforce Investment Act, must establish and maintain a procedure for grievances and
complaints according to the requirements of P.L. 105-220 and its related regulations contained in
20 and 29 Code of Federal Regulations (CFR). Nothing in these procedures precludes a grievant
or complainant from pursing a remedy authorized under another Federal, State or local law.

Appendices
The LWIB’s utilizes its online website to provide links to the EO is the Law and Problem
Resolution procedures to disseminate pertinent local programmatic polices. In addition, the
identity of the EO Officer is posted in prominent locations in the Career Center and affiliate and
satellite sites. All level of recipients, including WIA registered individuals, are provided
information on the EO is the Law and Problem Resolution with detailed explanation and
instructions on how to file a complaint or grievance.
Appendices
UNDER CONSTRUCTION