FY14 EQUITABLE SHARING AGREEMENT AND CERT.PDF

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Equitable Sharing
Agreement and
Certification
©) Police Department () Sheriff's Office (© Task Force (Complete Table A)
@ Prosecutor's Office (©) National Guard Counterdrug Unit © Other
* Please fill each required field. Hover mouse over any fillable field for pop-up instructions. *
Agency Name: Maricopa County Attorney's Office
NCIC/ORI/Tracking Number: Alz{olol7][o]1]3]a]
Mailing Address: 301 W. Jeffereson
City: Phoenix State: AZ Zip: 85003
Finance Contact: First: Catherine Last: Martin
Phone: 602-506-3180 E-mail: martinc@mcao.maricopa.gov
Preparer: First: Joye Last: Dill
pameas Phone: 602-506-5955 — E-mail: dillj@mcao.maricopa.gov
Contact
Independent Public Accountant: E-mail: ddavenport@azauditor.gov
Last FY End Date: 06/30/2013 Agency Current FY Budget: $93,227,867.00
O New Participant: Read the Equitable Sharing Agreement and sign the Affidavit.
Complete the Annual Certification Report, read the Equitable Sharing Agreement, and sign
(@) Existing Participant:
the Affidavit.
O A meneearorm ded F : Revise the Annual Certification Report, read the Equitable Sharing Agreement, and sign
the Affidavit.
Annual Certification Report
Summary of Equitable Sharing Activity Justice Funds: Treasury Funds’
Beginning Equitable Sharing Fund Balance (must match
1
Ending Equitable Sharing Fund Balance from prior FY) $554,740.70
2 | Federal Sharing Funds Received
Federal Sharing Funds Received from Other Law Enforcement
3
Agencies and Task Forces (To populate, complete Table B)
4 | Other Income
Non-Interest Bearing C)
5 | Interest Income Accrued
Interest Bearing @) $2,330.13
6 | Total Equitable Sharing Funds (total of lines 1 - 5)
$557,070.83 $0.00
7 | Federal Sharing Funds Spent (total of lines a - m below)
$0.00 $0.00
8 | Ending Balance (difference between line 7 and line 6)
$557,070.83 $0.00
5	1	60	1	13	2	293	2934	100	27	90.516075	justice
5	1	60	1	13	3	402	2934	137	35	96.523346	Agencies
5	1	60	1	13	4	549	2943	53	20	96.877853	are:
5	1	60	1	13	5	614	2936	48	30	96.736343	FBI,
5	1	60	1	13	6	674	2936	69	31	96.823135	DEA,
5	1	60	1	13	7	752	2937	63	30	92.396439	ATF,
5	1	60	1	13	8	827	2937	90	30	92.396439	USPIS,
5	1	60	1	13	9	927	2937	92	30	96.629333	USDA,
5	1	60	1	13	10	1031	2937	73	32	96.510910	DCIS,
5	1	60	1	13	11	1116	2939	63	30	96.705338	DSS,
5	1	60	1	13	12	1190	2939	54	27	96.369102	and
5	1	60	1	13	13	1257	2939	68	27	94.529526	FDA.
4	1	60	1	14	0	273	2978	881	48	-1	
5	1	60	1	14	1	273	2978	11	16	59.669224	*
5	1	60	1	14	2	291	2978	128	48	96.365555	Treasury
5	1	60	1	14	3	428	2993	136	33	96.050064	Agencies
5	1	60	1	14	4	575	3000	52	20	94.380844	are:
5	1	60	1	14	5	638	2994	50	30	94.228355	IRS,
5	1	60	1	14	6	701	2994	50	30	95.799355	ICE,
5	1	60	1	14	7	762	2996	63	30	95.799355	CBP,
5	1	60	1	14	8	834	2996	62	29	93.271591	TTB,
5	1	60	1	14	9	908	2996	81	30	79.406464	USSS,
5	1	60	1	14	10	998	2996	54	27	93.304909	and
5	1	60	1	14	11	1065	2996	89	27	87.835060	USCG.
4	1	60	1	15	0	1161	3059	1184	39	-1	
5	1	60	1	15	1	1161	3060	80	36	95.769646	Page
5	1	60	1	15	2	1256	3062	9	27	88.086380	1
5	1	60	1	15	3	1281	3059	35	30	88.086380	of
5	1	60	1	15	4	1325	3062	15	27	87.842964	5
5	1	60	1	15	5	2121	3068	134	30	96.674034	October
5	1	60	1	15	6	2266	3071	79	27	96.901321	2012
2	1	61	0	0	0	2195	3123	123	21	-1	
3	1	61	1	0	0	2195	3123	123	21	-1	
4	1	61	1	1	0	2195	3123	123	21	-1	
5	1	61	1	1	1	2195	3123	84	21	96.216682	Version
5	1	61	1	1	2	2288	3123	30	20	96.410126	2.1

Summary of Shared Funds Spent Justice Funds Treasury Funds
a | Total spent on salaries under permitted salary exceptions
b | Total spent on overtime
c | Total spent on informants, “buy money", and rewards
d | Total spent on travel and training
e | Total spent on communications and computers
f | Total spent on weapons and protective gear
g_ | Total spent on electronic surveillance equipment
h_ | Total spent on buildings and improvements
Total transfers to other participating state and focal law
enforcement agencies (To populate, complete Table C)
Total spent on other law enforcement expenses (To populate,
complete Table D)
Total Expenditures in Support of Community-Based Programs
k
(To populate, complete Table E)
| | Total Windfall Transfers (To populate, complete Table F)
Total spent on matching grants (To populate, complete
m
Table G)
n Total $0.00 $0.00
o | Did your agency receive non-cash assets? C) Yes (@) No If yes, complete Table H.
Please fill out the following tables, if applicable.
Table A: Members of Task Force
Agency Name NCIC/ORI/Tracking Number
Table B: Equitable Sharing Funds Received from other Agencies
Transferring Agency Name, City, and State Justice Funds Treasury Funds
Agency Name: i |
NCIC/ORVTrackingNumber{ | | | | | | | ||
Table C: Equitable Sharing Funds Transferred to Other Agencies
Receiving Agency Name, City, and State JusticeFunds Treasury Funds
Agency Name:
NCIC/ORMTrackingNumber| | | | | {| | [|
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Table D: Other Law Enforcement Expenses
Description of Expense Justice Funds Treasury Funds
Table E: Expenditures in Support of Community-Based Programs
Recipient Justice Funds
Table F: Windfall Transfers
Recipient Justice Funds Treasury Funds
Table G: Matching Grants
Matching Grant Name Justice Funds Treasury Funds
Table H: Other Non-Cash Assets Received
Source Description of Asset
Justice C)
Treasury C)
Table}: Civil Rights Cases
Name of Case Type of Discrimination Alleged
National
[_] Race ["] Color C] Origin [_] Gender
[_] Disability |[7] Age [_] Other
Paperwork Reduction Act Notice
Under the Paperwork Reduction Act, a person is not required to respond to a collection of information
unless it displays a valid OMB control number. We try to create accurate and easily understood forms
that impose the least possible burden on you to complete. The estimated average time to complete this
form is 30 minutes. If you have comments regarding the accuracy of this estimate, or suggestions for
making this form simpler, please write to the Asset Forfeiture and Money Laundering Section,
1400 New York Avenue, N.W., Washington, DC 20005.
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Equitable Sharing Agreement
This Federal Equitable Sharing Agreement, entered into among (1) the Federal Government, (2) the above-stated law
enforcement agency (“Agency”), and (3) the governing body, sets forth the requirements for participation in the
federal Equitable Sharing Program and the restrictions upon the use of federally forfeited cash, property, proceeds,
and any interest earned thereon, which are equitably shared with participating law enforcement agencies.
By its signatures, the Agency agrees that it will be bound by the statutes and guidelines that regulate shared assets
and the following requirements for participation in the federal Equitable Sharing Program. Receipt of the signed
Equitable Sharing Agreement and Certification (this “Document”) is a prerequisite to receiving any equitably shared
cash, property, or proceeds,
1. Submission. This Document must be submitted to aca.submit@usdoj.gov within 60 days of the end of the
Agency's fiscal year. This Document must be submitted electronically with the Affidavit/Signature submitted by fax.
This will constitute submission to the Department of Justice and the Department of the Treasury.
2. Signatories. This agreement must be signed by the head of the Agency and the head of the governing body.
Examples of Agency heads include police chief, sheriff, director, commissioner, superintendent, administrator,
chairperson, secretary, city attorney, county attorney, district attorney, prosecuting attorney, state attorney,
commonwealth attorney, and attorney general. The governing body's head is the person who allocates funds or
approves the budget for the Agency. Examples of governing body heads include city manager, mayor, city council
chairperson, county executive, county council chairperson, director, secretary, administrator, commissioner, and
governor.
3. Uses. Any shared asset shall be used for law enforcement purposes in accordance with the statutes and guidelines
that govern the federal Equitable Sharing Program as set forth in the current edition of the Department of Justice's
Guide to Equitable Sharing for State and Local Law Enforcement (Justice Guide), and the Department of the Treasury's
Guide to Equitable Sharing for Foreign Countries and Federal, State, and Local Law Enforcement Agencies (Treasury
Guide).
4. Transfers, Before the Agency transfers cash, property, or proceeds to other state or local law enforcement
agencies, it must first verify with the Department of Justice or the Department of the Treasury, depending on the
source of the funds, that the receiving agency is a current and compliant Equitable Sharing Program participant.
5. Internal Controls. The Agency agrees to account separately for federal equitable sharing funds received from the
Department of Justice and the Department of the Treasury. Funds from state and local forfeitures and other sources
must not be commingled with federal equitable sharing funds. The Agency shall establish a separate revenue
account or accounting code for state, local, Department of Justice, and Department of the Treasury forfeiture funds,
Interest income generated must be accounted for in the appropriate federal equitable sharing account.
The Agency agrees that such accounting will be subject to the standard accounting requirements and practices
employed for other public funds as supplemented by requirements set forth in the current edition of the Justice Guide
and the Treasury Guide, including the requirement in the Justice Guide to maintain relevant documents and records for
five years.
The misuse or misapplication of shared resources or the supplantation of existing resources with shared assets is
prohibited. Failure to comply with any provision of this agreement shall subject the recipient agency to the sanctions
stipulated in the current edition of the Justice or Treasury Guides, depending on the source of the funds/property.
6. Audit Report. Audits will be conducted as provided by the Single Audit Act Amendments of 1996 and OMB
Circular A-133. The Department of Justice and Department of the Treasury reserve the right to conduct periodic
random audits.
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Affidavit - Existing Participant
Under penalty of perjury, the undersigned officials certify that they have read and understand their obligations under
the Equitable Sharing Agreement and that the information submitted in conjunction with this Document is an accurate
accounting of funds received and spent by the Agency under the Justice and/or Treasury Guides during the reporting
period and that the recipient Agency is in compliance with the National Code of Professional Conduct for Asset Forfeiture.
The undersigned certify that the recipient Agency is in compliance with the nondiscrimination requirements of the
following laws and their Department of Justice implementing regulations: Title VI of the Civil Rights Act of 1964 (42 U.S.C.
§ 2000d et seq.), Title IX of the Education Amendments of 1972 (20 U.S.C. § 1681 et seq.}, Section 504 of the Rehabilitation
Act of 1973 (29 U.S.C. § 794), and the Age Discrimination Act of 1975 (42 U.S.C. § 6101 et seq.), which prohibit
discrimination on the basis of race, color, national origin, disability, or age in any federally assisted program or activity, or
on the basis of sex in any federally assisted education program or activity. The Agency agrees that it will comply with all
federal statutes and regulations permitting federal investigators access to records and any other sources of information as
may be necessary to determine compliance with civil rights and other applicable statutes and regulations.
During the past fiscal year: (1) has any court or administrative agency issued any finding,
judgment, or determination that the Agency discriminated against any person or group in
violation of any of the federal civil rights statutes listed above; or (2) has the Agency entered
into any settlement agreement with respect to any complaint filed with a court or
administrative agency alleging that the Agency discriminated against any person or group in
violation of any of the federal civil rights statutes listed above?
OYes @©No
If you answered yes to the above question, complete Table |
Agency Head Governing Body Head
Signature: Signature:
Name: Bill Montgomery Name: Andy Kunasek
Title: Maricopa County Attorney Title: Chairman, Board of Supervisors
Date: Date:
E-mail: domanico@mcao.maricopa.gov E-mail: akunasek@mail.maricopa.goy
Subscribe to Equitable Sharing Wire:
The Equitable Sharing Wire is an electronic newsletter that
gives you important, substantive, information regarding
Equitable Sharing policies, practices, and procedures.
Final Instructions:
Step 1: Click to save for your records Step 3: E-mail the XML file to aca. submit@usdoj.gov
Step 2: Click to save in XML format Step 4: Fax THIS SIGNED PAGE ONLY to (202) 616-1344
FOR AGENCY USE ONLY
Entered by
Entered on
© FYEnd: 06/30/2013
Date printed: July 30, 2013 13:09
© NCIC: AZ007013A Agency: Maricopa County Attorney's Office Phone: 602-506-3180
State: AZ Finance Contact: Catherine Martin E-mail:
martinc@mcao.maricopa.gov
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