MWestervelt Pre Trial Conferences-FT
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CITY OF GLENDALE
PUBLIC DEFENDER FULL-TIME AGREEMENT
This Public Defender Full-Time Agreement (" Agreement") made and entered into this
first day of September 2021, by and between the City of Glendale, an Arizona municipal
corporation ("City") and Michael Westervelt, Attorney at Law(" Attorney").
RECITALS
A.
The City Manager of the City of Glendale is authorized and empowered by provisions of
the Glendale City Charter to execute contracts and contract amendments; and
B.
The City desires to provide legal counsel for the representation of indigent defendants
("Defendants") in the Glendale City Court ("Court"), where such representation is
required by the United States Constitution, the Arizona Constitution, and the Rules of
Criminal Procedure for the State of Arizona; and
C.
Attorney is licensed to practice law in the State of Arizona, is a member in good
standing with the State Bar of Arizona ("Bar"), is otherwise professionally qualified to
provide the desired services and is ready, willing and able to do so; and
D.
City and Contractor desire to memorialize their agreement with this document.
AGREEMENT
1.
Term of Agreement. The term of this Agreement shall be for the period commencing
September 1, 2021 and expiring on August 31, 2022 ("Term").
2.
Renewal. Not less than 30 days prior to the end of the Term, City may extend this
Agreement for up to two additional one-year periods with the consent of Attorney. City
may change the rate of compensation applicable to each extension period.
3.
Fees.
From September 1, 2021 to August 31, 2022, and for the duration of this
Agreement, the City will pay Attorney for all full-time legal services provided pursuant
to this Agreement, at the rate of $45,000 per annum, payable monthly at the rate of
$3,750. If less than a full calendar month is included at any time within the Term of this
Agreement, the monthly base compensation will be prorated for that month at a daily
rate.
Attorney must submit a monthly invoice for payment to the Agreement
Administrator no later than the tenth day of the following calendar month for which
Attorney is billing.
When requested, the invoice must be substantiated with the
appropriate statistical reports as referenced herein. In the event of termination prior to
the expiration date of this Agreement, Attorney will submit a final billing.
3.1
Additional Fees. At the sole discretion of and upon written approval of the
Presiding City Judge or his/her designee ("Presiding Judge"), Attorney will be
paid enhanced compensation at the rate of $40.00 per hour for extraordinary
cases that because of the complexity of facts, legal issues or proceedings, create
significant additional work for Attorney. The filing of an appeal or a complaint
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for Special Action will not, by itself, support a decision to approve additional fee
compensation.
3.2
Costs. Attorney will pay all costs and expenses incurred in the representation of
Defendants, except as otherwise expressly provided in this Agreement. Costs for
which the Attorney is responsible include, but are not limited to, office rent,
telephone, computer, expenses related to the maintenance and operation of an
office, transportation, photographs, photocopies, secretarial services, law clerks,
transcripts (other than appeal transcripts), depositions and preparation of reports
required by this Agreement.
3.3
Court Costs and Third-Party Fees. The Court will pay costs of interpreters and
appellate transcripts. Subject to prior motion and approval, the Court may agree
to pay reasonable compensation for other necessary support services such as
expert witnesses, investigators, out of court interpreters, and blood samples,
when a finding is made by a judge or judge pro-tern of the Court that such
services are indispensable to the interests of justice.
4.
Services. Attorney will provide legal representation to Defendants when appointed to
do so by a judge or judge pro-tern of the Court.
4.1
Quality of Representation.
Attorney will conduct the defense of assigned
Defendants diligently and professionally, consistent with standards set forth in
the Arizona Rules of Professional Conduct and case law defining the duties of
defense counsel in criminal cases.
4.2
4.3
4.4
State Bar of Arizona Membership. Attorney must at all times remain an active
member in good standing with the Bar. Attorney must immediately inform the
Court Administrator of any changes in Attorney's active membership status and
of any adverse Bar rulings. Failure to maintain membership status and/or failure
to promptly apprise the Court Administrator of changes may result in the
immediate termination of this Agreement.
Availability. Attorney will maintain an office, or make arrangements to use an
office, that is located within a 30-mile radius of the Court, to meet with
Defendants, to accept telephone calls and to take messages during regular
business hours.
Caseload. No more than 400 cases will be assigned to Attorney during the Term
of this Agreement, except at the request of Attorney and with written permission
of the Court Administrator. If Attorney is appointed to represent a Defendant
who has more than one court case pending, Attorney will be credited with one
appointment for each additional court case associated with each Defendant.
a.
Ethical Limitations.
Attorney agrees not to accept representation of
clients, other than Defendants represented pursuant to this Agreement, to
the extent that such representation would increase the caseload beyond
the guidelines set forth in National Legal Aid and Defender Association,
American Council of Chief Defenders, Statement on Caseloads and Workloads,
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Resolution (August 24, 2007). On cases that Attorney views as unusually
complicated, Attorney may make written requests to the Presiding Judge,
requesting said case to be counted as more than one case toward
Attorney's 400 caseload limit. Final determination will be made by the
Presiding Judge. At no time shall Attorney's private practice caseload
reach such a level, during his or her service as Public Defender, so as to
jeopardize Attorney's ability to complete the 400 court cases specified in
this Agreement.
b.
Review of Caseload. To ensure effective representation of Defendants,
Attorney will review the assigned caseload quarterly during the Term of
this Agreement. The ABA standards and the guidelines set forth in
National Legal Aid and Defender Association Resolution will be employed
and Attorney will consider the number and complexity of cases assigned
during the quarter, the amount of time spent on those cases and
Attorney's capability to handle the caseload assigned. Additionally, upon
request, Attorney must provide a caseload report to the Presiding Judge
on a quarterly basis stating the number of completed cases and the
number of open cases for that quarter.
Caseload reports must be
submitted to the Presiding Judge no later than April 10th, July 10th,
October 10th, and January 10th of each year. The caseload report will be
compiled in spreadsheet format and submitted electronically to the
Presiding Judge.
c.
Change in Defendant's Financial Circumstances. If Attorney becomes
aware of a material change in financial circumstances of any assigned
Defendant, Attorney must notify the Court. If Attorney requests a re
determination of the indigence of any Defendant that Attorney
represents, and if the Court makes a determination of non-indigence of
such Defendant and allows Attorney to withdraw, Attorney agrees he or
she will not represent that Defendant in that case for a fee.
d.
Suspension of Appointments.
Should Attorney experience a caseload
that prevents Attorney from giving effective assistance of counsel to each
Defendant, Attorney must file a motion requesting the Presiding Judge
for a suspension of further appointments until such congestion clears.
Notice of any motion filed pursuant to this provision must be given to the
Glendale City Prosecutor.
(1)
Hearing to Suspend Appointments. The Presiding Judge, upon
receipt of a motion filed pursuant to this section, will set it for
hearing not later than five days from its receipt.
Should the
Presiding Judge find at such hearing that the indigent caseload is
excessive and is adversely interfering with the Attorney's ability
to give effective legal assistance, the Presiding Judge may suspend
further appointments to Attorney for a period not to exceed 30
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days, when such suspension is deemed necessary in the interest of
justice. During any suspension imposed under this section, the
Presiding Judge will appoint such additional private counsel as
may be necessary to represent Defendants and will compensate
such private counsel for services rendered.
(2)
Reporting.
During any period of suspension of appointments
granted or imposed by the Presiding Judge, the Attorney must
notify the Presiding Judge in writing every Monday ( or Tuesday if
Monday is a legal holiday) as to the status of the caseload and
congestion.
The Attorney must notify the Presiding Judge
immediately when the congestion that was the basis upon which
the suspension was imposed has been relieved sufficiently to
permit reinstatement of the regular appointment procedure.
(3)
Hearing to Terminate Suspension.
At the expiration of any
suspension period ordered by the Presiding Judge, or earlier if so,
notified by Attorney, the Presiding Judge will set and conduct a
hearing for the purpose of determining whether such suspension
should be lifted or if a further suspension of appointments not to
exceed 30 days should be granted.
(4)
Continued Representation. Suspension of appointments under
this section affects only the appointment of new Defendants to
Attorney and in no way releases either party from other duties or
obligations pursuant to this Agreement, or Attorney from
obligations to Defendants already assigned to Attorney.
4.5
Appearances.
Attorney must appear personally for Defendants whom they
represent in all matters set in the Court, including but not limited to: pretrial
dispositions; motions; evidentiary hearings; oral arguments; calendar calls; trials;
sentencings; sentence reviews; orders to show cause hearings; revocation of
probation proceedings; court sessions; appeals and special actions unless the
personal appearance by the Attorney is excused by a judge or judge pro-tern
before whom the matter is to be heard or decided.
a.
Jail Court.
Attorney must appear personally to represent Jail Court
Defendants as assigned.
Jail Court Defendants will not be counted
toward the maximum 400 cases assigned to Attorney.
b.
Treatment Court Program. Attorney must appear personally to represent
Defendants in the Court's Treatment Court Program as assigned.
Treatment Court Program Defendants will not be counted toward the
maximum 400 cases assigned to Attorney.
c.
Association of Counsel.
Attorney must provide for substitution of
counsel when Attorney is unable for any reason to appear in Court.
Substitute counsel shall not be used routinely and in no event no more
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often than in approximately 20% of all court appearances in cases
assigned to Attorney.
Attorney must provide names, addresses and
telephone numbers of substitute counsel who will be responsible to the
same effect and extent as Attorney for performance of the services
contemplated and enunciated in this Agreement.
It will be the
responsibility of the Attorney to compensate any substitute counsel under
this paragraph of this Agreement. Substitute counsel will not be offered
as a substitute or employed in the performance of this Agreement
without the written consent of the Presiding Judge, which consent may be
withdrawn at the Presiding Judge's discretion.
The names of all
attorney(s) who may be employed as substitute counsel in the
performance of this Agreement, including those offered as substitute
counsel, must be on file with the Presiding Judge during the Term of this
Agreement. Substitute counsel will not conduct any jury trial or bench
trial unless, pursuant to Rule 6.3, Arizona Rules of Criminal Procedure, a
motion for substitution of attorney is granted by the Court.
4.6
Defendant Contact.
Attorney must provide personal consultation with
Defendants prior to pretrial disposition conferences unless extraordinary
circumstances prevent such a meeting. Attorney must use reasonable diligence
in maintaining personal contact with each Defendant until the Defendant's case
or cases are terminated and will use reasonable diligence in notifying Defendants
of official court action resulting from Defendant's nonappearance at scheduled
court sessions.
4.7
General and Appellate Court Representation. Attorney must appear in courts of
general and appellate jurisdiction on behalf of Defendants when it is necessary
and appropriate to do so, including but not limited to appearance for purposes of
appeal, special action, or Rule 11 hearings.
4.8
Precedence of Cases. Attorney agrees that court settings in the Court will take
precedence over civil cases and all other criminal cases in other courts that do not
have precedence as provided by the Arizona Rules of Criminal Procedure.
4.9
Defendant Conflicts. In the event a case involves two or more Defendants, the
Court will appoint such additional counsel as is necessary to avoid a conflict of
interest, the appearance of impropriety or as otherwise required in the interest of
justice.
4.10
Non-exclusivity. The Attorney acknowledges and agrees that this Agreement to
accept court appointments and provide legal services to Defendants is non
exclusive and the City may enter into other similar agreements with other
private attorneys as may be deemed reasonably necessary to provide legal
services to criminal Defendants.
4.11
Reports. Auditing and Evaluation. At the direction of the Presiding Judge,
Attorney must maintain current case logs, disposition records, time sheets, and
provide written reports containing sufficient and pertinent information
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requested and required by the Presiding Judge for the purpose of audit and
evaluation of Attorney under this Agreement.
When requested, monthly
statistical reports must be submitted on forms approved by the Court and must
accompany monthly invoices.
The Presiding Judge and the Agreement
Administrator reserves the right to revise the information required on the format
of the monthly statistical form at any time. Any such revision will operate
prospectively. Failure to provide accurate and timely statistics may result in the
City withholding payment to the Attorney until Attorney complies with
reporting requirements.
4.12
Continuing Representation.
It is understood by Attorney that the duty to
represent an assigned Defendant continues until the case is terminated by
dismissal, acquittal, sentencing, or satisfaction of appeal except that Attorney
will be required to continue to represent Defendant for any restitution or other
hearing set at the time of sentencing. The date that a case is assigned to the
Attorney will be the sole factor in determining an Attorney's continuing
obligation to provide legal representation under this Agreement. The obligation
to provide legal representation in a case under this Agreement will continue
until a case is closed regardless of the length of time necessary to complete the
case after the Agreement is terminated. In the event Attorney's Agreement
expires and is not renewed at the end of the Agreement period, or if for any other
reason it is terminated by either party to this Agreement, then Attorney must
remain obligated to provide legal representation and to report to the Court in all
cases assigned during the Agreement year or assigned up to the date the
Agreement was terminated. Attorney further understands that some cases will
not so terminate until after the expiration date of this Agreement or termination
of Agreement, and that Attorney is obligated to provide continued
representation to assigned defendants until their cases are terminated as
described in this paragraph.
5.
Termination.
5.1
5.2
5.3
By City. This Agreement may be terminated by the City, without cause and for
convenience, by a 30-day written notice of termination. In the event of
termination for convenience, City's sole obligation to Attorney will be to pay the
fees incurred for services performed as of the date of termination, except as
provided below.
By Attorney. Attorney may terminate this Agreement upon a 60-day written
notice of termination to the Presiding Judge or the Court Administrator.
For Cause. The City may also terminate this Agreement without notice for cause.
Any of the following may constitute an event of default by Attorney which may
constitute cause and entitle the City to terminate this Agreement immediately
without notice for: (a) failure to comply with any of the terms and conditions of
this Agreement, including but not limited to, all the reporting requirements in
this Agreement; (b) unsatisfactory performance in the opinion of the Agreement
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Administrator or judges; (c) failure to maintain malpractice insurance; (d) failure
to abide by current rules of professional ethics; (e) performance that falls below
the guidelines set by the Arizona Supreme Court for legal services; (f) suspension
or disbarment by the Arizona Supreme Court; and (g) failure to provide the City,
upon request, reasonable assurances of future performance. In the event of
termination for cause, the City will not be liable to Attorney for any damages
sustained by reason of the default which gave rise to the termination, and the
Attorney will be liable to the City for any and all damages sustained by the City
by reason of the default which gave rise to the termination.
5.4
Conflicts of Interest. This Agreement is subject to the provisions of A.RS. § 38-
511. It may be canceled by the City, without penalty or further obligation, if any
person significantly involved in initiating, negotiating, securing, drafting or
creating this Agreement on behalf of the City is, at any time while this
Agreement, or any extension, is in effect, Attorney's employee, agent or
consultant, or consultant to the City with respect to the subject of this
Agreement.
5.5
Funds Appropriation Contingency. If funds are not appropriated by the City
Council for payment of charges hereunder, the City may terminate this
Agreement.
6.
Insurance. Attorney will provide the Court Administrator a certificate of insurance for
malpractice coverage in an amount not less than $100,000/$300,000 within ten days of
award. The deductible will be displayed on the certificate. The Court Administrator
may require a financial statement so as to evidence the ability of the Attorney to fund
the deductible. Insurance must remain in force during the Term of this Agreement. In
the event the Attorney's insurance is terminated, Attorney must immediately notify the
Court Administrator and this Agreement may be terminated. Insurance coverage must
be written through a carrier possessing an A.M. Best rating of not less than A-.
7.
General Conditions.
7.1
Modification of Agreement. This Agreement will be deemed modified to comply
with any subsequent changes regarding indigent representation imposed by case
law or rules promulgated by the Arizona Supreme Court.
7.2
Indemnification. Attorney will defend, indemnify, and hold harmless the City
and any of its departments, agents, officers, and employees from all damages,
claims, or liabilities and expenses, including attorney fees, arising out of or
resulting from the performance of professional services under this Agreement
and caused by any error, omission or negligent act of the Attorney, or anyone for
whose acts the Attorney is legally liable.
7.3
Waiver of Liens. Attorney expressly waives any and all Attorney's liens that
may arise in the course of performance under this Agreement.
7.4
Independent Contractor. The relationship created herein between Attorney and
the City will be solely that of independent contractor, and nothing contained
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herein may be construed to create a relationship of principal/agent,
employer/employee, partnership, joint venture, or any relationship of any kind
other than independent contractor.
7.5
Integration.
Except as stated herein, this Agreement constitutes the entire
understanding of the parties and no representation or agreements, oral or
written, made prior to this execution will vary or modify the terms herein.
7.6
Governing Law. This Agreement will be governed and interpreted according to
the laws of the State of Arizona.
7.7
Amendments. Any amendment or modification of the terms of this Agreement
must be in writing and signed by the parties.
7.8
Assignment. Services covered by this Agreement will not be assigned in whole
or in part, except as necessary to provide for substitution of counsel as required
herein.
7.9
Time of the Essence. Time is of the essence with respect to fulfillment of all
obligations set forth herein.
7.10
Public Record. Attorney is hereby informed that this Agreement is a public
record and is subject to full disclosure under Arizona law.
7.11
Agreement Administrator. The Agreement Administrator for the City will be the
Presiding Judge or his/her designee. The Agreement Administrator will oversee
performance of this Agreement, audit billings, and approve payments. The
Attorney will submit reports, notices, requests, and other correspondence to the
Agreement Administrator.
7.12
Immigration Law Compliance.
a.
Attorney, and on behalf of any substitute attorney, warrants, to the extent
applicable under A.RS. § 41-4401, compliance with all federal
immigration laws and regulations that relate to their employees as well as
compliance with A.RS. § 23-214(A) which requires registration and
participation with the E-Verify Program.
b.
Any breach of warranty under this section is considered a material breach
of this Agreement and is subject to penalties up to and including
termination of this Agreement.
c.
City retains the legal right to inspect the papers of any Attorney or
substitute attorney who performs work under this Agreement to ensure
that the Attorney or any substitute attorney is compliant with the
warranty under this section.
d.
City may conduct random inspections, and upon request of City,
Attorney shall provide copies of papers and records of Attorney
demonstrating continued compliance with the warranty under this
section.
Attorney agrees to keep papers and records available for
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inspection by the City during normal business hours and will cooperate
with City in exercise of its statutory duties and not deny access to its
business premises or applicable papers or records for the purposes of
enforcement of this section.
e.
Attorney agrees to incorporate into any subcontracts under this
Agreement the same obligations imposed upon Attorney and expressly
accrue those obligations directly to the benefit of the City. Attorney also
agrees to require any substitute attorney to incorporate into each of its
own subcontracts under this Agreement the same obligations above and
expressly accrue those obligations to the benefit of the City.
f.
Attorney's warranty and obligations under this section to the City is
continuing throughout the Term of this Agreement or until such time as
the City determines, in its sole discretion, that Arizona law has been
modified in that compliance with this section is no longer a requirement.
g.
The "E-Verify Program" above means the employment verification
program administered by the United States Department of Homeland
Security, the Social Security Administration, or any successor program.
7.13
Foreign Prohibitions. Attorney certifies under A.R.S. §§ 35-391 et seq. and 35-393
et seq., that it does not have, and during the Term of this Agreement will not
have, "scrutinized" business operations, as defined in the preceding statutes, in
the countries of Sudan cir Iran.
8.
No Boycott of Israel. To the extent A.R.S. § 35-393 through§ 35-393.03 are applicable,
the parties hereby certify that they are not currently engaged in and agree for the
duration of the Agreement to not engage in, a boycott of goods or services from Israel, as
that term is defined in A.RS§ 35-393.
ATTEST:
City Clerk
(SEAL)
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ATTORNEY:
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Michael Westervelt,
Attorney at Law
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(08131/21)
________
Kevin R. Phelps
City Manager
APPROVED AS TO FORM:
City Attorney
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