TOWN OF GILBERT HOME AMENDMENT 2.PDF

Maricopa County — Formal (2022-12-07)

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Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
Page 1 of 10 
Town of Gilbert 
AMENDMENT NO. 2 TO THE 
INTERGOVERNMENTAL AGREEMENT 
BETWEEN 
MARICOPA COUNTY 
ADMINISTERED BY ITS 
HUMAN SERVICES DEPARTMENT 
AND  
TOWN OF GILBERT 
 
I. 
Maricopa County (“County”) administered by its Human Services Department and the 
Town of Gilbert (“Town”) entered into a financial Intergovernmental Agreement 
(“Agreement”) on or about October 27, 2020. The purpose of the Agreement is for the 
Town to acquire and rehabilitate a single-family, affordable rental home. The County 
provided the Town with $274,650 in 2020 HOME Investment Partnerships Program 
(HOME) Assistance Listing Number (ALN) 14.239 funds from the U.S. Department of 
Housing and Urban Development (HUD). The Agreement term is October 21, 2022, 
through September 30, 2024. All work performed or cost incurred or expended shall be 
reimbursable through September 30, 2024. The County and the Town may be referred to 
individually as the “Party” and collectively referred to as the “Parties.” 
 
The Parties fully executed Amendment No. 1 on or about November 3, 2021. The 
Amendment extended the termination date from September 30, 2024, through September 
30, 2025. The Amendment also added agreement required language specific to: 
Whistleblower Rights; Force Majeure; Administrative Change Orders; and Compensation. 
The County provided the Town an increase in funding in the amount of $280,368 PY21 
HOME funds for the work statement activity. The 2021 Work Statement addressed the 
following: 
• 
The Town to purchase and rehabilitate a single-family, affordable rental home. The 
expenditure time frame is through September 30, 2025. 
• 
The Agreement funding amount increased to $555,018. 
 
II. 
The Parties agree to enter into this Amendment No. 2 to amend the Agreement as follows: 
 
A. 
Change Lead Agency Maricopa County 
Representative: Shawn Pierce, Deputy Director Human Services Department 
Phone: 602-506-5006 
E-Mail: shawn.pierce@maricopa.gov  
Address: 234 North Central, 3rd Floor Phoenix AZ 85004 
 
B. 
Revise Section 3 (Work Statement to address the following paragraphs: 
 
1. 
Add an additional Work Statement hereinafter referred to as “2022 Work 
Statement” attached and incorporated into the Agreement. The 2022 Work 
Statement is for the Town to purchase and rehabilitate one (1) new 
permanent affordable rental home in the Town. If the Town has completed 
the required Environmental Review, expenditures may be retroactive to 
July 1, 2022. All work performed, or costs incurred expenses shall be 
reimbursable through September 30, 2025. The County shall provide the 
Town with $318,134 for the Work Statement activities. The funding for 
Work Statement is provided by PY22 HOME Investment Partnerships

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
Page 2 of 10 
Town of Gilbert 
Program (HOME) through the U.S. Department of Housing and Urban 
Development (HUD) funds, under ALN 14.239. 
 
2. 
Add an additional Work Statement hereinafter referred to as “2021 HOME 
– ARP Work Statement” attached and incorporated into the Agreement. 
The HOME ARP Work Statement is for the Town to purchase and 
rehabilitate a minimum of two (2) new permanent affordable rental homes 
in the Town for qualifying populations. If the Town has completed the 
required Environmental Review, expenditures may be retroactive to July 1, 
2022. All work performed, or costs incurred expenses shall be reimbursable 
through September 30, 2025. The County shall provide the Town with 
$1,174,917 for the Work Statement activities. The funding for this Work 
Statement is provided by HOME - ARP through the U.S. Department of 
Housing and Urban Development (HUD) funds. 
 
C. 
The Agreement funding amount shall be increased from $555,018 to $873,152 in 
HOME funds and $1,174,917 HOME ARP funds. 
 
III. 
Section II above contains all the changes made by this Amendment No. 2. All other terms 
and conditions of the Agreement and Amendment No. 1 shall remain the same and in full 
force and effect as approved. 
 
IV. 
The Parties have authorized the undersigned to execute this Amendment No. 2 on their 
behalf, and it shall be effective upon approval and signature by both Parties. 
 
 
(Signatures are contained on the following page)

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
Page 3 of 10 
Town of Gilbert 
IN WITNESS, the Parties have approved and signed this Amendment: NO. 2: 
 
FOR TOWN OF GILBERT: 
 
FOR MARICOPA COUNTY: 
 
__________________________________ 
Brigette Peterson                                Date 
Mayor 
 
 
 
____________________________________ 
Bill Gates                                                 Date 
Chairman, Board of Supervisors 
 
Attestation: 
 
___________________________________ 
Chaveli Herrera                                     Date 
Town Clerk 
 
 
Attestation: 
 
____________________________________ 
Juanita Garza                                         Date 
Clerk of the Board 
 
IN ACCORDANCE WITH A.R.S. §§ 9-240 
and 11-952, THIS AMENDMENT NO. 2 HAS 
BEEN REVIEWED BY THE UNDERSIGNED 
ATTORNEY WHO HAS DETERMINED IT IS 
PROPER IN FORM AND WITHIN THE 
POWERS AND AUTHORITY GRANTED TO 
THE TOWN OF GILBERT UNDER THE 
LAWS OF THE STATE OF ARIZONA. 
 
 
APPROVED AS TO FORM: 
 
 
 
___________________________________ 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 2 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM AND 
WITHIN THE POWERS AND AUTHORITY 
GRANTED 
TO 
MARICOPA 
COUNTY 
UNDER THE LAWS OF THE STATE OF 
ARIZONA. 
 
 
APPROVED AS TO FORM: 
 
 
___________________________________ 
Attorney for the Town                            Date 
Deputy County Attorney                       Date

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
2022 Work Statement 
Page 4 of 10 
Town of Gilbert 
2022 WORK STATEMENT 
MARICOPA COUNTY 
Work Statement - Acquisition and Rehabilitation of Rental Housing 
HOME Investment Partnerships Program 
Program Year 2022 
 
Consortium Member:  
 
Town of Gilbert, Arizona 
Activity Type:  
 
 
Homebuyer 
Project:  
 
 
 
Acquisition and Rehabilitation of Rental Housing 
Funding:  
 
 
 
PY 2022 $318,134 ($318,134 from EN) 
Type of Property:  
 
 
Single Family 
 
1.0 
FUNDING: 
PROGRAM YEAR 
 
ENTITLEMENT 
 
ADMINISTRATION 
TOTAL 
BUDGET 
PY 2022  
$318,134 
$0 
$318,134 
 
2.0 
SCOPE OF WORK 
1. 
Purchase and rehabilitate one (1) new permanent affordable rental home in the 
Town. A Subcontractor will utilize HOME funds for the purchase and minor 
rehabilitation of one home to be rented for income eligible residents. The 
contracting agency will ensure that eligible beneficiaries do not exceed the current 
Maricopa County HOME Income Limits. The Subcontractor will not exceed the 
annual HOME Rent Limits, including utilities. 
The Town currently has 18 permanent affordable rental homes. Affordable rental 
property is a high priority goal in Town’s Consolidated Plan. 
 
2. 
Type of assistance/activity to be provided with HOME funds: Acquisition and 
Rehabilitation of Rental Housing and the creation of a permanent, affordable rental 
home. 
 
3. 
Methods and instruments used for ensuring affordability (24 CFR 92.254(a)(5)): 
Recapture provision. The HOME funds will be secured by a Deed of Trust and 
Promissory Note. 
The Town utilizes a recapture provision that will require the HOME funds to be 
repaid in full by either the Subcontractor or the Town if the unit is determined to be 
no longer eligible. Funds to be repaid will be based on the entire amount of HOME 
subsidy that was originally used to purchase and rehabilitate the unit. All units are 
secured by a Deed of Trust and Promissory Note. 
 
4. 
Anticipated use of Program Income: No Program Income is anticipated.

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
2022 Work Statement 
Page 5 of 10 
Town of Gilbert 
 
3.0 
OBJECTIVES AND OUTCOMES: 
OBJECTIVE 
OUTCOMES 
AVAILABILITY/ 
ACCESSIBILITY 
AFFORDABILITY 
SUSTAINABILITY 
DECENT 
HOUSING 
 
Single-Family 
Housing Rehab 
and Emergency 
Rehab, 
Homebuyer 
Assistance 
 
Homebuyer Activities, 
Acquisition/Rehab of rental 
housing, acquisition/New 
Construction of rental 
housing, Expansion of 
assisted rental units in the 
private marketplace 
 
Housing Activities in a 
targeted revitalization 
area 
 
4.0 
LOGIC MODEL: PERFORMANCE INDICATORS: 
 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
Subrecipient will need 
the following: 
ACTIVITIES 
In order to 
address the 
issue, the 
Subrecipient 
will conduct 
the following 
activities: 
OUTPUTS 
Once completed, 
these activities 
will produce the 
following: 
OUTCOMES 
When 
completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
HOME funding 
Purchase and 
rehabilitate 
one single 
family unit 
home for a 
household at 
or below 60% 
of the Area 
Median 
Income 
Expand 
affordable 
housing 
opportunities 
Safe and 
decent housing 
for a low-
income 
household. 
Stable 
neighborhoods 
 
5.0 
PROPOSED BENEFICIARIES: 
Targeted Population by 
Income Level 
Number of 
Households 
Total Number 
of Units 
Number of HOME 
Assisted Units in 
program (if rental)  
Households at or below 50% 
 
 
 
Households at or below 60% 
1 
1 
1 
Households at or below 80% 
 
 
 
TOTAL 
1 
1 
1 
 
6.0 
PRIORITY POPULATION: 
Complete the table below only if the Activity will specifically set-aside units for a priority 
population. Set-asides will be enforced through contract provisions.

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
2022 Work Statement 
Page 6 of 10 
Town of Gilbert 
Priority Populations 
No. of Units 
Elderly 
 
Physically Disabled 
 
Other Priority 
Populations: Veterans 
 
 
Homeless 
 
 
7.0 
PERFORMANCE REPORTING GOALS/TIMELINE OF ACTIVITIES: 
MILESTONES 
COMPLETION DATE 
HOME Amendment signed by Town Council 
November 15, 2022 
Market Study 
July 1, 2023 
Underwriting 
August 1, 2023 
Secure Financing 
August 15, 2023 
Environmental Review 
September 15, 2023 
Obtain Site Control 
October 1, 2023 
Developer Selected and Signed Development Contract 
October 15, 2023 
Any change to the Timeline will need to be approved by the County 
 
8.0 
ACTIVITY BUDGET SUMMARY: 
ACTIVITY 
PY 2022 HOME 
FUNDS 
OTHER 
RESOURCES 
(Table 9.0 & 
10.0) 
TOTAL ACTIVITY 
BUDGET 
Acquisition/Rehabilitation  
$302,134 
0 
$302,134 
Developer Fees 
$16,000 
0 
$16,000 
Match 
 
$79,533.50 
 
 TOTALS 
$318,134 
$79,533.50 
$397,667.50 
 
9.0 
SOURCE AND AMOUNT OF OTHER RESOURCES: 
FUNDING AGENCY 
AMOUNT 
VOLUNTEER/IN-KIND 
AMOUNT 
No other sources 
 
 
 
10.0 
ACTIVITY MATCH: 
AMOUNT 
FORM OF MATCH 
SOURCE 
$79,533.50 
Cash 
ARM Save the Family  
Match commitment must equal 25% of the HOME funds requested. Documentation is due at the 
time of each request for payment

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
2021 HOME – ARP Work Statement 
Page 7 of 10 
Town of Gilbert 
2021 HOME – ARP WORK STATEMENT 
MARICOPA COUNTY 
HOME Investment Partnerships Program – American Rescue Plan 
Program Year 2021 HOME-ARP 
 
Consortium Member:   
Town of Gilbert, Arizona 
HOME-ARP Funds:  
$1,174,917 ($1,079,653 from entitlement and $95,264 from admin) 
Activity Type:   
 
Development of Affordable Rental Housing 
Activity Name:  
 
Acquisition and Rehabilitation of Single-Family Rental Housing 
 
1. 
FUNDING: 
HOME-ARP 
HOME-ARP ADMIN 
TOTAL 
 
 
 
$1,079,653 
$95,264 
$1,174,917 
 
 
2. 
DETAILED SCOPE OF WORK: 
 
1. 
Purchase and rehabilitate at least (2) new permanent affordable rental home in the 
Town for qualifying populations. A Subcontractor will utilize HOME ARP funds for 
the purchase and minor rehabilitation of at least 2 homes to be rented by a 
qualifying population. The contracting agency will ensure that eligible beneficiaries 
meet the qualifying populations and do not exceed the current Maricopa County 
HOME Income Limits. The Subcontractor will not exceed the annual HOME Rent 
Limits, including utilities. 
The Town currently has 18 permanent affordable rental homes. Affordable rental 
property is a high priority goal in Town’s Consolidated Plan. 
 
2. 
Type of assistance/activity to be provided with HOME ARP funds: Acquisition and 
Rehabilitation of Rental Housing and the creation of a permanent, affordable rental 
home. 
 
3. 
Methods and instruments used for ensuring affordability (24 CFR 92.254(a)(5)): 
Recapture provision. The HOME ARP funds will be secured by a Deed of Trust 
and Promissory Note. 
The Town utilizes a recapture provision that will require the HOME ARP funds to 
be repaid in full by either the Subcontractor or the Town if the unit is determined to 
be no longer eligible. Funds to be repaid will be based on the entire amount of 
HOME ARP subsidy that was originally used to purchase and rehabilitate the unit. 
All units are secured by a Deed of Trust and Promissory Note. 
 
4. 
Anticipated use of Program Income: No Program Income is anticipated. 
 
 
5. 
All HOME-ARP activities will follow the guidance provided in Notice CPD-21-10: 
Requirements for Use of Funds in the HOME-ARP Program.

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
2021 HOME – ARP Work Statement 
Page 8 of 10 
Town of Gilbert 
3. 
ACTIVITY GOALS: 
Activity Goal 
ACTIVITY GOALS 
Development of 
Affordable 
Rental Housing 
Supportive 
Services 
Acquisition and 
Development of 
Non-Congregate 
Shelters 
Tenant Based 
Rental 
Assistance 
Estimated 
Number of New 
Units/ Beds 
Developed 
2 
 
 
 
Estimated 
Number of 
Households to 
Benefit 
2 
 
 
 
 
4. 
LOGIC MODEL: PERFORMANCE INDICATORS: 
 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
subrecipient will need 
the following: 
ACTIVITIES 
In order to address 
the issue, the 
subrecipient will 
conduct the 
following activities: 
OUTPUTS 
Once 
completed, 
these activities 
will produce 
the following: 
OUTCOMES 
When 
completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
HOME ARP Funding 
Purchase and 
rehabilitate at least 
2 single family unit 
homes for a 
qualifying 
population 
Expand 
affordable 
housing 
opportunities 
Safe and 
decent housing 
for a low-
income 
household 
Stable 
neighborhoods 
 
5. 
QUALIFIED POPULATIONS OF PROPOSED BENEFICIARIES: 
Qualified Populations 
Number 
Individuals 
Number of 
Families 
Homeless 
 
 
At Risk of Homelessness 
 
 
Fleeing, or Attempting to Flee, Domestic Violence, Dating 
Violence, Sexual Assault, Stalking, or Human Trafficking 
 
 
Other Populations: (1) Other Families Requiring Services or 
Housing Assistance to Prevent Homelessness 
 
 
Other Populations: (2) At Greatest Risk of Housing Instability   
 
 
Veterans and Families that include a Veteran Family Member 
(that meet one of the preceding populations) 
 
 
No Preference established, the Town will ensure that 
individuals and households from all QPs are admitted to 
projects or activities chronologically in order of their 
application. 
 
2

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
2021 HOME – ARP Work Statement 
Page 9 of 10 
Town of Gilbert 
(Only required for Development of Affordable Housing) 
HOME-ARP Rental Housing 
Occupancy Requirements 
Number of 
Units 
Total Number 
of Units 
Percentage 
of Units 
HOME-ARP Units assisted based on 
status as qualifying household 
(Minimum 70%) 
2 
2 
100% 
HOME-ARP Units assisted based on 
income eligibility (not to exceed 
30%) 
 
 
 
TOTAL 
2 
2 
100% 
 
6. 
PREFERENCES AMONG QUALIFYING POPULATIONS, REFERRAL METHODS, 
AND SUBPOPULATIONS: 
1. 
Identify the intent to give preference to one or more qualifying populations or a 
subpopulation within one or more qualifying populations for any eligible activity or 
project: No preferences have been established. The Town will ensure that 
individuals and households from all QPs are admitted to projects or activities 
chronologically in order of their application. 
 
2. 
Referral Methods for Project or Activity: Project will be marketed to the Gilbert 
community and open to all qualifying applicants. Referrals will be received and will 
be placed in chronological order along with all other qualifying applicants. 
 
3. 
Waitlist Procedures: Applications will be accepted on a first come first served basis 
and will be screened for eligibility. Waitlist will be capped at 15 applications. 
 
7. 
PERFORMANCE REPORTING GOALS-TIMELINE OF ACTIVITIES: 
MILESTONES 
START 
DATE 
COMPLETION 
DATE 
HOME ARP Agreement signed by Council  
TBD 
November 2022 
Request for Qualifications (RFQ) 
TBD 
January 2023 
Developer Selected 
TBD 
March 2023 
Market Study 
TBD 
TBD 
Underwriting 
TBD 
TBD 
Secure Financing 
TBD 
TBD 
Environmental Review 
TBD 
TBD 
Obtain Site Control 
TBD 
TBD 
Any change to the Timeline will need to be submitted to and approved by Maricopa County. 
 
8. 
ACTIVITY BUDGET SUMMARY: 
COSTS 
HOME-ARP 
FUNDS 
HOME-ARP 
ADMIN 
Additional 
Sources* 
(defined in Table 9) 
TOTAL 
COST 
 
 
Acquisition/Rehabilitation 
 
 
$1,079,653 
$95,264 
 
 
$0 
$1,174,917 
TOTAL 
$1,079,653 
$95,264 
$0 
$1,174,917

Contract No. C-22-21-049-X-02 
 
Amendment No. 2 
2021 HOME – ARP Work Statement 
Page 10 of 10 
Town of Gilbert 
9. 
SOURCE AND AMOUNT OF OTHER RESOURCES: 
FUNDING AGENCY 
CASH AMOUNT 
VOLUNTEER/ 
IN-KIND AMOUNT 
No other sources 
 
 
TOTAL 
 
 
 
10. 
MATCH: 
Matching Contribution Requirements. The requirements of 24 CFR 92.218  
through 24 CFR 92.222 and any other requirements for matching contributions in 24 CFR 
part 92 shall not apply to HOME-ARP funds, as subsection (c)(1) of ARP states that the 
underlying statutory requirement at section 220 of NAHA (42 U.S.C. 12750) does not apply 
to HOME-ARP funds.