13123-CONTRACT AMENDMENT #13.PDF

Maricopa County — Formal (2022-11-02)

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AMENDMENT No. #13 
To 
TREASURER INFORMATION SYSTEM (TIS) CONSULTANT  
SERIAL NO. 13123-RFP 
Between  
 
 
Grant Thornton, LLP  
& 
Maricopa County, Arizona 
 
 
WHEREAS, Maricopa County, Arizona (“County”) and Grant Thornton, LLP 
(“Contractor or Consultant”) have entered into a Contract for a Treasurer Information System 
(TIS) Consultant dated February 26, 2014 (“Agreement”) and effective February 26, 2014 under 
County Contract No. 13123-RFP. 
 
WHEREAS, the parties agreed to Amendment No. 1 effective February 18, 2015 replacing 
Exhibit A, B and D with a “NEW” Exhibit A, B and D; 
 
WHEREAS, the parties agreed to Amendment No. 2 effective May 9, 2016 renewing the 
contract terms; replacing Exhibit A, B with a “NEW” Exhibit A, B; and replacing Exhibit D with 
a revised Exhibit D; 
 
WHEREAS, the parties agreed to Amendment No. 3 effective February 31, 2017 for the 
engagement of a resource assessment and staffing plan; 
 
WHEREAS, the parties agreed to Amendment No. 4 effective March 22, 2017 renewing 
the contract terms; replacing Exhibit A, B with a “NEW” Exhibit A, B; and replacing Exhibit D 
with a revised Exhibit D; 
 
WHEREAS, the parties agreed to Amendment No. 5 effective February 22, 2018 renewing 
the contract terms; replacing Exhibit A, B with a “NEW” Exhibit A, B; 
 
WHEREAS, the parties agreed to Amendment No. 6 effective May 7, 2018 for SymPro 
design, set-up and testing; 
 
WHEREAS, the parties agreed to Amendment No. 7 effective May 7, 2018 to review, 
assessment and recommended updates to requirements, data maps and other processes; 
 
WHEREAS, the parties agreed to Amendment No. 8 effective October 2, 2018 to revise 
the travel budget; 
 
WHEREAS, the parties agreed to Amendment No. 9 effective April 30, 2019 to adding 
additional project resources; 
 
 
WHEREAS, the parties agreed to Amendment No. 10 effective July 1, 2019 renewing the 
contract terms and increasing the scope of services, adding additional resources and extending the 
timeline.

WHEREAS, the parties agreed to Amendment No. 11 effective July 1, 2020 changing the 
scope of services and adding additional resources. 
WHEREAS, the parties agreed to Amendment No. 12 effective October 1, 2021 changing 
the scope of services, adding additional resources, and reducing the period of service for specific 
resources. 
WHEREAS, County and Contractor have agreed to further modify the Agreement by 
changing certain terms and conditions;  
NOW, THEREFORE, in consideration of the foregoing, and for other good and valuable 
consideration, receipt of which is hereby acknowledged, the parties hereto agree as follows: 
1. Pursuant to Section 1.1 of the Original Agreement, as amended, the Agreement is
renewed to add a new term from November 1, 2022 – September 30, 2024.
Pursuant to Section 1.2 of the Original Agreement, as amended, the Agreement may
be renewed by the parties for additional terms up to a total maximum of seven (7)
years and seven (7) months.
2. Exhibit A
Revise Exhibit A as shown in the attached Exhibit A.
3. Exhibit B-1
Revise Exhibit B-1 as shown in the attached Exhibit B-1.
ALL OTHER TERMS AND CONDITIONS REMAIN UNCHANGED. 
IN WITNESS WHEREOF, this Contract Amendment is executed on the date set forth when 
executed by Maricopa County. 
CONTRACTOR: 
Authorized Signature  
Graeme Finley, Principal 
Printed Name and Title 
______________________ 
Date 
10/21/22

MARICOPA COUNTY: 
Chairman, Board of Supervisors 
Date 
ATTESTED: 
Clerk of the Board 
Date 
OFFICE OF TREASURER: 
Treasurer 
Date 
APPROVED AS TO FORM: 
Deputy County Attorney 
Date 
10/21/22
10/24/2022

EXHIBIT A 
PRICING 
 REVISED Phase IV Price per Deliverable and 
Labor Pricing 
Phase Pricing: 
Phase 
Labor 
Travel 
Total 
II: Solution Options and Verification 
$218,743.44 
$57,674.69 
 
III: Solution Funding, Procurement, 
and Selection 
$259,743.50 
 
 
IV: Data Quality Analysis 
$488,573.19  
$35,000.00  
 
Original Contract Totals: 
$967,060.13 
$92,674.69 
$1,059,734.82 
IV: Initial Data Quality Remediation & 
Deep Dive 
$449,845.60  
$35,542.22  
 
Amendment #1 Subtotal: 
$449,845.60  
$35,542.22 
$485,387.82 
IV: Solution Implementation Support 
$3,255,876.00 
$400,000.00 
 
IV: Solution Implementation Oversight 
$1,072,452.44 
 
 
Amendment #2 Subtotal: 
$4,328,328.44  
$400,000.00  
$4,728,328.44  
Resource Assessment & Staffing Plan 
$11,022.60 
 
 
Amendment #3 Subtotal: 
$11,022.60 
 
$11,022.60 
IV: Solution Implementation Support 
$820,458.98 
($250,000.00) 
 
IV: Solution Implementation Oversight 
$370,631.02  
 
 
Amendment #4 Subtotal: 
$ 1,191,090.00 
($250,000.00) 
$941,090.00 
Amendment #5 Subtotal: 
$0 
 
$0 
Out of Scope Items 
$107, 011.08 
 
 
Bridge Period Support 
$436,138.00 
 
 
Amendments #6 and 7 Subtotal: 
$543,149.08 
 
$543,149.08 
Travel Reduction 
 
($122,542.00) 
 
Amendment #8 Subtotal: 
 
($122,542.00) 
($122,542.00) 
Database Development, Technical 
Assessment, Architectural & Support 
$145,800.00 
 
 
 
 
 
 
Amendment #9 Subtotal: 
$145,800.00 
 
$145,800.00 
IV: Solution Implementation Support 
$2,894,100.00 
 
 
IV: Solution Implementation Oversight 
$1,591,500.00 
 
 
IV: Technical Assessment, Architectural & 
Support* 
$679,904.00 
 
 
Amendment #10 Subtotal: 
$5,165,504.00 
 
$5,165,504.00 
IV. Solution Implementation Support 
($37,592.62) 
 
 
Travel  Increase 
 
$37,592.62 
 
Amendment #11 Subtotal: 
($37,592.62) 
$37,592.62

Amendment #12 Subtotal: 
$0 
 
$0 
Solution Implementation Support – 
Recurring Deliverables 
$2,626,000.00 
 
 
Amendment #13 Subtotal: 
$2,626,000.00 
 
$2,626,000.00 
Amendment Contract Totals: 
$15,390,207.23 
$193,267.53 
$15,583,474.76 
Firm fixed pricing for labor to include all work delineated herein, unless otherwise noted.  
In order to protect and maintain the high quality of deliverables, and keep work consistent 
and in-sync with the ULTIS Project Team work deliverables, Amendment 13 fees will be 
based on project milestones.   
Consultant will submit all Deliverables to the County for approval before payment.  Once 
approved, Consultant will invoice the County per the Price Per Deliverable.  The County 
will have 30 days to approve or reject the Deliverable.  If notice of approve or reject is not 
sent in 30 days, the Deliverable will be considered approved and invoiced. 
The actual travel expenses would be invoiced as incurred per County travel policy. 
The following chart below shall replace the named deliverables of the existing Price per 
Deliverables for Phase IV Solution Implementation Support and Oversight.   
The following chart represents changes in pricing per deliverable effective as of 
November 1, 2022 forward.  
Phase 
Delivery 
Frequency 
or Date 
Deliverable 
Quantity 
Price Per 
Deliverable 
Total Price 
Solution Implementation Support – Recurring Deliverables 
IV 
Monthly 
Monthly Project Coordinator 
Report 
23 
$24,591.30 
$565,600.00 
IV 
Monthly 
Database Development 
Summary Report 
23 
$29,860.87 
$686,800.00 
IV 
Monthly 
Legacy Support/Development 
Summary Report 
23 
$28,982.61 
$666,600.00 
IV 
Monthly 
Sprint Retrospective Reports 
23 
$30,739.13 
$707,000.00 
REVISED Labor Pricing 
Labor Role 
Revised 
Rate 
Project Coordinator 
$140/hr. 
Scrum Master 
$175/hr. 
Database Developer 
$170/hr. 
Cobol Programmer 
$165/hr.

REVISED Hours by Category 
 
 
Labor Category 
Revised 
Hours 
Project Coordinator 
4040 
Scrum Master 
4040 
Database Developer 
4040 
Cobol Programmer 
4040

EXHIBIT B-1 
REVISED ADDITIONAL SCOPE OF WORK 
1.0 INTENT: 
 
The purpose of this exhibit is to add and to extend resources, to redefine deliverables, 
and modify selected deliverable amounts. The timeline of Grant Thornton services and 
scope will be extended through September 30, 2024.  The aforementioned changes will 
add $2,626,000.00 to the total contract amounts for the Grant Thornton budget for the 
Phase IV Implementation in the ULTIS project. 
 
2.0 SCOPE OF WORK: 
 
The scope of services to be completed by Grant Thornton in the Phase IV will increase 
from amendment 12.  The scope increases are the addition of a Scrum Master and 
timeline extensions for the Project Coordinator, Database Developer, and Cobol 
Programmer roles.  The expansion of systems covered by Implementation and Oversight 
services beyond the original Treasury Information System (TIS) and the e-Gov system to 
include Dynamics Replacement Implementation. Further, the deliverables have been 
redefined to more closely align with the work products of the services provided. 
Background 
MCTO asked Grant Thornton to increase the Grant Thornton Project Scope and provide 
resources to meet those needs.  The increased resources are expected to lower project 
risk with improved project performance, and increase the likelihood of success. 
 
Estimated Timeline  
 
The implementation of the new MCTIS system is scheduled to be completed in August of 
2024, followed by a post deployment warranty period of 30 days. The contract will expire  
at the end of the business day on Monday, September 30, 2024.   The project resources 
will support the delivery of all relevant project milestones, tasks and activities.  Price per 
Deliverable and Labor Cost under exhibit A is based on this timeline.  A change in the 
timeline will impact Exhibit A. 
 
3.0 Deliverables 
Grant Thornton will produce the following deliverables in accordance with the frequency 
and/or project milestones identified in Exhibit A.

3.A Implementation Support Deliverables 
Grant Thornton will produce the following recurring deliverables while supporting the 
implementation project team. 
Monthly Project Coordinator Report 
Grant Thornton will produce a monthly project status report organized by work 
stream that describes project accomplishments, the list of planned activities for the 
next 30/60/90 days, project metrics and newly identified risks.  
Database Development Report 
The Database Development Report will outline the activities performed by the 
Grant Thornton database developer role in support of the MCTIS implementation. 
This will include a summary of the database work completed in the development 
sprints.  
Legacy Support/Development Summary Report 
The Legacy Support/Development Summary Report will outline the activities 
performed by the Grant Thornton Cobol developer role in support of the MCTIS 
implementation. This will include a summary of the database, custom 
development, and operational support work completed in the month.  
 
Sprint Retrospective Reports 
The SCRUM Master will compile a monthly retrospective report for all 
retrospectives completed within the calendar month. This report will include the 
results of the completed sprint, and any notes about possible impacts to the output 
of the work. In the retrospective meeting, the scrum master will capture the results 
of the discussion around what the team did well, what didn’t go well and where 
there are opportunities are for improvement.  A summary of these notes will be 
included in the monthly retrospective report.