FINAL-MCPHD IGA 2021 LHCP GRANT.PDF

Maricopa County — Formal (2022-08-31)

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City Contract No. 
 
 
INTERGOVERMENTAL AGREEMENT  
Between 
THE CITY OF PHOENIX  
And 
MARICOPA COUNTY 
On behalf of  
NEIGHBORHOOD SERVICES DEPARTMENT 
 
 
This Intergovernmental Agreement (“Agreement”) entered into this 1st day of January 
2022 by and between the City of Phoenix, an Arizona municipal corporation (“City”), for 
and on behalf of the Neighborhood Services Department (“City”) and Maricopa County 
(“County”). 
 
RECITALS 
 
A. 
WHEREAS, the City is empowered, pursuant to Arizona Revised Statute, Section 
11-951 through 11-954, as amended, and Chapter IV Sections 18 and 64, Charter, City 
of Phoenix to enter into this Intergovernmental Agreement and has, by ordinance, 
authorized the undersigned City of Phoenix representatives to execute this Agreement 
on behalf of the City.  
 
B. 
WHEREAS, the County is empowered, pursuant to Arizona Revised Statute, 
Sections 11-201, 11-952, and 11-251 (paragraph 17), as amended, to enter into this 
Intergovernmental Agreement and has, by resolution approved by the County Board of 
Supervisors, authorized the undersigned to execute this Agreement on behalf of the 
County; and  
 
C. 
WHEREAS, the City has received certain funds pursuant of Section 1011 of the 
Residential Lead Based Paint Act of 1992 and the Department of Veteran’s Affairs, 
Housing and Urban Development and Independent Agencies Appropriations Act of 1994 
as part of a LEAD BASED PAINT HAZARD REDUCTION GRANT (the “Grant”). 
 
D. 
WHEREAS, the City is authorized to utilize the Grant in accordance with the rules 
and regulations prescribed by the United States Department of Housing and Urban 
Development (HUD). 
 
E. 
WHEREAS, Ordinance S-47511 dated May 5, 2021 authorized the City to enter 
into an agreement with Maricopa County Department of Public Health, as necessary to 
implement the program.

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F. 
WHEREAS, the City has proposed that a portion of the Grant funds be allocated 
to the County for the purposes of education, blood testing of children and case 
management as further described in Part C, Statement of Work.  
 
G. 
WHEREAS, the County desires to provide the services described herein to assist 
the City in providing the services as stated in Part C.  
 
H. 
WHEREAS, this Agreement consists of three parts 
 
Part A - General Provisions 
 
Part B - Special Provisions 
 
 
   Exhibit B-1 
 
 
   Exhibit B-2 
 
 
   Exhibit B-3 
 
Part C - Section 1 - Statement of Work 
 
 
   Section 2 - Budget and/or Consideration 
 
 
NOW, THEREFORE, in consideration of the promises and mutual agreements contained 
and described herein, the City and County agree as follows: 
 
PART A 
 
GENERAL PROVISIONS 
 
1. WORK TO BE PERFORMED 
The County shall, in a satisfactory manner, conduct the program as set forth in the 
Statement of Work designated as Part C – Section 1 attached hereto and by this reference 
made a part hereof. 
 
2. TERMS OF AGREEMENT 
This Agreement shall commence January 1, 2022, and shall be in full force and effect 
only when it has been approved by the duly authorized City officials and filed with the 
County Recorder. This Agreement shall remain in effect until May 14, 2025, unless 
terminated earlier pursuant to the terms and provisions of this Agreement.  
 
3. REPORTS, RECORDS AND EVALUATIONS 
The City shall evaluate and provide guidance and direction to the County in the conduct 
of activities designated under this Agreement. The County agrees to submit to the City 
activity reports as set forth in Part B and Part C. The County agrees further that the City 
and the funding source agency(s) may carry out monitoring and evaluation activities. The 
County agrees to cooperate with the City in monitoring and evaluating activities and to 
provide the City copies of all reports required to be submitted to the funding source 
agency(s) for this purpose.

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4. COMPLIANCE WITH APPLICABLE LAWS 
The County shall comply with all applicable laws, ordinances, Executive Orders, rules, 
regulations, standards, and codes of the Federal, State and local governments, including 
HUD, whether or not specifically referenced herein. In particular, the parties hereto shall 
be subject to Maricopa County’s Internal Policy HR2406, Prohibition Against 
Discrimination, Harassment, and Retaliation and the following:  
 
A. Equal Employment Opportunity 
 
1. In order to do business with the City, the County must comply with Phoenix 
City Code, 1969, Chapter 18, Article V, as amended, Equal Employment 
Opportunity Requirements. The County will direct any questions in regard 
to these requirements to the Equal Opportunity Department, at 602-262-
6790. 
 
2. Any supplier/lessee performing under this Agreement shall not discriminate 
against any worker, employee or applicant, or any member of the public, 
because of race, color, religion, sex, national origin, age, or disability, nor 
otherwise commit an unfair employment practice. The supplier/lessee will 
ensure that applicants are employed, and employees are dealt with during 
employment without regard to their race, color, religion, sex, national origin, 
age, or disability, and shall adhere to a policy to pay equal compensation to 
men and women who perform jobs that require substantially equal skill, 
effort, and responsibility, and that are performed within the same 
establishment under similar working conditions. Such action shall include 
but not be limited to the following: employment, promotion, demotion or 
transfer, recruitment or recruitment advertising, layoff or termination; rates 
of pay or other forms of compensation; and selection for training and 
apprenticeship. The supplier/lessee further agrees not to discriminate 
against any worker, employee or applicant, or any member of the public, 
because of sexual orientation or gender identity or expression and shall 
ensure that applicants are employed, and employees are dealt with during 
employment without regard to their sexual orientation or gender identity or 
expression.  
 
3. Suppliers and lessees may be required to provide additional documentation 
to the Equal Opportunity Department affirming that a nondiscriminatory 
policy is being utilized.  
 
4. The Equal Opportunity Department shall monitor the employment policies 
and practices of suppliers and lessees subject to this article as deemed 
necessary. The Equal Opportunity Department is authorized to conduct on-
site compliance reviews of selected firms, which may include an audit of 
personnel and payroll records, if necessary.

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B. The County agrees to comply with the Drug-Free Workplace Act of 1988 (P.L. 
100-690). This law requires that contractors and grantees of federal funds must 
certify that they will provide drug-free workplaces. This certification is a 
precondition to receiving a grant or contract. 
 
C. The County agrees to comply with the “Disclosure of Lobbying Activities” 
regulations (P.L. 101-121; 31 U.S.C. 1352). This law requires that contractors 
and grantees of federal funds must certify that no federal funds are used for 
lobbying activities and provides for penalties for failure to provide this 
certification. This certification is a requirement of contracting. 
 
D. The County agrees to abide by Executive Order 12549, Debarment and 
Suspension (34 CFR, part 85, Section 85.510, Participant responsibilities), 
published as Part VII of the May 26,1988 Federal Register (pages 19159-
19211). 
 
E. The County shall comply with the Americans with Disabilities Act of 1990 (P.L. 
101-336) and as may be amended. 
 
F. The County shall, in the performance of this Agreement, act in compliance with 
the City’s contract with the U.S. Department of Housing and Urban 
Development’s Office of Lead Hazard Control and Healthy Homes. Copies of 
the contract may be obtained by contacting the person to whom this proposal 
is submitted. 
 
G. The use of Disadvantaged/Minority-owned and Women-owned Business 
Enterprises vendors which reflect business community ethnic composition is 
strongly urged. 
Appropriate 
statistical and 
Disadvantaged 
Business 
Enterprise/Minority-owned Business Enterprise/Women-owned Business 
Enterprise certification information is available from the City’s Equal 
Opportunity Department. 
 
5. LEGAL WORKER REQUIREMENTS 
 
The City is prohibited by Arizona Revised Statutes §41-4401 from awarding an agreement 
to any entity who fails, or whose subcontractors fail, to comply with Arizona Revised 
Statutes §23-214, subsection A. Therefore, County agrees that: 
 
A. The County and each subcontractor it uses warrants their compliance with all 
deferral immigration laws and regulations that relate to their employees and 
their compliance with Arizona Revised Statues §23-214, subsection A. 
 
B. A breach of warranty herein will be deemed a material breach of the Agreement 
and is subject to penalties up to and including termination of the Agreement.

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C. The City retains the legal right to inspect the papers of the Contractor or 
subcontractor employee(s) who work(s) on this Agreement to ensure that 
Contractor or subcontractor is complying with the warranty herein. 
 
6. COMPLIANCE WITH NON-DISCRIMINATION LAWS 
 
The County shall comply with Title VII of the Civil Rights Act of 1964, as amended, the 
Ade Discrimination in Employment Act, and Sate Executive Order No. 75-5 which 
mandates that all persons, regardless of race, color, religion, sex, age, national origin or 
political affiliation, shall have equal access to employment opportunities. The County shall 
comply with the Rehabilitation Act of 1973, as amended, which prohibits discrimination in 
the employment or advancement in employment of qualified persons because of physical 
or mental handicap.  
 
The County shall comply with Title VI of the Civil Rights Act of 1964, which prohibits the 
denial of benefits of, or participation in, contract services on the basis of race, color, or 
national origin. The County shall comply with the requirement of Section 504 of the 
Rehabilitation Act of 1973, as amended, which prohibits discrimination on the basis of 
disability, in delivering contract services. 
 
7. INDEMNIFICATION 
 
To the extent permitted by law, each party will indemnify and save the other party (as 
“Non-Indemnifying Party(ies)) harmless, where the Non-Indemnifying Party(ies) includes 
any of the Non-Indemnifying Party’s(ies’) departments, agencies, officers, employees, 
elected officials or agents from and against all loss, damage or claim of any nature, 
whatsoever, which is caused by any activity, condition or event arising out of the negligent 
performance, or un-excused, non-performance by the Indemnifying Party(ies), or the 
Indemnifying Party’s(ies’) departments, agencies, officers, employees, elected officials or 
agents of any of the provisions of this Agreement.  
 
Each Non-Indemnifying Party(ies), in all instances, shall be indemnified against all 
liability, loss, expense, damage, or claim of any nature, whatsoever, for or on account of 
any injuries, or death, of persons, or damages to, or destruction of, property arising out 
of, or in any way connected with, the negligent performance or un-excused, non-
performance of this Agreement by the indemnifying Party(ies), except such and injury or 
damage as shall have been occasioned by  the negligence of the Non-Indemnifying 
department, agencies, officers, employees, elected officers or agents shall include court 
costs, expenses for litigation and reasonable attorneys’ fees.  
 
8. INSURANCE 
 
A. Insurance Requirements for Governmental Parties to an IGA: None.  
 
B. Insurance Requirements for Any Subcontractors Used by a Party to this 
Intergovernmental Agreement: The use of Subcontractors will require written

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approval by the City of Phoenix, and the establishment of updated insurance 
requirements.  
  
C. Approval: Any modification of variation from the insurance requirements in this 
Agreement shall be made by the Law Department, whose decision shall be 
final. Such action will not require a formal Agreement amendment but may be 
made by administrative action.  
 
9. BONDING 
 
The Maricopa County Treasurer is authorized to act on behalf of the County for the 
purpose of receiving or depositing funds into program accounts or issuing financial 
documents, checks or other instrument of payment for program costs, shall evidence 
fidelity bonding coverage in favor of the City in the amount of FIFTY THOUSAND 
($50,000) DOLLARS. 
 
10. NON-WAIVER ACTIVITY 
 
The City of Phoenix, as a public entity supported by tax monies, in execution of its public 
trust, cannot agree to waive any lawful or legitimate right to recover monies lawfully due 
it. Therefore, the County agrees that it will not insist upon or demand any statement 
whereby the City agrees to limit in advance or waive any right the City might have to 
recover actual lawful damages in any court of law under applicable Arizona law. 
 
11. EMPLOYMENT DISCLAIMER 
 
This Agreement is not intended to constitute, create, give rise to, or otherwise recognize 
a joint venture agreement, partnership or other formal business association or 
organization of any kind, and the rights and obligations of the parties shall be only those 
expressly set forth in this Agreement.  
 
The parties agree that no individual performing under this Agreement on behalf of the 
County is to be considered a City employee, and that no rights of City civil service, City 
retirement, or City personnel rules shall accrue to such individual. The County shall have 
total responsibility for all salaries, wages, bonuses, retirement, withholdings, worker’s 
compensation, occupational disease compensation, unemployment compensation, other 
employee benefits, and all taxes and premiums appurtenant thereto concerning such 
individuals and shall save and hold the City harmless with respect thereto.  
 
12. COVENANT AGAINST CONTINGENT FEES 
 
The County warrants that no person or selling agent has been employed or retained to 
solicit or secure this Agreement upon an agreement or understanding for a commission, 
percentage, brokerage, or contingent fee, excepting bona fide employers or bona fide 
established commercial or selling agencies maintained by the County for the purpose of 
securing business. For breach of violation of this warranty, the City shall have the right to

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annul this Agreement without liability or in its discretion to deduct from the commission, 
brokerage or contingent fee. 
 
13. RESOLUTION OF DISPUTES 
 
In the event of any dispute, claim, question, or disagreement arising from or relating to 
this Agreement, or the breach thereof, the City and the County, hereto, shall use 
reasonable efforts to settle the dispute, claim, question, or disagreement. Any dispute 
concerning a question of fact arising under the Agreement which cannot be resolved by 
the assigned Neighborhood Services Department staff and the County shall be decided 
by the Neighborhood Services Director who shall render a decision in writing and mail or 
otherwise furnish a copy thereof to the County. The County shall be afforded an 
opportunity to present its position to Neighborhood Services Director. Pending resolution 
of a dispute, the County shall proceed diligently with the performance of the Agreement 
and in accordance with the Neighborhood Services Director’s decision.  
 
14. COMPLIANCE WITH LAWS 
 
The City and County will comply with all existing and subsequently enacted federal, state 
and local laws, ordinances, codes, and regulations that are, or become applicable to this 
Agreement. If a subsequently enacted law imposes substantial additional costs on the 
City or County, a request for an amendment may be submitted pursuant to this 
Agreement.  
 
15. DELAY IN EXERCISING AGREEMENT REMEDY 
 
Failure to exercise any right, power or privilege under this Agreement shall not operate 
as a waiver thereof, nor shall a single or partial exercise thereof preclude any other or 
further exercise of that or any other right, power or privilege. 
 
16. ASSIGNMENT OF AGREEMENT 
This Agreement shall not be assigned in whole or in part without the City’s prior written 
consent.  
 
 
17. PAYMENT  
 
The County recognizes the provisions of the City Code of the City of Phoenix which 
require and demand that no payment be made to any County as long as there is any 
outstanding obligation due the City and direct that any such obligation be offset against 
payment due the County.  
 
18. FUND APPROPRIATION CONTINGENCY 
 
The County recognizes that this Amendment shall commence upon the day first provided 
and continue in full force and effect until termination in accordance with its provisions.

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The County and the City herein recognize that the continuation of this Agreement after 
the close of any given fiscal year of the City of Phoenix, which fiscal years end on June 
30 of each year, shall be subject to the approval of the budget of the City of Phoenix 
providing for or covering such contract item as an expenditure therein. The City does not 
represent that said budget item will be actually adopted, said determination being the 
determination of the City Council at the time of adoption of the budget.  
 
19. CANCELLATION FOR NON-APPROPRIATIONS 
 
The County and the City recognize that this Agreement may depend upon appropriation 
of funds. If the County or the City fails to appropriate the necessary funds, of if the 
appropriation for this Agreement is reduced during the fiscal year, the affected Party may 
reduce the scope of this Agreement, if appropriate, or cancel this Agreement without 
further duty or obligation. The County and the City will notify each other as soon as 
reasonably possible after the affected Party(ies) know(s) of the loss of funds.  
 
20. CITY AUDIT OF COUNTY RECORDS 
 
The County agrees to retain all records relating to this Agreement and make them 
available for inspection and audit by the City or its representative upon request.  
 
The City reserves the right, at reasonable times, to audit all books, accounts, reports, files 
and other records relative to the performance of service under this Agreement. All records 
pertaining to this Agreement will be kept on a generally accepted accounting basis for a 
period of five years following termination of the Agreement.  
 
If records relate to disputes, litigation, or settlement of claims arising out of performance 
of this Agreement, all applicable records must be retained until final resolution. Records 
include but are not limited to invoices, contracts, cancelled checks, bank statements, 
journals, ledgers, and accounting records whether prepared manually or electronic, 
whether existing in physical or electronic form. If said records exist in electronic form, it is 
incumbent upon the County to maintain a means of transferring said records to hardcopy 
form.  
 
If, following an audit of this Agreement, the audit discloses the County has provided false, 
misleading, or inaccurate cost and pricing data, and the cost discrepancies exceed 1% of 
the total Agreement billings, the County will be liable for reimbursement of the reasonable, 
actual cost of the audit.  
 
21. AUDIT REQUIREMENTS 
 
As the County is a State or Local Government, the County will arrange to have this 
Agreement audited in accordance with OMB Circular A-128. The County will insure that 
the auditor lists in the Schedule of Federal Awards the expenditures that were expended 
to this Agreement. A separate schedule should be attached detailing program income for 
each contract. The audit report will be issued within a reasonable time after the end of the

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County’s fiscal year, but not later than six months after the expiration date of this 
Agreement. In the event, however, that is Agreement extend beyond the end of the 
County’s fiscal year, each portion of this Agreement will be audited as a part of the year 
to which it adheres. However, this Agreement in total must be audited not later than six 
months after the County fiscal year in which this Agreement terminates. 
 
One copy of the audit report shall be submitted to the City upon completion.  
 
22. ACCOUNTING 
 
All accounting practices will be in conformance with generally accepted accounting 
principles (GAAP). Separate accountability must be maintained for City funds (i.e., City 
funds should not be commingled with other funds). 
 
23. PROCUREMENT 
 
Purchases by County will be made in compliance with the Maricopa County Procurement 
Code. The County must spend City funds in a way that will serve the public interest and 
honor the public trust. 
 
24. GRATUITIES 
 
The City may, by written notice to the County, terminate the right of the County to proceed 
under this Agreement upon one (1) calendar day notice, if it is found that gratuities in the 
form of entertainment, gifts, or otherwise were offered or given by the County, or any 
agent of representative of the County, to any officer or employee of the City with a view 
toward securing this Agreement or securing favorable treatment with respect to the 
awarding or amending, or the making of any determination with respect to the 
performance of this Agreement; provided that the existence of the facts upon which the 
City makes such funds available shall be an issue and may be reviewed in any competent 
court. In the event of such termination, the City shall be entitled to pursue the same 
remedies against the County as the City could pursue in the event of default by the 
County.  
 
25. CLIENT FEES AND PROGRAM INCOME 
 
Unless mandated by controlling law, the County shall impose no fees or charges of any 
kind upon recipients of Agreement services. Any program income generated and received 
by the County as a result of contract services shall be disposed of as provided by law and 
reported in accordance with applicable policies and procedures. 
 
26. PROFESSIONAL STANDARDS AND LEVELS OF SERVICE 
 
The County shall deliver Agreement services in a humane and respectful manner, and in 
accordance with any and all appliable professional accreditation standards. The County

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shall obtain and maintain all applicable licenses, permits and authority required to provide 
agreement services.  
 
27. CONFIDENTIALITY AND DATA SECURITY 
 
A. All data, regardless of form, including originals, images and reproductions, 
prepared by, obtained by, or transmitted to the County in connection with this 
Agreement is confidential, proprietary information owned by the City. Except as 
specifically provided in this Agreement, the County will not disclose data generated 
in the performance of the Services to any third party without the prior written 
consent of the City Manager, or his/er designee. 
 
B. Personal identifying information, financial account information, or restrict City 
information, whether electronic format or hard copy, must be secured and 
protected at all times to avoid unauthorized access. This includes data saved in 
laptop computers, computerized devices, or removable storage devices. When 
personal identifying information, financial account information, or restricted City 
information, regardless of its format, is no longer necessary, the information must 
be redacted or destroyed through appropriate and secure methods that ensure the 
information cannot be viewed, accessed, or reconstructed.  
 
C. In the event that data collected or obtained by the County in connection with this 
Agreement is believed to have been compromised, the County will notify the City 
Privacy Officer immediately. The County agrees to reimburse the City of any costs 
incurred by the City to investigate potential breaches of this data and, where 
applicable, the cost of notifying individuals who may be impacted by the breach.  
 
D. County agrees that the requirements of this Section will be incorporated into all 
Contractor/subcontractor agreements entered into by the County. It is further 
agreed that a violation of this Section will be deemed to cause irreparable harm 
that justifies injunctive relief in court. A violation of this Section may result in 
immediate termination of this Agreement without notice.  
 
E. The obligations of County under this Section will survive the termination of the 
Agreement.  
 
28.  REPORTING REQUIREMENTS 
 
The County shall comply with the reporting requirements as set forth in Part B. Failure to 
submit accurate and complete reports according to the terms set forth in Part B may 
result, at the option of the City, in forfeiture of right to payment. 
No later than the 45th day following the termination of this Agreement, the County shall 
submit to the City a final program and fiscal report. Failure to submit the final program 
and fiscal report withing the above time period may result, at the option of the City, in 
forfeiture of right and final payment.

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29.  SUPPORTING DOCUMENTS AND INFORMATION 
 
In addition to any document, reports or information required by any other section of this 
Agreement, the County shall furnish the City with any additional documents and 
information upon reasonable request.  
 
30.  IDENTIFICATION OF FUNDING AND COPYRIGHTS 
 
All advertisements, publications and printed materials which are produced by the County 
and refer to agreement services shall state that such services are funded under this 
Agreement with the City and where Federal and/or Sate funds are involved, state by 
reference the specific funding source. 
 
The County shall not copyright any materials or products developed through the 
Agreement services or the Agreement expenditures without prior written approval by the 
City. Upon approval, the City shall have a non-exclusive and irrevocable license to 
reproduce, publish or otherwise use or authorize the use of any copyrighted material.  
 
31.  PAYMENT 
 
Upon receipt by the City of a properly executed and documented request for payment, 
the City will authorize payment in accordance with the budget as set forth in Part C, 
Section 2. The format and detail of the documents required for requesting payment shall 
be mutually agreed upon by both parties. If the County is in any manner in default in the 
performance of any obligation under this Agreement, or if audit exceptions are identified, 
the City may, at its option and in addition to other available remedies, either adjust the 
amount of payment or withhold payment until satisfactory resolution of the default or 
exception.  
 
Under no circumstances will the City authorize payment to the County that exceeds the 
reimbursement ceiling contained within Part C, Section 2 without an amendment to this 
Agreement in accordance with Part A, Section 37, “Amendment of Agreement,” nor will 
the City authorize final payment to the County until after receipt of final reports in 
accordance with Part A, Section 28, “Reporting Requirements.” In any event, the City will 
pay the amount billed, so long as the payment does not bring the total amount paid overall 
to more than 90% of the agreement amount, unless all of the work has been completed 
and accepted by the City. Payment is subject to the City of Phoenix net 45 payment terms.  
 
32.  PAYMENT RECOUPMENT 
 
The County must reimburse the City upon demand, or the City may deduct from future 
payments for the same agreement period the following: 
A. Any amounts received by the County from the City for agreement services which 
have been inaccurately reported or are found to be unsubstantiated due to lack of 
source documents and invoices.

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B. Any amounts paid by the County to a subcontractor not authorized in writing by 
the City. 
 
C. Any amount or benefit paid directly or indirectly to an individual or organization as 
specified in Part A, Paragraph 13, “Conflict of Interest.” 
 
D. Any amounts expended for items or purposes not outlined in Part C, Statement of 
Work, unless approved by the City in writing.  
 
E. Any amounts paid by the City for which the County’s books, records, and other 
documents are not sufficient to clearly substantiate that those amounts were used 
by the County to perform Agreement services as described in Part C, Statement 
of Work.  
 
F. Any amount identified was a financial audit exception. 
 
33. RATE OR BUDGET CERTIFICATION 
 
The County certifies relative to the Budget set forth in Part C, Section 2 that: (a) the 
information which was provided to the City by the County for use as a basis in approving 
the budget or rate is accurate; (b) similar types of costs were accorded consistent 
accounting treatment in the development of Part C; and (c) no costs are included as both 
direct and indirect costs. The County certifies that funds received under this Agreement 
will be expended to achieve the purposes of this Agreement and to meet costs defined 
as allowable in applicable federal or state laws, rules, regulations and guidelines.  
 
34. BUDGET REDUCTION 
 
The City may reduce or terminate this Agreement without further recourse, obligation or 
penalty in the event that insufficient amounts are appropriated by the City, State or 
Federal Government and/or other funding source for the purposes of this Agreement or 
in the event that appropriated amounts are reduced or eliminated by the City, State, or 
Federal Government and/or other funding source during the term of this Agreement. 
Services actually performed before notice of termination is received will be paid for upon 
termination of this Agreement for loss of funding.  
 
35. PREDECESSOR AND SUCCESSOR AGREEMENTS 
 
The execution or termination of this Agreement shall not be considered a waiver by the 
City of any and all rights it may have for damages suffered through a breach of this or a 
prior agreement with the County. The City has no obligation to renew this Agreement.

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36. AGREEMENT CANCELLATION 
 
A. Termination of Agreement – City. The City may, by giving 15 days written notice 
specifying the effective date, terminate or suspend the Contract in whole or in part 
for any of the following causes or as provided for in other section of Part A: 
 
1. Failure, for any reason, of the County to fulfill in a timely and proper manner 
the obligations under the Agreement, including compliance with the 
Statement of Work, and/or Budget Considerations, or compliance with 
federal, state, and/or local laws. 
 
2. Failure of the County to submit reports or the consistent furnishing of 
incorrect or incomplete reports or records. 
 
3. Ineffective or improper use of funds provided under this Agreement. 
 
4. The City may, by giving 60 days written notice, specifying the effective date, 
terminate the Agreement without cause.  
 
B. Termination of Agreement – County. The County may, by giving 60 days written 
notice to the City specifying the effective date, terminate this Agreement in whole 
or in part.  
 
C. In addition to the foregoing, both parties acknowledge that this Agreement is 
subject to cancellation by either party pursuant to the provisions of Section 38-511, 
Arizona Revised Statutes.  
 
37. AMENDMENT OF AGREEMENT 
 
Any amendment to this Agreement shall be in writing and agreed to and signed by both 
parties. Any change to this Agreement shall be carried out in accordance with amendment 
policies and procedures promulgated by the City, including the following: 
A. A writing amendment signed by both parties to this Agreement shall be required 
for every standard purpose listed below and for all other purposed except those 
listed in paragraph B of this Section. 
 
1. Whenever there is a change in the reimbursement ceiling.  
 
2. Whenever the term of this Agreement is extended and whenever the term 
is reduced without terminating the Agreement.  
 
3. Whenever there is a change in agreement services, the service delivery 
methodology, or the level of service as set forth in Parts B or C.

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4. Except where the Special Provisions provide otherwise, in Cost 
Reimbursement or Unit Fee agreements, whenever there is a change in the 
Part C budget categories of personnel, employee related expenses, 
equipment or space. In all Cost Reimbursement and Unit Fee Contracts 
whenever any other budget category is increased or decreased by an 
amount equal to or greater than 10% during the term of the Agreement.  
 
5. For any other change in the terms and conditions of the Agreement which 
the City deems substantial. 
 
B. Paragraph A above notwithstanding, the County shall give notice to the City of any 
non-material alteration that affects either programmatic or financial provisions of 
the Agreement as set forth in Parts B or C. Non-material alterations that do not 
require a written amendment are as follows: 
 
1. Change of address. 
 
2. Change of telephone number. 
 
3. Change of County Authorized Signatory or his/her designee.  
 
4. Changes in the name and/or address of the person to whom notices are to 
be sent.  
 
5. Changes in the Agreement related personnel positions of the County, which 
do not affect staffing ratios or staff qualification required under this 
Agreement.  
 
6. Change in the name of the County where the ownership of the County 
remains the same.  
 
7. In Cost Reimbursement or Unit Fee Contracts, whenever there is less than 
a 10% increase or decrease in any budget category other than personnel, 
employee related expenses, equipment or space; and whenever the 
Special Provisions state that a change of less than 10% in personnel, 
employee related expenses, equipment or space does not require a written 
amendment.  
 
38. NO ORAL ALTERATIONS 
 
No alteration or variation of the terms of this agreement will be binding on the parties 
herein unless such alteration or variation is in writing and signed by each of the parties to 
this Agreement. No oral understanding or agreement not incorporated in this Agreement 
will be binding on any of the parties herein.

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39. NOTICES 
 
Any notice, consent or other communication (“Notice”) required or permitted under this 
Agreement will be in writing and either: (1) delivered in person; (2) sent via e-mail, return 
receipt requested; (3) sent via facsimile transmission; (4) deposited with any commercial 
air courier or express delivery service; or (5) deposited in the United States Postal Service 
mail, postage prepaid.  
 
Notice will be deemed received: (1) at the time it is personally serviced; (2) on the day it 
is sent via e-mail; (3) on the day it is sent by facsimile transmission; (4) on the second 
day after is deposit with any commercial air courier or express delivery service; or (5) five 
business days after the Notice is deposited I the United States Postal Service mail as 
above provided. Any time period state in a Notice will be computed from the time the 
Notice is deemed received.  
 
Notices sent by e-mail and facsimile transmission will also be sent by regular mail to the 
recipients at the addresses below: 
 
 
 
If to the City:  
Thaddis Jackson 
 
 
 
 
 
Neighborhood Services Department  
 
 
 
 
 
200 West Washington Street, 4th Floor 
 
 
 
 
 
Phoenix, AZ 85003 
 
 
 
If to the County: 
Dejanee Lambert 
 
 
 
 
 
Maricopa County Department of Public Health 
 
 
 
 
 
4041 N. Central Avenue, Ste.1400 
 
 
 
 
 
Phoenix, AZ 85012 
 
40. CONTRACTOR AND SUBCONTRACTOR BACKGROUND SCREENING 
A. Contract Worker Background Screening. The County agrees that all contract 
workers and subcontractors (collectively “Contract Workers(s)”) that the County 
furnishes to the City pursuant to this Contract shall be subject to background and 
security checks and screening (collectively “Background Screening”) at the 
County’s sole cost and expense as set forth in this Section. The Background 
Screening provided by the County shall comply with all applicable laws, rules and 
regulations. The County further agrees that the Background Screening required in 
this Section is necessary to preserve and protect public health, safety, and welfare. 
The Background Screening requirements set forth in this section are the minimum 
requirements for this Agreement. The City in no way warrants that these minimum 
requirements are sufficient to protect the County from any liabilities that may arise 
out of the County’s services under this Contract or the County’s failure to comply 
with this Section. Therefore, in addition to the specific measures set forth below, 
the County and its Contract Workers shall take such other reasonable, prudent and 
necessary measures to further preserve and protect public health, safety and 
welfare when providing services under this Agreement.

16 
 
B. Background Screening Requirements and Criteria: Because of the varied types of 
services performed, the City has established three levels of risk and associated 
Background Screening. The risk level and Background Screening required for this 
Agreement is Maximum Risk.  
 
1. Minimum Risk and Background Screening (“Minimum Risk”) 
 
A Minimum Risk Background Screening shall be performed when (i) the 
Contractor will not work with information systems; (ii) will not work with 
vulnerable adults or children; or (iii) when access to City facilitates requires 
being escorted by City workers. The Background Screening for Minimum 
Risk shall consist of the screening required by Arizona Revised Statues 
§41-4401 and following to verify legal Arizona worker status.  
 
2. Standard Risk and Background Screening (“Standard Risk”) 
 
A Standard Risk Background Screening shall be performed when the 
Contractor’s work assignment will: (i) require a badge or key for access to 
City facilities; or (ii) allow any access to sensitive, confidential records, 
personal identifying information or restricted City information; or (iii) allow 
unescorted access to City facilities during normal and no-business hours. 
The Background Screening for this Standard Risk level shall include the 
Background Screening required for the Minimum Risk level and a 
background check for real identify/legal name, and shall include felony and 
misdemeanor records from any county in the United States, the state of 
Arizona, plus any other jurisdiction where the Contractor has lived at any 
time in the preceding seven (7) years from the Contractor’s proposed date 
of hire.  
 
3. Maximum Risk and Background Screening (“Maximum Risk”) 
 
A Maximum Risk Background Screening shall be performed when the 
Contractor’s work assignment will: (i) have any contact with vulnerable 
people such as children/youth, the elderly, individuals with disabilities; or (ii) 
have any responsibility for the receipt or payment of City funds or control of 
inventories, assets, or records that are at risk of misappropriation; or (iii) 
have unescorted access to City data centers, money rooms, or high-value 
equipment rooms; or (iv) have access to City data centers, money rooms, 
or high-value equipment rooms; or (v) have access to private residences; 
or (vi) have access to Homeland Defense Bureau identified critical 
infrastructure sites/facilities. The Background Screening for this Maximum 
Risk level, plus a sexual offender search, a credit check, and driving record 
search for the preceding (7) years from the Contractor’s proposed date of 
hire. Contractors who work directly with children or vulnerable adults are 
also subject to fingerprint verification through the Arizona Department of 
Public Safety and mandated by Phoenix City Code, §2-45.6.

17 
 
C. Contractor Certification; City Approval of Maximum Risk Background Screening. 
By executing the Contract, the County certifies and warrants that the County has 
reads the Background Screening requirements and criteria in this section, 
understand them and that all Background Screening information furnished to the 
City is accurate and current. Also, by executing this Contract, the County further 
certifies and warrants that the County has satisfied all such Background Screening 
requirements for the Minimum Risk and standard Risk Background Screenings as 
required. In addition, for Maximum Risk Background Screening, the County shall 
furnish to Brenda Hope, Neighborhood Services Department Project Manager, for 
the City’s review and approval of Background Screenings for all Contractors 
considered for performing services under this Contract where human safety or 
facility security is classified as a Maximum Risk level. The subject Contractor shall 
not apply for the appropriate City of Phoenix identification and access badge or 
keys until the County has received the City’s written acceptance of the subject 
Contractor’s Maximum Risk Background Screening. The City may, in its sole 
discretion, accept or reject any or all of the Contract Workers proposed by the 
County for performing work under this Contract. A Contractor rejected for work 
under other City contracts or engagements without the City’s prior written approval.  
 
D. Terms of This Section Applicable to All of the County’s Contracts and 
Subcontracts. The County shall include the terms of this Section for Contractor 
Background Screening in all contracts and subcontracts for services furnished 
under this Contract including, but not limited to, supervision and oversight services.  
 
E. Materiality of Background Screening Requirements: Indemnity. The Background 
Screening requirements of this Section are material to the City’s entry into this 
Contract and any breach of this Section by the County shall be deemed a material 
breach of this Contract. In addition to the indemnity provisions set forth in Item 6 
of this Contract, the County shall defend, indemnify and hold harmless the City for 
any and all Claims (as identified in Item 6) arising out of this Background Screening 
Section including, but not limited to, the disqualification of a Contractor by the 
County or the City for failure to satisfy this section. 
 
F. Continuity Duty; Audit. The County’s obligations and requirements that Contract 
Workers satisfy this Background Screening Section shall continue throughout the 
entire term of this Contract. The County shall notify the City immediately of any 
change to a Maximum Risk Background Screening of a Contract Worker previously 
approved by the City. The County shall maintain all records and documents related 
to all Background Screenings and the City reserves the right to audit the County’s 
compliance with this Section pursuant to Paragraph 21.

18 
 
PART B 
 
SPECIAL PROVISIONS  
 
1. Modifications of, or Exclusions from Part A, General Provisions 
 
A. Reporting Requirements  
 
All of the provisions of this Section shall apply except that counties who deliver 
contract services through one or more subcontractors as specified in Part C shall 
submit programmatic and financial reports to the City no later than the 25th day 
following the end of each month or the end of each other applicable reporting 
period during the term of this Agreement. The County shall submit final program 
and fiscal reports no later than the 45th day following termination of this Agreement. 
The County shall provide an invoice for services provided by the County and a 
match report at least by the 15th of the month following the end of each calendar 
quarter.  
 
2. Additional Provisions 
 
A. Certification of Drug-Free Workplace (Federal funds only) 
 
B. Certification of Non-Debarment, Suspension, Ineligibility, and Voluntary Exclusion 
(Federal funds only) 
 
C. Certification Regarding Disclosure of Lobbying Activities (Federal funds only)

19 
 
EXHIBIT B-1 
 
DRUG-FREE WORKPLACE CERTIFICATION 
  
INSTRUCTIONS FOR DRUG-FREE WORKPLACE CERTIFICATION 
 
A. By signing this Agreement, the County is providing the certification set out below. 
 
B. The certification set out below is a material representation of fact upon which reliance 
was placed when the City determined to award the Agreement. If it is later determined 
that the County knowingly rendered a false certification or otherwise violates the 
requirements of the Drug-Free Workplace Act, the City, in addition to any other 
remedies available to the Federal Government, may take action authorized under the 
Drug-Free Workplace Act.  
 
CERTIFICATION REGARDING DRUG-FREE WORKPLACE REQUIREMENTS  
 
A. The County certifies that it will provide a drug-free workplace by: 
 
1. Publishing a statement notifying employees that the unlawful manufacture, 
distribution, dispensing, possession or the use of a controlled substance is 
prohibited in the County’s workplace and specifying the actions that will be 
taken against employees for violation of such prohibition.  
 
2. Establishing a drug-free awareness program to inform employee’s about: 
 
a. The dangers of drug abuse in the workplace. 
 
b. The County’s policy of maintaining a drug-free workplace. 
 
c. Any available drug counseling, rehabilitation, and employee 
assistance programs. 
 
d. The penalties that may be imposed upon employees for drug abuse 
violations occurring in the workplace.  
 
3. Making it a requirement that each employee be engaged in the performance of 
this Agreement be given a copy of the statement required by paragraph A.1.  
 
4. Notifying the employee in the statement required by paragraph A that, as a 
condition of employment under this Contract, the employee will: 
 
a. Abide by the terms of the statement.

20 
 
b. Notify the employer of any criminal drug statute conviction for a 
violation occurring in the workplace no later than five days after such 
conviction.  
 
5. Notifying the County within ten (10) days after receiving notice under 
subparagraph 4.b from an employee or otherwise receiving actual notice of 
such conviction.  
 
6. Taking one of the following actions, within 30 days of receiving notice under 
subparagraph 4.b with respect to any employee who is so convicted.  
 
a. Taking appropriate personnel action against such an employee, up to 
and including termination.  
 
b. Requiring such employee to participate satisfactorily in a drug-abuse 
assistance or rehabilitation program approved for such purposes by a 
Federal, State, or local health, law enforcement, or other appropriate 
agency. 
 
7. Making a good faith effort to continue to maintain a drug-free workplace through 
implementation of paragraphs 1, 2, 3, 4, 5, and 6 in this Section.  
 
B. The County shall insert in the space provided below the site(s) for the performance of 
work done in connection with the specific Agreement.  
 
PLACE OF PERFORMANCE (STREET ADDRESS, CITY, STATE, ZIP CODE) 
 
Maricopa County Department of Public Health Services 
 
4041 North Central Avenue, Suite 700 
 
Phoenix, AZ 85012 
 
 
 
__________________________________ 
 
 
___________________ 
Bill Gates, Chairman Board of Supervisors 
 
 
Date 
 
 
 
ATTEST: 
 
 
______________________________________ 
 
____________________ 
Juanita Garza, Clerk Board of Supervisors 
 
 
Date

21 
 
EXHIBIT B-2 
 
DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION 
LOWER TIER COVERED TRANSACTIONS 
 
This certification is required by the regulations implementing Executive Order 12549, 
Debarment and Suspension, 34 CFR Part 85, Section 85.510, Participants’ 
responsibilities. The regulations were published as Part VII of the May 26, 1988 Federal 
Register (pages 19159-19211). Copies of the regulations may be obtained by contacting 
Brenda Hope, Neighborhood Services Department Project Manager. 
 
A. The County certifies, by signing this Agreement that neither it nor its principals are 
presently debarred, suspended, proposed for debarment, declared ineligible, or 
voluntarily excluded from participation in this transaction by any Federal 
department or agency. 
 
B. If the County is unable to certify to any of the statements in this certification, the 
County shall attach an explanation to this proposal.  
 
 
 
__________________________________ 
 
 
____________________ 
Bill Gates, Chairman Board of Supervisors 
 
 
Date 
 
 
ATTEST: 
 
__________________________________ 
 
 
____________________ 
Juanita Garza, Clerk Board of Supervisors 
 
 
Date

22 
 
CERTIFICATION REGARDING 
DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION 
LOWER TIER COVERED TRANSACTIONS 
 
INSTRUCTIONS FOR CERTIFICATION 
 
1. By signing and submitting this Agreement, the County, as a lower tier participant, is 
providing the certification set out below.  
 
2. The certification in this clause is a material representation of fact upon which reliance 
was placed when this transaction was entered into. If it is later determined that the 
County knowingly rendered an erroneous certification, in addition to other remedies 
available to the Federal Government, the City with which this transaction originated 
may pursue available remedies, including suspension and/or debarment. 
 
3. The County shall provide immediate written notice to the City at any time the County 
learns that its certification was erroneous when submitted or has become erroneous 
by reason of changed circumstances.  
 
4. The terms “covered transaction,” “debarred,” “suspended,” “ineligible,” “lower tier 
covered transaction,” “participant,” “person,” “primary covered transaction,” “principal,” 
“proposal,” and “voluntarily excluded,” as used in this clause, have the meanings set 
out in the Definitions and Coverage sections of rules implementing Presidential 
Executive Order 12549. The County may contact the City for assistance in obtaining 
copies of these regulations.  
 
5. The County agrees by signing this Agreement that, it shall not knowingly enter into 
any lower tier covered transaction with a person who is disbarred, suspended, 
declared ineligible, or voluntarily excluded from participation in this Agreement, unless 
authorized by the City.  
 
6. The County further agrees by signing this Agreement that it will include the clause 
titled “Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary 
Exclusion – Lower Tier Covered Transactions,” without modification, in all lower tier 
covered transactions and in all solicitations for lower tier covered transactions.  
 
7. A participant in a covered transaction may rely upon a certification of a prospective 
participant in a lower tier covered transaction that is not debarred, suspended, 
ineligible, or voluntarily excluded from the covered transaction, unless it knows that 
the certification is erroneous. A participant may decide the method and frequency by 
which it determines the eligibility of its principals. Each participant may, but is not 
required to, check the Non-procurement List. 
 
8. Nothing contained in the forgoing shall be construed to require establishment of a 
system of records in order to render in good faith the certification required by this 
clause. The knowledge and information of a participant is not required to exceed that

23 
 
which is normally possessed by a prudent person in the ordinary course of business 
dealings. 
 
9. Except for transactions authorized under paragraph 5 of these instructions, if a 
participant in a covered transaction knowingly enters into a lower tier covered 
transaction with a person who is suspended, debarred, ineligible, or voluntarily 
excluded from participation in this transaction in addition to other remedies available 
to the Federal Government, the department or agency with which this transaction 
originated may pursue available remedies, including suspension and/or debarment.

24 
 
EXHIBIT B-3 
 
CERTIFICATION REGARDING LOBBYING 
 
Certification for Contracts, Grants, Loans, and Cooperative Agreements 
 
The undersigned certifies, to the best of his or her knowledge and belief, that: 
1. No Federal appropriated funds have been paid or will be paid, by or on behalf of 
the undersigned, to any person for influencing or attempting to influence an officer 
or employee of any agency, a Member of Congress, and officer or employee of 
Congress, or an employee of a Member of Congress in connection with the 
awarding of any Federal contract, the making of any Federal grant, the making of 
any Federal loan, the entering into of any cooperative agreement, and the 
extension, continuation, renewal, amendment, or modification of any Federal 
contract, grant loan, or cooperative agreement.  
 
2. If any funds other than Federal appropriated funds have been paid or will be paid 
to any person for influencing or attempting to influence an officer or employee of 
any agency, a Member of Congress, or an employee of Congress, or an employee 
of a Member of Congress in connection with this Federal contract, grant, loan, or 
cooperative agreement, the undersigned shall complete and submit Standard 
Form-LLL, “Disclosure Form to Report Lobbying,” in accordance with its 
instructions. 
 
3. The undersigned shall require that the language of this certification be included in 
the award documents for all subawards at all tiers (including subcontracts, 
subgrant, and contracts under grants, loans, and cooperative agreements) and 
that all subrecipients shall certify and disclose accordingly.  
This certification is a material representation of fact upon which reliance was placed when 
this transaction was made or entered into. Submission of this certification is a prerequisite 
for making or entering into this transaction imposed by Section 1352, Title 31. U.S. Code. 
Any person who fails to file the required certification shall be subject to a civil penalty of 
not less than $10,000 and not more than $100,000 for each such failure.  
 
 
Maricopa County of Public Health Department 
Applicant Organization 
 
_____________________________________  
 
 
________________ 
Bill Gates, Chairman Board of Supervisors 
 
 
 
Date 
 
ATTEST: 
 
_____________________________________  
 
 
________________ 
Juanita Garza, Clerk Board of Supervisors 
 
 
 
Date

25 
 
PART C 
 
SECTION 1 - STATEMENT OF WORK 
 
COMPLIANCE WITH APPROVED WORK PROGRAM 
 
All activities authorized under this Agreement will be performed in accordance with the 
HUD approved Lead Safe Phoenix work plan. Any shift of funds between budget 
categories and/or funding sources involving City funds requires prior writing request from 
the County and written approval by the City.  
 
WORK TO BE PERFORMED 
 
The County shall, in a satisfactory manner as determined by the City, provide the following 
program services and administrative support for the City of Phoenix Lead-Based Paint 
Hazard Control Program grant (Lead Safe Phoenix). 
 
1. Testing of Children for Blood Lead Level  
 
• 
The County will arrange for children under the age of six (6) years old living in 
housing units enrolled in the Lead Safe Phoenix program or children participating 
in community events to have their blood tested for lead. Voluntary parental consent 
will be obtained in writing and provided to the County prior to the testing process. 
Children under six years old will be tested before lead hazard control work begins 
and after the work is completed. Testing will be conducted at the home enrolled in 
the Lead Safe Phoenix program, or at a designated location.  
 
• 
The County will arrange for the results of the blood lead test to be given to the 
parents of legal guardian of the child tested. 
 
• 
The County will report all blood lead levels to the Arizona Department of Health 
Services, as required by law. 
 
• 
The City will receive information from the County regarding the results of all blood 
lead tests performed on children under the age of six years old living in housing 
units enrolled in Lead Safe Phoenix, and children tested at community events 
within two weeks of the blood lead test date.  
 
• 
The County will assist in the development and maintenance of a quality control 
program for the collection, handling, and analysis of blood samples. 
 
2. Case Management  
 
• 
The County will provide case management for all children identified with an 
elevated blood lead level, including referral to medical and social services, follow-
up testing, and education.

26 
 
• 
The County will facilitate referrals for enrollment of high-risk infants and children 
from various programs offered by the Maricopa County Department of Public 
Health’s Office of Family Health and other Maricopa County Department of Public 
Health Programs, as appropriate.  
 
3. Educational Intervention 
 
• 
The County will provide educational interventions as approved by the Lead Safe 
Phoenix Project Manager. This intervention will be linguistically appropriate and 
culturally sensitive. Lead poisoning prevention education will be provided before 
lead hazard control work begins.  
 
• 
The County will provide City approved lead poisoning information in English and 
Spanish to expectant mother through the County’s prenatal programs and promote 
Lead Safe Phoenix initiatives that facilitate lead poisoning prevention awareness. 
 
• 
The County will incorporate Healthy Homes concepts into the health education 
component of the home visit using the Pediatric Environmental Home Assessment 
(PEHA) tool and Nursing Care Plan. The approach includes conducting home 
assessments, assessing the health of children in the home, and providing healthy 
homes education and referral services. All reports will be provided to the Lead Safe 
Phoenix Project Manager. 
 
4. Data Collection  
 
• 
The County will actively participate in data collection activities appropriate to the 
Statement of Work, including submission of quarterly activity reports, time sheets, 
and other appropriate work products as requested by the Lead Safe Phoenix 
Project Manager.   
 
5. Public Education 
 
• 
County staff will provide childhood lead poisoning prevention education to medical, 
case management, and other childhood health focused professionals. These 
educational events will promote the Lead Safe Phoenix program, and the health 
and safety of communities. Events will be coordinated through the Lead Safe 
Phoenix Project Manager or a delegate.  
 
• 
County staff will assist with grass roots level public education on childhood lead 
poisoning prevention and Healthy Homes concepts to parent groups, 
neighborhood or other identified organizations, and or at community events. The 
events may be conducted on evenings and weekends and will be scheduled by 
the Lead Safe Phoenix Project Manager or a delegate.

27 
 
6. Work Plan and Program Operations 
 
• 
The County will assist the City in developing a detailed work plan that is acceptable 
to the U.S. Department of Housing and Urban Development (HUD) Office of Lead 
Hazard Control and Healthy Homes. The plan will outline procedures, schedules, 
resources, and other items need to fully implement Lead Safe Phoenix. Any 
changes in procedure will be reflected in the plan.  
 
• 
When serving as a contractor for the City, the County will use approved program 
materials provided by the Lead Safe Phoenix program. Program materials include, 
but are not limited to, presentations, handouts, flyers, and promotional items. The 
design, content, images, and likeness of the Lead Safe Phoenix program materials 
are not to be shared with or used by other programs without prior written consent 
from the Lead Safe Phoenix Project Manager.  
 
• 
The County will participate in Lead Safe Phoenix program meetings to coordinate, 
customize, and improve services offered to the families enrolled in the program.  
 
PAYMENTS AND REPORTS 
 
1. The County, when requesting payment for contracted services, shall submit an invoice 
to the City. The invoice will be organized according to the budget categories listing in 
this Agreement (see Part C, Section 2). The information provided shall be certified by 
the designee of the County, and shall attest to the accuracy, completeness, and fair 
presentation of the financial condition and results to the City. The County will submit 
monthly invoices for services performed by the 15th of the following month. The 
requested monthly invoice payment cannot bring the total amount paid overall to more 
than 90% of the contract amount unless all of the work has been completed and 
accepted by the City.  
 
As part of the monthly invoice, the County must document any matching funds and/or 
in-kind services provided during the previous month. Timesheets for all HUD funded 
staff at less than 1.0 FTE should be provided, demonstrating that the committed time 
is being used for operation of Lead Safe Phoenix.  
 
All accounting and reporting should be in compliance with generally accepted 
accounting principles, or GAPP. If a regulatory basis is used, this basis should be 
disclosed.  
 
• 
The County shall submit all required reports, forms, etc., to the Lead Safe Phoenix 
Project Manager, Neighborhood Services Department, including all data required 
by the City. Data will be provided on the approved forms and in the approved 
format.

28 
 
PART C 
 
SECTION 2 - BUDGET AND/OR CONSIDERATION 
 
1. The City shall pay the County a maximum of THREE HUNDRED NINETEEN 
THOUSAND FOUR HUNDRED FIFTY-THREE DOLLARS ($319,453) for the 
activities performed during the period of January 1, 2022, through May 14, 2025 
subject to the availability of funds for the Lead Safe Phoenix program. This funding is 
awarded from the U.S. Department of Housing and Urban Development, Office of 
Lead Hazard Control and Healthy Homes.  
 
2. Funds shall be expended in the following budget categories: 
 
Grant Funds: 
Personnel  
Community Health Nurse (.60 FTE) 
 
 
 
 
 
      $197,897 
Nurse Case Manager (.03 FTE)  
 
 
 
 
 
        $11,177 
 
Fringe Benefits 
Community Health Nurse (.60 FTE) 
 
 
 
 
 
        $68,326 
Nurse Case Manager (.03 FTE)  
 
 
  
 
 
          $3,673 
 
Mileage (Home Visits) 
 
 
 
 
                                          $4,704 
Medical Supplies (Blood Lead Tests, etc.) 
 
                                          $3,235 
Training (Lead Related: 60% of costs) 
 
 
                                          $1,400 
 
 
 
 
 
 
                                         Subtotal      $290,412 
 
Indirect Costs (10% Allowed) 
 
                       
 
 
        $29,041 
 
 
 
 
 
 
 
    TOTAL GRANT FUNDS      $319,453 
 
In-Kind Funds (Match): 
Accountant (.15 FTE – Salary and Fringe) 
 
 
 
 
        $43,832 
Administrative Support (.10 FTE – Salary and Fringe)  
 
 
        $23,178 
Cell Phone for Community Health Nurse (.60 of Estimated Cost) 
 
          $1,304 
Office Supplies (.60 of Estimated Cost)  
 
 
 
 
             $504 
Rent (.60 of estimated cost) 
 
 
 
 
 
 
          $3,826 
 
 
 
 
 
 
 
 
 
         Subtotal       $72,644 
 
Indirect Costs (17.97% of In-Kind) 
 
 
 
 
 
        $13,054 
Uncollected Indirect Costs (7.97% of Grant Funds) 
 
 
 
        $23,146 
 
 
 
 
 
 
 
   TOTAL IN-KIND FUNDS      $108,844

29 
 
The County certifies relative to the contract rate and budget that the information which 
was provided to the City for use as a basis in approving the budget or rate is accurate 
and that no costs are included as both direct and indirect costs. The County certifies that 
the funds received under this Agreement will be expended to achieve the purposes of this 
Agreement and to meet costs defined as allowable in applicable federal or state laws, 
rules, regulations, and guidelines.  
1. Expenditures shall be reimbursed on a cost incurred basis as outlined in Part A-33. 
Indirect cost will be paid as a percentage of the total of each month’s expenditures.  
 
2. Title to all capital and equipment purchased with City funds under this Agreement 
remains with the City. Upon termination of the Agreement, continued use of such 
equipment by the County shall be at the discretion of the City.  
 
3. The County may solicit additional donations for additional expenditures necessary to 
operate Lead Safe Phoenix. Such donations, whether cash, goods or services shall 
be approved by the Lead Safe Phoenix Project Manager prior to acceptance and 
reported on the monthly expenditure report. 
 
4. The City will provide reimbursement of costs associated with services rendered by the 
County upon completion of the work described in Part C, Section 1, and after receipt 
of an invoice. In any event, the City will reimburse up to the amount billed, so long as 
the reimbursement does not bring the total amount paid overall to more than 90% of 
the agreement amount, unless all of the work has been completed and accepted by 
the City. Payments are subject to the City of Phoenix net 45 payments terms.  
 
5. The County shall submit such written and/or financial reports as required by this 
Agreement. Failure to submit such reports may result in withholding of funds until 
requirements are met, or the Agreement may be terminated.

30 
 
IN WITNESS WHEREOF, the parties hereto have executed this Agreement which is 
effect on January 1, 2022. 
 
 
City of Phoenix 
Maricopa County Board of Supervisors 
Jeffrey Barton, City Manager 
Bill Gates, Chairman of the Board 
 
 
 
___________________________________ 
 
Bill Gates, Chairman 
 
 
Date 
 
 
 
 
ATTEST: 
ATTEST: 
 
 
______________________________ 
___________________________________ 
Denise Archibald 
Date 
Juanita Garza 
 
Date 
City Clerk 
 
Clerk of Board of Supervisors 
 
 
 
City of Phoenix Neighborhood Services Department 
 
 
______________________________ 
Spencer Self, Director 
Date 
 
 
APPROVED BY CITY COUNCIL 
 
DATE: May 5, 2021 
 
 
ATTORNEY DETERMINATION 
In accordance with the requirement of A.R.S. §11-952(D), each of the undersigned 
attorneys acknowledge that (1) they have reviewed the above Agreement on behalf of 
their respective client(s) and (2) as their respective client(s) only, each attorney has 
determined that this Agreement is in proper form and is within the powers and authority 
granted under the laws of the State of Arizona.  
 
 
________________________________ 
__________________________________ 
City Attorney 
Date 
Deputy County Attorney 
Date