CITY OF SURPRISE AMENDMENT NO. 3.PDF

Maricopa County — Formal (2022-06-22)

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Contract No. C-22-19-038-3-03 
Amendment No. 3 
City of Surprise 
 
Page 1 of 5 
AMENDMENT NO. 3 
TO THE 
AGREEMENT 
BETWEEN MARICOPA COUNTY 
ADMINISTERED BY ITS 
HUMAN SERVICES DEPARTMENT 
AND 
CITY OF SURPRISE 
 
I. 
Maricopa County (“County”) administered by its Human Services Department and the City 
of Surprise (Contractor) fully executed a financial Intergovernmental Agreement 
(“Agreement”) on or about July 25, 2019. The County provided the Contractor with 
$100,000 in Community Service Block Grant (CSBG) funds for the provision of temporary 
emergency shelter services, outreach, and case management to people experiencing 
homelessness in the Contractor’s area. The Agreement contained a Start Date of July 1, 
2019, and a Termination Date of June 30, 2020. The Agreement also provided the term 
may be extended for three additional one-year terms upon written agreement of the 
County and the Contractor. The County and the Contractor are referred to as the “Parties.” 
 
The Parties fully executed Amendment No. 1 on or about September 3, 2020. Among 
other things, it extended the Agreement term from July 1, 2020, through June 30, 2021 
(“Renewal Period No. 1”), and provided the Contractor with a not-to-exceed amount of 
$100,000 in CSBG fiscal year 2021 funding for the period of July 1, 2020, through June 
30, 2021. 
 
The Parties fully executed Amendment No. 2 on or about September 15, 2021. Among 
other things, it extended the Agreement term from July 1, 2021 through June 20, 2022 
(“Renewal Period No. 2”), and provided the Contractor with a not-to-exceed amount of 
$100,000 in CSBG fiscal year 2022 funding for the period of July 1, 2021 through June 
30, 2022. 
 
II. 
The Parties agree to enter into this Amendment No. 3 to amend the Agreement as follows: 
 
A. 
In accordance with Section I (General Provisions), Paragraph 2.0 (Term/Effective 
Date/Renewal Life of the Agreement) and 3.0 (Amendments), extend the 
Agreement term from July 1, 2022 through June 30, 2023 (“Renewal Period No. 
3”). 
 
B. 
Add that the County shall provide the Contractor with a not to exceed amount of 
$100,000 in Community Services Block Grant (CSBG) fiscal year 2023 funding for 
the services identified in Section III (Work Statement) of the Agreement. 
 
C. 
Revise Section I (General Provisions) to address the following paragraph: 
1. 
Paragraph 
47.0 (Contractor Employee Whistleblower Rights and 
Requirement to Inform Employees of Whistleblower Rights) delete 
Subparagraph 47.3 and replace with the following: 
47.3 
The Contractor shall insert the substance of this clause, including 
this Paragraph 47.0, in all subcontracts over the simplified 
acquisition threshold ($250,000 as of June 2021).

Contract No. C-22-19-038-3-03 
Amendment No. 3 
City of Surprise 
 
Page 2 of 5 
D. 
Revise Section II (Special Provisions) to address the following paragraphs: 
1. 
Paragraph 7.0 (DUNS Number and System for Award Management 
Registration), delete in its entirety and replace with the following: 
7.0 
System for Award Management (SAM) 
The Contractor must register in System for Award Management 
(SAM) www.sam.gov/SAM/ (a database of basic business 
information for Contractors and Subrecipients), and obtain a Unique 
Entity Identifier (UEI) number through 
http://fedgov.dnb.com/webform. 
7.1 
The Contractor must remain current with their registration 
throughout the term of the Agreement. 
7.2 
For additional information on System for Award 
Management (SAM) and, UEI use this link: 
https://www.sam.gov/SAM/pages/public/generalInfo/aboutS
AM.jsf 
 
2. 
Add the following paragraph: 
22.0 
Default and Remedies for Noncompliance 
22.1 
Notwithstanding anything to the contrary, this Section shall 
not be deleted or superseded by any other provision of this 
Agreement. 
22.2 
This Agreement may be immediately terminated by the 
County if the Contractor defaults by failing to perform any 
objective or breaches any obligation under this Agreement, 
or any event occurs that jeopardizes the Contractor’s ability 
to perform any of its obligations under this Agreement. The 
County reserves the right to have service provided by 
persons other than the Contractor if the Contractor is unable 
or fails to provide required services within the specified time 
frame in the work statement. 
22.3 
Failure to comply with the requirements of this Agreement 
and all the applicable federal, state, or local laws, rules, and 
regulations may result in suspension or termination of this 
Agreement, the return of unexpended funds (less just 
compensation for work satisfactorily completed that, to date, 
has not been paid), the reimbursement of funds improperly 
expended, or the recovery of funds improperly acquired. 
Noncompliance includes, but is not limited to: 
22.3.1 Non-performance of any obligations required by this 
Agreement. 
22.3.2 Noncompliance with any applicable federal, state, or 
local laws, rules or regulations, including Department 
of Treasury guidelines, policies, or directives. 
22.3.3 Unauthorized expenditure of funds. 
22.3.4 Improper disposition of program income. 
22.3.5 Noncompliance with applicable financial record 
requirements, accounting principles, or standards 
established by OMB circulars and 2 C.F.R. §§ 200, et 
seq. 
22.3.6 Noncompliance with recordkeeping, record retention, 
or reporting requirements.

Contract No. C-22-19-038-3-03 
Amendment No. 3 
City of Surprise 
 
Page 3 of 5 
22.4 
Notwithstanding the suspension or termination of this 
Agreement, or the final determination of the proper 
disposition of funds, the Contractor shall, without intent to 
limit or with restrictions, be subject to the following: 
22.4.1 All awards of funding shall be immediately revoked, 
and any approvals related to the project described in 
the Special Provision or Work Statement shall be 
deemed revoked and canceled. Thereby, any 
entitlements to compensation after suspension or 
termination of this Agreement are similarly revoked 
and unavailable. 
22.4.2 Not be relieved of any liability or responsibility 
associated with the Special Provision or Work 
Statement. 
22.4.3 Acknowledge that suspension or termination of this 
Agreement does not affect or terminate any rights 
against the Contractor at the time of suspension or 
termination, or that may accrue later. Nothing herein 
shall be construed to limit or terminate any right or 
remedy available under Agreement or rule. 
22.4.4 Waiver of a breach or default of any term, covenant, 
or condition of this Agreement or any federal, state, 
or local law, rule, or regulation shall not operate as a 
waiver of any subsequent breach of the same or any 
other term, covenant, condition, law, rule, or 
regulation. 
22.5 
The Contractor shall, upon notice or with knowledge obtained 
by itself or others, take any and all proactive actions 
necessary, and provide any and all applicable remedies to 
address and correct any act by itself, and any and all of its 
agents, 
representatives, 
officers, 
officials, 
directors, 
employees, 
volunteers, 
successors, 
assigns, 
or 
Subcontractors that resulted in any wrongdoing (intentional 
or unintentional); misuse or misappropriation of funds; the 
incorrect or improper disposition of funds; any violation of any 
federal, state, or local law, rule, or regulation; or the breach 
of any certification or warranty provided in this Agreement. 
 
E. 
Revise Section IV (Compensation) to address the following paragraphs: 
1. 
Paragraph 4.0 (Funding), by deleting Subparagraph 4.3 and Subparagraph 
4.5 replacing with the following: 
4.3 
Activities and programs to be administered under this Agreement is 
provided by an Intergovernmental Agreement with Arizona 
Department of Economic Security (DI20-002264/C-22-20-039-3) 
through the following Assistance Listing Number (ALN) funds: 
4.3.1 93-569 Community Services Block Grant (CSBG). 
4.5 
Subject to the availability and authorization of funds, the anticipated 
funding for this Agreement for fiscal year 2023 is $100,000. 
 
F. 
Revise Section V (Attachments) to add for fiscal year 2023 the attached 
Attachment 1 titled Operating Budget for Fiscal Year 2023.

Contract No. C-22-19-038-3-03 
Amendment No. 3 
City of Surprise 
 
Page 4 of 5 
 
III. 
Section II above contains all the changes to the Agreement made by this Amendment No. 
3. All other terms and conditions of the Agreement and previously approved Amendments 
shall remain unchanged and in full force and effect as executed by the Parties. 
 
IV. 
The Parties have authorized the undersigned to execute this Amendment No. 3, and it 
shall be effective upon approval and signature by both Parties. 
 
IN WITNESS, the Parties have approved and signed this Amendment No. 3: 
 
FOR CITY OF SURPRISE: 
 
 
____________________________________ 
Skip Hall                                                  Date 
Mayor 
FOR MARICOPA COUNTY: 
 
 
____________________________________ 
Bill Gates                                                 Date 
Chairman of the Board of Supervisors 
Attested To: 
 
 
____________________________________ 
City Clerk                                                 Date 
Attested To: 
 
 
____________________________________ 
Juanita                                                     Date 
 
 
 
IN ACCORDANCE WITH A.R.S. §§ 9-240 
AND 11-952, THIS AMENDMENT NO. 3 HAS 
BEEN REVIEWED BY THE UNDERSIGNED 
ATTORNEY WHO HAS DETERMINED IT IS 
PROPER IN FORM AND WITHIN THE 
POWERS AND AUTHORITY GRANTED TO 
THE CITY OF SURPRISE UNDER THE 
LAWS OF THE STATE OF ARIZONA. 
 
 
 
APPROVED AS TO FORM: 
 
___________________________________
City Attorney                                         Date 
Clerk of the Board 
 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 3 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM AND 
WITHIN THE POWERS AND AUTHORITY 
GRANTED 
TO 
MARICOPA 
COUNTY 
UNDER THE LAWS OF THE STATE OF 
ARIZONA. 
 
 
APPROVED AS TO FORM: 
 
___________________________________ 
Deputy County Attorney                        Date

Contract No. C-22-19-038-3-03 
Amendment No. 3 
City of Surprise 
 
Page 5 of 5 
Attachment 1  
Operating Budget for Fiscal Year 2023 
 
Line Item
Justification
Total
Revenue
I-HELP Shelter CSBG
$100,000
TOTAL
$100,000
Expense
Line Item
Justification
Total
Personnel
FTE
  Hours
Position 1
Program Manager
0.50
     
$55,640  $          27,820 
Position 2
Case Manager: Northwest Valley: ($20 per hour/40 
hours per week)
0.50
     
$20,800 
Position 3
Program Assistant ($15 per hour/40 hours per 
week)
0.75
     
$23,400 
TOTAL
1.75
     
$72,020
Fringe Benefits 
Benefits-FICA (0.0765% total salaries)
16 % of total salaries
Benefits-Health Insurance 
Benefits-Unemployment
Benefits-Life & STD
Benefits-Workers Compensation
 
TOTAL
$11,523
Travel
Local Program Mileage
(50 miles/month x $0.585/mile x 12 months)
$351
TOTAL
$351
Transportation: LSS-SW Vehicles
Insurance
Not Requested
$0
Fuel
Not Requested
$0
Maintenance and Repairs
I-HELP Van maintenance and repairs
$1,000
TOTAL
$1,000
Equipment
1 Computer
Not Requested
$0
Printer
Not Requested
$0
Cell phones/data
Not Requested
$0
TOTAL
$0
Supplies
Office Supplies
(12 months)
$250
Postage
(12 months)
$0
Printing/Copying Supplies
(12 months)
$200
Program Supplies - Other
(Misc. printer cartridges and supplies) 
$250
TOTAL
$700
Contractual
Employee Background Checks
$85 per 1 employees background check)
$0
Operational leases
$0
Advertising and Promotion
print and electronic media
$350
Conferences and meeting
Training and development
$0
Fees and dues
HMIS user licenses 
$200
Peer Monitors
Not Requested
$0
TOTAL
$550
Other
Rent 
Space is donated by the churches (in-kind)
$0
Food 
Meals are donated 
$0
Phones, fax, and internet
$70 per month x 12 months)
$840
Cell Phones/Data
None Requested
$0
Insurance-Building related
None Requested
$0
West Valley Start up costs for additional host sites
$500
TOTAL
$1,340
Direct Client Assistance
Bus passes, fuel cards, job training, uniforms
$3,425
TOTAL
$3,425
Total Direct Costs
$90,909
Allocated Indirect Charges
Total Indirect = x 10% City of Surprise approved indirect cost rate. 
$9,090.92
Indirect Cost 
TOTAL
$9,091
TOTAL PROGRAM COSTS
$100,000