IGA AMENDMENT 1 RE HOME IN FIVE HOMEBUYERS ASSISTANCE PROGRAM WITH INDUSTRIAL DEVELOPMENT AUTHORITY OF MARICOPA COUNTY.PDF

Maricopa County — Formal (2024-07-24)

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C-22-24-002-X-01 
 
Amendment No. 1 
 
The Industrial Development Authority of the County of Maricopa 
Page 1 of 6 
AMENDMENT NO. 1 
TO THE INTERGOVERNMENTAL AGREEMENT 
BETWEEN 
MARICOPA COUNTY  
ADMINISTERED BY ITS HUMAN SERVICES  
DEPARTMENT  
AND 
THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF MARICOPA 
 
I. 
The Industrial Development Authority of The County of Maricopa (“Subrecipient”) and 
Maricopa County (“County”) administered by its Human Services Department entered into 
an Agreement on or about July 26, 2023, to expand the Home In Five Homebuyers 
Assistance Program (Program) that will support eligible Maricopa County homebuyers 
with assistance to increase homeownership affordability. The County provided the 
Subrecipient with $500,000 in American Rescue Plan Act Coronavirus State and Local 
Fiscal Recovery Funds under CFDA number 21.027 for these services. The initial 
Agreement term is July 26, 2023, through February 28, 2025. The County and the 
Subrecipient may be referred to individually as “Party” or collectively as “Parties.”  
 
II. 
The Parties now agree to modify the Agreement through this Amendment No. 1 to address 
the following.  
 
A. 
Revise Paragraph 2.0 (Purpose), by removing in its entirety and replacing with the 
following: 
 
2.0 
PURPOSE 
Through this Agreement, homebuyer affordability opportunities will be 
expanded for approximately 42 low-to-moderate income families through 
the Home In Five Homebuyers Assistance Program (the “Program”). The 
County shall provide Subrecipient with American Rescue Plan Act 
Coronavirus State and Local Fiscal Recovery Funds to expand the 
homebuyer assistance program throughout Maricopa County. The 
execution of this project shall provide eligible homebuyers with assistance 
to increase homeownership affordability. 
 
B. 
Revise Paragraph 3.0 (Term of Agreement), Subparagraphs 3.1 and 3.2, by 
removing in their entirety and replacing with the following: 
 
3.0 
TERM OF AGREEMENT 
3.1 
The term of this Agreement is from July 26, 2023 through December 
31, 2025. 
3.2 
This Agreement may be extended, but not to exceed beyond 
December 31, 2026, with the condition the Subrecipient is in 
compliance with the terms and conditions of this Agreement and the 
extension is contained in an Amendment as provided in Section 4.0 
below.

C-22-24-002-X-01 
 
Amendment No. 1 
 
The Industrial Development Authority of the County of Maricopa 
Page 2 of 6 
C. 
Revise Paragraph 8.0 (Responsibilities Of Organizations), Subparagraph 8.1.1, by 
removing in its entirety and replacing with the following: 
 
8.0 
RESPONSIBILITIES OF ORGANIZATIONS 
8.1 
The Subrecipient shall: 
8.1.1 
Provide down payment and closing cost assistance to eligible 
homebuyers throughout Maricopa County. 
 
D. 
Revise Paragraph 13.0 (Notices), by updating the Subrecipient contact with the 
following: 
 
13.0 
NOTICES 
The Industrial Development Authority of the County of Maricopa 
C/O Julie Arvo MacKenzie, General Counsel 
(602) 834-5226 Ext. 4 
julie@mcida.com  
8687 E. Via de Ventura, Suite 306 
Scottsdale, AZ 85258 
 
E. 
Add the following paragraphs to the Agreement: 
 
56.0 
UNIQUE 
ENTITY 
IDENTIFIER 
AND 
SYSTEM 
FOR 
AWARD 
MANAGEMENT REGISTRATION 
All Contractors that receive Federal funding must obtain Unique Entity 
Identifier (UEI) and remain current with their registration in www.sam.gov. 
The Contractor and all subcontractors or subrecipients shall have a valid 
UEI and an active profile in SAM.gov. Documentation of the UEI Number 
must be included in all Project files. 
 
57.0 
PROVISIONS REQUIRED BY LAW 
Each and every provision of law and any clause required by law to be in 
this Agreement will be read and enforced as though it were included 
herein and, if through mistake or otherwise any such provision is not 
inserted, or is not correctly inserted, then upon the application of either 
party, this Agreement will promptly be physically amended to make such 
insertion or correction. 
 
F. 
Revise Exhibit A (Statement of Work) by removing in its entirety and replacing with 
the following: 
 
1.0 
Project Description: 
1.1 
The Project as described herein, shall utilize $500,000 ARPA funds 
to provide down payment and closing cost assistance (“DPA”) to 
Eligible Homebuyers looking to purchase homes throughout 
Maricopa County. The $500,000 ARPA funds would be provided to 
borrowers through a zero interest, deferred payment, forgivable 
second loan, in connection with the 30-year fixed rate governmental 
or conventional first mortgage loan. Assuming an average 4% DPA 
level (as a percentage of the first mortgage) and a $300,000 
average loan size, that equates to around $12,500,000 of loans to 
42 homebuyers.

C-22-24-002-X-01 
 
Amendment No. 1 
 
The Industrial Development Authority of the County of Maricopa 
Page 3 of 6 
 
1.2 
Eligible homebuyers must meet all applicable credit and 
underwriting guidelines. Eligible homebuyer’s annual household 
incomes must not exceed 120% area median income (AMI) based 
on homebuyer's household size. Updated HOME income limits from 
the Maricopa County Housing & Community Development division 
are available annually. These limits are adjusted annually by the 
U.S. Department of Housing & Urban Development (HUD). The 
Subrecipient can request the updated limits from the County or by 
going to https://www.maricopa.gov/3893/Notices-Documents or 
going to HUD’s website for the updated versions each year. 
 
1.3 
The Program has evolved to include various second loan sizes 
(DPA ranging from 3-6%) and repayment term product options. For 
a 7-year repayment term, the second loan would be forgivable over 
seven years and reduced by 1/84th per month for as long as the 
borrower remains in the home and has not sold or refinanced. This 
secondary loan assistance is evidenced by a subordinate note and 
secured by a subordinate lien on the property. If the property is sold 
or refinanced before the end of the repayment term, any recaptured 
funding is subject to be deposited into a revolving loan account that 
will be used to continue funding the project.  
 
1.4 
All homes acquired with Federal Housing Administration (FHA) 
loans will be required to meet FHA home inspection requirements. 
 
1.5 
The ARPA funding will allow the Subrecipient to provide lower 
interest rates on 3% DPA loans and increase the availability of 
loans with 4% or 5% of DPA. 
 
1.6 
The table below shows the number of borrowers that could be 
assisted with ARPA funds assuming an average 4% DPA level.  
 
ARPA 
Funds 
Average 
2nd 
First Loans 
(est. 
$300,000 
average 
mortgage loan 
size) 
Borrowers 
(#) 
$500,000 
4% 
$12,500,000 
42 
 
2.0 
Project Background: 
2.1 
Program History: Since 2012, Maricopa County Industrial 
Development Authority’s Home in Five Homebuyers Assistance 
Program has funded $4.99 billion in First Loans and $191.3 million 
2nd loans for the benefit of 24,816 homebuyers throughout 
Maricopa County. An additional $3.74 million of assistance has also 
been funded for Targeted Borrowers – i.e., borrowers earning up to 
50% of the County median income or purchasing homes in 
designated Low Income Census Tracts, First Responders, Military 
Personnel, and K-12 teachers.

C-22-24-002-X-01 
 
Amendment No. 1 
 
The Industrial Development Authority of the County of Maricopa 
Page 4 of 6 
 
3.0 
Home in Five Homebuyers Assistance Program Description: 
3.1 
The Program is jointly sponsored by the Industrial Development 
Authorities of the City of Phoenix and the County of Maricopa. The 
Program is available throughout Maricopa County, including the 
City of Phoenix and other incorporated cities. In 2019, the Program 
was reorganized, with a new Master Servicer (Lakeview Loan 
Servicing) and a new Program Administrator (Stifel Nicolaus). Since 
2019, the Program has expanded its loan origination network to 
include 112 correspondent and wholesale lenders.  
 
3.2 
The Program offers FHA-insured, VA-guaranteed, Fannie Mae and 
Freddie Mac eligible first mortgage loans and has offered DPA of 
up to 7% of the First Loan Amount through Second Loans, with 3-
year, 7-year, 10-year or 30-year forgiveness. The Second Loans 
are subject to repayment if the property is sold or refinanced within 
the forgiveness period, but the borrower is eligible for a reduction 
(“forgiveness”) over time.  
 
3.3 
Lower rates and additional down payment assistance are available 
for Targeted Borrowers – i.e., (i) those borrowers earning up to 50% 
of the County median income, (ii) those borrowers purchasing 
homes in Low-Income Qualified Census Tracts, and (iii) those 
borrowers who qualify as first responders, military personnel, or K-
12 teachers.  
 
3.4 
Eligible Homebuyers must qualify for the First Loans subject to 
certain credit score minimums and debt-to-income ratio maximums 
and in accordance with FHA, VA, Fannie Mae and Freddie Mac, 
and Lakeview underwriting guidelines. 
 
3.5 
Historically, the second loan assistance was generated through the 
sale of the First Loans as mortgage-backed securities at a premium 
into the secondary mortgage market. Given recent market 
conditions, these premium levels are significantly lower. The 
Program has been hard-pressed to offer a 3% 2nd loan option but 
has been virtually unable to fund the 4%, 5% and 6% sized options. 
The ARPA contribution will allow the Program to continue to offer 
the desired 3%, 4%, 5%, and 6% sized assistance at a lower first 
loan rate for eligible homebuyers.  
 
4.0 
Deliverables: 
 
Beneficiaries 
Number of households (units) 
42 
Number of people served annually (approximate) 
125

C-22-24-002-X-01 
 
Amendment No. 1 
 
The Industrial Development Authority of the County of Maricopa 
Page 5 of 6 
 
5.0 
Budget: 
 
Fund Sources 
Sources 
Total 
Maricopa County – ARPA 
$500,000 
 
6.0 
Proposed Project Schedule: 
 
Project Milestone 
Estimated 
Completion Date 
Comments 
Provide $125,000 of assistance to approximately 10 homebuyers 
11/30/2024 
10 borrowers 
Provide $125,000 of assistance to approximately 10 homebuyers 
2/28/2025 
10 borrowers 
Provide $125,000 of assistance to approximately 11 homebuyers 
5/31/2025 
11 borrowers 
Provide $125,000 of assistance to approximately 11 homebuyers 
8/31/2025 
11 borrowers 
 
 
III. 
Under A.R.S. §38-511, the Parties may cancel this Agreement without penalty of 
further obligation within three years after execution of this Agreement if any person 
significantly involved in initiating, negotiating, securing, drafting, or creating this 
Agreement on behalf of the County is, at any time while this Agreement or any 
extension is in effect, an employee or agent of any other party to the Agreement in any 
capacity or consultant to any other party of this Agreement with respect to the subject 
matter of this Agreement. 
 
IV. 
The Agreement is amended to incorporate the changes contained in this Amendment 
No. 1. All other terms and conditions of the Agreement remain in full force and effect 
as approved, amended and executed by the Parties. 
 
V. 
The Parties have authorized the undersigned to execute this Amendment No. 1 on 
their behalf. 
 
[Signatures contained in the following page]

C-22-24-002-X-01 
 
Amendment No. 1 
 
The Industrial Development Authority of the County of Maricopa 
Page 6 of 6 
IN WITNESS, the Parties have approved and signed this Amendment No. 1: 
 
FOR INDUSTRIAL DEVELOPMENT 
AUTHORITY OF MARICOPA COUNTY: 
 
 
____________________________________ 
Executive Director                                     Date 
 
FOR MARICOPA COUNTY: 
 
 
____________________________________ 
Jack Sellers, Chairman                             Date 
Maricopa County Board of Supervisors 
 
Attested to: 
____________________________________ 
Juanita Garza, Clerk of the Board           Date 
 
 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 1 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED 
THIS 
AGREEMENT 
IS 
PROPER IN FORM AND WITHIN THE 
POWERS AND AUTHORITY GRANTED TO 
MARICOPA COUNTY UNDER THE LAWS 
OF THE STATE OF ARIZONA. 
 
APPROVED AS TO FORM: 
 
____________________________________ 
Deputy County Attorney                           Date