AMENDMENT 4 WORK PLAN.PDF

Maricopa County — Formal (2020-06-10)

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ADEQ18-182669 AMENDMENT NO. 4 
Arizona State Clean Diesel Grant Program Matching Funds 
EXHIBIT A 
FY20 SCOPE OF WORK 
 
Project Budget Overview: 
 
2019 
2020 
EPA Base Allocation 
$324,122 
$347,149 
EPA Match Bonus 
$162,061 
$173,575 
State Matching Funds 
$324,122 
$347,149 
Mandatory Cost-Share 
$2,327,031 
$1,474,335 
Leveraged Funds (Waste 
Management) 
$144,084 
$0 
TOTAL Project Cost 
$3,281,420 
$2,342,208 
 
PROJECT PERIOD: 
October 1, 2020 – September 30, 2021 
 
SUMMARY STATEMENT 
Maricopa County Air Quality Department (MCAQD) will continue the administration of the 
State Clean Diesel Grant Program by continuing program management and the subaward of 
allocated funds. MCAQD will subaward for the replacement of 12 heavy-duty legacy diesel 
vehicles: six school buses, one Class 6, one Class 7 and four Class 8 short -haul trucks. 
Replacement vehicles include 5 alternative fuel school buses: three propane and two battery-
electric. 
The program will help reduce criteria pollutant emissions and improve public health and the 
environment. 
 
MARICOPA COUNTY AIR QUALITY GOALS AND PRIORITIES: 
The Phoenix-Mesa-Scottsdale core-based statistical area (CBSA) is located within central 
Arizona and is comprised of portions of Maricopa and Pinal counties. This metropolitan area is 
currently in non-attainment for the ozone and particulate matter (PM10) National Ambient Air 
Quality Standards (NAAQS). The area was previously in serious non-attainment for the carbon 
monoxide (CO) standard, but there has not been an exceedance of the CO NAAQS since 1999. 
The area was re-designated as in attainment in 2005. The area is currently classified as in 
attainment for the fine particulate matter (PM2.5), nitrogen dioxide (NO2), sulfur dioxide, and 
lead NAAQS; however, PM2.5 and NO2 are still pollutants of concern due to frequent elevated 
emissions and their relation to ozone. Emissions from diesel vehicles make up a significant

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percentage of all on road vehicle emissions and represent a considerable portion of overall 
emissions in Maricopa County. As shown in the table below, diesel vehicles are responsible for 
45.5% of all PM2.5 emissions from on road vehicles and comprise 3% of PM2.5 emissions from 
all sources in Maricopa County. 
 
2017 Annual emissions from on road diesel vehicles, as a percentage of: 
VOC 
CO 
PM10 
PM2.5 
NOx 
SO2 
NH3 
All on road emissions 
5.7% 
2.7% 
28.3% 
45.5% 
38.3% 
8.1% 
6.3% 
All emission sources 
0.4% 
1.5% 
1.3% 
3.0% 
19.6% 
0.9% 
0.3% 
Data Source: MCAQD (2017). 
 
MCAQD’s mission is to improve the air of Maricopa County so customers, residents and visitors 
can live, work and play in a healthy environment. In support of this mission, MCAQD has 
established the goals of compliance with federal health standards in all county monitors and 
informing citizens of air pollution issues. These goals support progress towards EPA’s 2014- 
2018 Strategic Plan Goal 1: “Addressing Climate Change” and Objective 1.2: “Improving Air 
Quality.” 
 
VEHICLES AND TECHNOLOGIES: 
FY 2020 funding will be used to purchase four 2020 Class 8 short haulers, one 2021 Class 6 and 
one Class 7 Short haulers, one 2022 diesel school bus, three 2021 propane school buses and two 
2021 electric school buses.  Replacement vehicles will meet program requirements as defined in 
the 2019-2020 DERA State Grants Program Guide. The planned vehicle replacements meet 
emission reduction solutions defined in Section VIII.B Scope of Work of the Program Guide. 
 
ROLES AND RESPONSIBILITIES: 
MCAQD will be responsible for the overall promotion, administration, management, reporting, 
EPA correspondence, data and document collection, financial and post grant award management. 
This includes all necessary coordination between the subawardees and their fleet administrators. 
In addition to grant administration, MCAQD will continue to develop the DERA grant program 
in the state. These efforts will focus on program awareness and building collateral material 
including program guidance specific to the Arizona application process with additional material 
to assist subawardees in the management of their subaward. This program development includes 
documenting policy and procedures for internal process and administration, solicitation of 
proposals, developing the application format, subaward recruitment procedures, selection and 
oversight, payment reimbursement, etc. The funds will be allocated to subgrantees within 
Maricopa County, who will be reimbursed within 30 days for their DERA work plan costs upon 
receipt and approval of program requirements, documentation, and invoicing. 
 
The MCAQD Director acts as the agent of the County for all air quality grant-funded projects. 
The Grant Programs Administrator will confirm subaward and other service invoice amounts are 
in compliance with the subaward agreement and program requirements. The Grants Programs 
Administrator will review and confirm allocation of expenses and ensure deliverables align with 
the project work plan. Subaward and contractor invoices will be routed for additional review and 
payment processing through the agency Finance Division.

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Subaward Recipient (s) All recipient and subrecipient responsibilities will be clearly defined by 
MCAQD in the subaward assistance agreement. 
 
Passthrough entities will follow provisions set forth in 2 CFR 200.300 & 2 CFR 200.331 of the 
Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal 
Awards (Uniform Grant Guidance). This includes requirements of the Uniform Administration 
Requirements, Cost Principles and Audit Requirements for Federal Awards; Title 2 CFR, Parts 
200 and 1500. 
 
Per the general principles of the EPA Subaward Policy, all subaward assistance agreements will 
be properly awarded, managed and monitored for compliance with all applicable regulations and 
in a manner that promotes accountability while minimizing burdens on pass-through entities and 
EPA staff. 
 
Subrecipients will follow all federal grant requirements per 2 CFR 200 including 2 CFR 
§200.318 General Procurement Standards through §200.326. Per §200.321, MBE/WBE 
utilization will be encouraged. 
 
The Yuma Elementary School District, Yuma Union High School District, Cartwright, Phoenix 
Union and Avondale Elementary School District are all public schools and will follow state 
procurement guidelines. Sysco Food Services of Arizona and White Water, LLC are private 
entities and will follow their own written and established procurement guidelines for vehicle 
replacements. Additionally, the subawardees will provide work plan updates on the project; 
compile vehicle data collected on all vehicles; and estimate emission reductions, cost 
effectiveness and health benefits using the EPA’s Diesel Emissions Quantifier. All subawardees 
will supply the program administrator with quarterly reporting data and updated vehicle purchase 
information to update the master technical datasheet and program files in order to complete 
quarterly and final grant reporting. 
 
Per fleet expansion requirements, subawardees will scrap and render program vehicles 
permanently disabled by cutting a three-inch hole in the engine block and disabling the chassis 
by cutting through the frame as outlined in the program guide. Scrappage will be documented 
with photographs and certificates of destruction. Evidence of appropriate disposal includes 
legible digital photos of: 1) side profile of vehicle; 2) VIN label; 3) engine label with serial 
number; 4) chassis label with serial number; 5) chassis rail cut in half; 6) engine block prior to 
hole; and 7) engine block after hole. Any program income generated from scrappage will be 
documented and used as part of the required subawardee match. 
 
As required for the purchase of goods or services under an EPA National Clean Diesel Campaign 
grant, all project procurements will occur through competitive bidding for those goods and 
services and conduct cost and price analyses to the extent required by the procurement provisions 
of 40 CFR Part 30 and 31. The subawardee will be responsible for the timely submittal of 
invoices and supporting documentation. The subawardee will conduct an open bid process to 
award a fixed price contract to a single local vendor to supply equipment. 
 
The contractor will be required to conduct any necessary equipment maintenance training with 
the fleet manager. Additionally, the contractor will present and collect from the fleet managers

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a sign- off of services document indicating satisfactory acceptance of equipment. 
 
TIMELINE AND MILESTONES: 
Activity 
Start 
End 
Maricopa County Clean Diesel Program 
10/01/2020 
12/29/2021 
Quarter 1 
10/01/2020 
12/31/2020 
Quarter 1 – Project Start  
 
 
EPA Awards FY20 DERA Grant 
10/01/2020   10/15/2020 
Subaward agreements created and scheduled for 
governing board approval. 
10/01/2020 
11/30/2020 
Conduct site visits to review program related 
guidelines & scrappage requirements with 
subawardee financial & fleet staff 
10/01/2020 
11/30/2020 
Issue local press release and update program website 
with subaward data 
10/01/2020 
11/30/2020 
Award all subawards 
11/30/2020 
12/31/2020 
Schedule all giant foam check presentations to occur 
in new year 
11/30/2020 
12/31/2020 
Subawardees conduct competitive contract bids for 
replacement vehicle suppliers 
11/30/2020 
12/31/2020 
Quarter 2 
01/01/2021 
03/31/2021 
Submit Quarter 1 report to EPA 
01/01/2021 
01/30/2021 
Formally present all giant foam checks and update 
program website with photos 
01/01/2021 
02/28/2021 
Conduct second site visit to inspect vehicles to be 
replaced and focus on scrappage photos. Verify 
replacement vehicles have been ordered. 
01/01/2021 
03/31/2021 
Host DERA Info Workshop for FY21 
02/15/2021 
02/28/2021 
Update program website with new application 
03/01/2021 
03/31/2021 
Quarter 3 
04/01/2021 
06/30/2021 
Submit Quarter 2 report to EPA 
04/01/2021 
04/29/2021 
Provide technical assistance to FY21 applicants 
04/01/2021 
04/30/2021 
FY21 application due end of month 
04/01/2021 
04/30/2021 
Submit FY21 NOIP to EPA 
04/01/2021 
04/30/2021 
ACT Expo Conference 
04/01/2021 
04/30/2021 
Submit FY21 application to EPA Region 9 
05/01/2021 
05/31/2021 
Submit FY21 application in grants.gov 
06/01/2021 
06/30/2021 
FY19 Encourage early submission of photos and 
provide review prior to scrappage 
04/01/2021 
06/30/2021 
Quarter 4 
07/01/2021 
09/30/2021 
Submit Quarter 3 Report to EPA 
07/01/2021 
07/30/2021 
Review work plan progress, collect final project 
support documentation, review and pay subrecipient 
07/01/2021 
09/30/2021

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DERA PROGRAMMATIC PRIORITIES: 
MCAQD will ensure that the grant projects selected for funding meet programmatic 
requirements as defined in the 2019 - 2020 DERA State Grants Program Guide. Subawardees 
will be selected based on their project location in reference to designated non-attainment areas to 
ensure that the replacement vehicles put into circulation are being utilized to maximize the 
reduction of PM2.5 and Ozone.  Designation data is from the EPA’s Green Book of 
Nonattainment Areas for Criteria Pollutants and designated as “nonattainment area” or 
“maintenance area” for PM2.5 and/or Ozone.  Project locations are based off of the EPA’s 
Office of Transportation and Air Quality’s December 2019 “2020 DERA Priority Area List”.  
Additional priority is being placed on school buses in order to reduce the amount of pollution 
being emitted in school bus parking areas. Subawardee will be responsible for choosing and 
procuring the replacement vehicles that best fit their budgets while maximizing pollutants and 
adhering to program requirements. A portion of the work plan specific to Sysco Food-services 
of Arizona includes vehicles operating out of their distribution center in Maricopa County. 
 
EPA’S STRATEGIC PLAN LINKAGE AND ANTICIPATED OUTCOMES/OUTPUTS: 
The activities to be funded under this announcement will support EPA’s FY 2018-22 Strategic Plan. 
Specifically, all subawards will support Goal 1, “A Cleaner, Healthier Environment” Objective 1.1, 
“Improve Air Quality.” By funding the vehicles listed below, we will support the EPA’s goal to 
“Deliver a cleaner, safer, and healthier environment for all Americans and future generations by 
carrying out the Agency’s core mission.”  Per EPA Order 5700.7A1, environmental results 
anticipated as a result of this grant award are outlined below.  The table outlines the outputs and 
outcomes to be achieved by MCAQD that will reduce diesel emissions from fleets and reduce 
local and regional air pollution of criteria pollutants. These results are calculated using the 
EPA’s Diesel Emissions Quantifier (DEQ) on-line tool. 
invoicing. 
Provide technical assistance as needed 
07/01/2021 
09/30/2021 
Award Period Ends 
09/30/2021 
09/30/2021 
Grant Close Out 
10/01/2021 
12/31/2021 
Program outcomes posted on program website 
10/01/2021 
12/31/2021 
Prepare and submit final report to EPA 
10/01/2021 
12/28/2021 
Prepare and submit FFR SF-425 
10/01/2021 
12/31/2021

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Anticipated Outputs and Outcomes             
Activities 
Outputs 
Outcomes (short tons) Fuel = gallons 
 Summary: 
NOx 
PM2.5 
HC 
CO 
CO2 
Fuel 
Replace one 
1997 Class 7 
and one 1999 
Class 6 short 
haulers, two 
2004 and two 
2006 Class 8 
short haulers, 
one 2004, two 
2005, one 2007 
and two 2008 
school buses 
Four 2020 Class 8 
short haulers, two 
2021 all-electric 
school buses, one 
2021 Class 6 and one 
2021 Class 7 short 
haulers, one 2022 
diesel school bus and  
three 2021 propane 
school buses.  
Annual 
2.235 
0.187 
0.232 
0.658 
118.4 
10,525 
Lifetime 
12.774 1.082 
1.305 
3.730 
613.1 
54,495 
Health 
Benefits 
 
$170,000 
 
 
 
 
Program 
Development 
State Clean Diesel 
Grant Program 
Promote the DERA program annually and as needed to local 
organizations and agencies to reduce diesel emissions and to 
maintain a year-round active DERA program. 
Outreach 
3 News Releases to 
1,469 Media Outlets 
Press releases on the State Clean Diesel Grant Program to 
announce recruitment, subawards and outcomes. 
Outreach 
Dissemination of 
program information 
via social media, 
internal and external 
events, internal and 
external websites and 
workshops 
Include overview of the State Clean Diesel Grant Program 
at MCAQD and ‘Clean Air Make More.com” (CAMM) 
outreach events, social media and on MCAQD/CAMM 
website; increase public awareness of harmful diesel engine 
emissions and the relationship with regional air quality.  
Develop and distribute printed material to support the 
program. 
Replacement 
Vehicle 
Monitoring 
Subrecipient 
Monitoring 
Monitor subrecipient project compliance to ensure that new 
vehicles are purchased while meeting program and 
procurement requirements. Ensure old vehicles were 
scrapped and documented. Conduct fiscal and programmatic 
monitoring as needed and through quarterly and final 
reporting. Site visits will be conducted as necessary. 
Training 
Grant Programs 
Administrator 
Participate in year-round webinars and available training 
opportunities to learn more about diesel and clean 
transportation technology.  This includes attending two 
program related conferences per year. 
Program 
Administration 
3 Quarterly Reports      
1 Final Report 
Quarterly and Annual Progress Reporting to include number 
of replacements completed to date with updated DEQ model 
results; updates on program activities, outputs and 
outcomes.  Final report submission.

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SUSTAINABILITY OF THE PROGRAM: 
MCAQD intends to provide outreach and administer the State Clean Diesel Grant Program and 
offer subawards to successful DERA applicants as long as funding is available from the EPA. 
The department will publicize and promote the program through social media, annual department 
reports, Maricopa County Air Quality web sites, as well as share or present the program at 
stakeholder meetings and other relevant outreach opportunities. The benefits of the program will 
be included and updated annually to publicize and promote the Arizona State Clean Diesel Grant 
Program and to recruit interested participants. 
 
Maricopa County intends to subaward $743,018 to five school districts and two privately owned 
commercial companies to replace six school buses, four Class 8, one Class 6 and 1 Class 7 short 
haulers. 
 
Matching Funds and Cost-Share Funds 
 
MCAQD will again partner with the Arizona Department of Environmental Quality who will 
provide non-federal state matching funds of $347,149 to cover partial costs of subawards. 
Subawardees will be responsible for the cost share costs associated with their portion of the 
project work plan. All matching funds are non-federal. Sysco Food- services of Arizona is a 
private organization and will use general funds.  Phoenix Union High School District will use 
voter approved bond funds.  Cartwright School District will use allocated state funding.  White 
Water, LLC is a local private company and will use capital funds for their required match.   
Avondale Elementary School District will use District Additional Assistance Fund 610 and 
Bond 630 funds.  Both Yuma Elementary and Yuma Union High School District will use non-
federal school funds. 
 
 
Other Leveraged Funds 
N/A