EXHIBIT C_FINAL 4-23.PDF

Maricopa County — Formal (2020-06-10)

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12135 EXHIBIT C: SERVICE LEVEL AGREEMENTS 
1 OF 2 
 
MARICOPA COUNTY  
12135 EXHIBIT C: SERVICE LEVEL AGREEMENTS 
 
Service  
Performance Standard  
Penalty for Non-
Performance  
Annual Workshop 
Commitments 
200 or other annually agreed upon number as 
noted in the Participant Communication and 
Education Plan 
$4,000 
Annual Enrollment 
Commitments 
500 or other annually agreed upon number as 
noted in the Participant Communication and 
Education Plan 
$2,000 
One-on-One Meeting 
Commitments 
1,500 or other annually agreed upon number 
as noted in the Participant Communication and 
Education Plan 
$4,000 
Program Director and/or 
Managing Director 
Engagement 
80% of Department Directors Engaged 
$2,500 annually if 
standard not met 
Participant Communication 
and Education Plan  
NRS will partner with the County to create and 
execute a mutually agreed upon Participant 
Communication and Education Plan within 60 
days of the renewal and annually each 
November  
$750 
Strategic and Tactical 
Alignment Review (STAR)  
NRS will partner with the County to create and 
execute a mutually agreed upon plan level 
Strategic and Tactical Alignment Review within 
60 days of the renewal and annually each 
November  
$750 
Wellness Vendor Reporting  
NRS will partner with County staff(s) and 
wellness vendor to provide mutually agreed 
upon reporting on an ongoing basis   
$500 
Education Subcommittee  
NRS will partner with the County’s Education 
Subcommittee and any committee formed for 
the purposes of plan administration  
n/a 
Financial Expo  
NRS will partner with the County to provide a 
comprehensive financial expo annually 
$500 
Marketing 
NRS will partner with the County to complete 
one of the following projects: new/revised 
testimonial video, interactive enrollment 
presentation, plan rebranding or any other 
mutually agree upon marketing project  
n/a 
Fund Changes requested by 
the sponsor are done 
according to cited fund 
schedule  
Done on schedule if requested in appropriate 
time  
$5,000 per instance 
of missing a present 
fund change date by 
Nationwide 
Participant Services Phone 
Response Time 
80% within 20 seconds 
$1,000 per quarter

12135 EXHIBIT C: SERVICE LEVEL AGREEMENTS 
2 OF 2 
 
Call Abandonment Rate 
NRS shall experience an abandonment rate not 
to exceed 4%, measured quarterly 
$1,000 per quarter 
Quarterly Statement Mailing 
Within fifteen (15) calendar days of the end of 
the quarter 
$1,000 per quarter 
Participant Distributions 
99% of distributions processed within 3 
business days of receipt of completed 
application in good order the request will be 
processed for distribution 
$500 per quarter 
Emergency Withdrawals 
Check issued within 2 business days of 
approval, 99% of the time 
$500 per quarter 
Contribution Posting 
If contribution detail is received prior to 4:00 
pm (ET), they will receive that day's closing 
prices. Details received after 4:00 p.m. (ET) will 
receive the next business day's closing prices 
$100 per occurrence  
Allocation Changes 
Nationwide will process form within 5 business 
days of receipt of the request in good order 
$100 per occurrence  
Allocation Changes (via web) 
Nationwide will process the request same day 
if confirmed prior to 4:00 p.m. (ET) 
$100 per occurrence  
VRU and Web access 
Provide 99% participant access to account 
information and perform account transactions 
24 hr./day, 7 days/week except for scheduled 
downtime which typically occurs during non-
business hours  
$500 per quarter 
VRU Answer Time 
Calls will be answered by the VRU within 4 
seconds 
$300 per quarter  
Contingency Plan 
Seventy-two (72) hour Recovery Plan in the 
event of recordkeeping or administrative 
system failure 
$1,000 per 
occurrence