IGC IGA JUNE 2017.PDF

Maricopa County — Formal (2020-05-06)

View PDF Item 30 Meeting page

Extracted text (via pymupdf) 14714 characters
Agenda Item Id:        
 
Item Title 
AMENDMENT TO AGREEMENT WITH INTERNATIONAL GENOMICS CONSORTIUM 
 
C Number:  C-18-03-008-1-03 
 
Action Requested: 
 Approve the third Amendment to the Economic Development Funding Agreement between Maricopa 
County and the International Genomics Consortium (IGC). 
 
This Amendment extends the Agreement for an additional term from July 1, 2017 to June 30, 2022 and 
provides an annual payment of $1 million dollars contingent upon IGC’s accomplishment of 
predetermined economic development goals as more fully set forth in the agreement.  The goals include 
submission of an annual business plan and budget, documentation to the County’s satisfaction that IGC 
and affiliated entities have secured $10 million in operational funding commitments, in-kind 
contributions or funds, creation of 150 new positions by July 1, 2017 and creation of ten additional 
positions each year thereafter.  The amendment also continues IGC’s indemnification and insurance 
duties beyond the termination date of the agreement, and authorizes the County to discontinue future 
annual disbursements for any reason, by providing notice to IGC not less than sixty days prior to the end 
of the County’s fiscal year.  
 
Board Required Information: 
       
 
Additional Information: 
       
 
Expenditure Impact By FY: 
 FY2017 $1,000,000 
FY2018 $1,000,000 
FY2019 $1,000,000 
FY2020 $1,000,000 
FY2021 $1,000,000 
 
Item Notes: 
(6/1/2017 8:50:26 AM) - Step: ClrkOfBrd 
User: Juanita Garza 
Response: APPROVE

(6/1/2017 8:37:50 AM) - Step: OMB 
User: Cindy Goelz 
Response: APPROVE 
Comments: 
Recommend approval. 
 
(6/1/2017 8:33:26 AM) - Step: OMB_C2 
User: Tina Allen 
Response: APPROVE 
Comments: 
Recommend approval. 
 
(5/31/2017 2:52:31 PM) - Step: OMB_C1 
User: Mitchell Kolf 
Response: APPROVE 
Comments: 
Recommend approval. 
 
(5/31/2017 2:11:03 PM) - Step: WFMGMT 
User: Darrien Ellison 
Response: MOVE FORWARD 
Comments: 
Not an HR issue 
 
(5/31/2017 2:06:18 PM) - Step: CountyAtty 
User: Michelle Wood 
Response: APPROVE 
 
 
(5/31/2017 2:00:02 PM) - Step: DepartmentChief 
User: Brad Grover 
Response: APPROVE 
Comments: 
Approved on behalf of Shelby Scharbach 
 
(5/31/2017 1:55:12 PM) - Step: Originator 
User: Brad Grover 
Response: APPROVE 
Comments: 
Revised agenda language

(5/31/2017 1:50:54 PM) - Comments From Brad Grover 
Recalled for revision 
 
(5/30/2017 4:15:46 PM) - Step: OMB 
User: Cindy Goelz 
Response: APPROVE 
Comments: 
Recommend approval. 
 
(5/30/2017 12:32:09 PM) - Step: CountyAtty 
User: Michelle Wood 
Response: APPROVE 
Comments: 
Per SGoodrich, approved. 
 
(5/30/2017 12:30:39 PM) - Comments From Steven Goodrich 
I would approve this item.  DCA Steven Goodrich, 05/30/2017. 
 
(5/25/2017 8:32:24 AM) - Step: OMB_C2 
User: Tina Allen 
Response: APPROVE 
Comments: 
Recommend approval. 
 
(5/23/2017 4:11:25 PM) - Step: MtlsMgt 
User: Kevin Tyne 
Response: MOVE FORWARD 
Comments: 
Not an OPS item 
 
(5/23/2017 2:49:10 PM) - Step: OMB_C1 
User: Mitchell Kolf 
Response: APPROVE 
Comments: 
Recommend approval 
 
(5/23/2017 2:34:51 PM) - Step: DepartmentChief 
User: Shelby Scharbach 
Response: APPROVE

(5/23/2017 2:30:16 PM) - Step: Originator 
User: Sonia Venegas 
Response: APPROVE 
 
 
(5/4/2017 3:41:08 PM) - Step: OMB_C1 
User: Mitchell Kolf 
Response: APPROVE 
Comments: 
Recommend approval 
 
(5/4/2017 10:46:09 AM) - Step: CountyAtty 
User: Betsy Pregulman 
Response: APPROVE 
Comments: 
Approved per Colleen Connor. 
 
(5/4/2017 10:29:15 AM) - Step: MtlsMgt 
User: Kevin Tyne 
Response: MOVE FORWARD 
Comments: 
Not an OPS item 
 
(5/4/2017 9:09:42 AM) - Step: DepartmentChief 
User: Shelby Scharbach 
Response: APPROVE 
 
 
(5/2/2017 11:49:31 AM) - Step: Originator 
User: Sonia Venegas 
Response: APPROVE 
 
 
(4/28/2017 1:37:42 PM) - Step: OMB_C2 
User: Tina Allen 
Response: APPROVE 
Comments: 
Recommend approval 
 
(4/28/2017 1:24:28 PM) - Step: OMB_C1 
User: Mitchell Kolf

Response: APPROVE 
Comments: 
Recommend approval 
 
(4/28/2017 10:58:29 AM) - Step: DepartmentChief 
User: Brad Grover 
Response: APPROVE 
Comments: 
Approved on behalf of Shelby Scharbach 
 
(4/28/2017 9:15:04 AM) - Step: Originator 
User: Sonia Venegas 
Response: APPROVE 
 
 
 
 
Is there a Financial Impact? 
yes 
FY 
Bgt 
PAS 
Fund 
Agency 
Dept 
Org. 
Object 
Sub-
Obj 
$Amount 
Rept. 
Cat. 
Prjt 
Code 
2017 
Y 
BDFS 
100 
D470 
D470 
4712 
8300 
00 
$1,000,000 
ICGP 
1000 
2018 
Y 
BDFS 
100 
D470 
D470 
4712 
8300 
00 
$1,000,000 
ICGP 
1000 
2019 
Y 
BDFS 
100 
D470 
D470 
4712 
8300 
00 
$1,000,000 
ICGP 
1000 
2020 
Y 
BDFS 
100 
D470 
D470 
4712 
8300 
00 
$1,000,000 
ICGP 
1000 
2021 
Y 
BDFS 
100 
D470 
D470 
4712 
8300 
00 
$1,000,000 
ICGP 
1000 
 
Is there related Managing for Results information? 
no 
N/A 
 
 
General Item Information 
Department: Department of Finance 
Constellation:       
Contact Name: Sonia Venegas 
Phone Number: 602-506-3545 
Return To: Sonia Venegas 
Phone Number: 602-506-3545 
Location: Supervisors' Auditorium 
Board:       
Meeting Date: 6/7/2017

Item Tracking 
Step 
Action 
User 
Date 
Originator 
APPROVE 
Sonia Venegas 
4/28/2017 9:15:03 AM 
DepartmentChief 
APPROVE 
Brad Grover 
4/28/2017 10:58:28 AM 
OriginatorMonitor 
RECALL 
Sonia Venegas 
5/2/2017 11:46:47 AM 
Originator 
APPROVE 
Sonia Venegas 
5/2/2017 11:49:30 AM 
DepartmentChief 
APPROVE 
Shelby Scharbach 
5/4/2017 9:09:41 AM 
MtlsMgt 
MOVE FORWARD 
Kevin Tyne 
5/4/2017 10:29:14 AM 
Legal 
APPROVE 
Betsy Pregulman 
5/4/2017 10:46:06 AM 
OriginatorMonitor 
RECALL 
Sonia Venegas 
5/23/2017 2:23:52 PM 
Originator 
APPROVE 
Sonia Venegas 
5/23/2017 2:30:16 PM 
DepartmentChief 
APPROVE 
Shelby Scharbach 
5/23/2017 2:34:50 PM 
MtlsMgt 
MOVE FORWARD 
Kevin Tyne 
5/23/2017 4:11:24 PM 
Legal 
APPROVE 
Michelle Wood 
5/30/2017 12:32:08 PM 
OMB 
APPROVE 
Cindy Goelz 
5/30/2017 4:15:45 PM 
OriginatorMonitor 
RECALL 
Brad Grover 
5/31/2017 1:50:53 PM 
Originator 
APPROVE 
Brad Grover 
5/31/2017 1:55:11 PM 
DepartmentChief 
APPROVE 
Brad Grover 
5/31/2017 2:00:01 PM 
Legal 
APPROVE 
Michelle Wood 
5/31/2017 2:06:17 PM 
WFMGMT 
MOVE FORWARD 
Darrien Ellison 
5/31/2017 2:11:02 PM 
OMB 
APPROVE 
Cindy Goelz 
6/1/2017 8:37:49 AM 
ClrkOfBrd 
APPROVE 
Juanita Garza 
6/1/2017 8:50:25 AM 
CountyManager 
APPROVE 
JoAnn Rangel 
6/1/2017 10:27:41 AM 
 
Board of Supervisors / Directors Approved on 6/7/2017.

12525428.1  
THIRD AMENDMENT TO 
ECONOMIC DEVELOPMENT 
FUNDING AGREEMENT 
BETWEEN MARICOPA COUNTY, ARIZONA 
AND THE INTERNATIONAL GENOMICS CONSORTIUM 
 
County Contract No. C-18-03-008-1-03 
 
THIS THIRD AMENDMENT (the “Third Amendment”) is entered into as of the ___ 
day of June, 2017, by and between MARICOPA COUNTY, ARIZONA, acting by and through 
its BOARD OF SUPERVISORS (the "County"), and THE INTERNATIONAL GENOMICS 
CONSORTIUM ("IGC").  All initially capitalized terms not otherwise defined herein will have 
the meaning given them by the Agreement, as defined below.  
 
R E C I T A L S 
 
A. 
The County and IGC entered into an Economic Development Funding 
Agreement, County Contract No. C-18-03-008-1, on or about December 13, 2002 (the “Original 
Agreement”), and a First and Second Amendment to Economic Development Funding 
Agreement, County Contract No. C-18-03-008-1-01 and C-18-03-008-1-02, on or about 
September 12, 2007 and June 22, 2011 (the “First Amendment” and “Second Amendment” 
respectively, together with the Original Agreement, the "Agreement"), which provides for certain 
financial assistance to be provided by the County to IGC for the purposes of establishing and 
expanding a scientific research/educational campus in Maricopa County and advancing the 
economic development goals of the County. 
B. 
The Agreement initially provided for annual payments to be made by the County 
to IGC for two five (5) year terms, provided IGC continued to meet certain operating criteria.   
C. 
As evidenced by the IGC Business Summary and Progress Reports, IGC has 
satisfied and greatly exceeded the specified objectives of the Agreement and the County’s 
operating criteria year over year, including those relating to the generation of revenue and the 
creation of jobs, and IGC and the County anticipate continued success, driven in part by secure 
funding by the County.   
D. 
The Agreement expires on July 1, 2017 and the County and IGC desire to extend 
the term of the Agreement, provide for additional continuing funds, and amend certain other 
provisions of the Agreement.   
E. 
The Maricopa County Board of Supervisors, on June ___, 2017, authorized 
disbursement to IGC of County funds in the amount of $1,000,000 per year for an additional 
period of five (5) to be used by IGC for equipment, personnel and operating expenses to enable 
IGC to continue carrying out operations in Maricopa County.   
NOW, THEREFORE, in consideration of the mutual promises set forth herein, the parties 
hereto agree as follows: 
A G R E E M E N T S

12525428.1  
1. 
Continuing Effect of the Agreement.  Except as expressly provided in this Third 
Amendment, the Agreement will remain unchanged and in full force and effect; provided, 
however, that nothing contained in the Agreement will have the effect of preventing or limiting, 
in any way, the terms of this Third Amendment.  Furthermore, if any conflict arises between the 
terms of this Third Amendment and the terms of the Agreement, this Third Amendment will 
govern as to the conflicting terms. 
2. 
Term.  The term of this Third Amendment shall be from July 1, 2017 until June 
30, 2022. 
 
3. 
Amendment of Section 5.  Section 5 of the Agreement is hereby amended and 
restated in its entirety as follows: 
5. 
County Funding Commitment. 
   
Pursuant to the new approval rendered by the Maricopa County Board of 
Supervisors, on June ___, 2017, the County will provide five (5) annual payments in the 
amount of $1,000,000 each (each an "Annual Disbursement"), for a total of $5,000,000 
(the “County Funding”), to IGC as hereinafter provided to be used for equipment, 
personnel and operating costs and other reasonable and necessary expenses, beginning on 
the first business day of July 2018 through the first business day of July of each year 
during the Term thereafter (each a "Payment Date"), provided IGC has satisfied the 
prerequisites set forth in Section 6 below.  All such expenditures shall be consistent with 
the applicable IGC budget, to be approved by the County pursuant to Section 6 below. 
Within one year of the first Annual Disbursement under this Agreement, IGC 
shall present a plan to the Maricopa County Board of Supervisors, leveraging economic 
impact consultants as needed, an assessment of IGC’s greater impact in Maricopa County 
as well as a plan to augment future funding from Maricopa County. 
4. 
Amendment of Section 6.  Section 6 of the Agreement is hereby deleted and 
replaced in its entirety by the following: 
6. 
Prerequisites to Disbursement of County Funding 
(i) 
County Review of and opportunity to comment on the IGC business plan 
and budget for the calendar year following each Annual Disbursement; additionally, 
beginning with the IGC business plan and budget presented for calendar year 2018, IGC 
shall provide a separate discussion on progress, if any, made by IGC towards generating 
revenues that would significantly lessen or eliminate the need for further funding from 
the County under this Agreement; and  
(ii) 
Documentation reasonably satisfactory to the County confirming that IGC 
and its affiliated entities, including but not limited to the facilities of AmeriPath/Quest, 
Inc., Paradigm Diagnostics,  the Ronald A. Matricaria Institute of Molecular Medicine / 
Phoenix Children’s Hospital, VisionGate, Inc., Viomics,  U of A College of Medicine, 
Maricopa Hospital, Caris Life Sciences, Inc., Miraca Holdings located within the County 
and any other entities IGC attracts to and/or subleases space to within the County

12525428.1  
("Affiliates"), have received from the County, the City of Phoenix and any other public or 
private entities (collectively, "Contributors") at least $10,000,000 in the aggregate in the 
form of either firm operational funding commitments, in-kind contributions or actual 
funds received, including revenue, that remains available for use during the County's 
fiscal year (July 1 through June 30) in which the particular Annual Disbursement is 
made; and 
(iii) 
Documentation reasonably satisfactory to the County confirming that IGC 
created, directly or through outsourced or other indirect means, including but not limited 
to through its Affiliates, the following full-time equivalent employment positions in 
Maricopa County: 
 (a) one hundred and fifty (150) positions in aggregate by July 1, 2017; and 
(b) ten (10) additional positions per year thereafter.   
 
5. 
Amendment of Section 9.  Section 9 of the Agreement is amended by adding the 
following new text following the first sentence of that section: 
IGC shall continue to provide for the insurance coverage described in this Agreement for 
an additional two years following termination of this Agreement. 
 
6. 
Amendment of Section 10.  Section 10 of the Agreement is amended by adding 
the following new text: 
The indemnification duties set out in section 10 of this Agreement shall survive and 
continue in effect despite termination of this Agreement. 
 
7. 
Amendment of Section 14.  Section 14 of the Agreement is amended by adding 
the new subparagraph (o): 
(o)  Termination by County; Cancellation of Future Annual Disbursements.  Regardless 
of any other provisions in this Agreement, the County shall have the right to terminate 
this Agreement, including cancellation of any further payment of Annual Disbursements 
to IGC, by delivering notice to IGC of such termination; such notice shall be delivered 
not less than sixty (60) days prior to the end of a fiscal year period used by the County, 
and shall cancel any duty of the County to pay Annual Disbursements in subsequent 
fiscal years. 
8. 
Execution in Counterparts.  This Amendment may be executed in one or more 
counterparts, each of which shall be considered an original, but all of which together shall be 
deemed to be one and the same document.IN WITNESS WHEREOF, the parties hereto have 
executed this Agreement as of the date first written above. 
 
MARICOPA COUNTY BOARD OF 
SUPERVISORS

12525428.1  
By:______________________________ 
 
Signature 
 
Chairman 
 
 
 
ATTEST: 
 
 
By:______________________________ 
 
Clerk of the Board 
 
 
 
THE INTERNATIONAL GENOMICS 
CONSORTIUM, an Arizona nonprofit corporation 
 
 
By:________________________________ 
 
David Mallery, JD, MBA 
 
CEO