2022_GRANT_APPLICATION_SW AUTISM RESEARCH.PDF

Maricopa County — Formal (2021-09-15)

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Phone (602) 340-8717 
Fax (602) 340-8720 
www.autismcenter.org 
300 N. 18th Street 
Phoenix, AZ  85006 
 
 
 
June 30, 2021 
 
 
Mr. Gary Bohnee 
Office of Congressional and Legislative Affairs 
c/o 12% Gaming Grant Program 
10005 East Osborn Road 
Scottsdale, AZ 85256 
 
 
Dear Mr. Bohnee, 
 
On behalf of Southwest Autism Research & Resource Center (SARRC), we are pleased to submit this grant proposal to 
the Salt River Pima-Maricopa Indian Community. SARRC is respectfully requesting $100,000, which will allow for the 
continued delivery of critical clinical services across various programs, impacting over 350 children, teens, and adults 
with autism and their families. Funding will directly support clinical services through our JumpStart, Second Gear, 
Employment Services, PEERS, Diagnostic Services, CommunityWorks, and Parent Training programs.  
 
“When we were working with the behavior therapist in JumpStart, our daughter started to have word 
approximations, pointing, and eye contact again. We saw a night and day difference through participating in 
SARRC’s clinical programs. SARRC is the only place that has actively helped us receive autism intervention 
services for our daughter, and we are incredibly grateful.” -Emery’s Mom 
 
This is just one example of SARRC’s commitment to providing medically necessary services to individuals with autism 
and their families in need across Arizona. With the generous support of the Salt River Pima-Maricopa Indian 
Community, SARRC can continue to deliver critical services to ensure positive outcomes, long-term success, 
independence, and self-sufficiency for children, teens, and adults with autism and their families.  
 
Established in 1997, SARRC is the state of Arizona’s leading and largest nonprofit organization serving the autism 
community and holds a mission to advance research and provide a lifetime of support for individuals with autism and 
their families. We are one of only eight nonprofits in the nation conducting its own independent research while 
providing a lifespan of services for individuals with autism spectrum disorder (ASD).  
 
Thank you for your consideration of this request. If you should need additional information, please feel free to contact 
Lauren Smith, Corporate & Foundation Relations Manager, at 602-218-8213 or lsmith@autismcenter.org. 
 
 
Sincerely, 
 
 
 
Daniel Openden, Ph.D., BCBA-D 
President & CEO

SALT RIVER PIMA-MARICOPA 
INDIAN COMMUNITY 
10005 E. Osborn Road, Scottsdale, Arizona 85256 / Phone 480-362-7520 / Fax 480-362-7593 
 
12% Gaming Grant Program Application 
Calendar Year 2022 
 
 
About the Grant Program Application: 
The Salt River Pima-Maricopa Indian Community 12% Gaming Grant Program (“Program”) application 
will serve to provide a comprehensive review of the programming requests for Arizona cities, towns, 
counties, non-municipal public service organizations, and non-profit organizations selected to apply for 
grant funding. It is not the intent of the Program to award grants that would benefit individuals, be used 
as sponsorships, be used for religious activities, primarily fund the indirect or administrative costs of a 
program/organization or be used for the direct benefit of the Salt River Pima Maricopa Indian 
Community. 
 
Date of Application: 6/30/2021 
 
Organization Name: Southwest Autism Research & Resource Center 
 
Organization/Municipal Government Mailing Address: 300 North 18th St. Phoenix, AZ 85006 
 
Organization History: 
(Provide a brief summary of the origins of the organizations and any notable milestones and/or 
significant audit findings) 
 
Established in 1997 by two mothers of children with autism and their pediatrician, Southwest 
Autism Research & Resource Center (SARRC) is an internationally recognized nonprofit and 
emulated model that conducts cutting-edge research, provides evidence-based practices, 
disseminates effective training, and builds inclusive communities for individuals with autism and 
their families. Our mission is to advance research and provide a lifetime of support to individuals 
with autism and their families. We are the state of Arizona’s largest nonprofit serving the autism 
community, and an innovative leader in field of research and quality, evidenced-based services.  
 
SARRC’s strategic approach is to promote and facilitate best practices for the long-term support 
of individuals with ASD and their families through integrative research, educational outreach, 
evidence-based modeled programs, and collaborative initiatives. While similar organizations 
supporting individuals with ASD exist, we are only one of eight nationally recognized nonprofits 
supporting the autism community through a lifespan of services while conducting independent 
research in the field. Our approach to services and programs across the lifespan is a clinical 
model grounded in Applied Behavior Analysis (ABA) with a focus on naturalistic behavioral 
interventions in inclusive environments (e.g., at home, in school, on the job, and in the 
community). Each of SARRC’s programs, classes, and trainings are guided by best-practice 
models; the most currently available science; improving quality of life and producing meaningful 
outcomes; and meeting the individualized needs of the children, adolescents, adults, and families 
we serve.  
 
In 2020, SARRC served 683 children, teens, and adults with ASD through our clinical and research 
programs; educated 8,624 parents, family members, typical peers, and community members; 
and provided training to 1,437 educational and medical professionals and screened 2,029 school-
age children for social challenges.

Organization Structure: 
(Provide a list of current board members and key staff members) 
 
Please see attached list of current board members and key staff members. 
 
Do any conflicts of interest exist within the organization structure? 
(I.e., family, professional or personal conflicts, SRPMIC representatives on board, 
etc.)  
There are no conflicts of interest that exist within the organization structure. 
Contact Person and Project Manager if different from Contact Person: Lauren Smith 
Title: Corporate and Foundation Relations Manager 
Address: 300 North 18th St. Phoenix, AZ 85006 
Phone: 602-218-8213 
Fax: 602-340-8720 
Email Address: lsmith@autismcenter.org 
 
Project Name: SARRC’s Clinical Programs-Providing a Lifetime of Support for Individuals with Autism and 
their Families 
 
Provide a brief description of the project being submitted to the 12% SRPMIC Grant program. In the 
description provide a summary of the relevant experience, administrative activity, and program 
development related to the grant request. 
 
Around the time SARRC was founded, the prevalence of autism in the United States was 1 in 500; today it 
is 1 in 54 (Centers for Disease Control and Prevention, 2020). Autism is considered the fastest-growing 
developmental disability in the U.S., according to Autism Society of America. It can cause significant social, 
communication and behavioral challenges beginning in early childhood and typically lasting throughout a 
person’s lifetime. Although the presentation of ASD varies significantly among individuals, it affects every 
age group and occurs in all ethnic and socioeconomic groups.  
 
Currently, SARRC provides the majority of services throughout Maricopa County, but there are still 
individuals and families in Maricopa County and throughout the state do not have the resources and 
availability to critical autism services. SARRC has identified a growing and urgent need to extend our 
reach, eliminate barriers, and increase accessibility of services for individuals with autism and their 
families and all communities throughout Arizona. Research and best practice have shown that early 
intervention and continued support across the lifespan has significant impact on individuals with ASD and 
their ability to improve social, communication and language skills over time, resulting in more positive 
long-term outcomes.  
 
SARRC is requesting $100,000 where 100% of funding will support program costs and allow SARRC to 
continue delivering and increase access to medically necessary clinical services. These critical services will 
expand throughout Arizona allowing SARRC to enroll even more individuals and their families in need of 
support. Funding from the Salt River Pima-Maricopa Indian Community will directly support the delivery 
of services to serve more than 350 individuals with autism and their families through the following 
programs: 
• 
JumpStart is SARRC`s flagship program for children age 6 or younger at-risk for or have been 
diagnosed with autism spectrum disorder (ASD) and their families. Aligning with our mission to

advance research and provide a lifetime of support for individuals with autism and their families, 
JumpStart is designed to give support and empowerment to families in crisis and to give children 
a “jumpstart” on their evidence-based interventions in Applied Behavioral Analysis (ABA). 
• 
Parent Training teaches families how to implement evidence-based strategies to support and 
teach their child with ASD in their family life and natural routines. The Parent Training program 
serves the health education needs of parents and while providing direct intervention to children 
with ASD between the ages of 15 months to 7 years old. 
• 
Employment Services assists adults ages 16-64 with ASD with gaining competitive employment in 
the community. It focuses on supporting each individual’s employment goals and could include 
any or all the following wrap around services: vocational assessment, career exploration and 
planning, internship opportunities, job development and placement services, resume and job 
interview preparation, and short/long term on-the-job training and coaching. 
• 
Diagnostic Services is the very first stop at the beginning of a person’s lifelong journey with 
autism. While the Diagnostic Services Program primarily serves toddlers, young children, and 
their families, SARRC can also provide services to teens and adults who are seeking answers and 
support. Through direct interaction, developmental history interview, and evaluation, SARRC’s 
team of experienced psychologists can reliably provide an autism diagnosis as early as 18 months 
of age. 
• 
CommunityWorks is an inclusive, community-based, pre-employment program that provides 
important education and training for individuals with ASD ages 13-18 alongside their typically 
developing peers. 
• 
Second Gear is an 8-week program that provides information, consultation and coaching to 
parents of children ages 4-10 who have a diagnosis of ASD. 
• 
PEERS is 14-week intervention program that teaches social and friendship skills to adolescents 
ages 12-18 with ASD. 
 
Support granted by the Salt River Pima-Maricopa Indian Community will help SARRC continue to deliver 
critical services in our programs across the lifespan to ensure positive outcomes, long-term success, 
independence, and self-sufficiency for children, teens, and adults with autism. 
 
What percentage of the grant request are Direct Costs of the programming and Indirect Costs, 
respectively? 
 
100% of the grant request will support direct costs including salaries of behavior therapists 
implementing the medically necessary therapy and other critical program expenses for 
effectively operating our programs including marketing, technology needs, staff training, and 
other pertinent program expenses. Grant funding from the Salt River Pima-Maricopa Indian 
Community will allow SARRC to increase access and continue delivering the necessary therapy 
and intervention services in our JumpStart, Second Gear, Employment Services, Diagnostic 
Services, PEERS, CommunityWorks, and Parent Training programs as well as actively enroll 
more individuals and their families in need of support. 
 
Define the Project Category and/or relevant sub-category: 
(i.e., Education, Public Safety, Transportation, Economic Development, Health Care, Social Services, 
or Cultural and Environment) 
 
The category for this grant request is healthcare, specifically focusing on direct patient care (clinical 
intervention) and the delivery of telemedicine services.  
 
Beginning Date of Project: January 1, 2022

End Date of Project: December 31, 2022 
Geographic Area to be served:  
This project will impact individuals with autism and their families in Maricopa County 
and throughout Arizona.  
                                    ** Attach Detailed Budget**- See attached budget. 
 
Amount of Total Project: $1,230,700 
Amount of 12% Request: $100,000 
(No Multi-Year Request will be accepted) 
 
 
If the amount of funding received is less than the amount needed for the project, do you have other 
funds to complete the project? (Please Explain): 
 
SARRC has other funds to complete the project which include other unrestricted fundraising dollars 
from our Annual Community Breakfast event as well as other grant funding. Additionally, SARRC has 
sustainable, earned revenue sources across all programs that will help support the specific needs of 
this project. 
 
Grant funding from the Salt River Pima-Maricopa Indian Community will help ensure that critical 
services can continue in our programs across the lifespan, so individuals with autism and their families 
in need throughout Arizona can continue to receive medically necessary treatment.  
 
If you receive SRPMIC 12 % funding, will it be spent (Check One): 
 
 
✓ Monthly 
 
Quarterly 
 
Lump Sum 
 
List any SRPMIC 12% funds you have received in the past. If the organization has received funding 
through the SRPMIC 12% Gaming Grant Program for five consecutive years, they will be required to 
submit a comprehensive report of grant funding toward the stated program objectives and mission of 
the organization. In addition, you will be asked to provide a formal presentation to the 12% Gaming 
Grant Committee prior to the awarding of any additional funding. 
 
In 2020, Southwest Autism Research & Resource Center received $75,000 in generous 12% 
grant funds to support the delivery of critical telemedicine services across various programs 
for children, teens, and adults with autism and their families during the 2021 calendar year. 
 
List any other 12 % grant funds your organization may be seeking from other Tribal Governments in 
2020-2021. 
 
Southwest Autism Research & Resource Center is seeking 12% grants from another Tribal 
Government in 2020-2021: 
• 
Tohono O’odham Nation: $25,000 (Pending) 
 
List any other funds you have received from the Salt River Pima-Maricopa Indian Community

(Enterprises Included) and identify the amount and the source: 
 
In 2020, Southwest Autism Research & Resource Center received $75,000 in generous 12% 
grant funds to support the delivery of critical telemedicine services across various programs 
for children, teens, and adults with autism and their families during the 2021 calendar year. 
 
Has your organization ever applied for and received any local, state or federal grants? If so, please 
detail. 
 
Southwest Autism Research & Resource Center has applied for state grants through Arizona 
Developmental Disabilities Planning Council (ADDPC). Since 2012, SARRC has received $116,600 in funding 
in support of programs and services from ADDPC. 
 
In late 2020, the National Science Foundation (NSF) has awarded a grant valued at over $1 million to the 
Institute for Learning Innovation (ILI), in partnership with SciTech Institute and the Southwest Autism 
Research & Resource Center (SARRC) that will run through February 2023. The grant will be used to foster 
engagement in science, technology, engineering, and mathematics (STEM) learning and social interaction 
for individuals with autism spectrum disorder (ASD).  
 
Funding for project/programs may be based on available funding. As such, if funding were not 
available for the full the amount of request how would you prioritize funding. 
 
1.  Funding from the Salt River Pima- Maricopa Indian Community would first support the delivery of 
services in our Employment Services Program. 
2.  Second, funding from the Salt River Pima-Maricopa Indian Community would support the delivery 
of services in our Parent Training Program. 
3.  Funding from the Salt River Pima-Maricopa Indian Community would then support the delivery of 
services in our JumpStart Program. 
 
 
Which municipal governmental entity will serve as your pass-through agency to accept 12% gaming 
grant on your behalf? 
 
Maricopa County will serve as SARRC’s pass through agency to accept the 12% gaming grant on our 
behalf.  
 
 
 
By execution of the 12% Gaming Contribution Grant Application the undersigned agrees that the 
information contained in the Application is true to the best of the Applicants knowledge. The 
Applicant shall notify the SRPMIC if any information in this Application changes. 
 
 
 
 
 
 
6/30/2021 
Signature for the Applicant 
Date 
 
 
Daniel Openden, Ph.D., BCBA-D, President and CEO

Name and Title 
 
 
 
The Application shall be signed by the senior elected official of the local government, or in the case of 
a non-profit entity, the Chief Executive Officer authorizes to commit the non-profit entity to apply for, 
accept, and implement an award from the SRPMIC utilizing 12% Gaming Contributions

Updated: January 2020 
 
 
Officers: 
 
Nicole Goodwin 
Chair  
Managing Shareholder 
Greenberg Traurig, LLP  
 
Greg Wells  
Vice Chair  
Vice President 
Human Resources & 
Employee Development 
Blue Cross Blue Shield of 
Arizona  
 
Christine Wilkinson, Ph.D. 
Vice Chair 
Senior Vice President and 
Secretary of the University 
Arizona State University 
 
Monica Coury 
Secretary 
Vice President, Legislative & 
Government Affairs  
Arizona Complete Health 
 
Gary Jaburg 
Executive Committee 
Member at Large 
Managing Partner 
Jaburg & Wilk, P.C. 
 
Scott Wallace, CPA  
Treasurer 
Principal 
Wallace Plese+Dreher 
 
Daniel Openden, Ph.D., 
BCBA-D 
ex-officio 
President and CEO 
SARRC 
 
 
 
 
 
 
Members: 
 
Julie Alpert 
Community Member 
 
Neil Balter 
Closet Guru 
 
Gregory Bernosky 
Director of State Regulation 
and Compliance 
Arizona Public Service  
 
Michael Bill 
CEO 
MJ Insurance  
 
Chadwick Campbell 
Senior Counsel 
Thomas Title & Escrow  
 
Pearl Chang Esau 
CEO 
Shàn Strategies 
 
Lev Gonick 
Chief Information Officer 
Arizona State University  
 
Tom Harris 
Executive Vice President and 
Chief Financial Officer 
AZ Diamondbacks  
 
Stephanie King 
Vice President 
Charles Scwhab 
 
Jason Lattin, CFA  
Regional Director  
Investments at BMO Private 
Bank 
 
Ken McElroy  
CEO 
MC Companies 
 
Kim Shepard 
President 
Cigna-Arizona 
 
Pearl Woodring 
Former Buyer 
Bloomingdales 
 
 
 
 
 
Emeritus Members: 
 
Denise D. Resnik 
Founder & President/CEO 
First Place® AZ; 
SARRC co-founder  
 
Howard Sobelman, Esq. 
Partner 
Snell & Wilmer L.L.
Board Members

Southwest Autism Research & Resource Center                           
Senior-Level Staff 
 
Southwest Autism Research & Resource Center  
 
 
 
 
Name 
Title 
Daniel Openden, Ph.D., BCBA-D 
President & CEO 
Christopher J. Smith, Ph.D. 
Chief Science Officer 
Andrea Levy, CPA, CFE 
Chief Financial Officer 
Maureen Jorden 
Chief Development Officer 
Amy Kenzer, Ph.D., BCBA-D 
Chief Operations Officer

Revenue
     Revenue & Support
          SARRC Unrestricted Dollars
340,700
                                      
          Individual Contributions
          Corporate Contributions
          Grants
250,000
                                      
          Governmental
120,000
                                      
          Program Service Fees
520,000
                                      
          Interest, Dividend Income, & Market Change
          Special Events
          In-Kind Support
Total Revenue
1,230,700
                                    
Expenses
         Salaries
800,000
                                        
         Fringe Benefits
150,000
                                        
          Contract Labor & Professional Services
6,000
                                          
          Business & Travel
8,000
                                          
          Occupancy & Communication
20,000
                                        
          Postage Supplies & Printing
1,200
                                          
          Marketing & Subscriptions
15,000
                                        
          Staff Development
12,000
                                        
          Program Supplies & Expenses
10,000
                                        
          Other Operational Services
2,500
                                          
          Cost of Goods Sold
8,000
                                          
          In-Kind Expenses
3,000
                                          
          Amortization & Depreciation
45,000
                                        
          Administrative Overhead Allocation
150,000
                                      
Total Expenses
1,230,700
                                    
2021 BUDGET NET SURPLUS/(DEFICIT)
-
                                               
SARRC's Clinical Programs: Providing a Lifetime of 
Support for Individuals with Autism 
and their Families 
2022