GRANT AGREEMENT_G24SA0005A.PDF

Maricopa County — Formal (2024-05-22)

View PDF Item 21 Meeting page

Extracted text (via pymupdf) 20427 characters
1.
Recipient Name and Address
Maricopa, County of
550 W. Jackson Street
Phoenix, AZ 85003-2412
Russ Skinner
Sheriff
Award Number (FAIN): 
Period of Performance:
4.
5.
G24SA0005A
From
01/01/2024
to 12/31/2025
2.
Total Amount of the Federal Funds Obligated:
$667,152.00
Federal Award Date: 
April 8, 2024
6.
7.
Action:
Initial
2A.
Budget Approved by the Federal Awarding 
Agency $667,152.00
8. Supplement Number
3.
CFDA Name and Number:
High Intensity Drug Trafficking Areas
Program - 95.001
Previous Award Amount:
9.
3A.
Project Description
10. Amount of Federal Funds Obligated by this
Action:
$667,152.00
High Intensity Drug Trafficking Areas (HIDTA) 
Program
11. Total Amount of Federal Award:
$667,152.00
12.
This Grant is non-R&D and approved subject to such conditions or limitations as are set forth on the
attached pages.
13.
Statutory Authority for Grant:
Public Law 118-47
AGENCY APPROVAL
RECIPIENT ACCEPTANCE
14.
Typed Name and Title of Approving Official
15. Typed Name and Title of Authorized Official
Shannon Kelly
National HIDTA Director
Office of National Drug Control Policy
Jack Sellers
Chairman
Maricopa County Board of Supervisors
16.
Signature of Approving ONDCP Official
17. Signature of Authorized Recipient/Date
AGENCY USE ONLY
18.
Accounting Classification Code
19. HIDTA AWARD
UEI:
JW5VMAWMCQR6
OND1070DB2425XX
2024    OND6113
DUNS:
137783556
OND2000000000
OC 410001
EIN:
1866000472B6
Grant Agreement
Executive Office of the President
Office of National Drug Control Policy
Page 2 of 9

HIDTA G24SA0005A
2a 
Maricopa County 
ATTEST: 
 Juanita Garza       
  Date 
 Clerk of the Board of Supervisors 
APPROVED AS TO FORM 
This ____ day of ____________________, 20__ 
By: ___________________________________ 
  Deputy Maricopa County Attorney

GRANT CONDITIONS
A. General Terms and Conditions
·
28 C.F.R. § 69 – “New Restrictions on Lobbying”
·
2 C.F.R. § 25 – “Universal Identifier and System of Award Management”
·
Conflict of Interest and Mandatory Disclosure Requirements
·
Non-profit Certifications (when applicable)
1.
This award is subject to the Uniform Administrative Requirements, Cost Principles, and
Audit Requirements in 2 C.F.R. § 200 (the “§ 200 Uniform Requirements”), as adopted
and implemented by the Office of National Drug Control Policy (ONDCP) in 2 C.F.R.
§3603. For this award, the § 200 Uniform Requirements supersede, among other things,
the provisions of 28 C.F.R. §§ 66 and 70, as well as those of 2 C.F.R. §§ 215, 220, 225,
and 230.  For more information on the § 200 Uniform Requirements, see
https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200. For specific, award-
related questions, recipients should contact ONDCP promptly for clarification.
3.
Audits conducted pursuant to 2 C.F.R. § 200, Subpart F, “Audit Requirements” must be
submitted no later than 9 months after the close of the grantee’s audited fiscal year to the
Federal Audit Clearinghouse (fac.gov)
4.
Grantees are required to submit Federal Financial Reports (FFR) to the Department of
Health and Human Services, Payment Management System (HHS-PMS). The Federal
Financial Report is required to be submitted quarterly and within 90 days after the grant is 
closed out.
5.
The recipient gives the awarding agency or the Government Accountability Office,
through any authorized representative, access to, and the right to examine, all paper or
electronic records related to the grant.
6.
Recipients of HIDTA funds are not agents of ONDCP.  Accordingly, the grantee, its fiscal 
agent(s), employees, contractors, as well as state, local, and Federal participants, either on
a collective basis or on a personal level, shall not hold themselves out as being part of, or
representing, the Executive Office of the President or ONDCP.
7.
These general terms and conditions, as well as archives of previous versions of these
general terms and conditions, are available online at
https://www.whitehouse.gov/ondcp/grant-programs/.
2.
This award is subject to the following additional regulations and requirements:
Page 3 of 11

8.
Failure to adhere to the General Terms and Conditions as well as the Program Specific 
Terms and Conditions may result in the termination of the grant or the initiation of 
administrative action.  ONDCP may also terminate the award if it no longer effectuates 
program goals or agency priorities.  See 2 CFR 200.340.
9.
Conflict of Interest and Mandatory Disclosures
A. Conflict of Interest Requirements
As a non-federal entity, you must follow ONDCP’s conflict of interest policies for 
federal awards. Recipients must disclose in writing any potential conflict of interest to
an ONDCP Program Officer; recipients that are pass-through entities must require 
disclosure from sub-recipients or contractors. This disclosure must take place 
immediately whether you are an applicant or have an active ONDCP award.
The ONDCP conflict of interest policies apply to sub-awards as well as contracts, and 
are as follows:
As a non-federal entity, you must maintain written standards of conduct 
covering conflicts of interest and governing the performance of your employees 
engaged in the selection, award, and administration of sub-awards and contracts.
i.
None of your employees may participate in the selection, award, or 
administration of a sub-award or contract supported by a federal award if he or 
she has a real or apparent conflict of interest. Such a conflict of interest would 
arise when the employee, officer, or agent, any member of his or her immediate 
family, his or her partner, or an organization which employs or is about to 
employ any of the parties indicated herein, has a financial or other interest in or 
a tangible personal benefit from an organization considered for a sub-award or 
contract. The officers, employees, and agents of the non-federal entity must 
neither solicit nor accept gratuities, favors, or anything of monetary value from 
sub-recipients or contractors or parties to sub-awards or contracts.
ii.
If you have a parent, affiliate, or subsidiary organization that is not a state, local 
government, or Indian tribe, you must also maintain written standards of 
conduct covering organizational conflicts of interest. Organizational conflicts of 
interest means that because of relationships with a parent company, affiliate, or 
subsidiary organization, you are unable or appear to be unable to be impartial in 
conducting a sub-award or procurement action involving a related organization.
iii.
Page 4 of 11

B.  Mandatory Disclosure Requirement
As a non-federal entity, you must disclose, in a timely manner, in writing to ONDCP 
all violations of federal criminal law involving fraud, bribery, or gratuity violations 
potentially affecting the federal award.  Non-federal entities that have received a 
federal award including the terms and conditions outlined in appendix XII of this part 
are required to report certain civil, criminal, or administrative proceedings to the 
System for Award Management (SAM), currently the Federal Awardee Performance 
and Integrity Information System. Failure to make required disclosures can result in 
any of the remedies described in § 200.339. (See also 2 C.F.R. §180, 31 U.S.C. § 
3321, and 41 U.S.C. § 2313.)
None of the funds appropriated or otherwise made available by this grant or any other 
Act may be used to fund a contract, grant, or cooperative agreement with an entity 
that requires employees or contractors of such entity seeking to report fraud, waste, or 
abuse to sign internal confidentiality agreements or statements prohibiting or 
otherwise restricting such employees or contractors from lawfully reporting such 
waste, fraud, or abuse to a designated investigative or law enforcement representative 
of a Federal department or agency authorized to receive such information. This 
limitation shall not contravene requirements applicable to Standard Form 312, Form 
4414, or any other form issued by a Federal department or agency governing the 
nondisclosure of classified information.
10.
Federal Funding Accountability and Transparency (FFATA) / Digital Accountability and 
Transparency Act (DATA Act). Each applicant is required to (i) be registered in SAM 
before submitting its application; (ii) provide a valid Unique Entity Identifier number in 
its application; (iii) continue to maintain an active SAM registration with current 
information at all times during which it has an active federal award; and (iv) provide all 
relevant grantee information required for ONDCP to collect for reporting related to 
FFATA and DATA Act requirements.
11.
Subawards are authorized under this grant award. Subawards must be monitored by the 
award recipient as outlined in 2 C.F.R. § 200.331. 
12.
Recipients must comply with the Government-wide Suspension and Debarment provision 
set forth at 2 C.F.R. §180, dealing with all sub-awards and contracts issued under the 
grant.
13.
As specified in 2 CFR 200.303 Internal Controls, recipient must:
Page 5 of 11

a)
Establish and maintain effective internal controls over the federal award that 
provides reasonable assurance that federal award funds are managed in 
compliance with federal statutes, regulations and award terms and conditions. 
These internal controls should be in compliance with the guidance in “Standards 
for Internal Control in the federal Government,” issued by the Comptroller 
General of the United States and the “Internal Control Integrated Framework,” 
issued by the Committee of Sponsoring Organizations of the Treadway 
Commission (COSO).
b)
Comply with federal statutes, regulations, and the terms and conditions of the 
Federal awards.
c)
Evaluate and monitor the non-federal entity’s compliance with statute, 
regulations, and the terms and conditions of the federal award.
d)
Take prompt action when instances of noncompliance are identified, including 
noncompliance identified in audit findings.
e)
Take reasonable measures to safeguard protected personally identified 
information (PII) and other information ONDCP or pass-through entity 
designates as sensitive or the non-federal entity considers sensitive consistent 
with applicable federal, state, and local laws regarding privacy and obligations 
of confidentiality.
14.
Recipients are prohibited from using federal grant funds to purchase certain 
telecommunication and video surveillance services or equipment in alignment with § 889 
of the National Defense Authorization Act of 2019, Pub. L. No. 115-232.  See 2 C.F.R. § 
200.216.  See also, HIDTA PPBG, § 7.20, Prohibited Uses of HIDTA Funds.
15.
Grantees should provide a preference, to the extent permitted by law, to maximize use of 
goods, products, and materials produced in the United States.  See 2 C.F.R. § 200.322.
16.
When issuing statements, press releases, requests for proposals, bid solicitations and other 
documents describing projects or programs funded in whole or in part with Federal 
money, all grantees receiving Federal funds included in this Act, shall clearly state—
a)
the percentage of the total costs of the program or project which will be 
financed with federal money;
b)
the dollar amount of Federal funds for the project or program; and
c)
percentage and dollar amount of the total costs of the project or program that 
will be financed by non-governmental sources.
Page 6 of 11

B. Recipient Integrity and Performance Matters
Reporting of Matters Related to Recipient Integrity and Performance
1. General Reporting Requirement
If the total value of your currently active grants, cooperative agreements, and procurement 
contracts from all federal awarding agencies exceeds $10,000,000 for any period of time 
during the period of performance of this federal award, then you as the recipient during that 
period of time must maintain the currency of information reported to SAM that is made 
available in the designated integrity and performance system (currently the Federal Awardee 
Performance and Integrity Information System (FAPIIS)) about civil, criminal, or 
administrative proceedings described in paragraph 2 of this award term and condition. This 
is a statutory requirement under § 872 of Public Law 110-417, as amended (41 U.S.C. § 
2313). As required by § 3010 of Public Law 111-212, all information posted in the 
designated integrity and performance system on or after April 15, 2011, except past 
performance reviews required for federal procurement contracts, will be publicly available. 
See 2 C.F.R. Part 200, Appendix XII.
2. Proceedings About Which You Must Report
Submit the information required about each proceeding that:
a.
Is in connection with the award or performance of a grant, cooperative agreement, or 
procurement contract from the Federal Government;
b.
Reached its final disposition during the most recent 5-year period; and
c.
Is one of the following:
(1) A criminal proceeding that resulted in a conviction, as defined in paragraph 5 of this 
award term and condition;
(2) A civil proceeding that resulted in a finding of fault and liability and payment of a 
monetary fine, penalty, reimbursement, restitution, or damages of $5,000 or more;
(3) An administrative proceeding, as defined in paragraph 5 of this award term and 
condition, that resulted in a finding of fault and liability and your payment of either a 
monetary fine or penalty of $5,000 or more or reimbursement, restitution, or damages in 
excess of $100,000; or
(4) Any other criminal, civil, or administrative proceeding if:
(i) It could have led to an outcome described in paragraph 2.c.(1), (2), or (3) of this 
award term and condition;
(ii) It had a different disposition arrived at by consent or compromise with an 
acknowledgment of fault on your part; and
Page 7 of 11

(iii) The requirement in this award term and condition to disclose information about the 
proceeding does not conflict with applicable laws and regulations.
3. Reporting Procedures
Enter in the SAM Entity Management area the information that SAM requires about each 
proceeding described in paragraph 2 of this award term and condition.  You do not need to 
submit the information a second time under assistance awards that you received if you 
already provided the information through SAM because you were required to do so under 
federal procurement contracts that you were awarded.
4. Reporting Frequency
During any period of time when you are subject to the requirement in paragraph 1 of this 
award term and condition, you must report proceedings information through SAM for the 
most recent 5-year period, either to report new information about any proceeding(s) that you 
have not reported previously or affirm that there is no new information to report.  Recipients 
that have federal contract, grant, and cooperative agreement awards with a cumulative total 
value greater than $10,000,000 must disclose semiannually any information about the 
criminal, civil, and administrative proceedings.
5. Definitions
For purposes of this award term and condition:
a.    Administrative proceeding means a non-judicial process that is adjudicatory in nature in 
order to make a determination of fault or liability (e.g., Securities and Exchange 
Commission Administrative proceedings, Civilian Board of Contract Appeals proceedings, 
and Armed Services Board of Contract Appeals proceedings). This includes proceedings at 
the Federal and state level, but only in connection with performance of a Federal contract or 
grant. It does not include audits, site visits, corrective plans, or inspection of deliverables.
b. Conviction, for purposes of this award term and condition, means a judgment or 
conviction of a criminal offense by any court of competent jurisdiction, whether entered 
upon a verdict or a plea, and includes a conviction entered upon a plea of nolo contendere.
c. Total value of currently active grants, cooperative agreements, and procurement contracts 
includes—
(1) Only the federal share of the funding under any federal award with a recipient cost 
share or match; and
(2) The value of all expected funding increments under a federal award and options, 
even if not yet exercised.
Page 8 of 11

C.  Program Specific Terms and Conditions
The grant condition is as follows:
1. This award is subject to the requirements in the SUPPORT for Patients and Communities 
Act, 21 U.S.C. §§ 1701 et seq. and in the ONDCP National HIDTA Program Office HIDTA 
Program Policy and Budget Guidance (September 9, 2021) (PPBG). The HIDTA PPBG is 
issued pursuant to authority granted the Director of ONDCP by the SUPPORT for Patients 
and Communities Act (21 U.S.C. § 1706) and the Uniform Administration Requirements (2 
C.F.R. § 200) which provide the Director of ONDCP authority to coordinate funds and 
implement oversight and management function with respect to the HIDTA Program.  The 
HIDTA PPBG can be accessed at the following website:
Program_Policy_and_Budget_Guidance2021.pdf (nhac.org)
In addition, as a condition for receiving this award, recipients must complete safe and 
healthy workplace trainings as outlined in the PPBG. 
E. Payment Basis
1. A request for advance or reimbursement shall be made using the HHS/DPM system 
(https://pms.psc.gov/).
2. The grantee, must utilize the object classes specified within the initial grant application each 
time they submit a disbursement request to ONDCP.  Requests for payment in the DPM 
system will not be approved unless the required disbursements have been entered using the 
corresponding object class designations.  Payments will be made via Electronic Fund 
Transfer to the award recipient’s bank account.  The bank must be Federal Deposit 
Insurance Corporation (FDIC) insured. The account must be interest bearing.
3. Except for interest earned on advances of funds exempt under the Intergovernmental 
Cooperation Act (31 U.S.C. § 6501 et seq.) and the Indian Self-Determination and 
Education Assistance Act (25 U.S.C. § 450), awardees and sub-awardees shall promptly, but 
at least annually, remit interest earned on advances to HHS/DPM using the remittance 
instructions provided below.
Remittance Instructions – Remittances must include pertinent information of the payee and 
nature of payment in the memo area (often referred to as “addenda records” by Financial 
Institutions) as that will assist in the timely posting of interest earned on federal funds. 
Pertinent details include the Payee Account Number (PAN), reason for check (remittance of 
interest earned on advance payments), check number (if applicable), awardee name, award 
number, interest period covered, and contact name and number. The remittance must be 
submitted as follows:
D. Federal Award Performance Goals
HIDTA award recipients must adhere to the performance measures, goals and requirements 
set forth in the PPBG Performance Management chapter (§ 10.0) and the HIDTA 
Performance Management Process (PMP) database.
Page 9 of 11

v Funds, interest, principal, and excess cash returns should include the following information:
Ø  Payee Account Number (PAN
Ø  PMS document number (grant number) and subaccount(s)
Ø  The reason for the return (e.g., excess cash, funds not spent, interest, part interest part 
other, etc.)
v The following information is also required:
Ø  For ACH Returns:
§  Routing Number: 051036706
§  Account number: 303000
§  Bank Name and Location: Credit Gateway—ACH Receiver St. Paul, MN
Ø  For Fedwire Returns (1):
§  Routing Number: 021030004
§  Account number: 75010501
§  Bank Name and Location: Federal Reserve Bank Treas NYC/Funds Transfer Division 
New York, NY
(1) Please note that the organization initiating payment is likely to incur a charge from their 
Financial Institution for this type of payment.
v For recipients that do not have electronic remittance capability, please make check(2) 
payable to:
“The Department of Health and Human Services.”
·         Mail Check to Treasury approved lockbox: HHS Program Support Center, P.O. Box 
979132, St. Louis, MO 63197
(2) Please allow 4–6 weeks for processing of a payment by check to be applied to the 
appropriate PMS account.
v Questions can be directed to PMS at 877–614–5533 or PMSSupport@psc.hhs.gov.
4.
The grantee or subgrantee may keep interest amounts up to $500 per year for administrative 
purposes.
Page 10 of 11

RECIPIENT ACCEPTANCE OF GRANT CONDITIONS 
Russ Skinner
Maricopa, County of
Date:
Page 11 of 11