INTERNAL DATA SHARING AGREEMENT EQUUS 2024.PDF
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Rev.2020 INTERNAL DATA SHARING AGREEMENT DSA No. This Internal Data Sharing Agreement (the “Agreement”) will become final and effective on the date of the final signature, by and between Maricopa County administered by its Human Services Department (“Public Official”) and Arbor E&T, LLC dba Equus Workforce Solutions (“EWS”) (“Agent”). Public Official and Agent are referred to herein together as the “parties” and individually as “party.” RECITALS Arizona Department of Economic Security (“AZDES”) Unemployment Insurance program (“UI”) discloses certain confidential Unemployment Compensation (“UC”) information to Maricopa County, Jack Sellers is the Chief Elected Official and is recognized therefore as a public official under the meaning described in 20 C.F.R. §603.2. Maricopa County is authorized to receive confidential UC information from UI pursuant to 20 C.F.R. §603.5(e). Maricopa County desires to share confidential UC information with Agent to carry out the functions of Youth Services Provider and One-Stop Operator under the Workforce Innovation and Opportunity Act. Maricopa County designates Agent as Maricopa County’s agent authorized to access and receive confidential Unemployment Compensation (UC) information for the purposes stated herein. TERMS AND CONDITIONS In exchange for the promises set forth herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows: 1. The term “confidential UC information” means any information in the records of a State or State UC agency (i.e. UI) that pertains to the administration of the State UC law. This term includes State wage reports collected under the Income and Eligibility Verification System (IEVS) that are obtained by the State UC agency for determining UC monetary eligibility or are downloaded to the State UC agency’s files as a result of a cross match but does not otherwise include those wage reports. The term does not include information in a State’s Directory of New Hires, but does include any such information that has been disclosed to the State unemployment agency for use in the UC program. It also does not include the personnel or fiscal information of a State UC agency. 2. Purpose and duties. Maricopa County may disclose or authorize access to confidential UC information in the form of quarterly wage data stored within the Arizona Job Connection (AJC) Internet application. This will include actual amount earned (in dollars) by quarter. The requested earnings include three quarters prior to participation in the program(s) and up to five quarters after exiting from the program(s) to the extent the wages are available. The information will be made available to Agent for use in performance of Agents’ duties under this Agreement and which are consistent with 20 C.F.R. §603.5(e). Agent’s duties shall be limited to viewing and sharing information for eligibility verification for enrollment into Workforce Innovation Opportunity Act (WIOA) program services. Agent will also utilize UI Wage records to meet performance reporting requirements and to cooperate with DOL reporting. In addition, agent will also verify and sign off on UI Benefits/approved training weekly forms. Confidential UC information shared under this Agreement shall not be used for any purpose other than those described in this Agreement. 3. Confidentiality. To maintain the security of confidential UC information consistent with the requirements of 20 C.F.R. §§ 603.9 and 603.10, Agent agrees Agent will: a. Use the disclosed confidential UC information only for purpose authorized by law as needed to perform the legitimate duties of Maricopa County, consistent with this Agreement. Rev.2020 b. Appropriately safeguard confidential UC information. c. Store confidential UC information in a place physically secure from access by unauthorized persons, including storing confidential UC information maintained in electronic format in such a way that it is reasonably secure from access by unauthorized persons. d. Use appropriate security measures and undertake precautions to ensure that only authorized Agent personnel are given access to confidential UC information. e. Ensure confidential UC information is disclosed only to those with a need to access it for purposes listed in this Agreement or any other applicable agreement between Maricopa County and AZDES, or if required by law. f. Instruct all Agent’s personnel with access to confidential UC information about the confidentiality requirements of 20 C.F.R. Part 603, Subpart B, and the sanctions specified by Arizona law for unauthorized disclosure of information. See A.R.S. §23‐722.01(G) (civil penalty of $1,000 for unauthorized disclosure of confidential UC information). g. Dispose of confidential UC information after its purpose is served by either returning the confidential UC information to AZDES or destroying the confidential UC information consistent with the records retention schedules required by law. Disposal includes deletion of personal identifiers by AZDES in lieu of destruction. h. Maintain a system sufficient to allow AZDES, the U.S. Department of Labor, or any other authorized entity, to perform an audit of compliance with the requirements of 20 C.F.R. § 603.9(b)(1)(vii) i. Comply with on-site inspections by AZDES, the U.S. Department of Labor, or the Public Official to assure that the requirements of the State's law and the agreement or contract required by this section are being met per 20 C.F.R. §603.10 (b)(vi) 4. Term. The term of this Agreement shall be the same as the term of Data‐sharing Agreement Number 245501 between AZDES’ Division of Employment and Rehabilitation Services and the Public Official unless earlier terminated in accordance with this Agreement. 5. Termination. This Agreement shall terminate immediately upon any violation by Agent of the confidentiality and nondisclosure provisions herein. Maricopa County may terminate this Agreement at its sole discretion, at any time, through written notice to Agent. 6. Cancellation for Conflict of Interest. This Agreement is subject to cancellation pursuant to A.R.S. § 38-511, the pertinent provisions of which are incorporated herein by reference. 7. Choice of law. This Agreement shall be constructed under the laws of the State of Arizona, notwithstanding any conflict of law principles. IN WITNESS WHEREOF, the parties have executed this Agreement as of the date written below. PUBLIC OFFICIAL: MARICOPA COUNTY AGENT: ARBOR E&T, LLC D/B/A Equus Workforce Solutions By By Name: Jack Sellers Name: Title: Chairman, Board of Supervisors Title: Date: Date: Rev.2020 _________________________________________________________________________ Lesa Manning, DERS Data Sharing Unit Supervisor Date __________________________________________________________________________ Anna Hunter, DERS Assistant Director Date __________________________________________________________________________ Dan Wilkins, DES Chief Information Security Officer Date