SURPRISE HOME AMENDMENT 2.PDF

Maricopa County — Formal (2023-01-25)

View PDF Item 68 Meeting page

Extracted text (via pymupdf) 9938 characters
Contract No. C-22-21-092-X-02 
 
Amendment No. 2 
City of Surprise 
 
Page 1 of 5 
AMENDMENT NO. 2 TO THE 
INTERGOVERNMENTAL AGREEMENT 
BETWEEN 
MARICOPA COUNTY 
ADMINISTERED BY ITS 
HUMAN SERVICES DEPARTMENT 
AND  
CITY OF SURPRISE 
 
I. 
Maricopa County (“County”) administered by its Human Services Department and the City 
of Surprise (“City”) entered into a financial Intergovernmental Agreement (“Agreement”) 
on or about March 31, 2021. The purpose of the Agreement is for the City to provide 
Tenant Based Rental Assistance (TBRA) and security deposits to eligible individuals that 
reside in the City of Surprise. The County provided the City with $184,855 in 2020 HOME 
Investment Partnerships Program (HOME) funds from the U.S. Department of Housing 
and Urban Development (HUD). All work performed or cost incurred or expended shall be 
reimbursable through September 30, 2024. The County and the City may be referred to 
individually as the “Party” and collectively referred to as the “Parties.” 
 
The Parties fully executed Amendment No. 1 on or about March 17, 2022. The 
Amendment extended the termination date from September 30, 2024, through September 
30, 2025. The Amendment also added agreement required language specific to: 
Whistleblower Rights; Force Majeure; Administrative Change Orders; and Compensation. 
The Amendment added 2021 Work Statement for the City to provide Tenant Based Rental 
Assistance (TBRA) and security deposits to eligible individuals that reside in the city of 
Surprise. The County provided the City an increase in funding in the amount of $185,929 
PY21 HOME funds for the work statement activities. The Agreement funding amount 
increased from $184,855 to $370,784. 
 
II. 
The Parties agree to enter into this Amendment No. 2 to amend the Agreement as follows: 
 
A. 
Change Lead Agency Maricopa County 
Representative: Shawn Pierce, Deputy Director Human Services Department 
Phone: 602-506-5006 
E-Mail: shawn.pierce@maricopa.gov  
Address: 234 North Central, 3rd Floor Phoenix AZ 85004 
 
B. 
Revise Section 3 (Work Statement) to address the following paragraphs: 
 
1. 
Add an additional Work Statement hereinafter referred to as “2022 Work 
Statement”, attached and incorporated into the Agreement. The 2022 Work 
Statement is for the City to provide Tenant Based Rental Assistance within 
the City as certified a “High” priority in the Consolidated Plan. The City will 
contract with a Subcontractor to administer the Project. If the City has 
completed the required Environmental Review, expenditures may be 
retroactive to July 1, 2022. All work performed, or costs incurred expenses 
shall be reimbursable through September 30, 2025. The County shall 
provide the City with $200,703 for the Work Statement activities. The 
funding for Work Statement is provided by PY22 HOME Investment 
Partnerships Program (HOME) through the U.S. Department of Housing 
and Urban Development (HUD) funds, under ALN 14.239.

Contract No. C-22-21-092-X-02 
 
Amendment No. 2 
City of Surprise 
 
Page 2 of 5 
 
C. 
The Agreement funding amount shall be increased from $370,784 to $571,487 in 
HOME funds. 
 
III. 
Section II above contains all the changes made by this Amendment No. 2. All other terms 
and conditions of the Agreement and Amendment No. 1 shall remain the same and in full 
force and effect as approved. 
 
IV. 
The Parties have authorized the undersigned to execute this Amendment No. 2 on their 
behalf, and it shall be effective upon approval and signature by both Parties. 
 
IN WITNESS, the Parties have approved and signed this Amendment: NO. 2: 
 
FOR CITY OF SURPRISE: 
 
FOR MARICOPA COUNTY: 
 
__________________________________ 
Skip Hall                                              Date 
Mayor 
 
 
____________________________________ 
Chairman, Board of Supervisors             Date 
 
 
 
Attestation: 
 
___________________________________ 
Sherry Aguilar                                       Date 
City Clerk 
 
 
 
Attestation: 
 
____________________________________ 
Juanita Garza                                          Date 
Clerk of the Board 
 
 
IN ACCORDANCE WITH A.R.S. §§ 9-240 
and 11-952, THIS AMENDMENT NO. 2 HAS 
BEEN REVIEWED BY THE UNDERSIGNED 
ATTORNEY WHO HAS DETERMINED IT IS 
PROPER IN FORM AND WITHIN THE 
POWERS AND AUTHORITY GRANTED TO 
THE CITY OF SURPRISE UNDER THE 
LAWS OF THE STATE OF ARIZONA. 
 
 
 
APPROVED AS TO FORM: 
 
 
 
___________________________________ 
 
 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 2 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM AND 
WITHIN THE POWERS AND AUTHORITY 
GRANTED 
TO 
MARICOPA 
COUNTY 
UNDER THE LAWS OF THE STATE OF 
ARIZONA. 
 
 
APPROVED AS TO FORM: 
 
 
 
___________________________________ 
Attorney for the City                               Date 
Deputy County Attorney                       Date

Contract No. C-22-21-092-X-02 
 
Amendment No. 2 
2022 Work Statement 
City of Surprise 
 
Page 3 of 5 
2022 Work Statement 
MARICOPA COUNTY 
Tenant Based Rental Assistance 
HOME Investment Partnerships Program 
Program Year 2022 
 
Consortium Member:   
City of Surprise, Arizona 
Funding: 
 
 
$200,703 ($188,159 EN and $12,554 AD) 
Project:  
 
 
Tenant Based Rental Assistance (TBRA) 
Type of Property:  
 
Rental 
 
1. 
FUNDING: 
PROGRAM 
YEAR 
 
ENTITLEMENT 
(EN) 
 
ADMINISTRATION 
(AD) 
PROGRAM 
INCOME 
(PI) 
(non-
reimbursable, 
IDIS draw only) 
TOTAL 
BUDGET 
PY 2022  
$188,159 
$12,544 
$2,059.17 
$202,762.17 
 
2. 
DETAILED SCOPE OF WORK: 
1. 
Tenant Based Rental Assistance within the City is certified a “High” priority in the 
Consolidated Plan. The City will contract with a Subcontractor to administer the 
Project. Type of assistance/activity to be provided with HOME funds: Tenant 
Based Rental Assistance. 
 
3. 
Methods and instruments used for ensuring affordability: The maximum amount of 
monthly assistance paid to, or on behalf of, a family may not exceed the difference 
between a rent standard for the bedroom size and 30% of the family’s monthly 
adjusted income. The subrecipient will annually determine that the family income 
continues to be low-income. 
 
3. 
OBJECTIVES AND OUTCOMES: 
 
 
OUTCOMES 
AVAILABILITY/ 
ACCESSIBILITY 
AFFORDABILITY 
SUSTAINABILITY 
DECENT 
HOUSING 
 
 Single Family 
Housing Rehab 
and Emergency 
Rehab, 
Homebuyer 
Assistance 
 
Homebuyer Activities, 
Acquisition/Rehab of rental housing, 
Acquisition/New Construction of 
rental housing, Preservation of 
existing public housing units and 
TBRA, Expansion of assisted rental 
units in the private marketplace 
 
Housing Activities in 
a targeted 
revitalization area

Contract No. C-22-21-092-X-02 
 
Amendment No. 2 
2022 Work Statement 
City of Surprise 
 
Page 4 of 5 
 
4. 
LOGIC MODEL: PERFORMANCE INDICATORS: 
 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
subrecipient will need 
the following: 
ACTIVITIES 
In order to address 
the issue, the 
subrecipient will 
conduct the 
following activities: 
OUTPUTS 
Once 
completed, 
these activities 
will produce 
the following: 
OUTCOMES 
When 
completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
HOME funding 
Provide rental 
subsidies to low-
income households 
who are homeless 
or at risk of 
becoming 
homeless.  
Low-income 
households will 
be provided 
access to 
affordable 
rental housing 
opportunities.  
Low-income 
families will be 
provided a 
more stable 
living situation 
leading to self-
sufficiency.  
Stable 
neighborhoods; 
Access to 
affordable 
housing. Self-
sufficiency.  
 
5. 
PROPOSED HOME-ASSISTED BENEFICIARIES:  
Targeted Population by 
Income Level 
Number of 
Households 
Total Number 
of Units 
Households at or below 
50% 
 
 
Households at or below 
60% 
10 
10 
Households at or below 
80% 
 
 
TOTAL 
10 
10 
 
6. 
PRIORITY POPULATIONS: 
Complete the table below only if the Activity will specifically set-aside units for a priority 
population.  
 
Priority Populations 
No. of 
Units 
Elderly 
 
Physically Disabled 
 
Other Priority Populations: 
Veterans

Contract No. C-22-21-092-X-02 
 
Amendment No. 2 
2022 Work Statement 
City of Surprise 
 
Page 5 of 5 
7. 
PERFORMANCE REPORTING GOALS-TIMELINE OF ACTIVITIES: 
MILESTONES 
START 
DATE 
COMPLETION 
DATE 
Executed Agreement  
 
 
TBRA CENST Environmental Review 
Completed 
Completed 
Service Provider Agreement 
2/1/2023 
6/30/2023 
Application intake – income certification 
2/1/2023 
Ongoing 
HQS Inspections 
Ongoing 
Ongoing 
Unit occupied by LMI households 
Ongoing 
Ongoing 
Unit Activity Set-up in IDIS 
Ongoing 
Ongoing 
Activity Closeout 
6/30/2023 
Final Draw 
Any change to the Timeline will need to be submitted to and approved by Maricopa County. 
 
8. 
ACTIVITY BUDGET SUMMARY: 
 
RENTAL COSTS  
 
2022 
HOME FUNDS 
Additional 
Sources* (defined 
in Table 9 & 10) 
 
TOTAL 
COST 
Monthly Rent; Utility Costs; 
Security and Utility Deposits; 
Program Delivery expenses 
 
 
$188,159 
 
 
$2,059.17 
 
 
$190,218.17 
Administration  
$12,544 
$15,824 
$28,368 
TOTAL 
$200,703 
$17,343.17 $218,586.17 
 
9. 
SOURCE AND AMOUNT OF OTHER RESOURCES: 
FUNDING AGENCY 
CASH AMOUNT 
HOME Repayment Funds 
$2,059.17 
Subrecipient Contribution 
$15,824 
TOTAL 
$17,343.17 
 
10. 
MATCH: 
Match commitment must equal 25% of the HOME funds requested. Documentation is due 
at the time of request for payment(s). 
TYPE 
SOURCE/FUNDING 
AGENCY 
TOTAL 
Cash or cash equivalents from a non-federal source 
TBRA Subrecipient 
$15,824 
Value of waived taxes, fees or charges associated with 
HOME projects 
City Contribution 
$31,215.75 
Value of donated land or real property 
 
 
Infrastructure improvements associated with HOME 
projects 
 
 
Value of donated materials, equipment, labor, and 
professional services or sweat equity 
 
 
TOTAL 
 
$47,039.75