230178-CONTRACT_EASTERN RESEARCH GROUP INC. ERG.DOCX
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CONTRACT AIR QUALITY SERVICES 230178-RFP This contract is entered into this 6th day of DECEMBER, 2023 by and between Maricopa County (“County”), a political subdivision of the State of Arizona, and Eastern Research Group, Inc., a Massachusetts corporation (“Contractor”) for the purchase of professional technical assistance for a wide range of air quality management services. 1.0 CONTRACT TERM 1.1 This contract is for a term of one year, beginning on the 6th of DECEMBER, 2023 and ending the 30th of NOVEMBER, 2024. 2.0 OPTION TO RENEW The County may, at its option and with the concurrence of the Contractor, renew the term of this contract up to a maximum of four additional years, (or at the County’s sole discretion, extend the contract on a month-to-month basis for a maximum of six months after expiration). The Contractor shall be notified in writing by the Office of Procurement Services of the County’s intention to renew the contract term at least 60 calendar days prior to the expiration of the original contract term. 3.0 CONTRACT COMPLETION In preparation for contract completion, the Contractor shall make all reasonable efforts for an orderly transition of its duties and responsibilities to another provider and/or to the County. This may include, but is not limited to, preparation of a transition plan and cooperation with the County or other providers in the transition. The transition includes the transfer of all records and other data in the possession, custody, or control of the Contractor that are required to be provided to the County either by the terms of this agreement or as a matter of law. The provisions of this clause shall survive the expiration or termination of this agreement. 4.0 PRICE ADJUSTMENTS Any requests for reasonable price adjustments must be submitted 60 calendar days prior to contract expiration. Requests for adjustment in cost of labor and/or materials must be supported by appropriate documentation. The reasonableness of the request will be determined by comparing the request with the Consumer Price Index or by performing a market survey. If County agrees to the adjusted price terms, County shall issue written approval of the change and provide an updated version of the contract. The new change shall not be in effect until the date stipulated on the updated version of the contract. 5.0 PAYMENTS 5.1 As consideration for performance of the duties described herein, County shall pay Contractor the sum(s) stated in Exhibit A-1 – Pricing. 5.2 Payment shall be made upon the County’s receipt of a properly completed invoice. 5.3 INVOICES SERIAL# 230178-RFP 5.3.1 The Contractor shall submit one legible copy of their detailed invoice before payment(s) will be made. Incomplete invoices will not be processed. At a minimum, the invoice must provide the following information: • Company name, address, and contact information • County bill-to name and contact information • Contract serial number • County purchase order number • Project name and/or number • Invoice number and date • Payment terms • Date of service or delivery • Quantity • Contract item number(s) • Arrival and completion time • Description of purchase (product or services) • Pricing per unit of purchase • Extended price • Freight (if applicable) • Mileage with rate (if applicable) • Total amount due 5.3.2 Labor, services, and maintenance must be billed as a separate line item. 5.3.3 Problems regarding billing or invoicing shall be directed to the department as listed on the purchase order. 5.3.4 Payment shall only be made to the Contractor by Accounts Payable through the Maricopa County Vendor Express Payment Program. This is an electronic funds transfer (EFT) process. After contract award, the Contractor shall complete the Vendor Registration Form accessible from the County Department of Finance Vendor Registration Web Site https://www.maricopa.gov/5169/Vendor- Information. 5.3.5 Discounts offered in the contract shall be calculated based on the date a properly completed invoice is received by the County. 5.3.6 EFT payments to the routing and account numbers designated by the Contractor shall include the details on the specific invoices that the payment covers. The Contractor is required to discuss remittance delivery capabilities with their designated financial institution for access to those details. 5.4 APPLICABLE TAXES 5.4.1 It is the responsibility of the Contractor to determine any and all applicable taxes and include those taxes in their proposal. The legal liability to remit the tax is on the entity conducting business in Arizona. Tax is not a determining factor in contract award. 5.4.2 The County will look at the price or offer submitted and will not deduct, add, or alter pricing based on speculation or application of any taxes, nor will the County provide Contractor any advice or guidance regarding taxes. If you have questions regarding your tax liability, seek advice from a tax professional prior to submitting your bid. You may also find information at https://www.azdor.gov/Business.aspx. Once your bid is submitted, the offer is valid for the time specified in this solicitation, regardless of mistake or omission of tax liability. If the County finds overpayment of a project due to tax consideration that was not due, the Contractor will be liable to the County for that amount, and by contracting with the County agrees to remit SERIAL# 230178-RFP any overpayments back to the County for miscalculations on taxes included in a bid price. 5.4.3 Tax Indemnification: Contractor and all subcontractors shall pay all Federal, State, and local taxes applicable to their operation and any persons employed by the Contractor. Contractor shall, and require all subcontractors to, hold Maricopa County harmless from any responsibility for taxes, damages, and interest, if applicable, contributions required under Federal and/or State and local laws and regulations, and any other costs including: transaction privilege taxes, unemployment compensation insurance, Social Security, and workers’ compensation. Contractor may be required to establish, to the satisfaction of County, that any and all fees and taxes due to the City or the State of Arizona for any license or transaction privilege taxes, use taxes, or similar excise taxes are currently paid (except for matters under legal protest). 6.0 AVAILABILITY OF FUNDS 6.1 The provisions of this contract relating to payment for services shall become effective when funds assigned for the purpose of compensating the Contractor as herein provided are actually available to County for disbursement. The County shall be the sole judge and authority in determining the availability of funds under this contract. County shall keep the Contractor fully informed as to the availability of funds. 6.2 If any action is taken by, any State agency, Federal department, or any other agency or instrumentality to suspend, decrease, or terminate its fiscal obligations under, or in connection with, this contract, County may amend, suspend, decrease, or terminate its obligations under, or in connection with, this contract. In the event of termination, County shall be liable for payment only for services rendered prior to the effective date of the termination, provided that such services are performed in accordance with the provisions of this contract. County shall give written notice of the effective date of any suspension, amendment, or termination under this section, at least 10 days in advance. 7.0 DUTIES 7.1 The Contractor shall perform all duties stated in Exhibit B – Scope of Work, or as otherwise directed in writing by the procurement officer. 8.0 TERMS AND CONDITIONS 8.1 INDEMNIFICATION 8.1.1 To the fullest extent permitted by law, and to the extent that claims, damages, losses, or expenses are not covered and paid by insurance purchased by the contractor, the contractor shall defend, indemnify, and hold harmless the County (as Owner), its agents, representatives, officers, directors, officials, and employees from and against all claims, damages, losses, and expenses (including, but not limited to attorneys' fees, court costs, expert witness fees, and the costs and attorneys' fees for appellate proceedings) arising out of, or alleged to have resulted from, the negligent acts, errors, omissions, or mistakes relating to the performance of this contract. 8.1.2 Contractor's duty to defend, indemnify, and hold harmless the County, its agents, representatives, officers, directors, officials, and employees shall arise in connection with any claim, damage, loss, or expense that is attributable to bodily injury, sickness, disease, death, or injury to, impairment of, or destruction of tangible property, including loss of use resulting therefrom, caused by negligent acts, errors, omissions, or mistakes in the performance of this contract, but only to the extent caused by the negligent acts or omissions of the contractor, a subcontractor, anyone directly or indirectly employed by them, or anyone for SERIAL# 230178-RFP whose acts they may be liable, regardless of whether or not such claim, damage, loss, or expense is caused in part by a party indemnified hereunder. 8.1.3 The amount and type of insurance coverage requirements set forth herein will in no way be construed as limiting the scope of the indemnity in this section. 8.1.4 The scope of this indemnification does not extend to the sole negligence of County. 8.2 INSURANCE 8.2.1 Contractor, at Contractor’s own expense, shall purchase and maintain, at a minimum, the herein stipulated insurance from a company or companies duly licensed by the State of Arizona and possessing an AM Best, Inc. category rating of B++. In lieu of State of Arizona licensing, the stipulated insurance may be purchased from a company or companies, which are authorized to do business in the State of Arizona, provided that said insurance companies meet the approval of County. The form of any insurance policies and forms must be acceptable to County. 8.2.2 All insurance required herein shall be maintained in full force and effect until all work or service required to be performed under the terms of the contract is satisfactorily completed and formally accepted. Failure to do so may, at the sole discretion of County, constitute a material breach of this contract. 8.2.3 In the event that the insurance required is written on a claims-made basis, Contractor warrants that any retroactive date under the policy shall precede the effective date of this contract and either continuous coverage will be maintained, or an extended discovery period will be exercised for a period of two years beginning at the time work under this contract is completed. 8.2.4 Contractor’s insurance shall be primary insurance as respects County, and any insurance or self-insurance maintained by County shall not contribute to it. 8.2.5 Any failure to comply with the claim reporting provisions of the insurance policies or any breach of an insurance policy warranty shall not affect the County’s right to coverage afforded under the insurance policies. 8.2.6 The insurance policies may provide coverage that contains deductibles or self- insured retentions. Such deductible and/or self-insured retentions shall not be applicable with respect to the coverage provided to County under such policies. Contractor shall be solely responsible for the deductible and/or self-insured retention and County, at its option, may require Contractor to secure payment of such deductibles or self-insured retentions by a surety bond or an irrevocable and unconditional letter of credit. 8.2.7 The insurance policies required by this contract, except Workers’ Compensation and Errors and Omissions, shall name County, its agents, representatives, officers, directors, officials, and employees as additional insureds. 8.2.8 The policies required hereunder, except Workers’ Compensation and Errors and Omissions, shall contain a waiver of transfer of rights of recovery (subrogation) against County, its agents, representatives, officers, directors, officials, and employees for any claims arising out of Contractor’s work or service. 8.2.9 If available, the insurance policies required by this contract may be combined with Commercial Umbrella Insurance policies to meet the minimum limit requirements. If a Commercial Umbrella insurance policy is utilized to meet insurance requirements, the Certificate of Insurance shall indicate which lines the Commercial Umbrella Insurance covers. SERIAL# 230178-RFP 8.2.9.1 Commercial General Liability Commercial General Liability (CGL) insurance and, if necessary, Commercial Umbrella insurance with a limit of not less than $2,000,000 for each occurrence, $4,000,000 Products/Completed Operations Aggregate, and $4,000,000 General Aggregate Limit. The policy shall include coverage for premises liability, bodily injury, broad form property damage, personal injury, products and completed operations and blanket contractual coverage, and shall not contain any provisions which would serve to limit third party action over claims. There shall be no endorsement or modifications of the CGL limiting the scope of coverage for liability arising from explosion, collapse, or underground property damage. 8.2.9.2 Errors and Omissions/Professional Liability Insurance Errors and Omissions (Professional Liability) insurance which will insure and provide coverage for errors or omissions or professional liability of the contractor, with limits of no less than $2,000,000 for each claim. 8.2.9.3 Workers’ Compensation 8.2.9.3.1 Workers’ compensation insurance to cover obligations imposed by Federal and State statutes having jurisdiction of Contractor’s employees engaged in the performance of the work or services under this contract; and Employer’s Liability insurance of not less than $1,000,000 for each accident, $1,000,000 disease for each employee, and $1,000,000 disease policy limit. 8.2.9.3.2 Contractor, its subcontractors, and sub-subcontractors waive all rights against this contract and its agents, officers, directors, and employees for recovery of damages to the extent these damages are covered by the workers’ compensation and Employer’s Liability or Commercial Umbrella Liability insurance obtained by Contractor, its subcontractors, and its sub-subcontractors pursuant to this contract. 8.2.10 Certificates of Insurance 8.2.10.1 Prior to contract award, Contractor shall furnish the County with valid and complete Certificates of Insurance, or formal endorsements as required by the contract in the form provided by the County, issued by Contractor’s insurer(s), as evidence that policies providing the required coverage, conditions and limits required by this contract are in full force and effect. Such certificates shall identify this contract number and title. 8.2.10.2 In the event any insurance policy(ies) required by this contract is (are) written on a claims-made basis, coverage shall extend for two years past completion and acceptance of Contractor’s work or services and as evidenced by annual certificates of insurance. 8.2.10.3 If a policy does expire during the life of the Contract, a renewal certificate must be sent to County 15 calendar days prior to the expiration date. 8.2.11 Cancellation and Expiration Notice SERIAL# 230178-RFP Applicable to all insurance policies required within the insurance requirements of this contract, Contractor’s insurance shall not be permitted to expire, be suspended, be canceled, or be materially changed for any reason without 30 days prior written notice to Maricopa County. Contractor must provide to Maricopa County, within two business days of receipt, if they receive notice of a policy that has been or will be suspended, canceled, materially changed for any reason, has expired, or will be expiring. Such notice shall be sent directly to Maricopa County Office of Procurement Services and shall be mailed, or hand delivered to 301 W. Jefferson St. Suite 700, Phoenix, AZ 85003, or emailed to the procurement officer noted in the solicitation. 8.3 FORCE MAJEURE 8.3.1 Neither party shall be liable for failure of performance, nor incur any liability to the other party on account of any loss or damage resulting from any delay or failure to perform all or any part of this contract, if such delay or failure is caused by events, occurrences, or causes beyond the reasonable control and without negligence of the parties. Such events, occurrences, or causes include, but are not limited to, acts of God/nature (including fire, flood, earthquake, storm, hurricane, or other natural disaster), war, invasion, act of foreign enemies, hostilities (whether war is declared or not), civil war, riots, rebellion, revolution, insurrection, military or usurped power or confiscation, terrorist activities, nationalization, government sanction, lockout, blockage, embargo, labor dispute, strike, and interruption or failure of electricity or telecommunication service, and pandemic. 8.3.2 Each party, as applicable, shall give the other party notice of its inability to perform and particulars in reasonable detail of the cause of the inability. Each party must use best efforts to remedy the situation and remove, as soon as practicable, the cause of its inability to perform or comply. 8.3.3 The party asserting Force Majeure as a cause for non-performance shall have the burden of proving that reasonable steps were taken to minimize delay or damages caused by foreseeable events, that all non-excused obligations were substantially fulfilled, and that the other party was timely notified of the likelihood or actual occurrence which would justify such an assertion, so that other prudent precautions could be contemplated. 8.4 ORDERING AUTHORITY Any request for purchase shall be accompanied by a valid purchase order issued by a County department or directed by a Certified Agency Procurement Aid (CAPA) with a purchase card for payment. 8.5 PROCUREMENT CARD ORDERING CAPABILITY County may opt to use a procurement card (Visa or Master Card) to make payment for orders under this contract. 8.6 NO MINIMUM OR MAXIMUM PURCHASE OBLIGATION This contract does not guarantee any minimum or maximum purchases will be made. Orders will only be placed under this contract when the County identifies a need and proper authorization and documentation have been approved. 8.7 PURCHASE ORDERS 8.7.1 County reserves the right to cancel purchase orders within a reasonable period of time after issuance. Should a purchase order be canceled, the County agrees to SERIAL# 230178-RFP reimburse the Contractor for actual and documentable costs incurred by the Contractor in response to the purchase order. The County will not reimburse the Contractor for any costs incurred after receipt of County notice of cancellation, or for lost profits, or for shipment of product prior to issuance of purchase order. 8.7.2 Contractor agrees to accept verbal notification of cancellation of purchase orders from the County procurement officer with written notification to follow. Contractor specifically acknowledges to be bound by this cancellation policy. 8.8 BACKGROUND CHECK Respondents may be required to pass multiple background checks (e.g., Sheriff’s Office, County Attorney's Office, Courts, as well as Maricopa County general government) to determine if the respondent is acceptable to do business with the County. This applies to, but is not limited to, the company, subcontractors, and employees, and the failure to pass these checks shall deem the respondent non-responsible. 8.9 SUSPENSION OF WORK The procurement officer may order the Contractor, in writing, to suspend, delay, or interrupt all or any part of the work of this contract for the period of time that the procurement officer determines appropriate for the convenience of the County. No adjustment shall be made under this clause for any suspension, delay, or interruption to the extent that performance would have been so suspended, delayed, or interrupted by any other cause, including the fault or negligence of the Contractor. No request for adjustment under this clause shall be granted unless the claim, in an amount stated, is asserted in writing as soon as practicable after the termination of the suspension, delay, or interruption, but not later than the date of final payment under the contract. 8.10 STOP WORK ORDER 8.10.1 The procurement officer may, at any time, by written order to the Contractor, require the Contractor to stop all, or any part, of the work called for by this contract for a period of 90 calendar days after the order is delivered to the Contractor, and for any further period to which the parties may agree. The order shall be specifically identified as a stop work order issued under this clause. Upon receipt of the order, the Contractor shall immediately comply with its terms and take all reasonable steps to minimize the incurrence of costs allocable to the work covered by the order during the period of work stoppage. Within a period of 90 calendar days after a stop work order is delivered to the Contractor, or within any extension of that period to which the parties shall have agreed, the procurement officer shall either: 8.10.1.1 cancel the stop work order; or 8.10.1.2 terminate the work covered by the order as provided in the Termination for Default or the Termination for Convenience clause of this contract. 8.10.1.3 The procurement officer may make an equitable adjustment in the delivery schedule and/or contract price, and the contract shall be modified, in writing, accordingly, if the Contractor demonstrates that the stop work order resulted in an increase in costs to the Contractor 8.11 TERMINATION FOR CONVENIENCE Maricopa County may terminate the resultant contract for convenience by providing 60 calendar days advance notice to the Contractor. 8.12 TERMINATION FOR DEFAULT SERIAL# 230178-RFP 8.12.1 The County may, by written Notice of Default to the Contractor, terminate this contract in whole or in part if the Contractor fails to: 8.12.1.1 deliver the supplies or to perform the services within the time specified in this contract or any extension; 8.12.1.2 make progress, so as to endanger performance of this contract; or 8.12.1.3 perform any of the other provisions of this contract. 8.12.2 The County’s right to terminate this contract under these subparagraphs may be exercised if the Contractor does not cure such failure within 10 business days (or more if authorized in writing by the County) after receipt of a Notice to Cure from the procurement officer specifying the failure. 8.13 PERFORMANCE It shall be the Contractor’s responsibility to meet the proposed performance requirements. Maricopa County reserves the right to obtain services on the open market in the event the Contractor fails to perform, and any price differential will be charged against the Contractor. 8.14 CONTRACTOR EMPLOYEE MANAGEMENT 8.14.1 Contractor shall endeavor to maintain the personnel proposed in their proposal throughout the performance of this contract. 8.14.2 If Contractor personnel’s employment status changes, Contractor shall provide County a list of proposed replacements with equivalent or greater experience. 8.14.3 Under no circumstances shall the implementation schedule to be impacted by a personnel change on the part of the Contractor. 8.14.4 Contractor shall not reassign any key personnel identified in their proposal without the express consent of the County. 8.14.5 County reserves the right to immediately remove from its premises any Contractor personnel it determines to be a risk to County operations. 8.14.6 County reserves the right to request the replacement of any Contractor personnel at any time, for any reason. 8.15 INSPECTION OF SERVICES 8.15.1 The Contractor shall provide and maintain an inspection system acceptable to County covering the services under this contract. Complete records of all inspection work performed by the Contractor shall be maintained and made available to County during contract performance and for as long afterwards as the contract requires. 8.15.2 County has the right to inspect and test all services called for by the contract, to the extent practicable at all times and places during the term of the contract. County shall perform inspections and tests in a manner that will not unduly delay the work. 8.15.3 If any of the services do not conform to contract requirements, County may require the Contractor to perform the services again in conformity with contract SERIAL# 230178-RFP requirements, at no cost to the County. When the defects in services cannot be corrected by re-performance, County may: 8.15.3.1 require the Contractor to take necessary action to ensure that future performance conforms to contract requirements; and 8.15.3.2 reduce the contract price to reflect the reduced value of the services performed. 8.15.4 If the Contractor fails to promptly perform the services again or to take the necessary action to ensure future performance in conformity with contract requirements, County may: 8.15.4.1 by contract or otherwise, perform the services and charge to the Contractor, through direct billing or through payment reduction, any cost incurred by County that is directly related to the performance of such service; or 8.15.4.2 terminate the contract for default. 8.16 USAGE REPORT The Contractor shall furnish the County a usage report, upon request, delineating the acquisition activity governed by the contract. The format of the report shall be approved by the County and shall disclose the quantity and dollar value of each contract item by individual unit of measure. 8.17 STATUTORY RIGHT OF CANCELLATION FOR CONFLICT OF INTEREST Notice is given that, pursuant to A.R.S. § 38-511, the County may cancel any contract without penalty or further obligation within three years after execution of the contract, if any person significantly involved in initiating, negotiating, securing, drafting, or creating the contract on behalf of the County is at any time, while the contract or any extension of the contract is in effect, an employee or agent of any other party to the contract in any capacity or consultant to any other party of the contract with respect to the subject matter of the contract. Additionally, pursuant to A.R.S. § 38-511, the County may recoup any fee or commission paid or due to any person significantly involved in initiating, negotiating, securing, drafting, or creating the contract on behalf of the County from any other party to the contract arising as the result of the contract. 8.18 OFFSET FOR DAMAGES In addition to all other remedies at Law or Equity, the County may offset from any money due to the Contractor any amounts Contractor owes to the County for damages resulting from breach or deficiencies in performance of the contract. 8.19 SUBCONTRACTING 8.19.1 The Contractor may not assign to another Contractor or subcontract to another party for performance of the terms and conditions hereof without the written consent of the County. All correspondence authorizing subcontracting must reference the bid serial number and identify the job or project. 8.19.2 The subcontractor’s rate for the job shall not exceed that of the prime Contractor’s rate, as bid in the pricing section, unless the prime Contractor is willing to absorb any higher rates. The subcontractor’s invoice shall be invoiced directly to the prime Contractor, who in turn shall pass-through the costs to the County, without mark- up. A copy of the subcontractor’s invoice must accompany the prime Contractor’s invoice. SERIAL# 230178-RFP 8.20 AMENDMENTS All amendments to this contract shall be in writing and approved/signed by both parties. Maricopa County Office of Procurement Services shall be responsible for approving all amendments for Maricopa County. 8.21 ADDITIONS/DELETIONS OF REQUIREMENTS The County reserves the right to add and/or delete materials and services to a contract. If a service requirement is deleted, payment to the Contractor will be reduced proportionately to the amount of service reduced in accordance with the bid price. If additional materials or services are required from a contract, prices for such additions will be negotiated between the Contractor and the County. 8.22 RIGHTS IN DATA 8.22.1 The County shall have the use of data and reports resulting from a contract without additional cost or other restriction except as may be established by law or applicable regulation. Each party shall supply to the other party, upon request, any available information that is relevant to a contract and to the performance thereunder. 8.22.2 Data, records, reports, and all other information generated for the County by a third party as the result of a contract are the property of the County and shall be provided in a format designated by the County or shall be and remain accessible to the County into perpetuity. 8.23 ACCESS TO AND RETENTION OF RECORDS FOR THE PURPOSE OF AUDIT AND/OR OTHER REVIEW 8.23.1 In accordance with Section MC1-372 of the Maricopa County Procurement Code, the Contractor agrees to retain (physical or digital copies of) all books, records, accounts, statements, reports, files, and other records and back-up documentation relevant to this contract for six years after final payment or until after the resolution of any audit questions, which could be more than six years, whichever is longest. The County, Federal or State auditors and any other persons duly authorized by the department shall have full access to and the right to examine, copy, and make use of, any and all said materials. 8.23.2 If the Contractor’s books, records, accounts, statements, reports, files, and other records and back-up documentation relevant to this contract are not sufficient to support and document that requested services were provided, the Contractor shall reimburse Maricopa County for the services not so adequately supported and documented. 8.24 AUDIT DISALLOWANCES If at any time it is determined by the County that a cost for which payment has been made is a disallowed cost, the County shall notify the Contractor in writing of the disallowance. The course of action to address the disallowance shall be at sole discretion of the County, and may include either an adjustment to future invoices, request for credit, request for a check, or a deduction from current invoices submitted by the Contractor equal to the amount of the disallowance, or to require reimbursement forthwith of the disallowed amount by the Contractor by issuing a check payable to Maricopa County. 8.25 STRICT COMPLIANCE SERIAL# 230178-RFP Acceptance by County of a performance that is not in strict compliance with the terms of the contract shall not be deemed to be a waiver of strict compliance with respect to all other terms of the contract. 8.26 VALIDITY The invalidity, in whole or in part, of any provision of this contract shall not void or affect the validity of any other provision of the contract. 8.27 SEVERABILITY The removal, in whole or in part, of any provision of this contract shall not void or affect the validity of any other provision of this contract. 8.28 RELATIONSHIPS 8.28.1 In the performance of the services described herein, the Contractor shall act solely as an independent Contractor, and nothing herein or implied herein shall at any time be construed as to create the relationship of employer and employee, co- employee, partnership, principal and agent, or joint venture between the County and the Contractor. 8.28.2 The County reserves the right of final approval on proposed staff. Also, upon request by the County, the Contractor will be required to remove any employees working on County projects and substitute personnel based on the discretion of the County within two business days, unless previously approved by the County. 8.29 NON-DISCRIMINATION Contractor agrees to comply with all provisions and requirements of Arizona Executive Order 2009-09, including flow down of all provisions and requirements to any subcontractors. Executive Order 2009-09 supersedes Executive Order 99-4 and amends Executive Order 75-5 and is hereby incorporated into this contract as if set forth in full herein. During the performance of this contract, Contractor shall not discriminate against any employee, client, or any other individual in any way because of that person’s age, race, creed, color, religion, sex, disability, or national origin. (Arizona Executive Order 2009-09 can be viewed at https://apps.azsos.gov/public_services/register/2009/46/governor.pdf). 8.30 WRITTEN CERTIFICATION PURSUANT to A.R.S. § 35-393.01 If vendor engages in for-profit activity and has 10 or more employees, and if this agreement has a value of $100,000 or more, vendor certifies it is not currently engaged in, and agrees for the duration of this agreement to not engage in, a boycott of goods or services from Israel. This certification does not apply to a boycott prohibited by 50 U.S.C. § 4842 or a regulation issued pursuant to 50 U.S.C. § 4842. 8.31 CERTIFICATION REGARDING DEBARMENT AND SUSPENSION 8.31.1 The undersigned (authorized official signing on behalf of the Contractor) certifies to the best of his or her knowledge and belief that the Contractor, its current officers, and directors: 8.31.1.1 are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from being awarded any contract or grant by any United States department or agency or any state, or local jurisdiction; 8.31.1.2 have not within a three-year period preceding this contract: SERIAL# 230178-RFP 8.31.1.2.1 been convicted of fraud or any criminal offense in connection with obtaining, attempting to obtain, or as the result of performing a government entity (Federal, State or local) transaction or contract; or 8.31.1.2.2 been convicted of violation of any Federal or State antitrust statutes or conviction for embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property regarding a government entity transaction or contract; 8.31.1.3 are not presently indicted or criminally charged by a government entity (Federal, State or local) with commission of any criminal offenses in connection with obtaining, attempting to obtain, or as the result of performing a government entity public (Federal, State or local) transaction or contract; 8.31.1.4 are not presently facing any civil charges from any governmental entity regarding obtaining, attempting to obtain, or from performing any governmental entity contract or other transaction; and 8.31.1.5 have not within a three-year period preceding this contract had any public transaction (Federal, State or local) terminated for cause or default. 8.31.2 If any of the above circumstances described in the paragraph are applicable to the entity submitting a bid for this requirement, include with your bid an explanation of the matter including any final resolution. 8.31.3 The Contractor shall include, without modification, this clause in all lower tier covered transactions (i.e., transactions with subcontractors or sub-subcontractors) and in all solicitations for lower tier covered transactions related to this contract. If this clause is applicable to a subcontractor or sub-subcontractor, the Contractor shall include the information required by this clause with their bid. 8.32 VERIFICATION REGARDING COMPLIANCE WITH A.R.S. § 41-4401 AND FEDERAL IMMIGRATION LAWS AND REGULATIONS 8.32.1 By entering into the contract, the Contractor warrants compliance with the Immigration and Nationality Act (INA using E-Verify) and all other Federal immigration laws and regulations related to the immigration status of its employees and A.R.S. § 23-214(A). The Contractor shall obtain statements from its subcontractors certifying compliance and shall furnish the statements to the procurement officer upon request. These warranties shall remain in effect through the term of the contract. The Contractor and its subcontractors shall also maintain Employment Eligibility Verification forms (I-9) as required by the Immigration Reform and Control Act of 1986, as amended from time to time, for all employees performing work under the contract and verify employee compliance using the E-Verify system and shall keep a record of the verification for the duration of the employee’s employment or at least three years, whichever is longer. I-9 forms are available for download at www.uscis.gov. 8.32.2 The County retains the legal right to inspect documents of Contractor and subcontractor employees performing work under this contract to verify compliance with paragraph 10.32.1 of this section. Contractor and subcontractor shall be given reasonable notice of the County’s intent to inspect and shall make the documents available at the time and date specified. Should the County suspect or find that the Contractor or any of its subcontractors are not in compliance, the County will consider this a material breach of the contract and may pursue any and all remedies SERIAL# 230178-RFP allowed by law, including, but not limited to: suspension of work, termination of the contract for default, and suspension and/or debarment of the Contractor. All costs necessary to verify compliance are the responsibility of the Contractor. 8.33 CONTRACTOR LICENSE REQUIREMENT 8.33.1 The Contractor shall procure all permits, insurance, and licenses, and pay the charges and fees necessary and incidental to the lawful conduct of his/her business, and as necessary complete any requirements, by any and all governmental or non-governmental entities as mandated to maintain compliance with and remain in good standing. The Contractor shall keep fully informed of existing and future trade or industry requirements, and Federal, State, and local laws, ordinances, and regulations which in any manner affect the fulfillment of a contract and shall comply with the same. Contractor shall immediately notify both Office of Procurement Services and the department of any and all changes concerning permits, insurance, or licenses. 8.34 INFLUENCE 8.34.1 As prescribed in MC1-1203 of the Maricopa County Procurement Code, any effort to influence an employee or agent to breach the Maricopa County Ethical Code of Conduct or any ethical conduct, may be grounds for disbarment or suspension under MC1-902. 8.34.2 An attempt to influence includes, but is not limited to: 8.34.2.1 A person offering or providing a gratuity, gift, tip, present, donation, money, entertainment or educational passes or tickets, or any type of valuable contribution or subsidy that is offered or given with the intent to influence a decision, obtain a contract, garner favorable treatment, or gain favorable consideration of any kind. 8.34.3 If a person attempts to influence any employee or agent of Maricopa County, the chief procurement officer, or his designee, reserves the right to seek any remedy provided by the Maricopa County Procurement Code, any remedy in equity or in the law, or any remedy provided by this contract. 8.34.4 ABSOLUTELY NO CONTACT BETWEEN THE RESPONDENT AND ANY COUNTY PERSONNEL, OTHER THAN THE OFFICE OF PROCUREMENT SERVICES, IS ALLOWED DURING THE SOLICITATION PROCESS UNLESS THE COMMUNICATION IS IN REGARD TO PRE-EXISTING BUSINESS WITH THE COUNTY. ANY COMMUNICATIONS REGARDING THE SOLICITATION, ITS PARTICIPANTS, OR ANY DOCUMENTATION PRIOR TO THE CONTRACT AWARD MAY BE GROUNDS FOR DISMISSAL OF THE RESPONDENT FROM THE EVALUATION PROCESS. 8.35 CONFIDENTIAL INFORMATION 8.35.1 Any information obtained in the course of performing this contract may include information that is proprietary or confidential to the County. This provision establishes the Contractor’s obligation regarding such information. 8.35.2 The Contractor shall establish and maintain procedures and controls that are adequate to assure that no information contained in its records and/or obtained from the County or from others in carrying out its functions (services) under the contract shall be used by or disclosed by it, its agents, officers, or employees, except as required to efficiently perform duties under the contract. The Contractor’s procedures and controls, at a minimum, must be the same procedures and controls it uses to protect its own proprietary or confidential information. If, at any time SERIAL# 230178-RFP during the duration of the contract, the County determines that the procedures and controls in place are not adequate, the Contractor shall institute any new and/or additional measures requested by the County within 15 business days of the written request to do so. 8.35.3 Any requests to the Contractor for County proprietary or confidential information shall be referred to the County for review and approval, prior to any dissemination. 8.36 PUBLIC RECORDS Under Arizona law, all offers submitted and opened are public records and must be retained by the County at the Maricopa County Office of Procurement Services. Offers shall be open to public inspection and copying after contract award and execution, except for such offers or sections thereof determined to contain proprietary or confidential information by the Office of Procurement Services. If an offeror believes that information in its offer or any resulting contract should not be released in response to a public record request, under Arizona law, the offeror shall indicate the specific information deemed confidential or proprietary and submit a statement with its offer detailing the reasons that the information should not be disclosed. Such reasons shall include the specific harm or prejudice which may arise from disclosure. The records manager of the Office of Procurement Services shall determine whether the identified information is confidential pursuant to the Maricopa County Procurement Code. 8.37 INTEGRATION This contract represents the entire and integrated agreement between the parties and supersedes all prior negotiations, proposals, communications, understandings, representations, or agreements, whether oral or written, expressed, or implied. 8.38 UNIFORM ADMINISTRATIVE REQUIREMENTS By entering into this contract, the Contractor agrees to comply with all applicable provisions of Title 2, Subtitle A, Chapter II, Part 200—UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS contained in Title 2 C.F.R. § 200 et seq. 8.39 GOVERNING LAW This contract shall be governed by the laws of the State of Arizona. Venue for any actions or lawsuits involving this contract will be in Maricopa County Superior Court, Phoenix, Arizona. 8.40 FORCED LABOR 8.40.1 By submitting a bid for this solicitation and/or entering into a contract as a result of this solicitation, contractor agrees to comply with all applicable portions of Arizona Revised Statutes Section 35-394. Contracting; procurement; prohibition; written certification; remedy; termination; exception; definitions. 8.40.2 Contractor certifies that it does not currently, and agrees for the duration of the contract, that it will not use: 8.40.2.1 The forced labor of ethnic Uyghurs in the People’s Republic of China. 8.40.2.2 Any goods or services produced by the forced labor of ethnic Uyghurs in the People’s Republic of China. SERIAL# 230178-RFP 8.40.2.3 Any contractors, subcontractors or suppliers that use the forced labor or any good or services produced by the forced labor of ethnic Uyghurs in the People’s Republic of China. 8.40.3 If contractor becomes aware during the term of the agreement that contractor is not in compliance with this paragraph, the contractor shall notify the County within five business days after becoming aware of the noncompliance. If the contractor fails to provide a written certification to the County that the contractor has remedied the noncompliance within 180 days after notifying the County of its noncompliance, then the agreement terminates, except that if the agreement termination date occurs before the end the 180-day period, the agreement terminates on the agreement termination date. 8.41 PRICES Contractor warrants that prices extended to County under this contract are no higher than those paid by any other customer for these or similar services. 8.42 ORDER OF PRECEDENCE In the event of a conflict in the provisions of this contract and Contractor’s license agreement, if applicable, the terms of this contract shall prevail. 8.43 INCORPORATION OF DOCUMENTS 8.43.1 The following are to be attached to and made part of this Contract: 8.43.1.1 Exhibit A – Vendor Information 8.43.1.2 Exhibit A-1 - Pricing 8.43.1.3 Exhibit B – Scope of Work 8.43.1.4 Exhibit C – Office of Procurement Services Contractor Travel and Per Diem Policy 8.44 NOTICES All notices given pursuant to the terms of this contract shall be addressed to: For County: Maricopa County Office of Procurement Services 301 W. Jefferson St. Suite 700 Phoenix, Arizona 85003-1647 For Contractor: Eastern Research Group, Inc. 561 Virginia Road, Building 4, Suite 300 Concord, MA 01742 8.45 INQUIRIES 8.45.1 Inquiries concerning information herein must be submitted prior to the question deadline date/time posted in the e-procurement platform, Periscope S2G, using the link in the “Q&A” tab. SERIAL# 230178-RFP 8.45.2 Administrative telephone/email inquiries shall be addressed to: MICHAEL GALE, PROCUREMENT OFFICER TELEPHONE: (602) 506-4866 Michael.Gale@maricopa.gov 8.45.3 Inquiries may be submitted by telephone but must be followed up in writing. No oral communication is binding on Maricopa County. SERIAL# 230178-RFP IN WITNESS WHEREOF, this contract is executed on the date set forth above. CONTRACTOR AUTHORIZED SIGNATURE PRINTED NAME AND TITLE ADDRESS DATE MARICOPA COUNTY CHAIRMAN, BOARD OF SUPERVISORS DATE ATTESTED: CLERK OF THE BOARD DATE APPROVED AS TO FORM: DEPUTY COUNTY ATTORNEY DATE SERIAL# 230178-RFP Exhibit A - Vendor Information COMPANY NAME: Eastern Research Group, Inc. DOING BUSINESS AS (dba): MAILING ADDRESS: 561 Virginia Road, Building 4, Suite 300, Concord, MA 01742 REMIT TO ADDRESS P.O. Box 845037, Boston, MA 02284-5037 TELEPHONE NUMBER: 781-674-7200 FAX NUMBER: WWW ADDRESS: www.erg.com REPRESENTATIVE NAME: Sandeep Kishan REPRESENTATIVE TELEPHONE NUMBER: 512-680-5121 REPRESENTATIVE EMAIL ADDRESS sandeep.kishan@erg.com YES NO REBATE WILL ALLOW OTHER GOVERNMENTAL ENTITIES TO PURCHASE FROM THIS CONTRACT: X WILL ACCEPT PROCUREMENT CARD FOR PAYMENT: X PAYMENT TERMS: NET 30 DAYS SERIAL# 230178-RFP Exhibit A-1 – Pricing 1.1 Permit Engineering 1.1.1 Professional Level 1 $ 89.17 PER HOUR 1.1.2 Professional Level 2 $ 115.33 PER HOUR 1.1.3 Professional Level 3 $ 125.18 PER HOUR 1.1.4 Professional Level 4 $ 136.32 PER HOUR 1.1.5 Professional Level 5 $ 167.51 PER HOUR 1.1.6 Professional Level 6 $ 219.12 PER HOUR 1.2 Permitting Support 1.2.1 Professional Level 1 $ 89.17 PER HOUR 1.2.2 Professional Level 2 $ 115.33 PER HOUR 1.2.3 Professional Level 3 $ 125.18 PER HOUR 1.2.4 Professional Level 4 $ 136.32 PER HOUR 1.2.5 Professional Level 5 $ 167.51 PER HOUR 1.2.6 Professional Level 6 $ 219.12 PER HOUR 1.4 Air Quality Technical Research, Training, and Consultation 1.4.1 Professional Level 1 $ 89.17 PER HOUR 1.4.2 Professional Level 2 $ 115.33 PER HOUR 1.4.3 Professional Level 3 $ 125.18 PER HOUR 1.4.4 Professional Level 4 $ 136.32 PER HOUR 1.4.5 Professional Level 5 $ 167.51 PER HOUR 1.4.6 Professional Level 6 $ 219.12 PER HOUR 1.5 Regulatory Planning: Rules 1.5.1 Professional Level 1 $ 89.17 PER HOUR 1.5.2 Professional Level 2 $ 115.33 PER HOUR 1.5.3 Professional Level 3 $ 125.18 PER HOUR 1.5.4 Professional Level 4 $ 136.32 PER HOUR 1.5.5 Professional Level 5 $ 167.51 PER HOUR 1.5.6 Professional Level 6 $ 219.12 PER HOUR 1.6 Regulatory Planning: Analysis 1.6.1 Professional Level 1 $ 89.17 PER HOUR 1.6.2 Professional Level 2 $ 115.33 PER HOUR 1.6.3 Professional Level 3 $ 125.18 PER HOUR 1.6.4 Professional Level 4 $ 136.32 PER HOUR 1.6.5 Professional Level 5 $ 167.51 PER HOUR 1.6.6 Professional Level 6 $ 219.12 PER HOUR 1.8 Air Monitoring Technical Assistance 1.8.1 Professional Level 1 $ 89.17 PER HOUR 1.8.2 Professional Level 2 $ 115.33 PER HOUR 1.8.3 Professional Level 3 $ 125.18 PER HOUR 1.8.4 Professional Level 4 $ 136.32 PER HOUR 1.8.5 Professional Level 5 $ 167.51 PER HOUR 1.8.6 Professional Level 6 $ 219.12 PER HOUR SERIAL# 230178-RFP Exhibit B – Scope of Work Primary Task 1 (Permit Engineering) ERG staff have drafted permits for many agencies, including MCAQD. In addition, our staff have reviewed draft permits from dozens of agencies throughout the country. Furthermore, we have synthesized that expertise and experience into an acclaimed class on permit writing, with students attending from every geographic region of the United States. Our experience and ongoing efforts include supporting enforcement, giving our permits work a real- world test of effectiveness and opportunities for improvement. Primary Task 2 (Permitting Support) ERG staff have deep experience working with State and local permitting authorities. This breadth of knowledge allows us to access a variety of approaches for a particular problem. In addition, our work with MCAQD—most recently with the Permits Division, and earlier with the Planning and Analysis Division, gives us depth and familiarity with methods and techniques that MCAQD uses. Primary Task 4 (Air Quality Technical Research, Training, and Consultation) ERG has provided a wide range of research, training, and consulting services related to air quality issues to state and federal clients for over 35 years. We have extensive experience in reviewing and writing air quality permits, developing air quality rules and regulations, evaluating and summarizing emission reduction technologies for both criteria and hazardous air pollutants, and developing emission estimation calculation methods and tools. As requested by MCAQD, ERG will draw upon this experience to develop white papers and technical memoranda on any air quality subject requested, provide subject matter experts, and develop and deliver training materials and procedures. As with all Tasks, ERG staff will work closely with MCAQD to develop timelines, identify needed data resources, and define the deliverables needed to meet the objectives of the Task. Primary Task 5 (Regulatory Planning – Rules) ERG has supported rulemaking efforts for government clients for over 35 years, including technical support to the U.S. EPA in all phases of the development of air pollution emission standards, including new source performance standards (NSPS), Section 111(d) emission guidelines, national emission standards for hazardous air pollutants (NESHAPs), and risk and technology reviews (RTR’s) for more than 50 source categories. Our regulatory development experience encompasses a wide range of industrial, municipal, commercial, residential, and energy source categories. For both regulatory development and state implementation plan (SIP) development, ERG will gather data from permits, emission test reports, and federal EPA rulemakings and databases, or industry surveys, among other sources, to characterize the industry category to be regulated, the emission sources, the controls used and the achievable emission limitations. ERG will then compile the data into a database to complete the analyses needed to identify the achievable level of control for new and existing sources, estimated emission reductions and other environmental impacts, and the cost-effectiveness (i.e., cost per ton of emissions reduced) for each regulatory option identified, including the incremental cost effectiveness for more stringent options. The data collected and the analyses performed will be documented into the technical support documents for the action. ERG will also summarize and assist MCAQD in responding to public comments on the action. Primary Task 6 (Regulatory Planning – Analysis) For over 35 years, ERG has conducted technical analyses needed to support development of air pollution regulations for agencies at the federal, state, local and tribal levels. Our regulatory development experience encompasses a wide range of industrial, municipal, commercial, residential, and energy sources of air pollution. A very relevant example of this is ERG’s support to MCAQD’s Planning and Analysis Division from 2016 to 2021 under the previous Air Quality Rule Development Technical Support contract (SERIAL #16077-RFP). Primary Task 8 (Air Monitoring Technical Assistance) ERG’s Measurements Group has provided high-quality air monitoring and sampling support services to Federal, State, Local, and Tribal clients for almost four decades. With our experience and expertise, we will continue to provide the same level of support to Maricopa County. ERG's experience along with our laboratory facility designed and equipped specifically to support client air quality programs, means we are ready to do the work requested by MCAQD as area of work experts without steep learning curves, equipment acquisition, or other startup delays. SERIAL# 230178-RFP Technical Approach ERG’s general technical approach is presented below in Section 1.2.1. The specific technical approach Primary Tasks 1, 2, 4, 5, 6, and 8 are provided in Sections 1.2.2 through 1.2.7. General Approach At the beginning of each assigned project, ERG staff (i.e., Project Manager, Deputy Project Manager, and appropriate Task Lead) will meet with MCAQD staff to review the project scope of work and project schedule and tasks, outlines for each of the deliverables, appropriate data resources, rationales, and specific information about the techniques or methodologies to be used. After the initial meeting (within one week), the ERG will deliver a report summarizing the initial meeting and outlining the following: Work Plan: A description of work activities or tasks agreed upon by MCAQD and the ERG Project Manager, including the sequence of activities. Detailed Outlines of Deliverables: A detailed outline and description of each document and analysis. Methodology: A description of the methodology or techniques to be used including what data, specific methods, criteria, and tools will be used. The methodology will vary depending on the specifics of the Primary Task. Schedule: Final milestones for deliverables and progress reports. Work Products: The work products will generally consist of white papers or other appropriate documentation on assigned subjects. The work products will vary depending on the specifics of the Primary Task. Such papers will integrate original and secondary research, analysis of the state-of- practice and best practices in technical analysis of – or alternative and comparative regulatory approaches to – air quality issues, pollutants, controls, and related subjects. ERG will compile and present findings, commentary, and recommendations for permit actions, process improvement, regulatory rulemaking, policy development, and further study. Document format will be consistent with MCAQD graphic standards and will include links or references to all data sources utilized. ERG will submit all documents as electronic preliminary and final drafts. All supporting documentation (e.g., data, modeling input and output files, calculations, technical references) will be presented in a clear and transparent format. Primary Task 1 — Permit Engineering ERG staff have drafted permits for multiple state, local, and tribal agencies including MCAQD and Navajo Nation EPA. In addition, our staff have reviewed draft permits from dozens of agencies throughout the country. We have synthesized that expertise and experience into an acclaimed class on permit writing, with students attending from every geographic region of the United States, including Maricopa County. Our experience and ongoing efforts include supporting enforcement, giving our permits work a real-world test of effectiveness and opportunities for improvement. Our technical approach starts with a rigorous review to determine if all the information necessary to review an application is included. Once an application is complete, we assess all applicable requirements, review and, where necessary, independently calculate proposed methods of compliance with those requirements, including control technology, ability to comply with prohibitory rules, and limits on potential to emit. We closely examine all emissions estimates and assess the methodology used to ensure that the emissions estimates are likely representative of potential emissions. Finally, we draft a permit that ensures that all requirements are enforceable as a practical matter. We transparently document our determinations in a Technical Support Document that is clearly written and legally defensible. A thorough understanding of applicable air regulations is critical to the successful completion of any Title I (including minor source permits, referred to by MCAQD as non-Title V permits) or Title V permitting project. ERG has unequalled knowledge of federal regulations developed over our history of over 35 years supporting federal and state permitting, as well as decades of experience of ERG’s senior permit reviewers in direct issuance of federal permits and oversight of state and local permit programs. A key factor in reviewing permit applications is determining if the source correctly identified all applicable requirements such as New Source Performance Standards (NSPS), National Emission Standards for Hazardous Air Pollutants (NESHAP), non-attainment, New Source Review (NSR), Prevention SERIAL# 230178-RFP of Significant Deterioration (PSD), or State Implementation Plan (SIP) requirements. ERG has the experience and knowledge of these regulations to ensure all applicable requirements are included in the final permit. Given ERG’s experience assisting EPA in the development of many NSPS and NESHAPs, as well as our assistance to states in issuing PSD permits, we are uniquely qualified to make accurate independent assessments of which rules apply to a particular source. Title I permits authorize construction of a new source or modification of an existing source and specify applicable state and federal regulations (e.g., emission limits, monitoring, testing, etc.), the types of controls that will be required, and any federally enforceable limits taken to avoid a regulation (e.g., PSD minor limits) for the new or modified emissions units. Title V permits authorize operation of a facility and contain all applicable air emission limitations that apply to stationary sources, as well as associated compliance demonstration, monitoring, record keeping and reporting requirements. Our staff will help MCAQD successfully complete permitting projects, because our permit writers are : (1) familiar with the permitting process, including the requirements for completeness reviews, public comment periods, EPA review, and adherence to permit issuance/denial deadlines; (2) knowledgeable about all relevant MCAQD, state and federal regulations and able to make accurate applicability determinations; (3) able to accurately calculate emissions and potential to emit; (4) able to write complete and concise technical support documents; (5) able to write limits that are federally enforceable, including what monitoring, recordkeeping, and reporting conditions are necessary to demonstrate compliance; and (6) experienced in handling applicants in a courteous and unbiased manner. ERG has also demonstrated its knowledge and understanding of preparing and issuing permits through its development and presentation of its Effective Permit Writing course. Over the last three years, ERG has presented this course to over 200 state, local, and tribal air agency staff, including several from Maricopa County, working through Multi- Jurisdictional Organizations including the Western States Air Resources Council (WESTAR), Lake Michigan Air Directors Consortium (LADCO), Mid-Atlantic Regional Air Management Association (MARAMA) and the Northeast States for Coordinated Air Use Management (NESCAUM). Through our decades of experience writing and reviewing thousands of permits, we understand the requirements of Title I permits, including minor NSR, non-attainment NSR, and PSD. Our staff determine when minor source, PSD, or non-attainment permitting is triggered for new construction and modifications, calculating emission increases due to the modification and emissions netting. We determine source status (i.e., whether a facility is a major or minor under NSR) using emissions calculations and considering any federally enforceable emission limits. If major PSD review is triggered, as well as for certain minor sources, we perform a well-supported best available control technology (BACT) analysis. In reviewing top-down BACT analyses, we pay particular attention to the control techniques examined, the emission reduction estimates, and the calculated costs and cost effectiveness. We review the Reasonably Achievable Control Technology (RACT)/BACT/LAER Clearinghouse (RBLC) for controls applied to similar sources and ensure the applicant has considered these controls, as well as other relevant sources of information, including actual performance of similar emissions units, research papers in the public domain, and EPA White Papers. ERG will work with MCAQD to ensure that data regarding technical and economic feasibility used to determine BACT are technically correct, consider all relevant data sources, and, as appropriate, consider site-specific situations. If a source is subject to non-attainment NSR, then LAER must be determined. ERG personnel have conducted dozens of LAER determinations, including researching the most stringent emission limitation which is contained in implementation plans of any state for such class or category of source, or the most stringent limit which is achieved in practice by such class or category. Many applicability determinations rely on the accuracy of the emissions calculations. For example, the requirement to obtain a Title I or Title V permit often depends on the potential to emit calculations prepared by the source. It is therefore very important to carefully review and evaluate emissions calculations submitted in permit applications. Our staff has reviewed source emission calculations and assessed their accuracy for hundreds of industrial facilities in both the permit development and enforcement settings. We bring a critical eye to this review, as we have found that inappropriate sources of emission estimates can lead to lax permits. ERG developed sections of EPA’s Compilation of Air Pollutant Emission Factors (AP-42) and has calculated detailed site-specific emissions for numerous stationary sources. We are, therefore, familiar with the strengths and weaknesses of using AP-42 for site-specific emissions estimates, as well as relevant EPA guidance. Our staff is familiar with the various approaches to calculating emissions, including site-specific measurement data, process knowledge, vendor data, and emission factors. We also know that some approaches to calculating emissions are more accurate than others. For example, emissions calculated using mass balance calculations or site-specific emissions factors developed using stack test data are generally more reliable than using default emission factors developed by industry trade organizations or EPA, since the former approaches account for any unique operating characteristics or conditions of the plant. SERIAL# 230178-RFP An important consideration in drafting Title V and NSR permits is assuring that the compliance monitoring, testing, operation and maintenance, recordkeeping, and reporting requirements are fully consistent with the underlying regulations and are adequate to determine continuous compliance. ERG will carefully review the source’s application, the applicable Maricopa County and federal rules, and available MCAQD permit guidance and policies in developing draft permit conditions. In addition to preparing the permit, ERG will prepare a technical support document for each permit. This document lists the Maricopa County, state, and federal regulations that are included in the permit; explains why each rule applies to a particular facility; and summarizes the applicable limits, monitoring, maintenance, record keeping, and reporting requirements. This document also discusses and documents MCAQD and federal regulations that were evaluated but determined to be not applicable. For example, an emissions unit may be found to be not subject to a NSPS because it was constructed prior to the applicability or because its capacity is smaller than the applicability threshold. We understand the importance of fully documenting the basis for all draft permit conditions and decisions. We also recognize how useful a detailed and accurate technical support document can be to future permit writers when preparing construction permits or Title V renewals. Finally, to be legally defensible, all procedural aspects of permit development must be strictly followed. These include the completeness review and preparation of a letter to the source to request additional information if the permit application is incomplete, documentation of technical analysis and the permit basis, including evaluation and/or development of an O&M plan for control equipment, and Dust Control plans as required, release of the draft permit package, notice of opportunity for public comment, thorough consideration and documentation of responses to public comments, EPA review, and issuance of the final permit. For each permit, we will deliver status reports, results of technical and regulatory evaluations, documentation of completeness reviews, statements of basis and technical support documents, analysis reports, draft permit packages, proposal permit package, public notice documents, responses to comments, and final permit packages. States and local agencies may be bound by strict schedules for certain types of permits; ERG will meet all permit deadlines. ERG will notify MCAQD immediately when we identify significant technical or regulatory issues requiring a decision from MCAQD. This last step is critical to the successful completion of any permit, since issues that arise during the review of permit applications and drafting of the permit and supporting documents must be resolved early to avoid impacting the schedule. Using these procedures, we have successfully met permit schedules for MCAQD and other states and local agencies, including the successful completion of many expedited construction permits. Development of SOPs for Permit Related Topics ERG staff have deep expertise in areas related to offsets and environmental justice. For example, we have developed white papers for MCAQD regarding mobile source offset rule development, and for specific questions related to offsets proposed by Arizona Public Service. ERG has provided support for the EPA’s Region 9 office related to environmental justice in the issuance of a UIC permit, and to the Massachusetts DEP across all of its permit programs. Because of our engagement with a wide variety of regulatory agencies, including the various offices at the EPA, and State and local agencies, ERG is well positioned to support MCAQD by providing options that have been used by other agencies. Modeling Both Title V and non-Title V permit applications require an ambient impact assessment to demonstrate that the proposed project will not significantly degrade air quality. Under Arizona and federal law, new and existing sources that increase emissions of criteria air pollutants (CAPs) above certain thresholds must use air quality modeling to demonstrate that pollutant emissions will not cause or contribute to a violation of the National Ambient Air Quality Standards (NAAQS). EPA sets NAAQS for six CAPs - carbon monoxide (CO), particulate matter (PM), nitrogen dioxide (NO2), lead (Pb), ozone (O3), and sulfur dioxide (SO2) - for various averaging periods, under the CAA. Air dispersion models use mathematical formulas to simulate pollutant fate and transport in the atmosphere. These models use information on an emission source, including source location, source characteristics (e.g., stack height, stack diameter), and emission rate, as well as information on meteorological conditions, terrain, and land use to calculate downwind pollutant concentration. In general, air dispersion models may be divided into two categories – simplified screening models, which evaluate worst-case impacts from a single emission source, and refined models, which use detailed input data to produce more realistic offsite pollutant concentrations at specific locations and are capable of handling multiple emission sources. AERMOD is EPA’s preferred/recommended air quality model for regulatory applications (40 CFR Part 51, Appendix W). AERSCREEN is AERMOD’s associated screening model and EPA’s preferred/recommended screening model for regulatory applications. Both AERMOD and AERSCREEN are steady-state, Gaussian plume models, developed by the American Meteorological Society/Environmental Protection Agency Regulatory Model Improvement Committee (AERMIC). The AERMOD modeling system includes SERIAL# 230178-RFP AERMET, a meteorological data preprocessor, and AERMAP, a terrain data preprocessor. Conversely, AERSCREEN uses MAKEMET to generate a site-specific matrix of screening meteorological conditions. Both AERMOD and AESCREEN use BPIPPRIM to evaluate plume downwash due to building wake effects. ERG has extensive experience applying air dispersion models (e.g., AERMOD and AERSCREEN for air permitting and regulatory compliance/enforcement. ERG also has experience with EPA’s HEM, EJSCREEN, and emissions models, such as MOVES. Note that ERG does not currently hold a license for TankESP; however, ERG has experience using similar methods to estimate VOC emissions from fixed and floating roof tanks on behalf of clients, including EPA’s Office of Pollution Prevention and Toxics. MCAQD, ADEQ, and federal guidelines allow permit applicants to conduct screening-level modeling analyses to determine if more refined modeling analyses are required to demonstrate compliance with the NAAQS. Additionally, MCAQD offers permit applicants the option of either running a screening model in-house or requesting MCAQD run a screening model on their behalf. Regardless, the applicant must fill out MCAQD’s AERSCREEN Data Input Form, which is provided as Appendix A to the Maricopa County Permitting Handbook (Permitting Handbook). The Permitting Handbook also indicates that the applicant should include a description of the facility, project, modeling approach, and model input parameters in a separate modeling report. If the screening model indicates that maximum offsite concentrations could potentially exceed the NAAQS, a more refined modeling analysis may be required. It is the applicant’s responsibility to perform a refined air dispersion modeling and demonstrate that modeled concentrations will not cause NAAQS exceedances, considering local background concentrations. In this case, the Permitting Handbook indicates that the applicant must first submit a written modeling protocol to MCAQD for approval. Note that MCAQD provides a modeling protocol checklist as Appendix D to its Permitting Handbook. Following protocol approval, the applicant may perform the agreed-upon modeling analysis and summarize the results in a modeling report, accompanied by electronic modeling files. Ambient air quality modeling analyses may be more complicated in areas that are in nonattainment of the NAAQS for one or more CAP. Portions of Maricopa County are currently designated as nonattainment areas for coarse particulate matter (PM10) and ozone (specifically with respect to the 8-hour ozone standard). ADEQ and EPA provide additional guidance for conducting modeling demonstrations for nonattainment pollutants, including guidance for emission sources that trigger PSD modeling requirements. Although EPA offers a tiered approach for PSD modeling, PSD modeling efforts can be substantial, and may require the consideration of all permitted sources within a defined significant impact area. ERG staff routinely apply EPA-approved air dispersion models for a wide range of applications including permitting and enforcement assistance. ERG has conducted ambient impact assessments on behalf of regulated parties using both screening-level and refined air quality models. For example, ERG recently completed screening modeling to evaluate fenceline xylene concentrations from spray coating operations at a metals fabrication facility in Maricopa County. The permit package that ERG developed for this facility included a summary of model results and the associated input/out files. ERG also used AERSCREEN to conduct offsite impact assessments for two separate projects at a Naval facility in Maryland. As part of these assessments, ERG developed model inputs for two new Toxic Air Pollutant (TAP) emission sources, including stack parameters, emission rates, land use and surface characteristics, and building downwash parameters. ERG compared maximum, modeled TAP concentrations to relevant one-hour, eight hour, and annual screening levels to satisfy Maryland’s TAP requirements. ERG recently used AERMOD to support a permit application to modify several existing boilers and install a new boiler at a central utilities plant serving an institution in Washington, DC. ERG determined that the project’s potential- to-emit was below applicable NSR thresholds and should be permitted as a minor modification to an existing stationary source and that the area where the facility is located was in nonattainment with the 8-hour ozone NAAQS. ERG developed representative model inputs for the AERMOD analysis, including CAP emission rates, emission source parameters, and building parameters for the building downwash analysis. ERG also selected representative meteorological measurement stations to develop AERMOD surface and profile files and used AERMAP to process terrain data. ERG used a nested receptor grid (i.e., finer grid spacing near the source and coarser grid spacing further away) to capture worst-case air quality impacts. ERG compared maximum modeled CAP concentrations to the NAAQS, considering relevant averaging. Additionally, ERG has experience conducting and reviewing air quality modeling analyses to assist EPA with compliance and enforcement actions. For example, ERG recently provided technical air dispersion modeling support to EPA’s Office of Compliance and Enforcement (OCE) for a CAA enforcement case related to air emissions from a malfunctioning flare at a petroleum refinery in the U.S. Virgin Islands. EPA used ERG’s work to develop a CAA Section 303 order, as the refinery was determined to pose “imminent and substantial endangerment” to human health and the environment. The project included a review of the refinery’s historical air dispersion modeling files and development of revised model inputs to better characterize offsite exposures to sulfur dioxide (SO2) and hydrogen SERIAL# 230178-RFP sulfide (H2S). ERG also used air dispersion modeling to assess off-site impacts due to “acid gas flaring events” by modeling flare emissions on an hourly basis over a six-month period. ERG assisted EPA in evaluating the adequacy of existing ambient air monitoring stations and provided guidance on the siting of new, downwind monitoring stations to assess off-site impacts from process upsets and flare emissions. Additionally, ERG provided technical air dispersion modeling support to EPA/OCE on a CAA enforcement case related to air emissions from a chemical manufacturing facility. ERG used air dispersion modeling to assess off-site VOC concentrations from over sixty point and fugitive sources at the facility and evaluated the impact of proposed control measures. ERG compared annual (long-term) modeled concentrations to human health benchmarks to assess whether proposed controls reduced offsite concentrations to “acceptable” levels. ERG also reviewed HEM modeling conducted by the Facility to evaluate whether the modeling conducted according to EPA guidelines and was representative of onsite conditions. Primary Task 2 — Permitting Support ERG staff have deep experience working with State and local permitting authorities. This breadth of knowledge allows us to access a variety of approaches for a particular problem. In addition, our work with MCAQD—most recently with the Permits Division, and earlier with the Planning and Analysis Division, gives us depth and familiarity with methods and techniques that MCAQD uses. Prepare Templates, Forms, and Training Materials As we described above in Section 1.2.2, we are familiar with federal, state, and MCAQD requirements. ERG has also developed a wide range of trainings, including remote and in-person trainings such as the Effective Permits course, and web-based synchronous and asynchronous courses such as Inspector Training and CAA Section 112(r) (Risk Management Planning). We are therefore able to synthesize and simplify key concepts to create templates and forms that are meaningful and easy to use. Guidance and Policy Documents ERG staff have drafted policy and guidance for a number of EPA offices, as well as for State agencies. Our past work with MCAQD resulted in creation of White Papers, which provide regulatory and technical support, and are very much like guidance and policy documents. These documents included an analysis of technical, legal and regulatory requirements for establishing a mobile source offset rule, and an analysis of EPA comments on offsets proposed by Arizona Public Service (APS). For the EPA, our staff drafted the its penalty policy for violations of the North American Emissions Control Area, and enforcement alerts for Metal Recycling, AP-42, Natural Gas Gathering Operations (Pigging), and Storage Vessels at Onshore Oil and Natural Gas Production Facilities. We also drafted a Plain Language guide for the pulp and paper NESHAP as well as the WebFIRE Procedures Manual. Evaluate Permit Findings and Records Individual ERG staff have over 35 years of experience reviewing permit actions, including the administrative record, for hundreds of permits proposed or issued by State and local agencies. These reviews have included application materials and agency analysis and findings. These reviews have occurred in the context of program reviews, public notice periods, and enforcement. Fee Sufficiency ERG has over 30 years of experience in economic analysis, including estimating costs of emissions controls and socio- economic costs. ERG’s robust economics staff has the expertise and experience to review costs, fees and other income streams to advise MCAQD if its fees are sufficient for current and future anticipated staffing and other expenses. ERG uses a methodical approach to identifying the full costs of a program or control in order to assess the adequacy of associated fee structures. For the Food and Drug Administration (FDA), for example, ERG has assessed and developed recommendations related to fee structures related to the Agency’s drug and biologic review programs, which are funded by fees to applicants. A few examples include: FDA human drug review program Standard Cost Model: FDA uses this model to develop standard costs for its human drug review program activities—which it also uses to determine eligibility for user fee waivers. ERG created a schema to depict the full costs of human drug reviews and assessed the model’s adequacy in capturing those costs. We deconstructed the model, audited data sources and inputs, assessed the model’s alignment with standard cost accounting, assessed the model’s alignment with FDA’s current human drug review responsibilities, and evaluated the model’s adequacy for its intended uses. We developed a set of findings and concepts for alternatives for discussion with FDA, then SERIAL# 230178-RFP prepared a report documenting the evaluation. At FDA’s request, ERG designed idealized and interim alternatives for the PDUFA Standard Cost Model that could improve its use for human drug review program management as well as its use in the PDUFA Workload Adjuster. FDA human drug review program Workload Adjuster Model: Each year, FDA uses this model to determine how to adjust human drug review program user fees based on changes in the number and complexity of drug applications and staffing needs. Following a process similar to that described above, ERG analyzed the adequacy of the model in capturing the full costs of changes to drug review program activities and thus its adequacy in determining appropriate fee changes. FDA biosimilars program cost estimation: An Act of Congress established a new human drug review program – for biosimilars – that is funded by user fees from biosimilar applicants. Because this was a new program requiring different activities, processes, and staffing, FDA asked ERG to perform a comprehensive process analysis and full cost accounting (based on estimates of biosimilar application volume and complexity) to estimate costs per category of program activity – which FDA used to establish adequate, reasonable biosimilar program user fees. Database Management As a result of ERG’s past work with MCAQD Permits Division, we have a working knowledge and familiarity with the IMPACT database, and we therefore have the ability and permissions to input facility and permit data into the system. Primary Task 4 — Air Quality Technical Research, Training, and Consultation ERG has provided a wide range of research, training, and consulting services related to air quality issues to state and federal clients for over 35 years. We have extensive experience conducting air quality research, developing air quality rules and regulations, evaluating and summarizing emission reduction technologies for both criteria and hazardous air pollutants, developing emission calculation methods and tools, and conducting and reviewing airshed modeling. ERG’s technical approach to develop the deliverables listed in Section 2.6 of the RFP demonstrates our extensive experience in providing air quality services covering all relevant scope areas. Through our work for EPA and state and local agencies, ERG has conducted numerous types of analyses and prepared the deliverables required under this contract (i.e., listed in Section 2.6 of the RFP). Technical Research and Consultation ERG routinely conducts technical research on the air quality issues faced by our federal, state, local, and tribal air agency clients. We understand many of the issues faced and will provide support based on our comprehensive knowledge of emission sources and potential control options. Most often the needed technical research and consultation is directly tied to specific emissions sources, and we will identify the most experienced ERG staff to provide support. In some cases, technical research will be based on identification and analysis of information published by research organizations and other air quality agencies. Conducting this type of secondary research and assessing it specific to the needs of MCAQD is the most efficient and effective way to provide such support. Related to regulatory support, technical research and consultation support consists of researching and documenting the entire data gathering and analysis process, documenting all of the calculations performed to assess and verify emission reductions, and preparing detailed Technical Support Documents. For example, industry might advocate for adoption of a new, more cost-effective compliance alternative that provides equivalent emission reductions based on a technological advance in manufacturing process, air emission reduction systems, or even air emission monitoring techniques. We will review these industry evaluations to ensure the technical accuracy and veracity of the claims made for the technological advances or new emission reduction system. Our review could include a wide variety of analyses depending on the information submitted. Similarly, a request by industry could be made for situations where an emission source is determined to pose negligible health risks and/or a source desires to undertake a voluntary emission reduction, possibly in exchange for an extension in compliance date. These analyses could involve comparison of long-term emission reductions using the voluntary approach with the emission reduction levels associated with compliance with the standard. In these types of reviews and analyses, ERG will provide a summary of the data and analytical approach used in the review and prepare draft recommendations and conclusions for MCAQD to review and consider in deliberations. SERIAL# 230178-RFP ERG can support MCAQD’s permitting and planning needs related to the possible reclassification of the Phoenix/Mesa area to serious for the 8-hour ozone (2015) NAAQS using the same process described above. Given that reclassification will affect permitting and planning—more major sources and more RACT requirements—we will conduct the needed data gathering, analysis, and emission estimation calculations in order to document and present our results and recommendations to MCAQD. ERG’s air quality experts can also conduct laboratory studies, field studies, design and construct prototype monitoring analyzers and equipment in order to test and evaluate new technologies, as well as evaluate existing technologies. After preparation and approval of a work plan and QAPP, we document the results of this type of work in field reports, letter reports, and Work-to-Date reports. On-call Subject Matter Expertise ERG has subject matter experts related to the types of air quality issues MCAQD may need to address under the proposed contract, including enforcement and compliance, construction and operating permitting, and regulatory development activities. ERG has a large staff of environmental professionals with extensive expertise in air quality pollution controls, regulatory development, emissions inventory development, socioeconomic analyses, air quality management, process engineering and evaluation, human health and ecological risk, occupational health and safety, communications, and information technology. ERG’s deep bench of in-house staff will allow us to draw upon easily accessible subject matter experts, avoiding the costs and schedule delays associated with subcontracting outside experts. In cases where our internal staff may not be suited to address a specific issue, ERG may also procure the services of outside experts. Much of our experience has been gained supporting state/local/tribal and federal air quality agencies in developing rules and regulations aimed at improving air quality. We have provided technical support to the U.S. EPA in all phases of the development of air pollution emission standards, including new source performance standards (NSPS), Section 111(d) emission guidelines, national emission standards for hazardous air pollutants (NESHAPs), and risk and technology reviews (RTR’s) for more than 50 source categories. Our regulatory development experience encompasses a wide range of industrial, municipal, commercial, residential, and energy source categories. ERG’s staff of potential subject matter experts include: More than 100 CAA regulatory development specialists who have supported regulatory projects covering every major U.S. manufacturing sector. More than 40 credentialed inspectors who have supported thousands of inspections spanning every major U.S. manufacturing sector. Once MCAQD identifies a specific need for a subject matter expert (or experts), ERG will conduct an internal review of our staff resumes and previous projects to identify candidates with relevant experience. ERG will work closely with MCAQD to ensure that the staff we have identified are suitable and meet the needs of the department. Develop Training Materials and Procedures ERG has significant experience developing and providing work instructions, guidelines, handbooks, and training directly to personnel or as train-the-trainer. As mentioned in Task 1, ERG has developed and delivered training courses for NESCAUM, LADCO, MARAMA, and WESTAR. These courses covered topics such as the Clean Air Act, Title I New Source Review pre-construction permits (including emissions offsets), BACT and LAER, and Title V operating permits. ERG recently developed and delivered a three-day course on nitrogen oxides (NOx) emissions control technologies for the NESCAUM states in November 2022. The course was taught by three instructors as an interactive online course. Again using a combination of PowerPoint presentations, videos, quizzes, polls, and breakout sessions, the instructors covered source categories subject to NOx control requirements and types of NOx control technologies for combustion devices, such as turbines, boilers, engines, hot mix asphalt plants, glass plants, and municipal waste incinerators, as well as NOx control technologies that can address CAA requirements, such as Reasonably Available Control Technology (RACT), Best Available Control Technology (BACT), and Lowest Achievable Emission Rate (LAER). ERG will utilize its extensive training knowledge and skills to develop and deliver training for MCAQD. ERG can develop in-person or online, interactive, instructor-led courses, or online, interactive self-study materials, depending on MCAQD’s needs. ERG will begin the process by discussing the scope of the desired training with MCAQD. We SERIAL# 230178-RFP then develop an appropriate timeline and milestones for course development. We will use tools such as Teams and Zoom for presenting online, in-person, and PowerPoint and other audiovisual tools for in-person classroom training. Primary Task 5 — Regulatory Planning: Rules ERG’s technical approach to develop regulations, SIPs, and performing socioeconomic analyses demonstrates extensive experience in the environmental field, and specifically in supporting rulemaking efforts for government clients for over 35 years. Through our work for EPA and state and local agencies, ERG has conducted numerous types of analyses and prepared the deliverables required under this contract (i.e., listed in Section 2.7 of the RFP). We have provided technical support to the U.S. EPA in all phases of the development of air pollution emission standards, including new source performance standards (NSPS), Section 111(d) emission guidelines, national emission standards for hazardous air pollutants (NESHAPs), and risk and technology reviews (RTR’s) for more than 50 source categories. Our regulatory development experience encompasses a wide range of industrial, municipal, commercial, residential, and energy source categories. ERG’s regulatory development experience is summarized in Table 2 by sector or topic. Regulation Development Assistance ERG has extensive experience in supporting regulatory development and recommending and implementing best practices for rulemaking workflows to efficiently develop and document new regulations. Typical sub-tasks in the rulemaking process supported by ERG include Data Gathering, Data Analysis and Documentation, Regulatory Proposal Development, Public Comment Summary and Response Development, and Stakeholder and Management Briefings. Data Gathering. ERG will conduct a review of available information for an industry category to be regulated, such as from permits, compliance reports, federal rulemakings, and emission inventories. These data generally include facility background information; plant parameters; past, current, and future estimates of production; emission control equipment and work practices currently applied to control emissions and the cost of these air pollution controls and practices. Other data sources can include the EPA’s RACT/BACT/LAER Clearinghouse (RBLC), and the EPA’s Environmental Compliance History Online (ECHO) database. ERG will prepare a document summarizing the data gaps that are identified after completing a review of existing information and discuss those data gaps with the client and propose a strategy to collect information to fill those data gaps. If necessary, ERG can develop a survey or questionnaire. ERG has developed many CAA Section 114 Information Collection Requests (ICRs) for the EPA to collect data on current emission sources, pollutants, controls (including performance and cost data, and data needed to estimate the cost of controls), and work practices being used to minimize emissions. ERG has also developed ICRs to collect data through industry emissions source sampling/emissions testing (e.g., stack testing). ERG compiles submitted responses to the ICR and conducts analyses of the data submitted by industry. The data from the ICRs and other sources are compiled into either a MS Access or MS Excel database, with the preference to use a MS Excel database if possible, depending on the complexity and volume of the data. The data are reviewed and checked for illogical or unreasonable values and statistical outliers according to quality assurance plans developed for each project. ERG also conducts literature reviews to identify emissions and control information relevant to specific industries and prepares a literature review memorandum to document and summarize the resources consulted and identify any technologies and practices that can be used to reduce emissions. ERG can review rules from other states and regional programs, and the related technical support documents, to identify achievable emission limitations and methodologies to estimate costs and emission impacts. ERG used this approach extensively in developing regulations for oil and natural gas production in New Mexico. ERG can also conduct site visits to collect information on the use of add-on pollution controls, innovative and low emitting technologies and practices that are available and benefits, costs, and challenges to adopting those technologies and practices. ERG prepares a list of questions and a health and safety plan before site visits and then documents each site visit in a report for each site. SERIAL# 230178-RFP Data Analysis. ERG will prepare an electronic database that contains the information gathered permits, test reports, and survey responses. ERG will use separate fields for each class or type of data to enable easy identification of the specific facilities associated with any combination of data fields. Data fields typically include the following: A facility identifier code, and the name of the owner, the operator, the North American Industry Classification System (NAICS) code, and location. If the facility or the parent company of the facility is a small business using the SBA definition for this industry based on applicable NAICS code. Operating permit limits for toxic and criteria pollutants (including GHG) for the affected operations for each facility. Stack test data for toxic and criteria pollutants (including GHG) for the affected operations for each facility, if available. The annual emissions of toxic and criteria pollutants for the affected operations. ERG will carefully document the methodology, assumptions, and references used to prepare the emission estimates. Projected production rates and the number of new facilities that will be constructed or reconstructed in a given time period when there are separate standards for new and existing sources or when a projection is needed for modeling. This projection will be based on the construction and reconstruction dates for existing facilities obtained from the permits for these facilities. The products produced, type of feed stocks used, various fuels used, and design production capacity. ERG will analyze the data to identify the achievable level of control for new and existing sources, estimated emission reductions, and the cost-effectiveness (i.e., cost per ton of emissions reduced) for each regulatory option identified, including the incremental cost effectiveness for more stringent options. Other analyses will include the environmental impacts and cost impacts of each identified control alternative for the regulated entity. ERG will estimate the baseline emissions for all toxics and associated criteria pollutants, and the estimated emissions reduction for each control alternative presented. ERG will estimate capital and annual costs of each control alternative presented, including the costs per facility (if possible) and for the whole source category. ERG will include a description of the methodology and a list of all references used to prepare the cost estimates. For add- on controls, ERG will estimate the capital and annual costs using the EPA OAQPS cost algorithms, when available. For other control options, such as process changes, ERG will need to rely on cost information collected from industry members or vendors. Documentation. ERG will prepare the technical support documentation for proposed rules that summarizes the data gathering process, the data received, and the results of the analyses completed. The data and information presented will provide the technical rationale for the proposed standards. The documentation includes all references, the results of the analyses, and the conclusions drawn, detailed information about the new requirements (i.e., emission reductions, cost of achieving additional emission reductions, non-air quality health and environmental impact and energy requirements, etc.) if applicable. Regulatory Proposal Development. ERG will assist in drafting the proposal regulatory text and supporting reports following County templates. ERG can provide support for the County during Board of Supervisor briefings, stakeholder workshops, preparing the notice of proposed rulemaking, and during public hearings with the County Board of Supervisors. ERG has been providing these same services to our federal clients, including technical support for both in-person and virtual public hearings. ERG will provide presentation materials, such as PowerPoint slides, briefing documents or supporting documentation at the direction of the County. These materials will include information such as the proposed rule and regulatory alternatives, economic and environmental impacts, control costs, and cost effectiveness of any revisions to the rule and any regulatory alternatives that were examined. ERG will participate in and provide support for meetings with industry, State and local agencies, and environmental organizations affected by rulemakings and will provide written summaries of any meetings in which ERG participates. SERIAL# 230178-RFP State Implementation Plan (SIP) Development ERG has used numerous methods to develop emission inventories, depending on the nature of the source category and the budget and schedule constraints. We generally typically start by obtaining permit files and databases from state and local agencies, as well as information from federal sources (e.g., National Emissions Inventory, Toxics Release Inventory, etc.). We collect data on source location, emissions, process configurations, current regulations that apply, and baseline controls. We then obtain supplemental data from site visits, trade associations, industry meetings, technical publications, and industry databases. In some cases, we have developed questionnaires to survey the industry either comprehensively or by surveying a representative subset of facilities with different process configurations. Our inventory specialists have developed survey questionnaires and worked hand-in-hand with industrial facilities to collect production, fuel usage, control device performance, and other emissions-related data used in bottom-up inventories. These methods ensure accurate data are used in estimating baseline and post-control emissions estimates. Also, our experience in working with government agencies, industry, and all types of stakeholders contributes to good communications, safe handling of confidential business information (CBI), and adherence to agency procedures and processes. As part of the rule development process, we typically analyze the emissions data and develop a profile of the target industry. The profile describes the different production processes, identify the significant emission points and emission mechanisms, quantify emissions by facility, explain the factors affecting emissions, and provide a geographic location of the facilities and a growth projection. If necessary, we also identify emission release characteristics for use in dispersion modeling, public health risk assessments, and control strategy development. To ensure that databases are documented and that technical analyses are sound, ERG develops quality management plans for regulatory projects, which we tailor to the needs of specific projects. A senior engineer with experience in rule development is assigned to help plan the data collection and analysis, and to peer review the analytical results. In preparing regulatory databases, we document every data source, peer review data interpretations, and provide QA of the data entry. SIP Control Strategy Analysis. Once the agency approves the selection of control techniques, ERG develops control strategies that serve as the basis for the regulatory decision. We customize the control strategies to the source category depending on the types of emission points (e.g., sources may have stack emissions, waste handling emissions, and fugitive emissions, etc.), availability of control techniques with different levels of emission control, and nature of the governing statute (i.e., severe air quality problems or serious health effects require more aggressive approaches, where costs are less of a factor in structuring options). A primary consideration is the technical feasibility of the control measure for different process configurations. For example, in the miscellaneous metal parts and products NESHAP, we developed different control strategies for general use coatings, high performance coatings, magnet wire coatings, and rubber-to-metal coatings. The same control options were not feasible for all these subcategories of coatings because high performance coatings must withstand severe conditions such as high temperature and exposure to harsh chemicals, magnet wire processes use a unique design of curing oven that burns exhaust gases as supplemental fuel in the oven, and low HAP coatings have not been demonstrated for rubber-to-metal coating applications. ERG develops multiple control strategy options for each rule. The options represent a range of stringencies, each associated with a different emission reduction and other environmental and cost impacts. After considering the options, the agency chooses a single control strategy to propose. We structure control strategy options to encompass which sources and types of emission points to regulate, alternative control techniques, and ranges of performance levels. Formats of the options differ depending on the process to be regulated. For example, control strategy options may present alternative emission control technologies upon which the rule and its emission limits could be based (e.g., an electrostatic precipitator versus a fabric filter, etc.). Alternatively, the control strategy options may involve a single control technique, but different levels of emission reduction that can be achieved (e.g., a caustic scrubber designed and operated to get 90 percent reduction versus 95 percent reduction). For other process conditions, we may specify options that rely on a single control technique but differ in terms of which sources would be required to apply control (e.g., a 98 percent efficient combustion device for process vent streams that exceed alternative flow rate and VOC concentration levels, etc.). We develop a different set of control strategies for new and existing sources, because there may be technical limitations and higher costs for retrofitting controls on existing sources. SIP Cost/Benefit Analysis. To support the regulatory decision-making process, ERG estimates the emission reduction of each control strategy compared to baseline emissions. We generally compute the emission impact for SERIAL# 230178-RFP each facility using a site-specific emission inventory. If sufficiently detailed inventory data are not available, we develop a set of engineering models to represent the industry based on available inventory information, such as the type of products manufactured, processes used, and production rates. To estimate emission impacts, we may apply control device efficiencies to baseline emissions, use emission factors, or apply mass balance principles depending on the processes being regulated, the types of controls, and available data. Besides the regulated pollutant, we estimate the impacts on other emissions. For example, a combustion device to control VOC may also reduce organic HAP, but result in an increase of NOx. Similarly, a limit on the HAP content of a surface coating product or commercial or institutional cleaning products may cause an increase in VOC due to product reformulation. Rules that lead to energy efficiency may reduce greenhouse gas emissions. ERG routinely documents the multi-pollutant and multi-media impacts of each control strategy, including differences in energy demand and any water and solid waste discharges. To support rulemaking analyses, ERG estimates the full compliance costs to the industry, including control costs and the cost of testing, monitoring, recordkeeping, and reporting. We report the costs in terms of capital investment, annualized costs, and cost-effectiveness (i.e., annualized cost per mass of emission reduced). Generally, we compute costs on a site-specific basis, but we may use engineering models of the industry for source categories with limited data or with a large number of sources, such as dry cleaners or boilers. Our control cost estimates include capital and operating costs. For capital costs, we include purchased equipment, site preparation, installation costs (e.g., foundation, erection, utilities), and indirect costs (e.g., engineering, start- up, contractor fees, etc.). For annual operating costs, we include operating labor, maintenance labor, materials, electricity, compliance costs, and indirect costs (e.g., overhead, administration, property taxes, insurance, etc.). For compliance costs, we include the capital costs and annual labor costs. Labor costs cover the requirements for regulatory notifications, collecting process data, operating monitoring equipment, performing equipment calibrations and tests, and submitting compliance reports. To prepare cost estimates, we gather actual cost data from multiple plants and control technology vendors, and review these data to understand the cost components and develop cost algorithms that are specific to the industry. To facilitate costing efforts, ERG has developed a library of computerized algorithms in spreadsheet or Access database format for a number of control devices, including the following: Biological treatment Leak detection and repair Boilers Mechanical collectors (e.g., cyclones) Carbon adsorbers Packed tower gas absorbers Carbon injection Piping Catalytic incinerators Refrigerated condensers Combustion turbines Selective catalytic reduction (SCR) Dry sorbent injection Selective noncatalytic reduction (SNCR) Ductwork and miscellaneous associated equipment Spray drying Electrostatic precipitators Steam strippers Fabric filters Storage tank controls Flares Thermal incinerators Flue gas desulfurization Venturi scrubbers Internal combustion engines Wet scrubbers The computerized algorithms are based on procedures in the EPA Air Pollution Control Cost Manual and other the EPA guidance documents. ERG updated the cost routines based on newer guidance and data collected from recent NSPS and NESHAP rulemakings and other costing efforts. Using these programs and recognized cost indices (e.g., Chemical Engineering magazine’s “Chemical Engineering Plant Cost Index”, etc.), we can update or customize these algorithms to develop control cost estimates for a broad range of industry processes quickly and efficiently. SERIAL# 230178-RFP Socioeconomic Impact Analysis. ERG offers MCAQD nearly 30 years of experience in supporting rule development with tailored socioeconomic analyses. We begin a socioeconomic impact analysis by developing a profile of the industry that addresses such factors such as the number of facilities and companies in the regulated community and whether they are public or private, large or small, stand-alone operations or integrated/interrelated facilities under the same ownership. We also characterize the industry market structure (e.g., competitive, oligopolistic, or monopolistic) and other salient factors that may affect how it interacts with suppliers and customers, such as the existence of barriers to entry or exit. The industry profile lays the groundwork for the structure of the economic analysis. We then identify the regulatory baseline (i.e., the best assessment of the way the world would look absent the proposed regulation). We evaluate affected entity practices in the absence of the proposed regulatory action; impacts are then assessed relative to this baseline. Determining the baseline requires summarizing demographic information and population trends, as well as creating a database of entities organized by county, industry, and employment size. In addition, the database may include firm/establishment revenues, payroll, and estimates of net income, employment, and other economic data by major industry groups in the relevant geographic region. This also gives us the opportunity to include important socioeconomic factors such as poverty and unemployment in the analysis. The socioeconomic analysis should account for the geographical distribution of both affected facilities and the socio and demographic characteristics of the region to answer questions such as: if a rule negatively impacts employment, will it occur in a region with already high levels of unemployment, or will there be other employment opportunities for affected workers? To this end, we frequently plot facilities on a map of the region that then may also be layered with variables such as unemployment rates, poverty rates, emissions of pollutants of interest, or other factors of interest to the region to evaluate the potential environmental justice implications of a rule. ERG economists and engineers work together to understand the costs of pollution controls and evaluate the incremental changes to engineering controls or practices that will enable the entity to meet the proposed emissions limits, and the associated cost of implementing and operating such controls. The economists take the capital, one-time non-equipment, and annual operating and maintenance costs developed by the engineers and annualize them taking into account the lifetime of the capital investment, cost-of-capital (discount rate), and depreciation. If desired by the client, we can also estimate post-tax annualized compliance costs by accounting for corporate structure and tax rates, although such estimates are subject to greater uncertainty. Cost annualization converts a variable stream of costs over time into an equivalent equal annual amount, and thus is a convenient way to compare the cost of the rule with its benefits on a consistent basis, examine the impacts of the additional costs on projected cash flows, and estimate the cost-effectiveness of the proposed controls. By combining the annualized costs and removals, ERG examines the relative cost-effectiveness for each pollution control option. An option that costs more but removes less pollution than another option is inefficient and is dropped from the analysis. A cost-effectiveness analysis also indicates whether there is a marked change in the marginal cost relative to the marginal removals moving from one option to another. Such a point indicates where an option costs much more but removes little more pollution than another option under consideration. These costs may include a mix of one-time equipment retrofit or replacement costs, permit fees, and recurring operating and maintenance costs. To estimate costs efficiently, we use engineers who specialize in EPA costing procedures, such as the EPA Air Pollution Control Cost Manual (Cost Manual), Co$t-Air, CueCost, and other EPA- developed cost programs. Our engineers have developed several chapters in the Cost Manual, as well as aspects of CueCost. ERG has developed spreadsheets with all the cost algorithms from the Cost Manual; algorithms for good combustion practices, incinerators, flares, condensers, absorbers, carbon adsorption, carbon injection, fabric filters, electrostatic precipitators, and leak detection and repair using EPA Method 21; and the alternative work practice of a gas-imaging camera. The spreadsheets include other ERG-developed control algorithms, such as low NOx burners, spray dryers, oxidation catalysts, SCR, and selective non-catalytic reduction (SNCR). Cost algorithms may not be available for some emission control options, such as process modifications, operator training, equipment standards, or work practices. In these cases, we estimate costs using standard engineering practices and data collected from the industry, equipment vendors, material suppliers, trade associations, and state agencies. We annualize one-time costs over 10 years and add these to each year’s recurring costs. Calculating annualized costs is important for comparing costs and benefits that are often incurred over different time horizons. SERIAL# 230178-RFP We also estimate and assign costs by entity employment and revenue size categories developed in the economic profile, if applicable. This is necessary for a small business analysis that delineates entities as small based on employment and/or revenues because costs may be relatively larger or more burdensome for small businesses. In general, we usually assess the significance of impacts using the ratio of annualized compliance costs to revenues, as is the standard approach for agencies such as the U.S. EPA and Department of Labor. However, if sufficient information exists for the industry, we may combine forecasting methods, industry data, and discounted cash flow analysis to create industry-specific facility- and company-closure analyses. ERG has used this approach for EPA Office of Water based on company-specific data collected through a survey. We also developed an alternative modeling methodology that approximates cashflow for a sequence of “typical facilities” using custom tabulated data from the Census Bureau to evaluate the impacts of added costs on establishments. We may also use financial ratios, discriminate analysis of financial ratios such as Altman’s Z models, and access to capital to evaluate the impacts of new pollution control requirements. ERG typically uses input-output based models such as IMPLAN to examine not just the direct output and employment impacts of a rule on affected facilities, but also indirect impacts to their suppliers and induced impacts on consumer spending and thus other industries as well. This allows us to analyze community and regional economic impacts. Combining these results with socioeconomic and demographic characteristics of potentially affected regions forms the basis for assessing socioeconomic and environmental justice impacts. We have developed and applied many methods for estimating the improvement in social welfare from a policy decision. We have used revealed and stated preference, hedonic, and avoided costs methods to estimate changes in use and non-use values. Our benefits analysis is integrated with our market models and industry profile to give a complete picture of changes in private and public well-being. ERG has successfully completed all of these socioeconomic analyses for many industries and regulations. Each study has been tailored to the industry, level of information available, and level of detail specified by the client. We are used to quick-turnaround requests, particularly during the option selection period. Our senior staff have extensive track records of managing projects from initial phases through proposal, promulgation, and—if needed—litigation. The methods and data used, and results derived from the socioeconomic impacts analyses will be documented. ERG will prepare draft, final draft, and final versions of each report as determined by MCAQD. Following each draft and final draft document submittal by ERG, MCAQD will provide comments and ERG will address the comments in subsequent version(s) of the document, culminating with a Final Document. All Final Documents will be submitted to MCAQD along with all references, related data, etc. Planning Support ERG’s scientists and engineers have been supporting the federal and state governments in developing and implementing air quality regulations and related planning, inventory, and permitting programs since before the Clean Air Act amendments of 19990. Because we have provided technical support to the U.S. EPA, and many state and regional agencies, in all phases of the development and implementation of air pollution emission standards, including NSPS, Section 111(d) emission guidelines, NESHAPs, and risk and technology reviews, we have the familiarity to assist in developing recommendations and positions related to policy and technical issues. At the same time, we can provide training and mentoring to MCADQ staff to develop these recommendations or positions while addressing the unique political, geographic, and socioeconomic conditions that impact air quality programs in Arizona. Primary Task 6 — Regulatory Planning – Analysis For over 35 years, ERG has conducted technical analyses need to support development of air pollution regulations for agencies at the federal, state, local and tribal levels. We have supported the development and analysis of consumer and commercial product standards under Clean Air Act Section 183(e), new source performance standards (NSPS), and national emission standards for hazardous air pollutants (NESHAPs) for more than 50 source categories. Our regulatory development experience encompasses a wide range of industrial, municipal, commercial, residential, and energy sources of air pollution. A very relevant example of this is ERG’s support to MCAQD’s Planning and Analysis Division from 2016 to 2021 under the previous Air Quality Rule Development Technical Support contract (SERIAL #16077-RFP). Task orders under that contract focused on rule-specific Reasonably Available Control Technology (RACT) and economic analyses for nine rules (i.e., Rules 323, 324, 332, 336, 342, 350, 351, 352, and 353); RACT- only analyses for two other rules (i.e., Rules 322 and 342); review of MCAQD’s RACT SIP; impacts of rule recissions of four rules (i.e., Rules 317, 325, 334, and 339); benchmarking of Arizona’s emission reduction credit (ERG) banking SERIAL# 230178-RFP system; and review of MCAQD’s draft New Source Review (NSR) rules. We expect similar types of analytical work to be issued under this Primary Task. SIP development Our discussion of technical analyses conducted for SIP development is included in Section 1.2.5 of this proposal. Socioeconomic Impacts Our discussion of the technical analyses conducted for socioeconomic impacts is discussed in Section 1.2.5 of this proposal. Exceptional Event Demonstration In 2016, EPA published a final rule and final guidance on how to treat data influenced by exceptional events as required by section 319(b) of the Clean Air Act. We will build upon our experience in conducting the first periodic review and evaluation of ADEQ’s dust mitigation plan for PM10 nonattainment areas in the state. ADEQ developed and submitted the state’s dust mitigation plan to EPA in 2018 (also known as Exceptional Event Mitigation Plan). This mitigation plan covered four of the PM10 nonattainment areas in Arizona identified by EPA as subject to the mitigation plan requirements in 40 CFR 51.930(b) (2016 exceptional events rule). Under this work, we reviewed ADEQ’s 2018 dust mitigation plan working with various stakeholders such as Arizona Department of Transportation (ADOT), Maricopa County Air Quality Department (MCAQD), Maricopa Association of Governments (MAG), Pima County Department of Environmental Quality (PDEQ), Pinal County Air Quality Control District (PCAQCD), and Yuma County. We updated the dust mitigation plan based on information compiled during the review process and performed a qualitative assessment of the effectiveness of mitigation plan components such as air quality forecasting, monitoring, public notification programs, and educational programs. Emission Inventory, Periodic Emission Inventory (PEI), and Greenhouse Gas (GHG) Emissions Inventory Key components of regulatory planning and analysis are the emission inventories. ERG has several decades of experience developing emissions inventories and analyzing inventory data. ERG is nationally known for developing emission inventories for the U.S. EPA, Arizona, California, Texas, other U.S. states, as well as the first Mexico National Emissions Inventory (INEM 1999). Over the past several years, ERG developed multiple emission inventories for Mexico, including the U.S.-Mexico border region. ERG has also developed several modeling inventories covering the United States, Canada, and Mexico in support of modeling efforts by the Maricopa Association of Governments (MAG). For the past 10 years, ERG’s proposed Project Manager and Deputy Project Manager have been directly involved in the development of emission estimates for Natural Gas and Petroleum Systems in the U.S. National Greenhouse Gas Emissions Inventory. In addition, ERG’s proposed Project Manager and Deputy Project Manager and other technical staff have been improving emission factors and inventory estimates for a number of source categories for the California Air Resource Board, including: surface cleaning and degreasing, marine petroleum loading and unloading, wine fermentation and aging, and non-electroplating sources of hexavalent chromium. The main aspects of ERG’s technical approach in developing emission inventories are as follows: Define inventory scope. Defining the inventory scope is an essential first step for any emissions inventory. This consists of characterizing the following aspects of the inventory, typically in an Inventory Preparation Plan: base year, geographic domain, source types, pollutants, geographic resolution, temporal resolution, and inventory projections. Identification of preferred and alternate estimation methods. The choice of the estimation method will likely be driven by availability of required data. Emissions for most area source categories can be estimated using emission factors and relevant activity data. Default emission factors are available from the U.S. EPA and other state sources (e.g., CARB). ERG may also review recent peer-reviewed research studies (e.g., journal publications) to identify relevant data that can be used to develop source-specific emission factors. In some cases, depending on data availability, other estimation methods such as mass-balance can be used to estimate emissions. For example, VOC emissions from autobody refinishing can be estimated using the quantity of coatings used within the inventory domain and their VOC contents. Compile/develop activity data. Activity data required for estimating emissions will depend on the estimation method. ERG will compile the required data, primarily from publicly available sources (e.g., Energy Information Administration (EIA), U.S. Census Bureau, and U.S. Department of Agriculture (USDA)). As needed, under MCAQD’s direction, ERG will conduct data surveys to compile activity data for specific area sources of concern. For example, autobody refinishing businesses and/or industry group(s) can be surveyed to compile solvent-based coatings SERIAL# 230178-RFP quantities. Additionally, for some sources, activity data can be purchased from 3rd party vendors (e.g., market research companies and industry group or trade association publications). Compile/develop emission factors. ERG will identify the most recent emission factors. As noted above, default emission factors are available from the U.S. EPA and CARB for many source categories. ERG will also review research studies and data to identify required emissions and activity data (e.g., emission measurements, production throughput, energy usage, and equipment counts) that can be used to develop emission factors for certain emission sources. As directed by MCAQD, ERG can also develop Arizona-specific emission factors for certain area source categories such as solvent evaporation categories. For example, “top-down” methods using solvent data (sales or consumption) along with employee counts can be used to develop per-employee VOC emission factors. Alternatively, emission factors can also be developed using “bottom-up” methods such as solvent end-user survey. Other inventory inputs. After developing base year uncontrolled estimates, ERG will perform the required adjustments to account for point source reconciliation and area source controls. Point source reconciliation is needed to avoid double-counting between area and point source types. For example, state-level industrial natural gas fuel consumption data includes fuel consumption at point source facilities and area sources. In order to avoid double- counting, point source reconciliation is performed by deducting either point source fuel usage or emissions from area source fuel usage or emissions. Similarly, base year uncontrolled estimates must be adjusted to account for controls. Point sources. ERG will compile reported point source inventory data from various sources such as MCAQD’s point source inventory and permit data, ADEQ’s point source inventory, and the U.S. EPA’s NEI and Toxics Release Inventory (TRI) data. As directed by MCAQD, ERG will perform a QC review of the compiled data. Outliers and inconsistent data will be flagged, and ERG will perform corrective actions to improve data quality. For example, we may find it necessary to replace reported emissions with estimates calculated using activity data and emission factors. Alternatively, ERG can conduct a data survey amongst the identified point source facility population to identify emission sources and compile required data to estimate emissions (i.e., data on emissions activity, fuel consumption, control equipment, etc.). ERG can then develop emission estimates from the compiled survey data. Additionally, required data for point source air quality modeling (e.g., stack parameters and coordinates) can be compiled from sources such as ADEQ, U.S. EPA, local air agencies, and data surveys. We will review compiled data for accuracy and outliers will be corrected and/or replaced by default data. As requested by MCAQD, ERG will input point source data into MCAQD’s IMPACT’s database. Auditing Inventories. As requested by MCAQD, ERG will audit existing MCAQD records, correct erroneous entries, and enter missing data. We will review each subject emissions unit (EU) and compare information provided by the permittee with emission and physical information recorded in IMPACT. These data will be further compared to EUs listed in the current permit. MCAQD will be notified where discrepancies exist. We will work in conjunction with MCAQD staff to establish the appropriate EUs to be included in IMPACT. Once the final list of EUs has been approved, ERG will input the EUs into IMPACT along with available emission information and physical parameters of the equipment and processes. Other considerations – ERG will conduct inventory development considering temporal resolution, spatial resolution, future projections, and ensuring appropriate documentation and data files are developed. Temporal resolution will rely primarily on the underlying data, such that the greatest resolution will be maintained (e.g., daily, monthly, annually, etc.) throughout the calculations. As needed, ERG will develop temporal activity and emissions profiles to meet the requirements of the inventory scope, including episodic events such as stagnation or high wind episodes. Depending on the required resolution, ERG will develop temporal profiles for average daily activity, average summer daily activity, and average winter daily activity. Default temporal activity profiles are available from the U.S. EPA and temporal profiles can also be developed using data from public sources such as U.S. Census and EIA (e.g., heating degree days or monthly manufacturer shipment values). ERG will develop emissions at the spatial resolution defined in the inventory scope. ERG will retain the base data resolution throughout the calculations and sum/adjust as needed to meet inventory scope, match EPA modeling needs, etc. Priority will be placed on local data, relying on coarser data and spatial surrogates from the U.S. EPA’s modeling platform as needed to gap-fill local/regional data. Inventory emissions estimates can be represented as vector (i.e., point, line, and polygon) and/or raster (i.e., gridded) formats. Emissions will be represented at the most granular resolution possible, as determined SERIAL# 230178-RFP by available input data. If a spatial component is not inherent in the input data, appropriate spatial surrogates will be identified and used to properly allocate activity and emissions throughout the modeling domain. Geodata can be provided in a format easy to pull into standard GIS software for future MCAQD needs. For point sources, ERG will compile facility geographic coordinates. We will rely on existing inventory data, permit data, geocoding services, and data surveys to compile spatial data for the point source inventory. QA and gap-filling will be conducted to address errors and omissions to the extent possible, using historical and open-source data as applicable. ERG will develop projection factors to project the base year emissions inventory to future years. For most of the source categories (and source types), projection factors can be developed using surrogates such as economic growth, industrial/manufacturing growth, energy demand, population growth, and land use/land change projections. ERG will compile the data needed to develop projection factors from public sources such as EIA and the Census Bureau. As needed, ERG will also review permit data to develop projection factors for certain point source facilities. Spatial representations will also be adjusted as needed to account for changing activities in projected years (e.g., new point source facilities coming online in future years). ERG will develop detailed documentation of input data and data sources. We will author reports that include detailed description of inventory characterization, estimation methods, input data and sources, assumptions used, sample calculations, summary of results, discussion on representativeness of input data and accuracy of results, and recommendations for future work. Along with the inventory documentation, we will also provide copies of all publicly available data used in developing the emissions inventory. As needed, ERG will provide the emission inventory in the desired format (e.g., air quality model input files). Air Quality Modeling ERG has extensive experience applying air dispersion models (e.g., AERMOD and AERSCREEN), particularly for air permitting and regulatory compliance/enforcement. Specifically, ERG has used air dispersion models to conduct ambient impact assessments for permitting projects in Arizona, Maryland, and Washington D.C. For example, ERG recently completed screening modeling to evaluate fenceline xylene concentrations from spray coating operations at a metals fabrication facility in Maricopa County. The permit package that ERG developed for this facility included a summary of model results and the associated input/out files. ERG typically begins a modeling project by developing a modeling protocol that identifies the project objectives, outlines our modeling approach, and summarizes the overarching technical and regulatory framework used to develop the modeling approach. The protocol will outline any assumptions and/or limitations inherent in the modeling approach. ERG will provide a draft modeling protocol to Maricopa County, so as to provide the opportunity for client feedback. ERG will provide Maricopa County with a complete set of model inputs/outputs and a summary writeup, which describes any deviations from the modeling protocol, outlines QA/QC and model validation procedures, discuss limitations and uncertainties, and provide recommendations for further analysis. Geographic Information Systems (GIS) ERG offers an extensive range of integrated services to take full advantage of geographically referenced information. With over 20 years of experience in Geographic Information Systems (GIS), ERG has a history of excellence in geospatial analysis, data generation, network creation, suitability analysis, and data modeling. Our certified GIS professionals work closely with clients to apply high-quality GIS technology in cartography, geodatabase creation, and geoprocessing to inform environmental questions, solve environmental problems, and communicate research results. Data Curation and Creation: ERG staff have the requisite technical and environmental knowledge to identify high- quality GIS data sources, create customized original data and accompanying metadata, and perform advanced geospatial analyses to meet project needs. ERG staff are well versed in authoritative data sources including U.S. Census Bureau demographic data; NLCD land cover data; Bureau of Transportation Statistics highway, rail, and other transportation data. ERG regularly converts between spatial and nonspatial data formats to facilitate data sharing, editing, and review. Data Visualization: ERG has extensive experience integrating complex variables and providing clear results and dynamic tools for users to answer environmental questions. Custom maps highlight research goals, issues, and results SERIAL# 230178-RFP and are specialized for presentation or publication needs. Web-based GIS interfaces allow users worldwide to interactively access data and investigate scenarios without the need for advanced GIS software or experience. Information Technology ERG’s GIS experts team up with project managers, database designers, Web programmers, and technology analysts to provide comprehensive technical services from start to finish. This unique approach allows ERG to produce state-of-the-art GIS solutions tailored to specific needs now and in the future, from providing graphics for documentation to generating new GIS data layers for future analyses. Data Analysis: ERG can provide insightful evaluations of the relationships between emission inventory estimates and actual measured pollutant ambient concentrations. We assess meteorological data and conduct back trajectory analyses to identify potential emission sources and evaluate ambient and inventory data correlation. Additional geospatial support could include hot spot analysis, trend analysis in spatial patterns over time, proximity and other geospatial analyses, and data visualization products for communications. Geospatial services could include assistance in devising an air quality monitoring approach; communicating needs and actions to researchers, administrative partners, and the public; collaborative mapping exercises to obtain input from stakeholders, including vulnerable communities and others impacted by air quality issues; curation of custom data both from and for modeling efforts. Network Analysis: ERG has unique and specialized experience and capabilities in transportation network creation and analysis. ERG also created a dynamic railroad model that integrates several different activity data sources along with a spatial network of railway tracks to provide segment, county, and state level activity and emissions by SCC code. The model was further enhanced with segment-specific growth factors to facilitate visualization and analysis of changing railroad activity and emissions through 2020. Primary Task 8 — Air Monitoring Technical Assistance Introduction ERG’s Measurements Group has provided high-quality air monitoring and sampling support services to Federal, State, Local, and Tribal clients for almost four decades. With our experience and expertise, we will continue to provide the same level of support to Maricopa County. ERG's experience along with our laboratory facility designed and equipped specifically to support client air quality programs, means we are ready to do the work requested by MCDAQ as area of work experts without steep learning curves, equipment acquisition, or other startup delays. We have continuously developed new techniques and approaches to meet the growing needs of client’s regional air quality monitoring, community-based exposure investigations, or target specific investigative needs. The foundation of our success is our proven quality assurance system and history of helping clients develop project specific quality assurance plans. ERG understands the need for quality and defensibly data from field sampling and monitoring activities and will continue our recognized high-quality services to meet these objectives. ERG’s laboratory supports clients like U.S. EPA and the U.S. Centers for Disease Control and Prevention with high quality data that meet the National Ambient Air Quality Standard for lead and are a National Environmental Laboratory Accreditation Program (NELAC) certified laboratory for many hazardous air pollutants (HAPs). We are frequently audited by NELAC and EPA and participate quarterly in proficiency testing program where samples with a known concentration are analyzed and results based on the recovery determine how well our lab’s performance is. ERG staff write, review, and adhere to EPA Level 1 Quality Assurance Protocol Plans, which are the highest level of quality mandated by EPA. Aside from our corporate quality plan the ERG lab maintains its own library of standard operating procedures (SOP) that are strictly followed, reviewed annually, and updated often. We are more than prepared to deliver the highest quality of data for MCDAQ. Technical Approach The following technical approach is based on 39 years of experience supporting multiple client’s monitoring and sampling needs. We will continue to refine our approach as necessary to ensure high-quality, representative sample collection. ERG will conduct the following base tasks to support MCAQD in any requested effort. These tasks can be modified for any monitoring effort whether fenceline monitoring, community based monitoring, method research and development, sensor network, or geospatial. Figure 1 ERG deployed SPOD which is a sensor-based monitor that measures VOCs and collects a canister sample when an ambient threshold is exceeded. SERIAL# 230178-RFP Perform site logistics and coordination. At the onset of program activities, ERG contacts participants to discuss field shelter and utility requirements, field staff requirements, and the schedule for site installation and sample collection. Pre-siting surveys can also be performed with handheld or geospatial monitoring platforms to determine the optimal locations when developing a monitoring network or siting samplers. Develop project specific plans. ERG will develop needed quality assurance, work, sampling, or health and safety plans necessary. We have developed countless plans to ensure work is being done according to clients’ needs and provide them with the level of data required. This same level of foresight and planning will be continued to support MCAQD. When necessary, project specific data or measurement quality objectives can be established to ensure all project requirements are met and documented. Quality Assurance Plans will be developed as part of each assigned task to establish data quality objectives. These will inform MCAQD or other data users that data collected are of the highest quality and met agreed upon standards. If any quality objectives are not met MCAQD staff will be informed and data will be flagged as necessary. If these situations happen the root cause of the issue will be found and documented to inform future analysts how to avoid the same issue and see that it does not reoccur. Provide monitoring and sample collection systems. ERG provides project specific sample collection systems in accordance with project specific requirements. Many sample collection systems are designed, fabricated, and owned by ERG. In the event where ERG cannot provide a system one will be sourced, if possible, from one of our frequently used vendors for the time of the work being performed. If equipment is provided by MCAQD, ERG has experience with many monitoring technologies and equipment for criteria pollutants and hazardous air pollutants (HAPS). We’ve sourced, tested, deployed, operated, and maintained equipment for federal, state, and local clients across the country and are prepared to bring this experience to support MCAQD. Perform sample collection system certification. Prior to field deployment, ERG certifies (non-biasing and functional) each monitor or sampling system. ERG has performed thousands of sampler certifications for our own equipment as well as equipment produced by commercial vendors. After certification, ERG supplies the certified systems for use in the field. Certifications typically first involve checking all working components like pumps, flow controllers, and temperature sensors to make sure they are with specifications. Systems are then typically assessed with a zero air standard to determine if there are any contaminations or bias in the system. A certified standard or pollutants is typically the final test to verify the monitor is accurate or the sampling system is meeting method specifications. If samplers or monitoring equipment do not pass certifications or quality checks for any reason, we will work with vendors to determine the issue, work with MCAQD or the vendor to correct the issue, and bring the equipment back into control. If the need is sensor-based ERG can source a site with a Federal Regulated Method (FRM) or Federal Equivalent Method (FEM) equipment to compare against the sensor for a pre-determined period of time prior to deployment. This will characterize the accuracy, precision, bias, or climate condition effects of each sensor prior to deployment. This will help determine if each sensor should be deployed or if any data corrections need to be done prior to reporting data publicly. SERIAL# 230178-RFP Perform sample collection system installation. After the field site has been established and the sample collection systems have been certified, an ERG staff member travels to the sampling site, installs the collection system(s), checks all system functions, and initializes the sampling per the project specific sampling calendar. This could be sampling devices that collect canister, filter, PUF, or resin- based sampling media. Sensors and other real-time monitoring equipment will be treated with the same care. ERG has installed, operated, and trained operators on sensor and real-time monitoring equipment and understand all aspects of installation and operation. Manage or perform sample collection activities. After the initiation of sample collection, ERG reviews or performs collection activities. Oversight is maintained continuously to identify and troubleshoot sample collection issues if they arise. Communication will be maintained with Maricopa County staff throughout any monitoring or sampling effort to ensure everyone is briefed on status of operations. For larger data sets generated by continuous monitoring technologies like sensors, periodic summaries can be generated that provide MCDAQ with quick results that are easy to understand and get a picture of what is being measured by the instruments. We’ve also supported clients by producing online dashboards and public facing websites that quickly allow individuals to see understandable data at a glance. As with our work with CleanAire NC, we can also provide deeper data analytics to determine the status of sensors or monitors in a network, whether monitors are in good locations near potential sources of emission, where sensors or monitors are needed, or whether underserved communities are being represented in the data. Sample Analysis. Based on project needs sample analysis can be performed by ERG for several EPA Compendium and Specialty Methods including: o TO-11, o TO-12/ASTM D5953M, o TO-13A, o TO-15/TO-15A, o EPA SW-846 Method 8270D, o IO-3.5, o Speciated Nonmethane Organic Compounds, o ASTM D7614, and o Gravimetric Analysis of Filters. When an analysis is required that ERG does not perform a suitable laboratory will be sourced based on quality and pricing that meets the needs of the project. Technical Writing and Report Preparation. ERG will prepare periodic summary, field, analytical, or final reports based on project requirements. The reports can include summaries of activities or findings, analytical reports of analyzed samples and data quality metrics, deviations for previously established plans, and any other necessary information that Maricopa County will require. All data reports will present results that are clear, reproducible, and easy to understand. Prior to developing these reports, ERG will communicate with Maricopa County about any changes, updates, or revisions needed for the next iteration. We follow the proven techniques of our Quality Management Plan (QMP) process in preparing the data for summary and statistical analyses. We present results that are completely transparent and consistent, such that meaningful conclusions can be reproduced and verified by all stakeholders. Over the past 39 years, we have characterized and reported data for several hundred sites, resulting in millions of sampling and monitoring data points. Figure 2 An ERG deployed community monitoring campaign to measure respirable crystalline silica and other particulate matter near a silica plant. SERIAL# 230178-RFP Exhibit C – Office of Procurement Services Contractor Travel and Per Diem Policy 1.0 All contract-related travel plans and arrangements shall be prior-approved by the County contract administrator. 2.0 Lodging, per diem, and incidental expenses incurred in performance of Maricopa County/Special District (County) contracts shall be reimbursed based on current U.S. General Services Administration (GSA) domestic per diem rates for Phoenix, Arizona. Contractors must access the following internet site to determine rates (no exceptions): www.gsa.gov. 2.1 Additional incidental expenses (i.e., telephone, fax, internet, and copying charges) shall not be reimbursed. They should be included in the contractor’s hourly rate as an overhead charge. 2.2 The County will not (under any circumstances) reimburse for contractor guest lodging, per diem, or incidentals. 3.0 Commercial air travel shall be reimbursed as follows: 3.1 Coach airfare will be reimbursed by the County. Business class airfare may be allowed only when preapproved in writing by the County contract administrator as a result of the business needs of the County when there is no lower fare available. 3.2 The lowest direct flight airfare rate from the contractor’s assigned duty post (pre-defined at the time of contract signing) will be reimbursed. Under no circumstances will the County reimburse for airfares related to transportation to or from an alternate site. 3.3 The County will not (under any circumstances) reimburse for contractor guest commercial air travel. 4.0 Rental vehicles may only be used if such use would result in an overall reduction in the total cost of the trip, not for the personal convenience of the traveler. Multiple vehicles for the same set of travelers for the same travel period will not be permitted without prior written approval by the County contract administrator. 4.1 Purchase of comprehensive and collision liability insurance shall be at the expense of the contractor. The County will not reimburse a contractor if the contractor chooses to purchase this coverage. 4.2 Rental vehicles are restricted to sub-compact, compact, or mid-size sedans unless a larger vehicle is necessary for cost efficiency due to the number of travelers. (NOTE: Contractors shall obtain pre-approval in writing from the County contract administrator prior to rental of a larger vehicle.) 4.3 County will reimburse for parking expenses if free, public parking is not available within a reasonable distance of the place of County business. All opportunities must be exhausted prior to securing parking that incurs costs for the County. Opportunities to be reviewed are the DASH, shuttles, etc. that can transport the contractor to and from County buildings with minimal costs. 4.4 County will reimburse for the lowest rate, long-term, uncovered (covered or enclosed parking will not be reimbursed) airport parking only if it is less expensive than shuttle service to and from the airport. 4.5 The County will not (under any circumstances) reimburse the contractor for guest vehicle rental(s) or other any transportation costs. 5.0 Contractor is responsible for all costs not directly related to the travel except those that have been pre-approved by the County contract administrator. These costs include, but are not limited to, the SERIAL# 230178-RFP following: in-room movies, valet service, valet parking, laundry service, costs associated with storing luggage at a hotel, fuel costs associated with non-County activities, tips that exceed the per diem allowance, health club fees, and entertainment costs. Claims for unauthorized travel expenses will not be honored and are not reimbursable. 6.0 Travel and per diem expenses shall be capped at 15 percent of project price unless otherwise specified and approved by the County in individual contracts. 7.0 Contractor shall provide, (upon request) with their invoice(s), copies of receipts supporting travel and per diem expenses, and, if applicable, with a copy of the written consent issued by the County contract administrator. No travel and per diem expenses shall be paid by County without copies of the written consent as described in this policy and copies of all receipts.