MCDPH-PUEBLO ACCESS AGREEMENT 20231220 PFP SIGNED.PDF
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ACCESS AGREEMENT
This ACCESS AGREEMENT (“Agreement”) is made and entered into as of the last date of
signature (the “Effective Date”) by and between Pueblo Family Physicians, LTD., an Arizona professional
corporation (“Pueblo”) and Maricopa County Department of Public Health ( “U s e r ”) (individually,
the “party” and collectively, the “parties”).
I.
RECITALS
WHEREAS, Pueblo is a covered entity as defined by 45 CFR § 160.103 and therefore is the
custodian of certain electronically-available Protected Health Information, as defined by 45 CFR § 160.103
(hereinafter "PHI"); and
WHEREAS, User is a Public Health Authority, as defined by 45 CFR 164.501, that desires to access,
use, and retain, and to permit its authorized agents, identified more fully below ("User Agents"), to access,
use, and retain PHI via Pueblo's web-based application ("Patient Information Application") to perform
communicable disease investigations mandated under the Arizona Administrative Code Title 9, Chapter 6
and to review PHI related to communicable diseases per Arizona Revised Statutes (A.R.S.) § 36-662 and
45 CFR § 164.512; and
NOW, THEREFORE, in consideration of the mutual promises contained, Pueblo and User agree
to the terms as defined in this Agreement.
II.
AGREEMENT
1.
Access. Pueblo will permit User and User Agents to request IDs and passwords as set forth
and User agrees to transmit electronically or permit electronic access to PHI in accordance with this
Agreement for the following HIPAA compliant activities:
Activities related to Maricopa County Department of Public Health Investigations
Access will be granted to the User Agents listed on Exhibit A.
2.
Compliance with Law. User agrees to comply with, and to ensure that all User Agents,
including but not limited to, employees, volunteers, officers, partners, subcontractors, and vendors, comply
with this Agreement and all state and federal laws.
3.
Administrator and Notice. User will identify, to Pueblo, an Administrator (User's
designated representative authorized to assign passwords or IDs to User Agents, and responsible for the
enforcement of this Agreement) and User Agents accessing the Patient Information Application. User will
use best efforts to notify Pueblo within 14 days, but no later than 30 days, after any change in the
Administrator or User Agent, provided, however, User will immediately terminate Administrator or User
Agent access when access is not required. User agrees to accept responsibility for the activities of the
Administrator and all User Agents and to keep current the written identification of User Agents in Exhibit
A.
4.
Access. If User desires any User Agent to have access to the Patient Information
Application, Administrator may request a user ID and a password, both of which are necessary to access
the Patient Information Application. The Administrator will authorize User Agent's access to different
portions of the Patient Information Application based upon User Agent’s need for PHI to perform the
activities identified in Section 1 above, and may delete or limit User Agent’s access. User will review the
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terms of this Agreement with User Agent. User will be responsible for User Agent’s compliance, and
acknowledges and agrees that, in the event of any violation of this Agreement, Pueblo may terminate User
Agent’s or User’s electronic access to the PHI immediately.
5.
Requirements. In order to ensure the confidentiality of PHI, User agrees that:
5.1
User will ensure that User Agents will only use the PHI when needed, and to the
extent necessary as authorized by this Agreement and in compliance with state and
federal laws.
5.2
Pueblo has implemented a compliance program to ensure compliance with federal,
state, and local laws and regulations. User will either (i) train the User Agents
through User’s own compliance and privacy program, or (ii) require User’s Agents
to attend Pueblo’s compliance training.
5.3
User will protect the PHI from distribution, disclosure, reproduction, or
dissemination in any manner to any person not authorized or entitled by law to
have access to the PHI.
5.4
User will be responsible for ensuring that User Agents will not disclose, distribute,
reproduce or disseminate the PHI in any manner to any person not authorized or
entitled by law to have access to the PHI.
5.5
User will limit access to the PHI by User Agents to perform their responsibilities
by requesting the following:
•
Registration form and/or Patient face Sheet
•
Medical and Social history/Dictated doctor’s notes
•
Reproductive/Sexual history
•
Diagnostic Lab Reports
•
Treatment/Medication history and Care Plan/Discharge Summary
5.6
User will promptly terminate access to those individuals who are no longer User
Agents or who no longer have a need to access the Patient Information Application.
5.7
User will ensure that User Agents and other unauthorized persons do not use any
User Agent’s user ID or password to gain access to the Patient Information
Application, and User Agents do not share user IDs or passwords with any other
person. User Agents are subject to monitoring while accessing the Patient
Information Application.
5.8
User will conduct a comprehensive review on an annual basis of all User Agents
to ensure that each User Agent requires access to the Patient Information
Application.
5.9
User acknowledges that none of the PHI will be accessed by, or provided to, any
individual or company that is not physically located within one of the fifty United
States or United States Territories. However, PHI may be given to foreign
government agencies pursuant to 45 CFR 164.512(b)(1)(i). This provision applies
to work performed by User or any subcontractor utilized by User with any access
to the PHI provided under this Agreement at all tiers.
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6.
Insurance and Indemnification.
6.1
User agrees to indemnify, defend, and hold harmless Pueblo, from and against any
and all third-party liabilities, damages, claims, or losses incurred by Pueblo to the
extent arising from any violation by User, User Agents, and subcontractors, of any
of the provisions of this Agreement, including, but not limited to, any breach of a
provision dealing with security or unauthorized use or disclosure of PHI.
6.2
User is a self-insured government entity, pursuant to A.R.S. § 11-981 and the
Revised Restated Declaration of Trust for Maricopa County, Arizona Self-Insured
Risk Trust Fund.
7.
Unauthorized Activities.
7.1
If User suspects or has reason to know that a User Agent or other unauthorized
person is accessing PHI by using another User Agent's ID or Password, User will
promptly request suspension of that ID or Password and report the suspected or
known misuse to the Pueblo Privacy Officer within 5 days of discovering the issue.
7.2
If User suspects or has reason to know that a User Agent is accessing PHI that the
User Agent does not reasonably need to perform the activities identified in Section
1 above, User will promptly request suspension of the User Agent's ID or Password
and report the suspected or known misuse to the Pueblo Privacy Officer within 5
days of discovering the issue.
7.3
Any written report required will be addressed to the Pueblo Privacy Officer, will
be made via email, and will, at a minimum:
7.3.1
Identify the PHI that was subject to the unauthorized access and the date
the unauthorized access occurred.
7.3.2
Identify the date the unauthorized access was discovered and what, if any,
additional disclosure of PHI may have occurred.
7.3.3
Identify what User did or will do to mitigate any harmful effect of the non-
permitted access and how User will prevent the non-permitted access from
occurring in the future.
8.
Term and Termination. This Agreement will be effective on the Effective Date and will
remain in effect unless terminated by either party for any reason by giving 30 days advance written notice
to the other party. Pueblo may terminate this Agreement immediately if it suspects a violation of patient
confidentially or violation of any other term of use.
9.
Rules, Regulations, and HIPAA policies. User agrees to comply, and to ensure that User
Agents comply, with any User rules, regulations, and policies implementing HIPAA requirements whether
existing now or in the future. Should either party determine that modifications to this Agreement are
necessary to comply with HIPAA regulations or either party’s obligations, then the parties agree to
negotiate in good faith an amendment to this Agreement and to execute the amendment in order to achieve
compliance.
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10.
Patient Information Application. Pueblo maintains the right to modify the features of the
platform used to provide the PHI to User at any time. Pueblo will use best efforts to communicate to User
any changes in a timely manner.
11.
Technical Support. Pueblo agrees to provide technical support to User to troubleshoot
problems or research data errors related to the Patient Information Application. Pueblo also agrees to train
a designated User trainer so that this person can train other User staff on the use of the Patient Information
Application. Pueblo will not provide training or technical support on the use of PCs, internet browsers, or
assist with site-specific technical issue that may be unique to User's information systems.
12.
Confidentiality and Nondisclosure.
12.1
The parties agree that the PHI and other information accessed, used, and retained
as a result of this Agreement will remain confidential pursuant to the applicable
Arizona Revised Statutes, including A.R.S. § 36-662 and § 36-664.
12.2
The parties understand and agree that this Agreement is subject to all state and
federal laws protecting client confidentiality of medical, behavioral health, and
drug treatment information. User is a government entity subject to public records
laws. Accordingly, notwithstanding any other provision of this Agreement, any
provision regarding confidentiality is limited to the extent necessary to comply
with federal and Arizona laws. Should User receive any request for disclosure of
confidential information related to this Agreement, User will promptly notify
Pueblo in writing prior to the disclosure date.
13.
No Referral. This Agreement is limited solely to Pueblo’s contractual arrangement with
User to provide access to PHI in accordance with the terms of this Agreement. The parties acknowledge
and agree that there is no intent, agreement, understanding, or requirement that User or any other person or
entity affiliated with User has any obligation to admit, refer, or recommend patients to any facility owned
or operated by Pueblo.
14.
Governing Law. This Agreement will be governed by the laws of the State of Arizona.
Any disputes shall be filed in the proper court within Maricopa County.
15.
No Federal Exclusion or Preclusion. User represents and warrants that it and all personnel
with access to PHI pursuant to this Agreement are not excluded from participation, and are not otherwise
ineligible to participate, in a “Federal health care program” as defined in 42 U.S.C. § 1320a-7b(f) or in any
other government payment program. User will use reasonable efforts to disclose in writing within ten
working days any debarment, exclusion, suspension or other event that makes User ineligible to participate
in the Federal health care programs or in Federal procurement or non-procurement programs.
16.
Assignment. This Agreement may not be assigned by either party without the prior written
consent of the other party. If consent to an assignment is obtained, this Agreement is binding on the assigns
of the parties to this Agreement.
17.
Waiver and Breach. No waiver of the enforcement or breach of any agreement or provision
will be deemed a waiver of any preceding or succeeding breach or of the enforcement of any other
agreement or provision. No extension of time for performing any obligation or act will be deemed an
extension of time for performing any other obligation or act. All rights and remedies in this Agreement are
cumulative and not exclusive of any rights or remedies otherwise provided by law.
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18.
Supersede and Replace. This Agreement is intended to supersede and replace any existing
oral or written agreements and understandings between the parties regarding the subject matter contained.
19.
Notices. Any notice required to be given under this Agreement will be in writing, and will
be deemed delivered to the party to whom the notice is sent (a) when personally delivered, (b) one business
day after the same is sent by overnight delivery service or email, or (c) three days after the same is sent by
certified mail, postage prepaid, addressed to such party at the address that follows or to such other address
as such party may hereinafter designate in writing:
For Pueblo:
Pueblo Family Physicians, LTD
Attn: Rick Johns
4350 N 19th Ave, Ste 6
Phoenix, AZ 85015
Email: rickj@pueblofamilymed.com
Phone: 602-850-8913
If to User:
Maricopa County Department of Public Health
Attn: Joyce Hines
4041 N. Central Avenue, Suite 600
Phoenix, AZ 85012
Email: joyce.hines@maricopa.gov
Phone:602-372-1716
20.
Survival. Any covenant or provision that requires or might require performance after the
termination or expiration of this Agreement, including, but not limited to, indemnities, confidentiality, and
insurance requirements, will survive any termination or expiration of this Agreement.
21.
Entire Agreement. This Agreement and any attachments/exhibits/schedules contains the
entire agreement between the parties with respect to the subject matter hereof. All prior negotiations
between the parties are merged in this Agreement, and there are no understandings or agreements other
than those incorporated herein. This Agreement may not be modified except by a written instrument signed
by both parties to this Agreement.
22.
Statutory Termination. Pursuant to A.R.S. § 38-511, User may cancel this Agreement
without penalty or further obligation within three years after execution of the contract if any person
significantly involved in initiating, negotiating, securing, drafting or creating the Agreement on behalf of
User is at any time while the Agreement or any extension of the Agreement is in effect, an employee or
agent of any other party to the Agreement in any capacity or consultant to any other party of the contract
with respect to the subject matter of the Agreement. Additionally, User may recoup any fee or commission
paid or due to any person significantly involved in initiating, negotiating, securing, drafting or creating the
contract on behalf of User 1from any other party to the Agreement arising as the result of the Agreement.
MARICOPA COUNTY
PUEBLO FAMILY PHYSICIANS, LTD
By:
By:
Chairman, Board of Supervisors
Name:
Date:
Rick Johns
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Title:
ATTEST:
Date:
Clerk of the Board
Date:
APPROVED AS TO FORM:
Attorney for Maricopa County
Date:
Rick Johns, Practice Administrtator, Pueblo Fam
12/20/2023
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EXHIBIT A
USER AGENTS
Name of Group Admin – ____________________
Mailing Address – _________________________
Phone number – __________________________
Email address – ___________________________
TITLE
EMPLOYEE NAME
EMAIL ADDRESS
PHONE NUMBER
EMPLOYEE ID
Rick Johns
4350 N 19th Ave STE 6, Phoenix AZ 85015
602-850-8913
rickj@pueblofamilymed.com