SURPRISE HOME AMENDMENT 3.PDF

Maricopa County — Formal (2023-09-13)

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Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
City of Surprise 
 
Page 1 of 9 
AMENDMENT NO. 3 TO THE 
INTERGOVERNMENTAL AGREEMENT 
BETWEEN 
MARICOPA COUNTY 
ADMINISTERED BY ITS 
HUMAN SERVICES DEPARTMENT 
AND  
CITY OF SURPRISE 
 
I. 
Maricopa County (“County”) administered by its Human Services Department and the City 
of Surprise (“City”) entered into a financial Intergovernmental Agreement (“Agreement”) 
on or about March 31, 2021. The purpose of the Agreement is for the City to provide 
Tenant Based Rental Assistance (TBRA) and security deposits to eligible individuals that 
reside in the City of Surprise. The County provided the City with $184,855 in PY2020 
HOME Investment Partnerships Program (HOME) through the U.S. Department of 
Housing and Urban Development (HUD) funds, under ALN 14.239. All work performed or 
cost incurred or expended shall be reimbursable through September 30, 2024. The County 
and the City may be referred to individually as the “Party” and collectively referred to as 
the “Parties.” 
 
The Parties fully executed Amendment No. 1 on or about March 17, 2022. The 
Amendment extended the termination date from September 30, 2024, through September 
30, 2025. The Amendment also added agreement required language specific to: 
Whistleblower Rights; Force Majeure; Administrative Change Orders; and Compensation. 
The Amendment added 2021 Work Statement for the City to provide Tenant Based Rental 
Assistance (TBRA) and security deposits to eligible individuals that reside in the city of 
Surprise. The County provided the City an increase in funding in the amount of $185,929 
PY21 HOME funds for the work statement activities. The Agreement funding amount 
increased from $184,855 to $370,784. 
 
The Parties fully executed Amendment No. 2 on or about January 25, 2023. The 
Amendment added 2022 Work Statement for the City to provide Tenant Based Rental 
Assistance to residents. The County provided the City with an increase in funding in the 
amount of $200,703 in PY22 HOME funds for the work statement activities. The 
expenditure time frame for this Work Statement is through September 30, 2025. The 
Agreement funding amount increased from $370,784 to $571,487 in HOME funds. 
 
II. 
The Parties agree to enter into this Amendment No. 3 to amend the Agreement as follows: 
 
A. 
Revise Section 3 (Work Statement) to add two new Work Statements for HOME 
funded activities: 
 
1. 
2023 TBRA Work Statement attached and incorporated into the 
Agreement. The City shall provide Tenant Based Rental Assistance 
(TBRA) to eligible individuals and families that reside in the greater 
Surprise area. Rental subsidies will be provided by the City to eligible 
households, who are homeless or at risk of becoming homeless. The 
County shall provide the City with HUD PY2023 HOME under ALN 14.239 
funding in a not-to exceed amount of $252,694 funds for this activity. The 
expenditure time frame is through June 30, 2024.

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
City of Surprise 
 
Page 2 of 9 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
III. 
 
 
 
IV. 
 
 
 
[Signatures contained in following page] 
 
 
 
2.
2023
 
UC-TBRA 
 
Work 
 
Statement
 
attached 
 
and 
 
incorporated 
 
into 
 
the 
Agreement.
 
The 
 
City
 
shall
 
provide 
 
Tenant 
 
Based 
 
Rental
 
Assistance
(TBRA)
 
to
 
eligible
 
individuals 
 
and 
 
families
 
that 
 
reside 
 
in 
 
the 
 
greater 
Surprise 
 
area.
 
Rental 
 
subsidies 
 
will 
 
be 
 
provided 
 
by 
 
the 
 
City
 
to 
 
eligible 
households, 
 
who
 
are
 
homeless 
 
or 
 
at 
 
risk 
 
of 
 
becoming
 
homeless.
 
The 
County
 
shall provide the City
 
with
 
HUD
 
PY2019 HOME under ALN
 
14.239 
funding
 
in
 
a not-to exceed
 
amount of
 
$147,729
 
in HOME funds for this 
activity. The expenditure timeframe is through
 
June 30, 2024.
B.
The
 
Agreement funding amount shall be increased from $571,487
 
to $971,910 in 
HOME funds.
Section
 
II above contains all
 
the changes made by this Amendment No.
 
3. All other terms
and conditions of the Agreement
 
and
 
previously approved
 
Amendments
 
shall remain
 
the
same and
 
in full force and effect as
 
approved.
The Parties have authorized the undersigned to execute this Amendment No.
 
3
 
on their
behalf,
 
and it
 
shall be effective upon approval and signature by both Parties.

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
City of Surprise 
 
Page 3 of 9 
 
IN WITNESS, the Parties have approved and signed this Amendment No. 3: 
 
FOR CITY OF SURPRISE: 
 
FOR MARICOPA COUNTY: 
 
__________________________________ 
Skip Hall                                              Date 
Mayor 
 
 
____________________________________ 
Clint Hickman                                          Date 
Chairman Board of Supervisors 
 
 
Attestation: 
 
___________________________________ 
Kristi Passarelli                                      Date 
City Clerk 
 
 
 
Attestation: 
 
____________________________________ 
Juanita Garza                                          Date 
Clerk of the Board 
 
 
IN ACCORDANCE WITH A.R.S. §§ 9-240 
AND 11-952, THIS AMENDMENT NO. 3 HAS 
BEEN REVIEWED BY THE UNDERSIGNED 
ATTORNEY WHO HAS DETERMINED IT IS 
PROPER IN FORM AND WITHIN THE 
POWERS AND AUTHORITY GRANTED TO 
THE CITY OF SURPRISE UNDER THE 
LAWS OF THE STATE OF ARIZONA. 
 
 
 
APPROVED AS TO FORM: 
 
 
 
___________________________________ 
 
 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 3 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM AND 
WITHIN THE POWERS AND AUTHORITY 
GRANTED 
TO 
MARICOPA 
COUNTY 
UNDER THE LAWS OF THE STATE OF 
ARIZONA. 
 
 
APPROVED AS TO FORM: 
 
 
 
___________________________________ 
Attorney for the City                               Date 
Deputy County Attorney                       Date

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
 
City of Surprise 
 
Page 4 of 9 
MARICOPA COUNTY 
2023 TBRA Work Statement 
HOME Investment Partnerships Program 
Program Year 2023 
 
Consortium Member:  
City of Surprise, Arizona 
Funding: 
 
 
$252,694 ($236,901 EN and $15,793 AD) 
Project:  
 
 
Tenant Based Rental Assistance (TBRA) 
Type of Property:  
 
Rental 
 
1. 
FUNDING: 
PROGRAM 
YEAR 
 
ENTITLEMENT 
(EN) 
 
ADMINISTRATION 
(AD) 
PROGRAM 
INCOME 
(PI) 
(non-
reimbursable, 
IDIS draw only) 
TOTAL 
BUDGET 
PY 2023 
$236,901 
$15,793 
$0 
$252,694 
 
2. 
DETAILED SCOPE OF WORK: 
2.1 
Tenant Based Rental Assistance within the City is certified a “High” priority in the 
Consolidated Plan. The City will contract with a Subcontractor to administer the 
Project. 
2.2 
Type of assistance/activity to be provided with HOME funds: Tenant Based Rental 
Assistance. 
2.3 
Methods and instruments used for ensuring affordability: The maximum amount of 
monthly assistance paid to, or on behalf of, a family may not exceed the difference 
between a rent standard for the bedroom size and 30% of the family’s monthly 
adjusted income. The subrecipient will annually determine that the family income 
continues to be low-income. 
2.4 
Surprise TBRA vouchers may be used in other West Valley cities to include but 
not limited to El Mirage, Youngtown, Goodyear, and Sun City. 
 
3. 
OBJECTIVES AND OUTCOMES: 
 
 
OUTCOMES 
AVAILABILITY/ 
ACCESSIBILITY 
AFFORDABILITY 
SUSTAINABILITY 
DECENT 
HOUSING 
 
 Single Family 
Housing Rehab 
and Emergency 
Rehab, 
Homebuyer 
Assistance 
 
Homebuyer Activities, 
Acquisition/Rehab of rental housing, 
Acquisition/New Construction of 
rental housing, Preservation of 
existing public housing units and 
TBRA, Expansion of assisted rental 
units in the private marketplace 
 
Housing Activities in 
a targeted 
revitalization area

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
 
City of Surprise 
 
Page 5 of 9 
 
4. 
LOGIC MODEL: PERFORMANCE INDICATORS: 
 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
subrecipient will need 
the following: 
ACTIVITIES 
In order to address 
the issue, the 
subrecipient will 
conduct the 
following activities: 
OUTPUTS 
Once 
completed, 
these activities 
will produce 
the following: 
OUTCOMES 
When 
completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
HOME funding 
Provide rental 
subsidies to low-
income households 
who are homeless 
or at risk of 
becoming 
homeless.  
Low-income 
households will 
be provided 
access to 
affordable 
rental housing 
opportunities.  
Low-income 
families will be 
provided a 
more stable 
living situation 
leading to self-
sufficiency.  
Stable 
neighborhoods; 
Access to 
affordable 
housing. Self-
sufficiency.  
 
5. 
PROPOSED HOME-ASSISTED BENEFICIARIES: 
Targeted Population by 
Income Level 
Number of 
Households 
Total Number 
of Units 
Households at or below 
50% 
6 
6 
Households at or below 
60% 
6 
6 
Households at or below 
80% 
0 
0 
TOTAL 
12 
12 
 
6. 
PRIORITY POPULATIONS: 
Complete the table below only if the Activity will specifically set-aside units for a priority 
population. 
 
Priority Populations 
No. of 
Units 
Elderly 
0 
Physically Disabled 
0 
Other Priority Populations: 
Veterans 
0

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
 
City of Surprise 
 
Page 6 of 9 
7. 
PERFORMANCE REPORTING GOALS-TIMELINE OF ACTIVITIES: 
MILESTONES 
START 
DATE 
COMPLETION 
DATE 
Executed Agreement  
 
 
TBRA CENST Environmental Review 
Completed 
Completed 
Service Provider Agreement 
9/1/23 
9/1/23 
Application intake – income certification 
9/1/23 
Ongoing 
HQS Inspections 
Ongoing 
Ongoing 
Unit occupied by LMI households 
Ongoing 
Ongoing 
Unit Activity Set-up in IDIS 
Ongoing 
Ongoing 
Activity Closeout 
6/30/24 
Final Draw 
Any change to the Timeline will need to be submitted to and approved by Maricopa County. 
 
8. 
ACTIVITY BUDGET SUMMARY: 
 
RENTAL COSTS  
 
2023 
HOME FUNDS 
Additional 
Sources* (defined 
in Table 9 & 10) 
 
TOTAL 
COST 
Monthly Rent; Utility Costs; 
Security and Utility Deposits; 
Program Delivery expenses 
 
 
$236,901 
 
 
$0 
 
 
$236,901 
Administration  
$15,793 
$35,392 
$51,185 
TOTAL 
$252,694 
$35,392 
$288,086 
 
9. 
SOURCE AND AMOUNT OF OTHER RESOURCES: 
FUNDING AGENCY 
CASH AMOUNT 
TBRA Subrecipient 
$35,392 
 
 
TOTAL 
$35,392 
 
10. 
MATCH: 
Match commitment must equal 25% of the HOME funds requested. Documentation is due 
at the time of request for payment(s). 
 
TYPE 
SOURCE/FUNDING 
AGENCY 
TOTAL 
Cash or cash equivalents from a non-federal source 
TBRA Subrecipient 
$35,392.00 
Value of waived taxes, fees or charges associated with 
HOME projects 
City Contribution 
$24,583.25 
Value of donated land or real property 
 
 
Infrastructure improvements associated with HOME 
projects 
 
 
Value of donated materials, equipment, labor, and 
professional services or sweat equity 
 
 
TOTAL 
 
$59,975.25

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
 
City of Surprise 
 
Page 7 of 9 
 
MARICOPA COUNTY 
2023 UC-TBRA Work Statement Reallocated Funds 
HOME Investment Partnerships Program 
Program Year 2019 
 
Consortium Member:  
 
Funding: 
 
 
 
Project:  
 
 
 
Type of Property:  
 
 
 
1. 
FUNDING: 
PROGRAM 
YEAR 
 
ENTITLEMENT 
(EN) 
 
ADMINISTRATION 
(AD) 
PROGRAM 
INCOME 
(PI) 
(non-
reimbursable, 
IDIS draw only) 
TOTAL 
BUDGET 
PY 2019 
Funds  
 
$0 
 
 
$0 
 
 
2. 
DETAILED SCOPE OF WORK: 
2.1 
Tenant Based Rental Assistance within the City is certified a “High” priority in the 
Consolidated Plan. The City will contract with a Subcontractor to administer the 
Project. 
2.2 
Type of assistance/activity to be provided with HOME funds: Tenant Based Rental 
Assistance. 
2.3 
Methods and instruments used for ensuring affordability: The maximum amount of 
monthly assistance paid to, or on behalf of, a family may not exceed the difference 
between a rent standard for the bedroom size and 30% of the family’s monthly 
adjusted income. The subrecipient will annually determine that the family income 
continues to be low-income. 
2.4 
Surprise TBRA vouchers may be used in other West Valley cities to include but 
not limited to El Mirage, Youngtown, Goodyear, and Sun City. 
 
3. 
OBJECTIVES AND OUTCOMES: 
 
 
OUTCOMES 
AVAILABILITY/ 
ACCESSIBILITY 
AFFORDABILITY 
SUSTAINABILITY 
DECENT 
HOUSING 
 
 Single Family 
Housing Rehab 
and Emergency 
Rehab, 
Homebuyer 
Assistance 
 
Homebuyer Activities, 
Acquisition/Rehab of rental housing, 
Acquisition/New Construction of 
rental housing, Preservation of 
existing public housing units and 
TBRA, Expansion of assisted rental 
units in the private marketplace 
 
Housing Activities in 
a targeted 
revitalization area 
 
City of Surprise, Arizona
$147,729 ($147,729 EN)
Tenant Based Rental Assistance (TBRA)
Rental
$147,729
$147,729

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
 
City of Surprise 
 
Page 8 of 9 
 
4. 
LOGIC MODEL: PERFORMANCE INDICATORS: 
 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
subrecipient will need 
the following: 
ACTIVITIES 
In order to address 
the issue, the 
subrecipient will 
conduct the 
following activities: 
OUTPUTS 
Once 
completed, 
these activities 
will produce 
the following: 
OUTCOMES 
When 
completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
HOME funding 
Provide rental 
subsidies to low-
income households 
who are homeless 
or at risk of 
becoming 
homeless.  
Low-income 
households will 
be provided 
access to 
affordable 
rental housing 
opportunities.  
Low-income 
families will be 
provided a 
more stable 
living situation 
leading to self-
sufficiency.  
Stable 
neighborhoods; 
Access to 
affordable 
housing. Self-
sufficiency.  
 
5. 
PROPOSED HOME-ASSISTED BENEFICIARIES:  
Targeted Population by 
Income Level 
Number of 
Households 
Total Number 
of Units 
Households at or below 
50% 
5 
5 
Households at or below 
60% 
2 
2 
Households at or below 
80% 
 
 
TOTAL 
7 
7 
 
6. 
PRIORITY POPULATIONS: 
Complete the table below only if the Activity will specifically set-aside units for a priority 
population. 
 
Priority Populations 
No. of 
Units 
Elderly 
 
Physically Disabled 
 
Other Priority Populations: 
Veterans 
 
 
7. 
PERFORMANCE REPORTING GOALS-TIMELINE OF ACTIVITIES: 
MILESTONES 
START 
DATE 
COMPLETION 
DATE 
Executed Agreement  
 
 
TBRA CENST Environmental Review 
Completed 
Completed 
Service Provider Agreement 
9/1/23 
9/1/23 
Application intake – income certification 
9/1/23 
Ongoing 
HQS Inspections 
Ongoing 
Ongoing 
Unit occupied by LMI households 
Ongoing 
Ongoing

Contract No. C-22-21-092-X-03 
 
Amendment No. 3 
 
City of Surprise 
 
Page 9 of 9 
Unit Activity Set-up in IDIS 
Ongoing 
Ongoing 
Activity Closeout 
6/30/24 
Final Draw 
Any change to the Timeline will need to be submitted to and approved by Maricopa County.  
 
8. 
ACTIVITY BUDGET SUMMARY: 
 
RENTAL COSTS  
 
2019 Reallocated 
HOME FUNDS 
Additional 
Sources* (defined 
in Table 9 & 10) 
 
TOTAL 
COST 
Monthly Rent; Utility Costs; 
Security and Utility Deposits; 
Program Delivery expenses 
 
 
 
 
 
$0 
 
 
 
Administration  
$0 
$0 
 
TOTAL 
 
 
 
 
9. 
SOURCE AND AMOUNT OF OTHER RESOURCES: 
FUNDING AGENCY 
CASH AMOUNT 
 
$0 
 
$0 
TOTAL 
$0 
 
10. 
MATCH: 
Match commitment must equal 25% of the HOME funds requested. Documentation is due 
at the time of request for payment(s). 
 
TYPE 
SOURCE/FUNDING 
AGENCY 
TOTAL 
Cash or cash equivalents from a non-federal source 
 
 
Value of waived taxes, fees or charges associated with 
HOME projects 
City Contribution 
$36,932.33 
Value of donated land or real property 
 
 
Infrastructure improvements associated with HOME 
projects 
 
 
Value of donated materials, equipment, labor, and 
professional services or sweat equity 
 
 
TOTAL 
 
$36,932.33 
 
 
$147,729
$147,729
$147,729
$147,729