AMENDMENT 4 RE AFFORDABLE HOUSING WITH THE CITY OF AVONDALE.PDF

Maricopa County — Formal (2025-12-31)

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Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 1 of 8 
City of Avondale 
AMENDMENT NO. 4 TO THE 
INTERGOVERNMENTAL AGREEMENT 
BETWEEN 
MARICOPA COUNTY 
ADMINISTERED BY ITS 
HUMAN SERVICES DEPARTMENT 
AND 
CITY OF AVONDALE 
 
I. 
Maricopa County (“County”) administered by its Human Services Department and the City 
of Avondale (“City”) entered into a financial Intergovernmental Agreement (“Agreement”) 
on or about April 21, 2021. The purpose of the Agreement is for the City to provide down 
payment, closing costs, principal reduction, and other appropriate assistance to eligible 
first-time homebuyers. The County provided the City with $206,370 in Program Year (PY) 
2020 HOME Investment Partnerships Program (HOME) funds from the U.S. Department 
of Housing and Urban Development (HUD). The Agreement term is March 10, 2021, 
through September 30, 2024. All work performed or cost incurred or expended shall be 
reimbursable through September 30, 2024. The County and the City may be referred to 
individually as the “Party” and collectively referred to as the “Parties.” 
 
The Parties fully executed Amendment No. 1 on or about February 9, 2022. The 
Amendment extended the Agreement termination date through September 30, 2025. The 
Amendment also added agreement required language specific to: Whistleblower Rights; 
Force Majeure; Administrative Change Orders; and Compensation. The County provided 
the City an increase in funding in the amount of $211,296 PY21 HUD HOME funds. The 
Agreement funding amount increased to $417,666. The Amendment added two (2) Work 
Statements 2021 Work Statement A, and 2021 Work Statement B which addressed the 
following: 
• 
2021 Work Statement A - the City to provide single family, owner-occupied 
housing rehabilitation assistance to qualified low-income households. The 
County provided the City with $179,706 PY21 HOME funds. All work 
performed, or costs incurred or expensed shall be reimbursable through 
September 30, 2024. 
• 
2021 Work Statement B - the City to provide down payment, closing costs, 
principal reduction, and other appropriate assistance to eligible first-time 
homebuyers. The County provided the City with $31,590 PY21 HOME 
funds. All work performed or costs incurred or expensed shall be 
reimbursable through September 30, 2025. 
 
The parties fully executed Amendment No.2 on or about December 20, 2023. The 
Amendment updated the County point of contact and added agreement required 
language. The County provided the City an increase in funding in the amount of $445,850 
in PY22 and PY23 HUD HOME funds. The Amendment added two (2) Work Statements: 
2022 TBRA Work Statement and 2023 Work Statements which addressed the following: 
• 
2022 TBRA Work Statement - For the City to administer the Tenant Based 
Rental Assistance (TBRA) Program for qualified families in need. The 
County provided the City with $231,257 in PY22 HOME Investment 
Partnerships Program (HOME) funds under ALN 14.239. All work 
performed or cost incurred expenses shall be reimbursed through 
September 30, 2025.  
• 
2023 Work Statement - For the City to provide assistance to eligible first-
time homebuyers. The County provided the City with $214,593 in PY23

Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 2 of 8 
City of Avondale 
HOME Investment Partnerships Program (HOME) funds under ALN 
14.239. All work performed or cost incurred or expensed shall be 
reimbursable through September 30, 2025. 
 
The parties fully executed Amendment No.3 on or about March 27, 2025. The Amendment 
extended the Agreement termination date through September  30, 2027. The Amendment 
updated the County point of contact and added agreement required language. The 2022 
TBRA Work Statement was revised in the Amendment. The Amendment added “2024 
Work Statement” to the Agreement which addressed the following:  
• 
2024 Work Statement- For the City to provide single family, owner-
occupied housing rehabilitation assistance to qualified low-income 
households. The County shall provide the City with $199,777 for the Work 
Statement activities provided by PY24 HUD HOME Investment 
Partnerships Program (HOME) funds under ALN 14.239. All work 
performed or cost incurred or expensed shall be reimbursable through 
September 30, 2027. 
 
II. 
The Parties agree to enter into this Amendment No. 4 to amend the Agreement as follows: 
 
 
 
A. 
Extend the Agreement termination date through September 30, 2028.  
 
B. 
Revise Section III (Work Statement) to address the following:  
 
1. Add an additional Work Statement hereinafter referred to as “2021 Home-ARP 
Work Statement” attached and incorporated into the Agreement. The 2021 
Home-ARP Work Statement is for the City to deliver eligible supportive 
services to qualified residents. The County shall provide the City with $371,794 
for the Work Statement activities provided by PY21 HUD HOME Investment 
Partnerships Program-American Rescue Plan Act (HOME-ARP) funds under 
ALN 14.239. All work performed or cost incurred or expensed shall be 
reimbursable through September 30, 2028. 
 
C. 
The Agreement funding amount shall be increased from $1,063,293 to $1,435,087. 
 
III. 
Section II above contains all the changes to the Agreement made by this Amendment 
No. 4. The Agreement is amended to incorporate the changes contained in this 
Amendment No. 4. All other terms and conditions of the Agreement remain in full force 
and effect as executed by the Parties. This Amendment No. 4 is subject to and 
incorporates the provisions of A.R.S. § 38-511. 
 
IV. 
The Parties have authorized the undersigned to execute this Amendment No. 4 on their 
behalf, and it shall be effective upon approval and signature by both Parties.

Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 3 of 8 
City of Avondale 
 
IN WITNESS, the Parties have approved and signed this Amendment: NO. 4: 
 
FOR CITY OF AVONDALE: 
 
FOR MARICOPA COUNTY: 
 
 
__________________________________ 
Mike Pineda, Mayor                                       Date 
 
 
 
____________________________________ 
Thomas Galvin                                        Date 
Chairman, Board of Supervisors 
 
 
Attestation: 
 
___________________________________ 
Marcella Sarmiento, City Clerk               Date 
 
 
 
 
Attestation: 
 
____________________________________ 
Juanita Garza                                          Date 
Clerk of the Board 
 
IN ACCORDANCE WITH A.R.S. §§ 9-240 
and 11-952, THIS AMENDMENT NO. 4 HAS 
BEEN REVIEWED BY THE UNDERSIGNED 
ATTORNEY WHO HAS DETERMINED IT IS 
PROPER IN FORM AND WITHIN THE 
POWERS AND AUTHORITY GRANTED TO 
THE CITY OF AVONDALE UNDER THE 
LAWS OF THE STATE OF ARIZONA. 
 
APPROVED AS TO FORM: 
 
 
___________________________________ 
City Attorney                                          Date 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 4 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM AND 
WITHIN THE POWERS AND AUTHORITY 
GRANTED TO MARICOPA COUNTY UNDER 
THE LAWS OF THE STATE OF ARIZONA. 
 
APPROVED AS TO FORM: 
 
 
___________________________________ 
Deputy County Attorney                        Date

Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 4 of 8 
City of Avondale 
MARICOPA COUNTY 
Work Statement – HOME-ARP Supportive Services 
Program Year 2021 HOME Investment Partnerships Program – American Rescue Plan 
(PY21 HOME-ARP) 
 
Consortium Member:   
City of Avondale, Arizona 
UEI: 
 
 
 
GDTNM5BLN9Y4 
FAIN:  
 
 
M-21-DP-04-0227 
Federal Award Date:  
09/20/2021 
HOME-ARP Funds:  
$371,794.00 ($300,000.00 from entitlement and $71,794.00 from 
admin) 
Activity Type:   
 
Supportive Services 
Activity Name:  
 
Avondale HOME-ARP Supportive Services Program 
 
1. 
FUNDING: 
 
HOME-ARP 
HOME-ARP ADMIN 
TOTAL 
 
 
 
$300,000.00 
$71,794.00 
$371,794.00 
 
2. 
DETAILED SCOPE OF WORK: 
 
1. 
Consolidated Plan Goal as it relates to this activity:  High Priority 
 
2. 
Type of assistance to be provided with HOME-ARP funds: the City of Avondale will 
expend all HOME-ARP funds on program administration and supportive services to 
benefit qualified populations in accordance with HUD CPD Notice CPD-21-10 (the 
“Notice”). These services may include all those identified as eligible in the Notice under 
Section VI.D.3.a (McKinney-Vento Supportive Services), Section VI.D.3.b 
(Homelessness Prevention Services) and Section VI.D.3.c (Housing Counselling 
Services). 
 
3. 
ACTIVITY GOALS: 
 
Activity Goal 
ACTIVITY GOALS 
Development of 
Affordable 
Rental Housing 
Supportive 
Services 
Acquisition and 
Development of 
Non-Congregate 
Shelters 
Tenant Based 
Rental 
Assistance 
Estimated 
Number of New 
Units/ Beds 
Developed 
NA 
0 
NA 
NA 
Estimated 
Number of 
Households to 
Benefit 
NA 
55 
NA 
NA 
 
4. 
LOGIC MODEL: PERFORMANCE INDICATORS:

Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 5 of 8 
City of Avondale 
 
 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
subrecipient will need 
the following: 
ACTIVITIES 
In order to address 
the issue, the 
subrecipient will 
conduct the 
following activities: 
OUTPUTS 
Once completed, 
these activities 
will produce the 
following: 
OUTCOMES 
When 
completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
Case management, 
navigation services and 
housing case 
management. Ability to 
verify homelessness. 
Comprehensive 
homelessness 
response to 
include supportive 
services allowable 
under HUD CPD 
Notice 21-10. 
Approximately 
55 households/ 
families will be 
provided with 
services 
determined on a 
case-specific 
basis. 
Comprehensive 
services and 
case 
management will 
result in lower 
levels of 
homelessness 
and increased 
levels of self-
sufficiency for 
clients.  
Reduction in 
levels of 
homelessnes
s and an 
increases in 
household 
self-
sufficiency. 
 
5. 
QUALIFIED POPULATIONS OF PROPOSED BENEFICIARIES 
  
Qualified Populations 
Number 
Individuals 
Number of 
Families 
Homeless 
 
25 
At Risk of Homelessness 
 
30 
Fleeing, or Attempting to Flee, Domestic Violence, 
Dating Violence, Sexual Assault,  
Stalking, or Human Trafficking 
 
 
Other Populations: (1) Other Families Requiring 
Services or Housing Assistance to Prevent  
Homelessness 
 
 
Other Populations: (2) At Greatest Risk of Housing 
Instability   
 
 
Veterans and Families that include a Veteran 
Family Member (that meet one of the preceding 
populations) 
 
 
TOTAL 
0 
55 
 
(Only required for Development of Affordable Housing) 
 
HOME-ARP Rental Housing 
Occupancy Requirements 
Number of 
Units 
Total Number 
of Units 
Percentage 
of Units 
HOME-ARP Units assisted based on 
status as qualifying household 
(Minimum 70%) 
NA 
NA 
NA 
HOME-ARP Units assisted based on 
income eligibility (not to exceed 
30%) 
NA 
NA 
NA 
TOTAL 
NA 
NA 
NA

Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 6 of 8 
City of Avondale 
6. 
PREFERENCES AMONG QUALIFYING POPULATIONS, REFERRAL METHODS, 
AND SUBPOPULATIONS: 
 
1. Identify the intent to give preference to one or more qualifying populations or a 
subpopulation within one or more qualifying populations for any eligible activity or 
project:   
Subrecipient shall provide (1) one full-time personnel, a Family Housing Support Navigator 
(hereinafter as “Navigator”). The Navigator will coordinate services and resources for 
families (households with at least one minor dependent) experiencing homelessness or at 
Risk of Homelessness in Avondale.  
 
2. 
Referral Methods for Project or Activity:  
Referrals to the program will come from Avondale Schools and or Avondale Resource 
Center. Families that are currently experiencing homelessness or at risk of homelessness 
will be eligible for services.  The program will utilize the McKinney Vento definition of 
homelessness, those meeting HUD’s Definition of Literally Homeless will be prioritized for 
services.  
 
3. 
Waitlist Procedures:  
If referrals exceed program capacity the program will maintain a waitlist internally sorted 
by date of referral and current living situation. 
 
7. 
PERFORMANCE REPORTING GOALS-TIMELINE OF ACTIVITIES: 
 
MILESTONES 
START 
DATE 
COMPLETION 
DATE 
City Council Approval of IGA Amendment with 
Maricopa County 
 
06/02/2025 
Maricopa County Board of Supervisors approval 
of IGA Amendment 
 
06/11/2025 
Environmental Review Completed 
 
10/26/2022 
Subrecipient agreement/contract executed 
06/2025 
 
25% expenditure of funds 
 
06/30/2025 
50% expenditure of funds 
 
06/30/2026 
75% expenditure of funds 
 
06/30/2027 
100% expenditure of funds 
 
06/30/2028 
Final reporting/project completion 
 
08/15/2028 
Any change to the Timeline shall need to be submitted to and approved by Maricopa County. 
The expenditure deadline for this scope of work will be 9/30/2028. 
 
8. 
ACTIVITY BUDGET SUMMARY: 
 
COSTS 
HOME-ARP 
FUNDS 
HOME-ARP 
ADMIN 
Additional 
Sources* 
(defined in 
Table 9) 
TOTAL 
COST 
Supportive Services –  
$300,000.00 
$0.00 
$0.00 
$300,000.00 
Administration –  
$0.00 
$71,794.00 
$0.00 
$71,794.00 
TOTAL 
$300,000.00 
$71,794.00 
$0.00 
$371,794.00 
 
9. 
SOURCE AND AMOUNT OF OTHER RESOURCES:

Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 7 of 8 
City of Avondale 
   
FUNDING AGENCY 
CASH AMOUNT 
VOLUNTEER/ 
IN-KIND AMOUNT 
 
$0 
$0 
 
$0 
$0 
 
$0 
$0 
TOTAL 
$0 
$0 
 
10. 
MATCH: 
 
Matching Contribution Requirements: 
The requirements of 24 CFR 92.218  
through 24 CFR 92.222 and any other requirements for matching contributions in 24 
CFR part 92 shall not apply to HOME-ARP funds, as subsection (c)(1) of ARP states 
that the underlying statutory requirement at section 220 of NAHA (42 U.S.C. 12750) 
does not apply to HOME-ARP funds. 
 
11. 
ADDITIONAL PROJECT OR ACTIVITY INFORMATION: 
1. All HOME-ARP activities will comply with the guidance provided in Notice CPD-21-10: 
Requirements for Use of Funds in the HOME-ARP Program, as amended. 
 
2. Eligible expenses include costs associated with the following:  
a. Costs under either of the McKinney Vento Supportive Services and 
Homelessness Prevention Services categories include costs associated with the 
following services: 
i. child care; education services; employment assistance and job 
training; food; housing search and counseling services; legal 
services; life skills training; mental health services; outpatient 
health services; outreach services; substance abuse treatment 
services; transportation; case management; mediation; credit 
repair; landlord/tenant liaison services; services for special 
populations (i.e. victim services or other services eligible under 
the Notice); financial assistance costs; and; short and medium 
term financial assistance for rent. 
b. Costs associated with housing counseling services as defined at 24 CFR 5.100 
and 5.111 are eligible under HOME-ARP. Eligible costs are those associated 
with the services listed in 24 CFR 214 and include, but are not limited to: 
i. Staff salaries and overhead costs of HUD-certified housing 
counseling agencies related to directly providing eligible housing 
counseling services to HOME-ARP program participants; 
development of a housing counseling workplan ; marketing and 
outreach; intake; financial and housing affordability analysis; 
action plans that outline what the housing counseling agency and 
the client will do to meet the client’s housing goals and that 
address the client’s housing problem(s); and; follow-up 
communication with program participants. 
 
3. Oversight of eligible costs: 
All supportive service costs paid for by HOME-ARP must 
comply with the requirements of this Notice, including requirements in 2 CFR part 200, 
subpart E, Cost Principles that require costs be necessary and reasonable.

Contract No. C-22-21-093-X-04 
Amendment No. 4 
 
Page 8 of 8 
City of Avondale 
4. Termination of assistance to program participants: The PJ may terminate assistance to 
a program participant who violates program requirements or conditions of occupancy or 
no longer needs the services as determined by the PJ. Termination under this section 
does not bar the PJ from providing further assistance at a later date to the same 
individual or family under this Notice.  
a. Due process: 
The PJ must establish policies and procedures for termination of 
assistance to program participants. In terminating assistance to a program 
participant, the PJ must provide a formal process that recognizes the rights of 
individuals receiving assistance under the due process of law. This process, at a 
minimum, must consist of:  
i. 
Providing the program participant with a written copy of the program 
rules and the termination process before the participant begins to 
receive assistance; 
ii. 
Written notice to the program participant containing a clear 
statement of the reasons for termination; 
iii. 
A review of the decision, in which the program participant is given 
the opportunity to present written or oral objections before a person 
other than the person (or a subordinate of that person) who made or 
approved the termination decision; and 
iv. 
Prompt written notice of the final decision to the program participant.  
During this process, the PJ must provide effective communication and accessibility for 
individuals with disabilities, including the provision of reasonable accommodations. 
Similarly, the PJ must provide meaningful access to persons with LEP. 
 
5. Methods and instruments used for ensuring affordability: 
Not applicable. The City of 
Avondale will not undertake any activities with HOME-ARP funds that require 
compliance with a period of affordability.