IGA AMENDMENT 5 WITH CITY OF SURPRISE RE HOME INVESTMENT PARTNERSHIP ACTIVITES.PDF

Maricopa County — Formal (2024-09-25)

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C-22-21-092-X-05 
 
Amendment No. 5 
 
City of Surprise 
 
Page 1 of 6 
AMENDMENT NO. 5 
TO THE INTERGOVERNMENTAL AGREEMENT 
BETWEEN 
MARICOPA COUNTY  
ADMINISTERED BY ITS HUMAN SERVICES  
DEPARTMENT  
AND 
THE CITY OF SURPRISE 
 
I. 
Maricopa County (“County”) administered by its Human Services Department and the City 
of Surprise (“City”) entered into a financial Intergovernmental Agreement (“Agreement”) 
on or about March 31, 2021. The purpose of the Agreement is for the City to provide 
Tenant Based Rental Assistance (TBRA) and security deposits to eligible individuals that 
reside in the City of Surprise. The County provided the City with $184,855 in PY2020 
HOME Investment Partnerships Program (HOME) funds through the U.S. Department of 
Housing and Urban Development (HUD), under ALN 14.239. All work performed or costs 
incurred or expended shall be reimbursable through September 30, 2024. The County and 
the City may be referred to individually as the “Party” and collectively referred to as the 
“Parties.” 
 
The Parties fully executed Amendment No. 1 on or about March 17, 2022. The 
Amendment extended the termination date from September 30, 2024, through September 
30, 2025. The Amendment also added agreement required language specific to: 
Whistleblower Rights; Force Majeure; Administrative Change Orders; and Compensation. 
The Amendment added a 2021 Work Statement for the City to provide TBRA and security 
deposits to eligible individuals that reside in the city of Surprise. The County provided the 
City with an increase in funding in the amount of $185,929 PY21 HOME funds for the work 
statement activities. The Agreement funding amount increased from $184,855 to 
$370,784. 
 
The Parties fully executed Amendment No. 2 on or about January 25, 2023. The 
Amendment added a 2022 Work Statement to the Agreement for the City to provide TBRA 
to its residents. The County provided the City with an increase in funding in the amount of 
$200,703 in PY22 HOME funds for the work statement activities. The expenditure time 
frame for this Work Statement is through September 30, 2025. The Agreement funding 
amount increased from $370,784 to $571,487 in HOME funds. 
 
The Parties fully executed Amendment No. 3 on or about September 13, 2023. The 
Amendment added two 2023 Work Statements to the Agreement for the City to provide 
TBRA subsidies to its residents. The County provided the City with an increase in funding 
through the U.S. Department of Housing and Urban Development (HUD) HOME 
Investment Partnerships Program (HOME) under ALN 14.239, in the amount of $252,694 
in PY2023 HOME funds and $147,729 in PY2019 HOME funds. The expenditure time 
frame for the 2023 Work Statements is through June 30, 2024. The Agreement funding 
amount increased from $571,487 to $971,910 in HOME funds.

C-22-21-092-X-05 
 
Amendment No. 5 
 
City of Surprise 
 
Page 2 of 6 
The Parties fully executed Amendment No. 4 on or about June 21, 2024. The Amendment 
changed the point of contact for the Maricopa County Human Services Department. The 
expenditure timeframe for all work performed, or costs incurred or expended for the 2023 
Work Statement was extended through September 30, 2025. 
 
II. 
The Parties now agree to modify the Agreement through this Amendment No. 5 to address 
the following.  
 
A. 
Extend the term of the Agreement from September 30, 2025, through September 
30, 2026. 
 
B. 
Increase Agreement funding by $195,685 by providing PY24 HOME funds. The 
Agreement funding amount shall now be increased from $971,910 to $1,167,595 
in HOME funds. 
 
C. 
Revise Section 1 (General Provisions) to add the following paragraph to the 
Agreement: 
 
56.0 
PROVISIONS REQUIRED BY LAW 
Each and every provision of law and any clause required by law to be in 
this Agreement will be read and enforced as though it were included herein 
and, if through mistake or otherwise any such provision is not inserted, or 
is not correctly inserted, then upon the application of either party, this 
Agreement will promptly be physically amended to make such insertion or 
correction. 
 
D. 
Revise Section 3 (Statement of Work) to add a new Work Statement for HOME 
funded activities: 
 
1. 
The 2024 TBRA Work Statement is attached and incorporated into the 
Agreement. The City shall provide TBRA to eligible individuals and families 
that reside in Surprise. Surprise TBRA vouchers may be used in other West 
Valley cities to include but not limited to El Mirage, Youngtown, Goodyear, 
and Sun City. Rental subsidies will be provided by Surprise to eligible 
households who are homeless, or at risk of becoming homeless. The 
County shall provide the City with HUD PY2024 HOME funds under ALN 
14.239 in a not-to-exceed amount of $195,685 for this activity. 
Expenditures timeframe is July 1, 2024, through September 30, 2026. 
 
 
III. 
Under A.R.S. §38-511, the Parties may cancel this Agreement without penalty of further 
obligation within three years after execution of this Agreement if any person significantly 
involved in initiating, negotiating, securing, drafting, or creating this Agreement on behalf 
of the County is, at any time while this Agreement or any extension is in effect, an 
employee or agent of any other party to the Agreement in any capacity or consultant to 
any other party of this Agreement with respect to the subject matter of this Agreement. 
 
IV. 
The Agreement is amended to incorporate the changes contained in this Amendment No. 
5. All other terms and conditions of the Agreement remain in full force and effect as 
approved, amended and executed by the Parties.

C-22-21-092-X-05 
 
Amendment No. 5 
 
City of Surprise 
 
Page 3 of 6 
V. 
The Parties have authorized the undersigned to execute this Amendment No. 5 on their 
behalf. 
 
IN WITNESS, the Parties have approved and signed this Amendment No. 5: 
 
FOR THE CITY OF SURPRISE: 
 
FOR MARICOPA COUNTY: 
 
__________________________________ 
Skip Hall                                                Date 
Mayor 
 
 
____________________________________ 
Jack Sellers                                             Date 
Chairman, Board of Supervisors 
 
 
Attestation: 
 
___________________________________ 
Kristi Passarelli                                      Date 
City Clerk 
 
 
 
Attestation: 
 
____________________________________ 
Juanita Garza                                          Date 
Clerk of the Board 
 
 
IN ACCORDANCE WITH A.R.S. §§ 9-240 
AND 11-952, THIS AMENDMENT NO. 5 
HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM 
AND WITHIN THE POWERS AND 
AUTHORITY GRANTED TO THE CITY OF 
SURPRISE UNDER THE LAWS OF THE 
STATE OF ARIZONA. 
 
 
 
APPROVED AS TO FORM: 
 
 
 
___________________________________ 
 
 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 5 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM 
AND WITHIN THE POWERS AND 
AUTHORITY GRANTED TO MARICOPA 
COUNTY UNDER THE LAWS OF THE 
STATE OF ARIZONA. 
 
 
 
APPROVED AS TO FORM: 
 
 
 
___________________________________ 
Attorney for the City                               Date 
Deputy County Attorney                       Date

C-22-21-092-X-05 
 
Amendment No. 5 
 
City of Surprise 
 
Page 4 of 6 
MARICOPA COUNTY 
2024 TBRA Work Statement 
HOME Investment Partnerships Program 
Program Year 2024 
 
Consortium Member:  
City of Surprise, Arizona 
Funding: 
 
 
$195,685 ($183,455 EN and $12,230 AD) 
Project:  
 
 
Tenant Based Rental Assistance (TBRA) 
Type of Property:  
 
Rental 
 
1. 
FUNDING: 
PROGRAM 
YEAR 
 
ENTITLEMENT 
(EN) 
 
ADMINISTRATION 
(AD) 
PROGRAM 
INCOME (PI) 
(non-
reimbursable, 
IDIS draw 
only) 
TOTAL 
BUDGET 
PY 2024 
$183,455 
$12,230 
$22,630 
$218,315 
 
2. 
DETAILED SCOPE OF WORK: 
2.1 
Tenant Based Rental Assistance within the City is certified a “High” priority in the 
Consolidated Plan. The City will contract with a Subcontractor to administer the 
Project. 
2.2 
Type of assistance/activity to be provided with HOME funds: Tenant Based Rental 
Assistance. 
2.3 
Methods and instruments used for ensuring affordability: The maximum amount of 
monthly assistance paid to, or on behalf of, a family may not exceed the difference 
between a rent standard for the bedroom size and 30% of the family’s monthly 
adjusted income. The subrecipient will annually determine that the family income 
continues to be low-income. 
2.4 
Surprise TBRA vouchers may be used in other West Valley cities to include but 
not limited to El Mirage, Youngtown, Goodyear, and Sun City. 
2.5 
Expenditures can cover eligible pre-award expenses after July 1, 2024 and the 
expenditure timeframe is through September 30, 2026.  
 
3. 
OBJECTIVES AND OUTCOMES: 
 
 
OUTCOMES 
AVAILABILITY/ 
ACCESSIBILITY 
AFFORDABILITY 
SUSTAINABILITY 
DECENT 
HOUSING 
 
 Single Family 
Housing Rehab and 
Emergency Rehab, 
Homebuyer 
Assistance 
 
Homebuyer Activities, 
Acquisition/Rehab of rental housing, 
Acquisition/New Construction of rental 
housing, Preservation of existing public 
housing units and TBRA, Expansion of 
assisted rental units in the private 
marketplace 
 
Housing Activities in a 
targeted revitalization 
area

C-22-21-092-X-05 
 
Amendment No. 5 
 
City of Surprise 
 
Page 5 of 6 
 
4. 
LOGIC MODEL: PERFORMANCE INDICATORS: 
 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
subrecipient will need the 
following: 
ACTIVITIES 
In order to address 
the issue, the 
subrecipient will 
conduct the following 
activities: 
OUTPUTS 
Once 
completed, 
these activities 
will produce the 
following: 
OUTCOMES 
When completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
HOME funding 
Provide rental 
subsidies to low-
income households 
who are homeless or 
at risk of becoming 
homeless.  
Low-income 
households will 
be provided 
access to 
affordable rental 
housing 
opportunities.  
Low-income 
families will be 
provided a more 
stable living 
situation leading 
to self-
sufficiency.  
Stable 
neighborhoods; 
Access to 
affordable 
housing. Self-
sufficiency.  
 
5. 
PROPOSED HOME-ASSISTED BENEFICIARIES: 
Targeted Population by 
Income Level 
Number of 
Households 
Total Number 
of Units 
Households at or below 50% 
7 
7 
Households at or below 60% 
 
 
Households at or below 80% 
 
 
TOTAL 
 
 
 
6. 
PRIORITY POPULATIONS: 
Complete the table below only if the Activity will specifically set-aside units for a priority 
population. 
 
Priority Populations 
No. of 
Units 
Elderly 
0 
Physically Disabled 
0 
Other Priority Populations: 
Veterans 
0 
 
7. 
PERFORMANCE REPORTING GOALS-TIMELINE OF ACTIVITIES: 
MILESTONES 
START 
DATE 
COMPLETION 
DATE 
Executed Agreement  
11/1/24 
11/1/24 
TBRA CENST Environmental Review 
Completed 
Completed 
Service Provider Agreement 
11/1/24 
11/1/24 
Application intake – income certification 
7/1/24 
Ongoing 
HQS Inspections 
Ongoing 
Ongoing 
Unit occupied by LMI households 
Ongoing 
Ongoing 
Unit Activity Set-up in IDIS 
Ongoing 
Ongoing 
Activity Closeout 
11/15/25 
Final Draw 
Any change to the timeline will need to be submitted to and approved by Maricopa County.

C-22-21-092-X-05 
 
Amendment No. 5 
 
City of Surprise 
 
Page 6 of 6 
 
8. 
ACTIVITY BUDGET SUMMARY: 
 
RENTAL COSTS  
 
2024 
HOME FUNDS 
Additional Sources* 
(defined in Table 9 & 
10) 
 
TOTAL 
COST 
Monthly Rent; Utility Costs; 
Security and Utility Deposits; 
Program Delivery expenses 
 
 
183,455 
 
 
$22,630 
 
 
$206,085 
Administration  
12,230 
$10,426 
$22,656 
TOTAL 
$195,685 
$33,056 
$228,741 
 
9. 
SOURCE AND AMOUNT OF OTHER RESOURCES: 
FUNDING AGENCY 
CASH AMOUNT 
TBRA Subrecipient 
$10,426 
PI 
$22,630 
TOTAL 
$33,056 
 
10. 
MATCH: 
Match commitment must equal 25% of the HOME funds requested. Documentation is due 
at the time of request for payment(s). 
 
TYPE 
SOURCE/FUNDING 
AGENCY 
TOTAL 
Cash or cash equivalents from a non-federal source 
Subrecipient 
$10,426 
Value of waived taxes, fees or charges associated with HOME 
projects 
City Contribution 
$35,437.75 
Value of donated land or real property 
 
 
Infrastructure improvements associated with HOME projects 
 
 
Value of donated materials, equipment, labor, and professional 
services or sweat equity 
 
 
TOTAL 
 
$45,863.75