CITY OF TEMPE AMENDMENT 5 PY21.PDF

Maricopa County — Formal (2024-04-24)

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Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
 
City of Tempe 
 
Page 1 of 9 
AMENDMENT No. 5 TO THE 
INTERGOVERNMENTAL AGREEMENT 
BETWEEN 
MARICOPA COUNTY 
ADMINISTERED BY ITS 
HUMAN SERVICES DEPARTMENT 
AND  
CITY OF TEMPE 
 
I. 
Maricopa County (“County”) administered by its Human Services Department and the City 
of Tempe (“City”) entered into a financial Intergovernmental Agreement (“Agreement”) on 
or about May 4, 2017. The purpose of the Agreement is for the City to provide single family 
homebuyer assistance (down payment and closing costs assistance). The County 
provided the City with $321,086 in 2016 HOME Investment Partnerships Program (HOME) 
funds from the U.S. Department of Housing and Urban Development (HUD). The 
Agreement term is July 1, 2016, through May 4, 2019. Expenditures for the Agreement 
activities reimbursable through May 4, 2019. The County and the City may be referred to 
individually as the “Party” and collectively referred to as the “Parties.” 
 
The Parties executed Amendment No. 1 on or about February 13, 2018. The Amendment 
extended the term of the Agreement from May 4, 2019, through September 30, 2021. The 
County provided the City with an increase in funding in the amount of $331,711 in 2017 
HOME funds. The Amendment added two (2) Work Statements: 2017a with funding in the 
amount of $155,490, and Work Statement 2017b in the amount of $176,221, and revised 
project activities for 2016a Work Statement and added 2016b Work Statement. The 
Agreement funding amount increased from $321,086 to $652,797 for the revised work 
statement activities. 
 
The Parties executed Amendment No. 2 on or about October 18, 2018. The County 
provided the City with an increase in funding in the amount of $464,880 in 2018 HOME 
funds. The Amendment added two (2) Work Statements: 2018-A with funding in the 
amount of $155,490, and 2018-B Work Statement in the amount of $309,390. The 
Amendment extended the expenditure term through September 30, 2022, for the Work 
Statement activities. The Agreement total Agreement funding amount increased from 
$652,797 to $1,117,677. 
 
The Parties executed Amendment No. 3 on or about December 19, 2019. The County 
provided the City with an increase in funding in the amount of $452,573.97 in 2019 HOME 
funds. The Amendment added two (2) Work Statements: 2019-A with funding in the 
amount of $144,288.10, and 2019-B Work Statement in the amount of $308,285.87. All 
work performed or cost incurred or expended shall be reimbursable through September 
30, 2023. The Agreement total funding amount increased from $1,117,677 to 
$1,570,250.97. 
 
The Parties executed an Administrative Budget Adjustment No. 1 on or about June 8, 
2020. The Budget Adjustment amended the PY 2018 Work Statement A, Home Funds 
expense category by reallocating the $155,490 for Home Buyer Assistance to the Tenant 
Based Rental Assistance (TBRA). The TBRA has now increased from $280,335 to 
$435,825. The total Agreement amount did not change.

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
 
City of Tempe 
 
Page 2 of 9 
The Parties executed Amendment No. 4 on or about June 14, 2023. The Amendment 
purpose was to clarify the extension terms for Amendments No. 2 and No. 3, change Lead 
Agency Point of Contact, extend the term of the Agreement from September 30, 2023, 
through September 30, 2025, and revise Section 3 (Work Statement) to add an additional 
Work Statement referred to as “2022 Work Statement TBRA” and incorporate into the 
Agreement. The County shall provide the City with Program Year 2020, 2021 and 2022 
funding in a not-to exceed amount of $1,649,079 in HOME Investment Partnerships 
Program (HOME) funds through the U.S. Department of Housing and Urban Development 
(HUD), under ALN 14.239. The Agreement funding amount shall be increased from 
$1,570,250.97 to $3,219,329.97 in HOME funds. 
 
II. 
The Parties agree to enter into this Amendment No. 5 to the Agreement to amend the 
Agreement as follows: 
 
A. 
Revise Section 1 General provisions to add the following paragraphs: 
CCC. UYGHUR FORCED LABOR PREVENTION ACT (UFLPA) 
1. 
The Developer warrants and certifies that it does not currently, and 
agrees for the duration of the agreement that it will not use: 
a. 
The forced labor of ethnic Uyghurs in the People’s Republic 
of China. 
b. 
Any goods or services produced by the forced labor of 
ethnic Uyghurs in the People’s Republic of China. 
c. 
Any contractors, subcontractors or suppliers that use the 
forced labor or any goods or services produced by the 
forced labor of ethnic Uyghurs in the People’s Republic of 
China. 
2. 
If the Developer becomes aware during the term of the Agreement 
that the Developer is not in compliance with this paragraph, the 
Developer shall notify the County within five business days after 
becoming aware of the noncompliance. Failure of the Developer to 
provide a written certification that the Developer has remedied the 
noncompliance within one hundred eighty (180) days after notifying 
the public entity of its noncompliance, this Agreement shall 
terminate unless the Term of this Agreement shall end prior to said 
one hundred eighty (180) day period. 
 
DDD. PROVISIONS REQUIRED BY LAW 
Each and every provision of law and any clause required by law to be in this 
Agreement will be read and enforced as though it were included herein and, if 
through mistake or otherwise any such provision is not inserted, or is not correctly 
inserted, then upon the application of either party, this Agreement will promptly be 
physically amended to make such insertion or correction. 
 
B. 
Revise Section 3 (Work Statement) to address the following: 
 
Add an additional Work Statement referred to as “Work Statement – 2021 HOME 
ARP” as attached and incorporated into the Agreement. The City shall 1) provide 
supportive services, specifically, bridge shelter case management and housing 
navigation; and 2) acquisition, construction, rehabilitation, and reconstruction of 
housing, specifically, transitional non-congregate Bridge Shelter. This will benefit 
200 individuals and 40 households at risk for homelessness in the City of Tempe.

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
 
City of Tempe 
 
Page 3 of 9 
The County shall provide the City with Program Year 2021 funding in the amount 
of $2,269,939 HOME Investment Partnerships Program (HOME ARP) funds 
through the U.S. Department of Housing and Urban Development (HUD), under 
ALN 14.239, in accordance with HUD CPD Notice CPD-21-10. 
 
C. 
The funding amount for Supportive Services under the Amendment shall be 
$1,369,939, and the expenditure term for these PY21 Work Statement related 
activities shall expire on October 30, 2027. The funding amount for Non-
Congregate transitional Bridge shelter acquisition and construction under the 
Amendment shall be $900,000, and expenditure term for these PY21 Work 
Statement related activities shall expire on September 30, 2025.  
 
D. 
The Agreement total funding amount shall be increased from $3,219,329.97 to 
$5,489,268.97 in HOME funds. 
 
III. 
The foregoing paragraphs contain all the changes made by this Amendment No. 5. This 
Amendment No. 5 is subject to and incorporates the provisions of A.R.S. § 38-511. All 
other terms and conditions of the original Agreement and previously approved 
amendments remain the same and in full force and effect as approved and amended. 
 
IV. 
The Parties have authorized the undersigned to execute this Amendment No. 5, and it 
shall be effective upon approval and signature by the Parties. 
 
(Signatures are contained on the following page)

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
 
City of Tempe 
 
Page 4 of 9 
 
IN WITNESS, the Parties have approved and signed this Amendment No. 5: 
APPROVED BY: 
CITY OF TEMPE 
 
APPROVED BY:  
MARICOPA COUNTY 
 
 
___________________________________ 
Corey D. Woods                                         Date
Mayor 
 
 
 
____________________________________ 
Jack Sellers                                             Date 
Chairman, Board of Supervisors              
Attested To: 
 
___________________________________ 
City Clerk                                               Date 
 
Attested To: 
 
____________________________________ 
Juanita Garza                                          Date 
Clerk of the Board
 
IN ACCORDANCE WITH A.R.S. §§ 9-240 
AND 11-952, THIS AMENDMENT NO. 5 HAS 
BEEN REVIEWED BY THE UNDERSIGNED 
ATTORNEY WHO HAS DETERMINED IT IS 
PROPER IN FORM AND WITHIN THE 
POWERS AND AUTHORITY GRANTED TO 
THE CITY OF TEMPE UNDER THE LAWS 
OF THE STATE OF ARIZONA. 
 
APPROVED AS TO FORM: 
 
 
___________________________________ 
City Attorney                                          Date
 
 
IN ACCORDANCE WITH A.R.S. §§ 11-201, 
11-251, AND 11-952, THIS AMENDMENT 
NO. 5 HAS BEEN REVIEWED BY THE 
UNDERSIGNED ATTORNEY WHO HAS 
DETERMINED IT IS PROPER IN FORM AND 
WITHIN THE POWERS AND AUTHORITY 
GRANTED TO MARICOPA COUNTY UNDER 
THE LAWS OF THE STATE OF ARIZONA. 
 
APPROVED AS TO FORM: 
 
 
____________________________________ 
Deputy County Attorney                          Date

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
2021 Work Statement – HOME ARP 
City of Tempe 
 
Page 5 of 9 
MARICOPA COUNTY 
Work Statement – 2021 HOME-ARP 
HOME Investment Partnerships Program – American Rescue Plan 
Program Year 2021 HOME-ARP  
 
Consortium Member:   
City of Tempe, Arizona 
UEI: 
 
 
 
JNE92556J8N5 
FAIN:  
 
 
M-21-DP-04-0227 
Federal Award date:  
9/20/2021 
HOME-ARP Funds:  
$2,269,939 ($2,085,890 from entitlement and $184,049 from 
admin) 
Activity Type:   
 
Acquisition, Supportive Services 
Activity Name:  
City of Tempe Non-Congregate Bridge Shelter Acquisition, Case 
Management, and Housing Navigation 
 
1. 
FUNDING: 
HOME-ARP 
HOME-ARP ADMIN 
OTHER SOURCES 
TOTAL 
$2,085,890 
$184,049 
$9,850,000 
$12,119,939 
 
2. 
DETAILED SCOPE OF WORK: 
2.1. 
Consolidated Plan Goal as it relates to this activity: High Priority 
 
2.2. 
Type of assistance to be provided with HOME-ARP funds: the City of Tempe will 
expend for payment of reasonable administrative and planning costs 15% of its 
HOME-ARP allocation, and expend the balance of HOME-ARP funds to benefit 
qualified populations in accordance with HUD CPD Notice CPD-21-10 for 1) 
provision of supportive services, specifically, bridge shelter case management 
and housing navigation; and, 2) acquisition, construction, rehabilitation, 
reconstruction of housing, specifically, transitional bridge shelter. 
 
2.3. 
The City of Tempe will not expend funds for Housing Counseling Services 
eligible under Section VI.D.3.c of the Notice. 
 
Eligible expenses include costs associated with the following: child care; 
education services; employment assistance and job training; food; housing 
search and counseling services; legal services; life skills training; mental health 
services; outpatient health services; outreach services; substance abuse 
treatment services; transportation; case management; mediation; credit repair; 
landlord/tenant liaison services; services for special populations (i.e. victims of 
domestic violence and others); financial assistance costs; and short and medium 
term financial assistance for rent. 
 
2.4. 
Services to be provided through this Amendment: 1) Reasonable administrative 
and planning costs (Section VI.A.); 2) provision of supportive services, 
specifically, bridge shelter case management and housing navigation (Section 
VI.D.4); 3) acquisition, construction, rehabilitation, reconstruction of non-
congregate shelter (Section VI.B.).

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
2021 Work Statement – HOME ARP 
City of Tempe 
 
Page 6 of 9 
2.5. 
Methods and instruments used for ensuring affordability: not applicable; the City 
of Tempe will not undertake any activities with HOME-ARP funds that require 
affordability compliance. 
 
2.6. 
All HOME-ARP activities will comply with the guidance provided in Notice CPD-
21-10: Requirements for Use of Funds in the HOME-ARP Program, as amended. 
 
3. 
ACTIVITY GOALS: 
Activity Goal 
ACTIVITY GOALS
Development of 
Affordable 
Rental Housing 
Supportive 
Services 
Acquisition and 
Development of 
Non-Congregate 
Shelters
Tenant Based 
Rental 
Assistance 
Estimated 
Number of New 
Units/ Beds 
Developed 
NA 
NA 
56 Beds 
NA 
Estimated 
Number of 
Households to 
Benefit 
NA 
240 HHs 
NA 
NA 
 
4. 
LOGIC MODEL: PERFORMANCE INDICATORS: 
 
 
 
INPUTS/RESOURCES 
In order to accomplish 
proposed activities, the 
subrecipient will need 
the following: 
ACTIVITIES 
In order to address 
the issue, the 
subrecipient will 
conduct the 
following activities:
OUTPUTS 
Once completed, 
these activities 
will produce the 
following: 
OUTCOMES 
When 
completed, 
these activities 
will lead to the 
following 
changes: 
IMPACT 
Long term 
changes: 
HOME-ARP 
Bridge shelter 
case management 
and housing 
navigation 
Transition 
individuals into 
housing or refer 
identified 
candidates for 
intensive support 
services 
Clients will exit 
the program to 
positive 
outcomes such 
as housing and 
employment 
Reduction in 
levels of 
homelessness 
and an 
increase in 
household self-
sufficiency.

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
2021 Work Statement – HOME ARP 
City of Tempe 
 
Page 7 of 9 
5. 
QUALIFIED POPULATIONS OF PROPOSED BENEFICIARIES 
Qualified Populations 
Number 
Individuals
Number of 
Families
Homeless
200
40
At Risk of Homelessness 
0 
0 
Fleeing, or Attempting to Flee, Domestic Violence, 
Dating Violence, Sexual Assault,  
Stalking, or Human Trafficking
0 
0 
Other Populations: (1) Other Families Requiring 
Services or Housing Assistance to Prevent  
Homelessness
0 
0 
Other Populations: (2) At Greatest Risk of Housing 
Instability  
0 
0 
Veterans and Families that include a Veteran 
Family Member (that meet one of the preceding 
populations) 
0 
0 
TOTAL
200
40
 
(Only required for Development of Affordable Housing) 
HOME-ARP Rental Housing 
Occupancy Requirements
Number of 
Units
Total Number 
of Units
Percentage 
of Units
HOME-ARP Units assisted based on 
status as qualifying household 
(Minimum 70%) 
NA 
NA 
NA 
HOME-ARP Units assisted based on 
income eligibility (not to exceed 
30%)
NA 
NA 
NA 
TOTAL
NA
NA
NA
 
6. 
PREFERENCES AMONG QUALIFYING POPULATIONS, REFERRAL METHODS, 
AND SUBPOPULATIONS: 
6.1. 
Identify the intent to give preference to one or more qualifying populations or a 
subpopulation within one or more qualifying populations for any eligible activity or 
project: As described in the Consortium’s HUD-approved HOME-ARP Allocation 
Plan, the City will not give preference to any qualifying population and will 
provide services to any qualifying population as needed.  
 
6.2. 
Referral Methods for Project or Activity: NA 
 
6.3. 
Waitlist Procedures: NA 
 
 
7. 
PERFORMANCE REPORTING GOALS-TIMELINE OF ACTIVITIES: 
MILESTONES 
START 
DATE
COMPLETION 
DATE
City Council Approval of IGA Amendment with 
Maricopa County 
March 2024 
April 2024 
Maricopa County Board of Supervisors approval 
of IGA Amendment
 
April 2024

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
2021 Work Statement – HOME ARP 
City of Tempe 
 
Page 8 of 9 
Acquisition Timeline: 
 
 
Environmental Review Completed
April 2024
Acquisition of Property 
 
April 2024 
RFP for Rehabilitation  
May 2024
Rehabilitation of Property 
 
December 2024  
Expected Occupancy of Units
September 2025
Supportive Services Timeline:
 
 
Contract amendment to recommit funds to 
subrecipient  
 
 
25% expenditure of funds
October 2024
50% expenditure of funds 
 
October 2025 
75% expenditure of funds
October 2026
100% expenditure of funds 
 
October 2027 
Final reporting
January 2028
Any change to the Timeline shall need to be submitted to and approved by Maricopa County.  
 
8. 
ACTIVITY BUDGET SUMMARY: 
COSTS 
HOME-ARP 
FUNDS 
HOME-ARP 
ADMIN 
Additional 
Sources* 
(defined in 
Table 9)
TOTAL 
COST 
Supportive Services 
$1,185,890
$184,049
$0
$1,369,939
Acquisition 
$900,000
$9,850,000
$10,750,000
TOTAL 
$2,085,890
$184,049
$9,850,000
$12,119,939
8.1. 
The funding amount for Supportive Services under the Amendment shall be 
$1,369,939, and the expenditure term for these PY21 Work Statement activities 
shall expire on October 30, 2027. 
8.2. 
The funding amount for acquisition of Non-Congregate transitional Bridge Shelter 
and construction under the Amendment shall be $900,000, and expenditure term 
for these PY21 Work Statement activities shall expire on September 30, 2025. 
8.3. 
NOTE: A total of $3,000 per activity will be withheld as retainage from the total 
amount of HOME funds obligated to each activity until a completion report is 
submitted to the County. 
 
9. 
SOURCE AND AMOUNT OF OTHER RESOURCES: 
FUNDING AGENCY 
CASH AMOUNT 
VOLUNTEER/ 
IN-KIND AMOUNT 
American Rescue Plan Act (ARPA) 
$7,300,000.00 
$0 
City of Tempe (CIP) 
$2,550,000.00 
$0 
 TOTAL 
$9,850,000.00 
$0 
 
10. 
MATCH: 
Matching Contribution Requirements: The requirements of 24 CFR 92.218  
through 24 CFR 92.222 and any other requirements for matching contributions in 24 
CFR part 92 shall not apply to HOME-ARP funds, as subsection (c)(1) of ARP states

Contract No. C-22-17-045-3-05 
 
Amendment No. 5 
2021 Work Statement – HOME ARP 
City of Tempe 
 
Page 9 of 9 
that the underlying statutory requirement at section 220 of NAHA (42 U.S.C. 12750) 
does not apply to HOME-ARP funds. 
 
11. 
ADDITIONAL PROJECT OR ACTIVITY INFORMATION: (If applicable) 
Tempe has identified an opportunity to purchase a motel consisting of 2.1 acres as well 
as an adjacent vacant parcel of .69 acre. The motel was built in 1997 and is located on 
an “L” shaped parcel containing a lobby, offices, laundry facility and fifty-four (54) rooms 
and with two (2) suites. City ownership of the property presents an opportunity for a non-
congregate bridge shelter for homeless individuals. 
 
Tempe was awarded an American Rescue Plan Act (ARPA) grant from Maricopa County 
in the amount of $7,300,000 to acquire a facility to be utilized as a bridge shelter. Tempe 
would provide the balance of the acquisition costs from available funding sources 
including City CIP ($2,550,000), in addition to HOME ARP Funds provided under this 
Amendment ($900,000).